CRI

SEC source: 0001593968-21-000515 · primary_01.xml · nonDerivative · entry 3

Pivar Ben · CIK 0001805801 · SVP, CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,389

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

SEC source: 0001593968-21-000517 · primary_01.xml · nonDerivative · entry 3

D'Emilio Julie · CIK 0001615988 · EVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,130

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

SEC source: 0001593968-21-000513 · primary_01.xml · nonDerivative · entry 3

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 507,523

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

SEC source: 0001593968-21-000511 · primary_01.xml · nonDerivative · entry 3

Krugman Kendra · CIK 0001749016 · EVP, Merchandising and Design

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,467

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

SEC source: 0001593968-21-000510 · primary_01.xml · nonDerivative · entry 3

Lynch Brian · CIK 0001484629 · President, Carter's, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,736

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

SEC source: 0001593968-21-000509 · primary_01.xml · nonDerivative · entry 3

Smith Peter Royer · CIK 0001653023 · EVP Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,735.325

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

SEC source: 0001593968-21-000507 · primary_01.xml · nonDerivative · entry 3

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,756

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

SEC source: 0001593968-21-000508 · primary_01.xml · nonDerivative · entry 3

Wilson Jill · CIK 0001484630 · SVP HR and Talent Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,987

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

SEC source: 0001593968-21-000506 · primary_01.xml · nonDerivative · entry 3

Robinson Antonio · CIK 0001805609 · SVP, CSR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,552

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

SEC source: 0001593968-21-000515 · primary_01.xml · nonDerivative · entry 2

Pivar Ben · CIK 0001805801 · SVP, CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,486

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

SEC source: 0001593968-21-000517 · primary_01.xml · nonDerivative · entry 2

D'Emilio Julie · CIK 0001615988 · EVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,315

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

SEC source: 0001593968-21-000516 · primary_01.xml · nonDerivative · entry 2

Moore Patrick Q · CIK 0001640619 · EVP, North America Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,382

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

SEC source: 0001593968-21-000513 · primary_01.xml · nonDerivative · entry 2

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 509,369

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

SEC source: 0001593968-21-000511 · primary_01.xml · nonDerivative · entry 2

Krugman Kendra · CIK 0001749016 · EVP, Merchandising and Design

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,610

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

SEC source: 0001593968-21-000510 · primary_01.xml · nonDerivative · entry 2

Lynch Brian · CIK 0001484629 · President, Carter's, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,109

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

SEC source: 0001593968-21-000509 · primary_01.xml · nonDerivative · entry 2

Smith Peter Royer · CIK 0001653023 · EVP Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,920.325

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

SEC source: 0001593968-21-000507 · primary_01.xml · nonDerivative · entry 2

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,941

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

SEC source: 0001593968-21-000508 · primary_01.xml · nonDerivative · entry 2

Wilson Jill · CIK 0001484630 · SVP HR and Talent Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,072

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

SEC source: 0001593968-21-000506 · primary_01.xml · nonDerivative · entry 2

Robinson Antonio · CIK 0001805609 · SVP, CSR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,621

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

SEC source: 0001593968-21-000515 · primary_01.xml · nonDerivative · entry 1

Pivar Ben · CIK 0001805801 · SVP, CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,593

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

SEC source: 0001593968-21-000517 · primary_01.xml · nonDerivative · entry 1

D'Emilio Julie · CIK 0001615988 · EVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,675

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

SEC source: 0001593968-21-000516 · primary_01.xml · nonDerivative · entry 1

Moore Patrick Q · CIK 0001640619 · EVP, North America Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,743

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

SEC source: 0001593968-21-000514 · primary_01.xml · nonDerivative · entry 1

Jenkins Jeff · CIK 0001785741 · EVP Global Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,305

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

SEC source: 0001593968-21-000512 · primary_01.xml · nonDerivative · entry 1

Duggan Scott F. · CIK 0001504310 · SVP, Gen Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,376

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

SEC source: 0001593968-21-000513 · primary_01.xml · nonDerivative · entry 1

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 512,859

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

SEC source: 0001593968-21-000511 · primary_01.xml · nonDerivative · entry 1

Krugman Kendra · CIK 0001749016 · EVP, Merchandising and Design

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,970

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

SEC source: 0001593968-21-000510 · primary_01.xml · nonDerivative · entry 1

Lynch Brian · CIK 0001484629 · President, Carter's, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,808

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

SEC source: 0001593968-21-000509 · primary_01.xml · nonDerivative · entry 1

Smith Peter Royer · CIK 0001653023 · EVP Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,280.325

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

SEC source: 0001593968-21-000507 · primary_01.xml · nonDerivative · entry 1

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,449

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

SEC source: 0001593968-21-000508 · primary_01.xml · nonDerivative · entry 1

Wilson Jill · CIK 0001484630 · SVP HR and Talent Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,271

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

SEC source: 0001593968-21-000506 · primary_01.xml · nonDerivative · entry 1

Robinson Antonio · CIK 0001805609 · SVP, CSR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,722

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

SEC source: 0001593968-21-000453 · primary_01.xml · nonDerivative · entry 1

Pivar Ben · CIK 0001805801 · SVP, CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,765

F1 · shares: These restricted shares are subject to restrictions that either (a) lapse in four equal annual installments beginning one year from the grant date or (b) cliff vest after three years from the grant date.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

SEC source: 0001593968-21-000463 · primary_01.xml · nonDerivative · entry 1

Moore Patrick Q · CIK 0001640619 · EVP, North America Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,068

F1 · shares: These restricted shares are subject to restrictions that either (a) lapse in four equal annual installments beginning one year from the grant date or (b) cliff vest after three years from the grant date.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

SEC source: 0001593968-21-000462 · primary_01.xml · nonDerivative · entry 1

CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 515,921

F1 · shares: These restricted shares are subject to restrictions that lapse in four equal annual installments beginning one year from the grant date.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

SEC source: 0001593968-21-000461 · primary_01.xml · nonDerivative · entry 1

Jenkins Jeff · CIK 0001785741 · EVP Global Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,634

F1 · shares: These restricted shares are subject to restrictions that either (a) lapse in four equal annual installments beginning one year from the grant date or (b) cliff vest after three years from the grant date.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

SEC source: 0001593968-21-000460 · primary_01.xml · nonDerivative · entry 1

Duggan Scott F. · CIK 0001504310 · SVP, Gen Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,548

F1 · shares: These restricted shares are subject to restrictions that either (a) lapse in four equal annual installments beginning one year from the grant date or (b) cliff vest after three years from the grant date.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

SEC source: 0001593968-21-000459 · primary_01.xml · nonDerivative · entry 1

Krugman Kendra · CIK 0001749016 · EVP, Merchandising and Design

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,296

F1 · shares: These restricted shares are subject to restrictions that either (a) lapse in four equal annual installments beginning one year from the grant date or (b) cliff vest after three years from the grant date.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

SEC source: 0001593968-21-000457 · primary_01.xml · nonDerivative · entry 1

Lynch Brian · CIK 0001484629 · President, Carter's, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,480

F1 · shares: These restricted shares are subject to restrictions that either (a) lapse in four equal annual installments beginning one year from the grant date or (b) cliff vest after three years from the grant date.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

SEC source: 0001593968-21-000455 · primary_01.xml · nonDerivative · entry 1

Robinson Antonio · CIK 0001805609 · SVP, CSR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,844

F1 · shares: These restricted shares are subject to restrictions that either (a) lapse in four equal annual installments beginning one year from the grant date or (b) cliff vest after three years from the grant date.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

SEC source: 0001593968-21-000454 · primary_01.xml · nonDerivative · entry 1

Wilson Jill · CIK 0001484630 · SVP HR and Talent Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,443

F1 · shares: These restricted shares are subject to restrictions that either (a) lapse in four equal annual installments beginning one year from the grant date or (b) cliff vest after three years from the grant date.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

SEC source: 0001593968-21-000452 · primary_01.xml · nonDerivative · entry 1

D'Emilio Julie · CIK 0001615988 · EVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,004

F1 · shares: These restricted shares are subject to restrictions that either (a) lapse in four equal annual installments beginning one year from the grant date or (b) cliff vest after three years from the grant date.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

SEC source: 0001593968-21-000450 · primary_01.xml · nonDerivative · entry 1

Westenberger Richard F. · CIK 0001454329 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,032

F1 · shares: These restricted shares are subject to restrictions that either (a) lapse in four equal annual installments beginning one year from the grant date or (b) cliff vest after three years from the grant date.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

SEC source: 0001593968-21-000447 · primary_01.xml · nonDerivative · entry 1

Smith Peter Royer · CIK 0001653023 · EVP Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,608.325

F1 · shares: These restricted shares are subject to restrictions that either (a) lapse in four equal annual installments beginning one year from the grant date or (b) cliff vest after three years from the grant date.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

SEC source: 0001593968-20-002421 · primary_01.xml · nonDerivative · entry 2

PULVER DAVID · CIK 0001029041 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Carol Pulver 2020 Trust

Disclosed balance after: 40,082

F1 · kind: This transaction involved a gift of securities by the reporting person to a trust in which the trustee is the reporting person's wife. The reporting person disclaims beneficial ownership of the shares held by the trust, and this report should not be deemed an admission that the reporting person is the beneficial owner of the trust's shares for purposes of Section 16 or for any other purpose.

SEC source: 0001593968-20-002421 · primary_01.xml · nonDerivative · entry 1

PULVER DAVID · CIK 0001029041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,965

F1 · kind: This transaction involved a gift of securities by the reporting person to a trust in which the trustee is the reporting person's wife. The reporting person disclaims beneficial ownership of the shares held by the trust, and this report should not be deemed an admission that the reporting person is the beneficial owner of the trust's shares for purposes of Section 16 or for any other purpose.

SEC source: 0001593968-20-002361 · primary_01.xml · nonDerivative · entry 1

WHIDDON THOMAS E · CIK 0001196196 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,565

F1 · shares: The transaction reported involved a gift by the reporting person of shares of common stock to family members who do not reside in the primary residence of the reporting person.

SEC source: 0001593968-20-002337 · primary_01.xml · derivative · entry 3

D'Emilio Julie · CIK 0001615988 · EVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,200 shares

Expires 2021-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001593968-20-002337 · primary_01.xml · nonDerivative · entry 2

D'Emilio Julie · CIK 0001615988 · EVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,268

F3 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $92.980 to $93.810 inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

F2 · balance_after: The amount of securities beneficially owned includes an adjustment in the number of shares to remedy an inadvertent clerical error in the previous Section 16 filing.

SEC source: 0001593968-20-002337 · primary_01.xml · nonDerivative · entry 1

D'Emilio Julie · CIK 0001615988 · EVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,468

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

F2 · balance_after: The amount of securities beneficially owned includes an adjustment in the number of shares to remedy an inadvertent clerical error in the previous Section 16 filing.

SEC source: 0001593968-20-002252 · primary_01.xml · nonDerivative · entry 1

Pivar Ben · CIK 0001805801 · SVP, CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,645

F1 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $94.086 to $94.130 inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

F3 · balance_after: The amount of securities beneficially owned includes an adjustment in the number of shares to remedy an inadvertent clerical error in the previous Section 16 filing.