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Nasdaq · USD

CPSS

CONSUMER PORTFOLIO SERVICES, INC.

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1404
SEC CIK
0000889609
Parsed reports
447

Last 12 months

Inside the activity.

0 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202604
Sep 202601
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 24, 2022 Filed Jun 27, 2022 22:08 UTC PurchaseCommon Stock, no par value 236,733 $10.39 $2,460,602.80
Disclosure

SEC source: 0001567619-22-013414 · doc1.xml · nonDerivative · entry 2

BLACK DIAMOND CAPITAL MANAGEMENT, L.L.C. · CIK 0001282197 · 10% owner

Deckoff Stephen H · CIK 0001486844 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 5,043,398

F1 · ownership.direct: These shares of Common Stock ("Shares") are held directly by certain Black Diamond investment vehicles ("Black Diamond vehicles"). Black Diamond Capital Management, L.L.C. ("Black Diamond") exercises investment discretion on behalf of investment advisory affiliates that serve as investment advisers to the Black Diamond vehicles. Stephen H. Deckoff is the Managing Principal of Black Diamond.

F2 · ownership.direct: Each of the Reporting Persons disclaims beneficial ownership over the Shares, except to the extent of its or his pecuniary interest therein, and this statement shall not be construed as an admission that such Reporting Person is the beneficial owner of any Shares for purposes of Section 16 of the Exchange Act or for any other purpose.

F1 · ownership.nature: These shares of Common Stock ("Shares") are held directly by certain Black Diamond investment vehicles ("Black Diamond vehicles"). Black Diamond Capital Management, L.L.C. ("Black Diamond") exercises investment discretion on behalf of investment advisory affiliates that serve as investment advisers to the Black Diamond vehicles. Stephen H. Deckoff is the Managing Principal of Black Diamond.

F2 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership over the Shares, except to the extent of its or his pecuniary interest therein, and this statement shall not be construed as an admission that such Reporting Person is the beneficial owner of any Shares for purposes of Section 16 of the Exchange Act or for any other purpose.

Read SEC document
June 24, 2022 Filed Jun 28, 2022 19:44 UTC GrantStock Option (right to buy) · Derivative 30,000 Not disclosed Strike: $10.25 Not disclosed
Disclosure

SEC source: 0001683168-22-004653 · ownership.xml · derivative · entry 1

Grasso Louis M · CIK 0001810910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock, No Par Value · 30,000 shares

Expires 2029-06-24

F1 · price: Issued in consideration of the named person's services to the issuer.

Read SEC document
June 24, 2022 Filed Jun 28, 2022 23:42 UTC
Bharwani DeneshSr. Vice President
GrantStock Option (right to buy) · Derivative 60,000 Not disclosed Strike: $10.25 Not disclosed
Disclosure

SEC source: 0001683168-22-004649 · ownership.xml · derivative · entry 1

Bharwani Denesh · CIK 0001672094 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock, No Par Value · 60,000 shares

Expires 2029-06-24

F2 · price: Issued in consideration of the named person's services to the issuer.

F1 · derivative.exercise_date: Becomes exercisable in four equal increments on June 24, 2023, 2024, 2025, and 2026.

Read SEC document
June 24, 2022 Filed Jun 28, 2022 23:46 UTC GrantStock Option (right to buy) · Derivative 30,000 Not disclosed Strike: $10.25 Not disclosed
Disclosure

SEC source: 0001683168-22-004658 · ownership.xml · derivative · entry 1

WOOD DANIEL S · CIK 0001246388 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock, No Par Value · 30,000 shares

Expires 2029-06-24

F1 · price: Issued in consideration of the named person's services to the issuer.

Read SEC document
June 24, 2022 Filed Jun 28, 2022 23:45 UTC
Washer GregDirector
GrantStock Option (right to buy) · Derivative 30,000 Not disclosed Strike: $10.25 Not disclosed
Disclosure

SEC source: 0001683168-22-004657 · ownership.xml · derivative · entry 1

Washer Greg · CIK 0001405318 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock, No Par Value · 30,000 shares

Expires 2029-06-24

F1 · price: Issued in consideration of the named person's service to the issuer.

Read SEC document
June 24, 2022 Filed Jun 28, 2022 23:45 UTC GrantStock Option (right to buy) · Derivative 30,000 Not disclosed Strike: $10.25 Not disclosed
Disclosure

SEC source: 0001683168-22-004656 · ownership.xml · derivative · entry 1

ROBERTS WILLIAM B · CIK 0001005213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock, No Par Value · 30,000 shares

Expires 2029-06-24

F1 · price: Issued in consideration of the named person's service to the issuer.

Read SEC document
June 24, 2022 Filed Jun 28, 2022 23:44 UTC GrantStock Option (right to buy) · Derivative 30,000 Not disclosed Strike: $10.25 Not disclosed
Disclosure

SEC source: 0001683168-22-004655 · ownership.xml · derivative · entry 1

Rayhill Brian · CIK 0001378986 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock, No Par Value · 30,000 shares

Expires 2029-06-24

F1 · price: Issued in consideration of the named person's services to the issuer.

Read SEC document
June 24, 2022 Filed Jun 28, 2022 23:44 UTC GrantStock Option (right to buy) · Derivative 30,000 Not disclosed Strike: $10.25 Not disclosed
Disclosure

SEC source: 0001683168-22-004654 · ownership.xml · derivative · entry 1

GROUNDS WILLIAM WARWICK · CIK 0001574607 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock, No Par Value · 30,000 shares

Expires 2029-06-24

F1 · price: Issued in consideration of the named person's services to the issuer.

Read SEC document
June 24, 2022 Filed Jun 28, 2022 23:43 UTC
Adams ChrisDirector
GrantStock Option (right to buy) · Derivative 30,000 Not disclosed Strike: $10.25 Not disclosed
Disclosure

SEC source: 0001683168-22-004652 · ownership.xml · derivative · entry 1

Adams Chris · CIK 0001410247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock, No Par Value · 30,000 shares

Expires 2029-06-24

F1 · price: Issued in consideration of the named person's services to the issuer.

Read SEC document
June 24, 2022 Filed Jun 28, 2022 23:43 UTC
Lavin Michael T.Executive Vice President
GrantStock Option (right to buy) · Derivative 90,000 Not disclosed Strike: $10.25 Not disclosed
Disclosure

SEC source: 0001683168-22-004651 · ownership.xml · derivative · entry 1

Lavin Michael T. · CIK 0001463930 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock, No Par Value · 90,000 shares

Expires 2029-06-24

F2 · price: Issued in consideration of the named person's services to the issuer.

F1 · derivative.exercise_date: Becomes exercisable in four equal increments on June 24, 2023, 2024, 2025, and 2026.

Read SEC document
June 24, 2022 Filed Jun 28, 2022 23:42 UTC
Harton John PatrickSr. Vice President
GrantStock Option (right to buy) · Derivative 60,000 Not disclosed Strike: $10.25 Not disclosed
Disclosure

SEC source: 0001683168-22-004650 · ownership.xml · derivative · entry 1

Harton John Patrick · CIK 0001605827 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock, No Par Value · 60,000 shares

Expires 2029-06-24

F2 · price: Issued in consideration of the named person's services to the issuer.

F1 · derivative.exercise_date: Becomes exercisable in four equal increments on June 24, 2023, 2024, 2025, and 2026.

Read SEC document
June 24, 2022 Filed Jun 28, 2022 23:42 UTC
BRADLEY CHARLES E JRDirector · President and CEO · 10% owner
GrantStock Option (right to buy) · Derivative 300,000 Not disclosed Strike: $10.25 Not disclosed
Disclosure

SEC source: 0001683168-22-004648 · ownership.xml · derivative · entry 1

BRADLEY CHARLES E JR · CIK 0001028860 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock, No Par Value · 300,000 shares

Expires 2029-06-24

F2 · price: Issued in consideration of the named person's services to the issuer.

F1 · derivative.exercise_date: Becomes exercisable in four equal increments on June 24, 2023, 2024, 2025, and 2026.

Read SEC document
June 24, 2022 Filed Jun 28, 2022 23:41 UTC
Robinson TeriSr. Vice President
GrantStock Option (right to buy) · Derivative 60,000 Not disclosed Strike: $10.25 Not disclosed
Disclosure

SEC source: 0001683168-22-004647 · ownership.xml · derivative · entry 1

Robinson Teri · CIK 0001397947 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock, No Par Value · 60,000 shares

Expires 2029-06-24

F2 · price: Issued in consideration of the named person's services to the issuer.

F1 · derivative.exercise_date: Becomes exercisable in four equal increments on June 24, 2023, 2024, 2025, and 2026.

Read SEC document
June 24, 2022 Filed Jun 28, 2022 23:41 UTC
Straten LaurieSr. Vice President
GrantStock Option (right to buy) · Derivative 60,000 Not disclosed Strike: $10.25 Not disclosed
Disclosure

SEC source: 0001683168-22-004646 · ownership.xml · derivative · entry 1

Straten Laurie · CIK 0001576501 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock, No Par Value · 60,000 shares

Expires 2029-06-24

F2 · price: Issued in consideration of the named person's services to the issuer.

F1 · derivative.exercise_date: Becomes exercisable in four equal increments on June 24, 2023, 2024, 2025, and 2026.

Read SEC document
June 24, 2022 Filed Jun 28, 2022 23:40 UTC
TERRY CHRISSr. Vice President
GrantStock Option (right to buy) · Derivative 60,000 Not disclosed Strike: $10.25 Not disclosed
Disclosure

SEC source: 0001683168-22-004645 · ownership.xml · derivative · entry 1

TERRY CHRIS · CIK 0001244792 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock, No Par Value · 60,000 shares

Expires 2029-06-24

F2 · price: Issued in consideration of the named person's services to the issuer.

F1 · derivative.exercise_date: Becomes exercisable in four equal increments on June 24, 2023, 2024, 2025, and 2026.

Read SEC document
June 23, 2022 Filed Jun 27, 2022 22:08 UTC PurchaseCommon Stock, no par value 47,579 $10.52 $500,673.82
Disclosure

SEC source: 0001567619-22-013414 · doc1.xml · nonDerivative · entry 1

BLACK DIAMOND CAPITAL MANAGEMENT, L.L.C. · CIK 0001282197 · 10% owner

Deckoff Stephen H · CIK 0001486844 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 4,806,665

F1 · ownership.direct: These shares of Common Stock ("Shares") are held directly by certain Black Diamond investment vehicles ("Black Diamond vehicles"). Black Diamond Capital Management, L.L.C. ("Black Diamond") exercises investment discretion on behalf of investment advisory affiliates that serve as investment advisers to the Black Diamond vehicles. Stephen H. Deckoff is the Managing Principal of Black Diamond.

F2 · ownership.direct: Each of the Reporting Persons disclaims beneficial ownership over the Shares, except to the extent of its or his pecuniary interest therein, and this statement shall not be construed as an admission that such Reporting Person is the beneficial owner of any Shares for purposes of Section 16 of the Exchange Act or for any other purpose.

F1 · ownership.nature: These shares of Common Stock ("Shares") are held directly by certain Black Diamond investment vehicles ("Black Diamond vehicles"). Black Diamond Capital Management, L.L.C. ("Black Diamond") exercises investment discretion on behalf of investment advisory affiliates that serve as investment advisers to the Black Diamond vehicles. Stephen H. Deckoff is the Managing Principal of Black Diamond.

F2 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership over the Shares, except to the extent of its or his pecuniary interest therein, and this statement shall not be construed as an admission that such Reporting Person is the beneficial owner of any Shares for purposes of Section 16 of the Exchange Act or for any other purpose.

Read SEC document
June 17, 2022 Filed Jun 21, 2022 21:17 UTC PurchaseCommon Stock, no par value 2,576 $10.53 $27,125.28
Disclosure

SEC source: 0001567619-22-013207 · doc1.xml · nonDerivative · entry 2

BLACK DIAMOND CAPITAL MANAGEMENT, L.L.C. · CIK 0001282197 · 10% owner

Deckoff Stephen H · CIK 0001486844 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 4,759,086

F1 · ownership.direct: These shares of Common Stock ("Shares") are held directly by certain Black Diamond investment vehicles ("Black Diamond vehicles"). Black Diamond Capital Management, L.L.C. ("Black Diamond") exercises investment discretion on behalf of investment advisory affiliates that serve as investment advisers to the Black Diamond vehicles. Stephen H. Deckoff is the Managing Principal of Black Diamond.

F2 · ownership.direct: Each of the Reporting Persons disclaims beneficial ownership over the Shares, except to the extent of its or his pecuniary interest therein, and this statement shall not be construed as an admission that such Reporting Person is the beneficial owner of any Shares for purposes of Section 16 of the Exchange Act or for any other purpose.

F1 · ownership.nature: These shares of Common Stock ("Shares") are held directly by certain Black Diamond investment vehicles ("Black Diamond vehicles"). Black Diamond Capital Management, L.L.C. ("Black Diamond") exercises investment discretion on behalf of investment advisory affiliates that serve as investment advisers to the Black Diamond vehicles. Stephen H. Deckoff is the Managing Principal of Black Diamond.

F2 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership over the Shares, except to the extent of its or his pecuniary interest therein, and this statement shall not be construed as an admission that such Reporting Person is the beneficial owner of any Shares for purposes of Section 16 of the Exchange Act or for any other purpose.

Read SEC document
June 17, 2022 Filed Aug 19, 2022 00:16 UTC
Harton John PatrickSr. Vice President
SaleCommon Stock, No Par Value 5,000 $11.01 $55,050.00
Disclosure

SEC source: 0001683168-22-005913 · ownership.xml · nonDerivative · entry 1

Harton John Patrick · CIK 0001605827 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,220

Read SEC document
June 16, 2022 Filed Jun 21, 2022 21:17 UTC PurchaseCommon Stock, no par value 26,455 $10.47 $277,063.22
Disclosure

SEC source: 0001567619-22-013207 · doc1.xml · nonDerivative · entry 1

BLACK DIAMOND CAPITAL MANAGEMENT, L.L.C. · CIK 0001282197 · 10% owner

Deckoff Stephen H · CIK 0001486844 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 4,756,510

F1 · ownership.direct: These shares of Common Stock ("Shares") are held directly by certain Black Diamond investment vehicles ("Black Diamond vehicles"). Black Diamond Capital Management, L.L.C. ("Black Diamond") exercises investment discretion on behalf of investment advisory affiliates that serve as investment advisers to the Black Diamond vehicles. Stephen H. Deckoff is the Managing Principal of Black Diamond.

F2 · ownership.direct: Each of the Reporting Persons disclaims beneficial ownership over the Shares, except to the extent of its or his pecuniary interest therein, and this statement shall not be construed as an admission that such Reporting Person is the beneficial owner of any Shares for purposes of Section 16 of the Exchange Act or for any other purpose.

F1 · ownership.nature: These shares of Common Stock ("Shares") are held directly by certain Black Diamond investment vehicles ("Black Diamond vehicles"). Black Diamond Capital Management, L.L.C. ("Black Diamond") exercises investment discretion on behalf of investment advisory affiliates that serve as investment advisers to the Black Diamond vehicles. Stephen H. Deckoff is the Managing Principal of Black Diamond.

F2 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership over the Shares, except to the extent of its or his pecuniary interest therein, and this statement shall not be construed as an admission that such Reporting Person is the beneficial owner of any Shares for purposes of Section 16 of the Exchange Act or for any other purpose.

Read SEC document
June 14, 2022 Filed Jun 15, 2022 21:57 UTC PurchaseCommon Stock, no par value 498 $10.53 $5,243.94
Disclosure

SEC source: 0001567619-22-012913 · doc1.xml · nonDerivative · entry 2

BLACK DIAMOND CAPITAL MANAGEMENT, L.L.C. · CIK 0001282197 · 10% owner

Deckoff Stephen H · CIK 0001486844 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 4,730,055

F1 · ownership.direct: These shares of Common Stock ("Shares") are held directly by certain Black Diamond investment vehicles ("Black Diamond vehicles"). Black Diamond Capital Management, L.L.C. ("Black Diamond") exercises investment discretion on behalf of investment advisory affiliates that serve as investment advisers to the Black Diamond vehicles. Stephen H. Deckoff is the Managing Principal of Black Diamond.

F2 · ownership.direct: Each of the Reporting Persons disclaims beneficial ownership over the Shares, except to the extent of its or his pecuniary interest therein, and this statement shall not be construed as an admission that such Reporting Person is the beneficial owner of any Shares for purposes of Section 16 of the Exchange Act or for any other purpose.

F1 · ownership.nature: These shares of Common Stock ("Shares") are held directly by certain Black Diamond investment vehicles ("Black Diamond vehicles"). Black Diamond Capital Management, L.L.C. ("Black Diamond") exercises investment discretion on behalf of investment advisory affiliates that serve as investment advisers to the Black Diamond vehicles. Stephen H. Deckoff is the Managing Principal of Black Diamond.

F2 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership over the Shares, except to the extent of its or his pecuniary interest therein, and this statement shall not be construed as an admission that such Reporting Person is the beneficial owner of any Shares for purposes of Section 16 of the Exchange Act or for any other purpose.

Read SEC document
June 13, 2022 Filed Jun 15, 2022 21:57 UTC PurchaseCommon Stock, no par value 50,000 $10.35 $517,275.00
Disclosure

SEC source: 0001567619-22-012913 · doc1.xml · nonDerivative · entry 1

BLACK DIAMOND CAPITAL MANAGEMENT, L.L.C. · CIK 0001282197 · 10% owner

Deckoff Stephen H · CIK 0001486844 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 4,729,557

F3 · price: The price reported in Column 4 is a weighted average price. The Shares were purchased in multiple transactions at prices ranging from $10.06 to $10.54, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range set forth in this footnote.

F1 · ownership.direct: These shares of Common Stock ("Shares") are held directly by certain Black Diamond investment vehicles ("Black Diamond vehicles"). Black Diamond Capital Management, L.L.C. ("Black Diamond") exercises investment discretion on behalf of investment advisory affiliates that serve as investment advisers to the Black Diamond vehicles. Stephen H. Deckoff is the Managing Principal of Black Diamond.

F2 · ownership.direct: Each of the Reporting Persons disclaims beneficial ownership over the Shares, except to the extent of its or his pecuniary interest therein, and this statement shall not be construed as an admission that such Reporting Person is the beneficial owner of any Shares for purposes of Section 16 of the Exchange Act or for any other purpose.

F1 · ownership.nature: These shares of Common Stock ("Shares") are held directly by certain Black Diamond investment vehicles ("Black Diamond vehicles"). Black Diamond Capital Management, L.L.C. ("Black Diamond") exercises investment discretion on behalf of investment advisory affiliates that serve as investment advisers to the Black Diamond vehicles. Stephen H. Deckoff is the Managing Principal of Black Diamond.

F2 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership over the Shares, except to the extent of its or his pecuniary interest therein, and this statement shall not be construed as an admission that such Reporting Person is the beneficial owner of any Shares for purposes of Section 16 of the Exchange Act or for any other purpose.

Read SEC document
June 13, 2022 Filed Jun 15, 2022 19:23 UTC
Fritz Jeffrey PExec Vice President
SaleCommon Stock, no par value 25,000 $10.40 $260,000.00
Disclosure

SEC source: 0001683168-22-004369 · ownership.xml · nonDerivative · entry 1

Fritz Jeffrey P · CIK 0001301087 · Exec Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,437

Read SEC document
June 02, 2022 Filed Jun 3, 2022 20:51 UTC
Fritz Jeffrey PExec. Vice President
SaleCommon Stock, no par value 24,900 $13.75 $342,375.00
Disclosure

SEC source: 0001683168-22-004162 · ownership.xml · nonDerivative · entry 2

Fritz Jeffrey P · CIK 0001301087 · Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,437

Read SEC document
June 01, 2022 Filed Jun 3, 2022 20:51 UTC
Fritz Jeffrey PExec. Vice President
SaleCommon Stock, no par value 100 $13.75 $1,375.00
Disclosure

SEC source: 0001683168-22-004162 · ownership.xml · nonDerivative · entry 1

Fritz Jeffrey P · CIK 0001301087 · Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,337

Read SEC document
May 26, 2022 Filed May 27, 2022 20:13 UTC
Fritz Jeffrey PExecutive Vice President
SaleCommon Stock, no par value 25,000 $13.30 $332,500.00
Disclosure

SEC source: 0001683168-22-004069 · ownership.xml · nonDerivative · entry 1

Fritz Jeffrey P · CIK 0001301087 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,437

Read SEC document
May 17, 2022 Filed May 18, 2022 20:20 UTC
Fritz Jeffrey PExec. Vice President
SaleCommon Stock, no par value 15,751 $14.00 $220,514.00
Disclosure

SEC source: 0001683168-22-003776 · ownership.xml · nonDerivative · entry 2

Fritz Jeffrey P · CIK 0001301087 · Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,437

Read SEC document
May 17, 2022 Filed May 19, 2022 22:52 UTC
BRADLEY CHARLES E JRDirector · President and CEO · 10% owner
Exercise / conversionStock Option (right to buy) · Derivative 300,000 Not disclosed Strike: $6.11 Not disclosed
Disclosure

SEC source: 0001683168-22-003830 · ownership.xml · derivative · entry 3

BRADLEY CHARLES E JR · CIK 0001028860 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 300,000 shares

Expires 2022-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Issued in consideration of the named person's services to the issuer.

F2 · derivative.exercise_date: Became exercisable in cumulative increments of 75,000 shares on May 19, 2016, 2017, 2018, and 2019.

Read SEC document
May 17, 2022 Filed May 19, 2022 22:52 UTC
BRADLEY CHARLES E JRDirector · President and CEO · 10% owner
Tax withholdingCommon Stock, no par value 190,530 $14.41 $2,745,537.30
Disclosure

SEC source: 0001683168-22-003830 · ownership.xml · nonDerivative · entry 2

BRADLEY CHARLES E JR · CIK 0001028860 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,356,757

F1 · kind: Represents a "net exercise" of outstanding stock options. The reporting person received 109,470 shares of common stock on net exercise of option to purchase 300,000 shares of common stock. The reporting person forfeited 190,530 shares of common stock underlying the option in payment of the exercise prices and tax liability, using the closing stock price on May 17, 2022 of $14.41 per share.

Read SEC document
May 17, 2022 Filed May 19, 2022 22:52 UTC
BRADLEY CHARLES E JRDirector · President and CEO · 10% owner
Exercise / conversionCommon Stock, no par value 300,000 $6.11 $1,833,000.00
Disclosure

SEC source: 0001683168-22-003830 · ownership.xml · nonDerivative · entry 1

BRADLEY CHARLES E JR · CIK 0001028860 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,547,287

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 16, 2022 Filed May 18, 2022 21:46 UTC
Adams ChrisDirector
Exercise / conversionStock Option (right to buy) · Derivative 30,000 Not disclosed Strike: $6.11 Not disclosed
Disclosure

SEC source: 0001683168-22-003788 · ownership.xml · derivative · entry 3

Adams Chris · CIK 0001410247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 30,000 shares

Expires 2022-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Issued in consideration of the named person's services to the issuer.

Read SEC document
May 16, 2022 Filed May 18, 2022 21:46 UTC
Adams ChrisDirector
Tax withholdingCommon Stock, no par value 13,468 $13.61 $183,299.48
Disclosure

SEC source: 0001683168-22-003788 · ownership.xml · nonDerivative · entry 2

Adams Chris · CIK 0001410247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,745

F1 · kind: Represents a "net exercise" of outstanding stock options. The reporting person received 16,532 shares of common stock on net exercise of option to purchase 30,000 shares of common stock. The reporting person forfeited 13,468 shares of common stock underlying the option in payment of the exercise prices, using the closing stock price on May 16, 2022 of $13.61 per share.

Read SEC document
May 16, 2022 Filed May 18, 2022 21:46 UTC
Adams ChrisDirector
Exercise / conversionCommon Stock, no par value 30,000 $6.11 $183,300.00
Disclosure

SEC source: 0001683168-22-003788 · ownership.xml · nonDerivative · entry 1

Adams Chris · CIK 0001410247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,213

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: Includes 13,000 shares of stock held in an Individual Retirement Account, which the reporting person previously characterized as indirect ownership.

Read SEC document
May 16, 2022 Filed May 18, 2022 20:20 UTC
Fritz Jeffrey PExec. Vice President
SaleCommon Stock, no par value 9,249 $14.00 $129,486.00
Disclosure

SEC source: 0001683168-22-003776 · ownership.xml · nonDerivative · entry 1

Fritz Jeffrey P · CIK 0001301087 · Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,188

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May 13, 2022 Filed May 17, 2022 18:50 UTC
Robinson TeriSr. Vice President
SaleCommon Stock, No Par Value 10,000 $14.01 $140,060.00
Disclosure

SEC source: 0001683168-22-003730 · ownership.xml · nonDerivative · entry 1

Robinson Teri · CIK 0001397947 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 321,614

F1 · price: The sales price is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $14.00 to $14.02, inclusive. The reporting person undertakes to provide upon request by the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range.

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May 11, 2022 Filed May 11, 2022 20:42 UTC
Robinson TeriSr. Vice President
SaleCommon Stock, no par value 10,000 $14.76 $147,563.00
Disclosure

SEC source: 0001683168-22-003448 · ownership.xml · nonDerivative · entry 3

Robinson Teri · CIK 0001397947 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,614

F3 · price: The sales price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $14.66 to $14.85, inclusive. The reporting person undertakes to provide upon request by the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range.

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May 10, 2022 Filed May 11, 2022 20:42 UTC
Robinson TeriSr. Vice President
SaleCommon Stock, no par value 10,000 $14.22 $142,246.00
Disclosure

SEC source: 0001683168-22-003448 · ownership.xml · nonDerivative · entry 2

Robinson Teri · CIK 0001397947 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 341,614

F2 · price: The sales price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $14.15 to $14.30, inclusive. The reporting person undertakes to provide upon request by the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range.

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May 09, 2022 Filed May 11, 2022 20:29 UTC
Bharwani DeneshSr. Vice President
SaleCommon Stock, no par value 10,000 $15.00 $150,000.00
Disclosure

SEC source: 0001683168-22-003440 · ownership.xml · nonDerivative · entry 1

Bharwani Denesh · CIK 0001672094 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,561

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May 09, 2022 Filed May 11, 2022 20:42 UTC
Robinson TeriSr. Vice President
SaleCommon Stock, no par value 10,000 $14.42 $144,176.00
Disclosure

SEC source: 0001683168-22-003448 · ownership.xml · nonDerivative · entry 1

Robinson Teri · CIK 0001397947 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 351,614

F1 · price: The sales price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $14.36 to $14.55, inclusive. The reporting person undertakes to provide upon request by the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range.

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May 09, 2022 Filed May 12, 2022 00:08 UTC Exercise / conversionStock Option (right to buy) · Derivative 30,000 Not disclosed Strike: $6.11 Not disclosed
Disclosure

SEC source: 0001683168-22-003455 · ownership.xml · derivative · entry 3

WOOD DANIEL S · CIK 0001246388 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 30,000 shares

Expires 2022-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Issued in consideration of the named person's services to the issuer.

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May 09, 2022 Filed May 12, 2022 00:08 UTC Tax withholdingCommon Stock, no par value 12,148 $15.09 $183,313.32
Disclosure

SEC source: 0001683168-22-003455 · ownership.xml · nonDerivative · entry 2

WOOD DANIEL S · CIK 0001246388 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,017

F1 · kind: Represents a "net exercise" of outstanding stock options. The reporting person received 17,852 shares of common stock on net exercise of option to purchase 30,000 shares of common stock. The reporting person forfeited 12,148 shares of common stock underlying the option in payment of the exercise prices, using the closing stock price on May 9, 2022 of $15.09 per share.

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May 09, 2022 Filed May 12, 2022 00:08 UTC Exercise / conversionCommon Stock, no par value 30,000 $6.11 $183,300.00
Disclosure

SEC source: 0001683168-22-003455 · ownership.xml · nonDerivative · entry 1

WOOD DANIEL S · CIK 0001246388 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,165

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: Includes 22,000 shares of stock held in an Individual Retirement Account, which the reporting person previously characterized as indirect ownership.

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May 09, 2022 Filed May 11, 2022 20:30 UTC
Fritz Jeffrey PExec. Vice President
Exercise / conversionStock Option (right to buy) · Derivative 90,000 Not disclosed Strike: $6.11 Not disclosed
Disclosure

SEC source: 0001683168-22-003441 · ownership.xml · derivative · entry 3

Fritz Jeffrey P · CIK 0001301087 · Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 90,000 shares

Expires 2022-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Issued in consideration of the named person's services to the issuer.

F2 · derivative.exercise_date: Became exercisable in cumulative increments of 22,500 shares on May 19, 2016, 2017, 2018, and 2019.

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May 09, 2022 Filed May 11, 2022 20:30 UTC
Fritz Jeffrey PExec. Vice President
Tax withholdingCommon Stock, no par value 51,563 $15.09 $778,085.67
Disclosure

SEC source: 0001683168-22-003441 · ownership.xml · nonDerivative · entry 2

Fritz Jeffrey P · CIK 0001301087 · Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,437

F1 · kind: Represents a "net exercise" of outstanding stock options. The reporting person received 38,437 shares of common stock on net exercise of option to purchase 90,000 shares of common stock. The reporting person forfeited 51,563 shares of common stock underlying the option in payment of the exercise prices and tax liability, using the closing stock price on May 9, 2022 of $15.09 per share.

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May 09, 2022 Filed May 11, 2022 20:30 UTC
Fritz Jeffrey PExec. Vice President
Exercise / conversionCommon Stock, no par value 90,000 $6.11 $549,900.00
Disclosure

SEC source: 0001683168-22-003441 · ownership.xml · nonDerivative · entry 1

Fritz Jeffrey P · CIK 0001301087 · Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 09, 2022 Filed May 11, 2022 18:30 UTC Exercise / conversionStock Option (right to buy) · Derivative 30,000 Not disclosed Strike: $6.11 Not disclosed
Disclosure

SEC source: 0001683168-22-003436 · ownership.xml · derivative · entry 3

Rayhill Brian · CIK 0001378986 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 30,000 shares

Expires 2022-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Issued in consideration of the named person's services to the issuer.

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May 09, 2022 Filed May 11, 2022 18:30 UTC Tax withholdingCommon Stock, no par value 12,148 $15.09 $183,313.32
Disclosure

SEC source: 0001683168-22-003436 · ownership.xml · nonDerivative · entry 2

Rayhill Brian · CIK 0001378986 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,896

F1 · kind: Represents a "net exercise" of outstanding stock options. The reporting person received 17,852 shares of common stock on net exercise of option to purchase 30,000 shares of common stock. The reporting person forfeited 12,148 shares of common stock underlying the option in payment of the exercise prices, using the closing stock price on May 9, 2022 of $15.09 per share.

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May 09, 2022 Filed May 11, 2022 18:30 UTC Exercise / conversionCommon Stock, no par value 30,000 $6.11 $183,300.00
Disclosure

SEC source: 0001683168-22-003436 · ownership.xml · nonDerivative · entry 1

Rayhill Brian · CIK 0001378986 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,044

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 05, 2022 Filed May 9, 2022 20:47 UTC
Robinson TeriSr. Vice President
Exercise / conversionStock Option (right to buy) · Derivative 60,000 Not disclosed Strike: $6.11 Not disclosed
Disclosure

SEC source: 0001683168-22-003348 · ownership.xml · derivative · entry 3

Robinson Teri · CIK 0001397947 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 60,000 shares

Expires 2022-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Issued in consideration of the named person's services to the issuer.

F2 · derivative.exercise_date: Became exercisable in cumulative increments of 15,000 shares on May 19, 2016, 2017, 2018, and 2019.

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May 05, 2022 Filed May 9, 2022 20:47 UTC
Robinson TeriSr. Vice President
Tax withholdingCommon Stock, no par value 26,186 $14.00 $366,604.00
Disclosure

SEC source: 0001683168-22-003348 · ownership.xml · nonDerivative · entry 2

Robinson Teri · CIK 0001397947 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 361,614

F1 · kind: Represents a "net exercise" of outstanding stock options. The reporting person received 33,814 shares of common stock on net exercise of option to purchase 60,000 shares of common stock. The reporting person forfeited 26,186 shares of common stock underlying the option in payment of the exercise prices, using the closing stock price on May 5, 2022 of $14.00 per share.

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May 05, 2022 Filed May 9, 2022 20:47 UTC
Robinson TeriSr. Vice President
Exercise / conversionCommon Stock, no par value 60,000 $6.11 $366,600.00
Disclosure

SEC source: 0001683168-22-003348 · ownership.xml · nonDerivative · entry 1

Robinson Teri · CIK 0001397947 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 387,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.