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GROUNDS WILLIAM WARWICK

Disclosed activity across 3 companies

Tapewire entity
125802
SEC CIK
0001574607

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CONSUMER PORTFOLIO SERVICES, INC.CPSS · Entity 1404DirectorJune 24, 2022June 28, 2022
MGM Resorts InternationalMGM · Entity 3508DirectorJune 15, 2021June 17, 2021
REMARK HOLDINGS, INC.MARK · Entity 109900DirectorJune 20, 2017June 22, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CONSUMER PORTFOLIO SERVICES, INC.

Report date June 24, 2022 · Filed June 28, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.25 · Expires 2029-06-24Direct30,000 Reported balance After 2022-06-24 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2022-06-24 · Grant · Acquired 30,000 · Balance 30,000

F1: Issued in consideration of the named person's services to the issuer.

Filing footnotes · ownership attribution and instrument terms

F1: Issued in consideration of the named person's services to the issuer.

MGM Resorts International

Report date June 15, 2021 · Filed June 17, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect4,498.2662 Reported balance After 2021-06-15 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2021-06-15 · Grant · Acquired 0.2662 · Balance 4,498.2662

F1: Restricted Stock Units ("RSUs") granted under the MGM Resorts International ("Company") Amended and Restated 2005 Omnibus Incentive Plan (the "Plan"). Each RSU represents the right to receive, following vesting, one share of Company common stock. Any fractional shares are paid in cash upon settlement.

F3: Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on the Company's common stock and vest on the same dates and in the same relative proportions as the RSUs on which they accrue.

F2: The RSUs will vest upon the earlier of (i) May 6, 2022 or (ii) the date of the Company's next annual meeting of stockholders, in each case subject to the terms of the Plan and applicable award agreement.

Common Stock $.01 Par Value NDSEC Table I · non-derivativeDirect22,346 Reported balance Holding disclosure · report date 2021-06-15 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 22,346

Filing footnotes · ownership attribution and instrument terms

F1: Restricted Stock Units ("RSUs") granted under the MGM Resorts International ("Company") Amended and Restated 2005 Omnibus Incentive Plan (the "Plan"). Each RSU represents the right to receive, following vesting, one share of Company common stock. Any fractional shares are paid in cash upon settlement.

F2: The RSUs will vest upon the earlier of (i) May 6, 2022 or (ii) the date of the Company's next annual meeting of stockholders, in each case subject to the terms of the Plan and applicable award agreement.

F3: Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on the Company's common stock and vest on the same dates and in the same relative proportions as the RSUs on which they accrue.

REMARK HOLDINGS, INC.

Report date June 20, 2017 · Filed June 22, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.99 · Expires 2027-06-20Direct75,000 Reported balance After 2017-06-20 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2017-06-20 · Grant · Acquired 75,000 · Balance 75,000

F1: These options are granted under the 2014 Incentive Plan, as amended. Half of these options will be deemed to vest on June 30, 2017 and 1/4 of these options will be deemed to vest on each of September 30, 2017 and December 31, 2017.

Filing footnotes · ownership attribution and instrument terms

F1: These options are granted under the 2014 Incentive Plan, as amended. Half of these options will be deemed to vest on June 30, 2017 and 1/4 of these options will be deemed to vest on each of September 30, 2017 and December 31, 2017.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 24, 2022 Filed Jun 28, 2022 23:44 UTC CONSUMER PORTFOLIO SERVICES, INC. CPSS · Entity 1404 GrantStock Option (right to buy) · Derivative 30,000 Not disclosed Strike: $10.25 Not disclosed
Disclosure

SEC source: 0001683168-22-004654 · ownership.xml · derivative · entry 1

GROUNDS WILLIAM WARWICK · CIK 0001574607 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock, No Par Value · 30,000 shares

Expires 2029-06-24

F1 · price: Issued in consideration of the named person's services to the issuer.

Read SEC document
March 04, 2022 Filed Mar 8, 2022 23:31 UTC CONSUMER PORTFOLIO SERVICES, INC. CPSS · Entity 1404 PurchaseCommon Stock, No Par Value 1,500 $10.90 $16,350.00
Disclosure

SEC source: 0001683168-22-001527 · ownership.xml · nonDerivative · entry 1

GROUNDS WILLIAM WARWICK · CIK 0001574607 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,600

Read SEC document
June 15, 2021 Filed Jun 17, 2021 21:34 UTC MGM Resorts International MGM · Entity 3508 GrantRestricted Stock Units · Derivative 0.2662 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-020208 · form4.xml · derivative · entry 2

GROUNDS WILLIAM WARWICK · CIK 0001574607 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,498.2662

Underlying: Common Stock $.01 Par Value ND · 0.2662 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted under the MGM Resorts International ("Company") Amended and Restated 2005 Omnibus Incentive Plan (the "Plan"). Each RSU represents the right to receive, following vesting, one share of Company common stock. Any fractional shares are paid in cash upon settlement.

F3 · price: Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on the Company's common stock and vest on the same dates and in the same relative proportions as the RSUs on which they accrue.

F2 · derivative.exercise_date: The RSUs will vest upon the earlier of (i) May 6, 2022 or (ii) the date of the Company's next annual meeting of stockholders, in each case subject to the terms of the Plan and applicable award agreement.

F2 · derivative.expiration_date: The RSUs will vest upon the earlier of (i) May 6, 2022 or (ii) the date of the Company's next annual meeting of stockholders, in each case subject to the terms of the Plan and applicable award agreement.

Read SEC document
May 06, 2021 Filed May 7, 2021 21:25 UTC MGM Resorts International MGM · Entity 3508 GrantRestricted Stock Units · Derivative 4,498 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-015922 · form4.xml · derivative · entry 3

GROUNDS WILLIAM WARWICK · CIK 0001574607 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,498

Underlying: Common Stock $.01 Par Value ND · 4,498 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted under the Company's Amended and Restated 2005 Omnibus Incentive Plan (the "Plan"). Each RSU represents the right to receive, following vesting, one share of Company common stock. Any fractional shares are paid in cash upon settlement.

F3 · derivative.exercise_date: The RSUs will vest upon the earlier of (i) May 6, 2022 or (ii) the date of the Company's next annual meeting of stockholders, in each case subject to the terms of the Plan and applicable award agreement.

F3 · derivative.expiration_date: The RSUs will vest upon the earlier of (i) May 6, 2022 or (ii) the date of the Company's next annual meeting of stockholders, in each case subject to the terms of the Plan and applicable award agreement.

Read SEC document
May 05, 2021 Filed May 7, 2021 21:25 UTC MGM Resorts International MGM · Entity 3508 Exercise / conversionRestricted Stock Units · Derivative 10,050 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-015922 · form4.xml · derivative · entry 2

GROUNDS WILLIAM WARWICK · CIK 0001574607 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock $.01 Par Value ND · 10,050 shares

Expires 2021-05-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted under the Company's Amended and Restated 2005 Omnibus Incentive Plan (the "Plan"). Each RSU represents the right to receive, following vesting, one share of Company common stock. Any fractional shares are paid in cash upon settlement.

F2 · derivative.exercise_date: The RSUs vested on May 5, 2021 subject to the terms of the Plan and applicable award agreement.

F2 · derivative.expiration_date: The RSUs vested on May 5, 2021 subject to the terms of the Plan and applicable award agreement.

Read SEC document
May 05, 2021 Filed May 7, 2021 21:25 UTC MGM Resorts International MGM · Entity 3508 Exercise / conversionCommon Stock $.01 Par Value ND 10,050 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-015922 · form4.xml · nonDerivative · entry 1

GROUNDS WILLIAM WARWICK · CIK 0001574607 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,346

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 23:06 UTC MGM Resorts International MGM · Entity 3508 GrantRestricted Stock Units · Derivative 0.6134 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-011209 · form4.xml · derivative · entry 1

GROUNDS WILLIAM WARWICK · CIK 0001574607 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,050.7798

Underlying: Common Stock $.01 Par Value ND · 0.6134 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted under the MGM Resorts International ("Company") Amended and Restated 2005 Omnibus Incentive Plan (the "Plan"). Each RSU represents the right to receive, following vesting, one share of Company common stock. Any fractional shares are paid in cash upon settlement.

F3 · price: Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on the Company's common stock and vest on the same dates and in the same relative proportions as the RSUs on which they accrue.

F2 · derivative.exercise_date: The RSUs will vest upon the earlier of (i) May 7, 2021 or (ii) the date of the Company's next annual meeting of stockholders, in each case subject to the terms of the Plan and applicable award agreement.

F2 · derivative.expiration_date: The RSUs will vest upon the earlier of (i) May 7, 2021 or (ii) the date of the Company's next annual meeting of stockholders, in each case subject to the terms of the Plan and applicable award agreement.

Read SEC document
March 03, 2021 Filed Mar 4, 2021 22:08 UTC MGM Resorts International MGM · Entity 3508 SaleCommon Stock $.01 Par Value ND 3,500 $39.10 $136,850.35
Disclosure

SEC source: 0001127602-21-009436 · form4.xml · nonDerivative · entry 1

GROUNDS WILLIAM WARWICK · CIK 0001574607 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,296

Read SEC document
December 31, 2020 Filed Jan 6, 2021 00:42 UTC MGM Resorts International MGM · Entity 3508 Exercise / conversionRestricted Stock Units · Derivative 5,245 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-000843 · form4.xml · derivative · entry 2

GROUNDS WILLIAM WARWICK · CIK 0001574607 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock $.01 Par Value ND · 5,245 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted under the MGM Resorts International Amended and Restated 2005 Omnibus Incentive Plan. On March 31, 2020, the Reporting Person voluntarily reduced 75% of his cash compensation for the remainder of 2020 in exchange for a grant of an equivalent value of RSUs. Such RSUs and associated dividend equivalent rights vested in full on December 31, 2020. Any fractional shares were paid in cash upon settlement.

F1 · derivative.exercise_date: Restricted Stock Units ("RSUs") granted under the MGM Resorts International Amended and Restated 2005 Omnibus Incentive Plan. On March 31, 2020, the Reporting Person voluntarily reduced 75% of his cash compensation for the remainder of 2020 in exchange for a grant of an equivalent value of RSUs. Such RSUs and associated dividend equivalent rights vested in full on December 31, 2020. Any fractional shares were paid in cash upon settlement.

F1 · derivative.expiration_date: Restricted Stock Units ("RSUs") granted under the MGM Resorts International Amended and Restated 2005 Omnibus Incentive Plan. On March 31, 2020, the Reporting Person voluntarily reduced 75% of his cash compensation for the remainder of 2020 in exchange for a grant of an equivalent value of RSUs. Such RSUs and associated dividend equivalent rights vested in full on December 31, 2020. Any fractional shares were paid in cash upon settlement.

Read SEC document
December 31, 2020 Filed Jan 6, 2021 00:42 UTC MGM Resorts International MGM · Entity 3508 Exercise / conversionCommon Stock $.01 Par Value ND 5,245 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-000843 · form4.xml · nonDerivative · entry 1

GROUNDS WILLIAM WARWICK · CIK 0001574607 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,796

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 22:00 UTC MGM Resorts International MGM · Entity 3508 GrantRestricted Stock Units · Derivative 0.8168 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-031808 · form4.xml · derivative · entry 3

GROUNDS WILLIAM WARWICK · CIK 0001574607 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,050.1664

Underlying: Common Stock $.01 Par Value ND · 0.8168 shares

Expires not disclosed

F3 · derivative.exercise_price: RSUs granted under the Plan. Each RSU represents the right to receive, following vesting, one share of Company common stock. Any fractional shares are paid in cash upon settlement.

F2 · price: Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on the Company's common stock and vest on the same dates and in the same relative proportions as the RSUs on which they accrue.

F4 · derivative.exercise_date: The RSUs will vest upon the earlier of (i) May 7, 2021 or (ii) the date of the Company's next annual meeting of stockholders, in each case subject to the terms of the Plan and applicable award agreement.

F4 · derivative.expiration_date: The RSUs will vest upon the earlier of (i) May 7, 2021 or (ii) the date of the Company's next annual meeting of stockholders, in each case subject to the terms of the Plan and applicable award agreement.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 22:00 UTC MGM Resorts International MGM · Entity 3508 GrantRestricted Stock Units · Derivative 0.4263 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-031808 · form4.xml · derivative · entry 2

GROUNDS WILLIAM WARWICK · CIK 0001574607 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,245.6526

Underlying: Common Stock $.01 Par Value ND · 0.4263 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted under the MGM Resorts International (the "Company") Amended and Restated 2005 Omnibus Incentive Plan (the "Plan"). On March 31, 2020, Mr. Grounds voluntarily reduced 75% of his cash compensation for the remainder of 2020 in exchange for a grant of an equivalent value of RSUs. Such RSUs will vest in full on December 31, 2020. Should Mr. Grounds cease serving on the Company's board of directors prior to December 31, 2020 for any reason, the RSUs shall vest on a pro-rata basis.

F2 · price: Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on the Company's common stock and vest on the same dates and in the same relative proportions as the RSUs on which they accrue.

F1 · derivative.exercise_date: Restricted Stock Units ("RSUs") granted under the MGM Resorts International (the "Company") Amended and Restated 2005 Omnibus Incentive Plan (the "Plan"). On March 31, 2020, Mr. Grounds voluntarily reduced 75% of his cash compensation for the remainder of 2020 in exchange for a grant of an equivalent value of RSUs. Such RSUs will vest in full on December 31, 2020. Should Mr. Grounds cease serving on the Company's board of directors prior to December 31, 2020 for any reason, the RSUs shall vest on a pro-rata basis.

F1 · derivative.expiration_date: Restricted Stock Units ("RSUs") granted under the MGM Resorts International (the "Company") Amended and Restated 2005 Omnibus Incentive Plan (the "Plan"). On March 31, 2020, Mr. Grounds voluntarily reduced 75% of his cash compensation for the remainder of 2020 in exchange for a grant of an equivalent value of RSUs. Such RSUs will vest in full on December 31, 2020. Should Mr. Grounds cease serving on the Company's board of directors prior to December 31, 2020 for any reason, the RSUs shall vest on a pro-rata basis.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 23:00 UTC MGM Resorts International MGM · Entity 3508 GrantRestricted Stock Units · Derivative 1.0582 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-025379 · form4.xml · derivative · entry 3

GROUNDS WILLIAM WARWICK · CIK 0001574607 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,049.3496

Underlying: Common Stock $.01 Par Value ND · 1.0582 shares

Expires not disclosed

F3 · derivative.exercise_price: RSUs granted under the Plan. Each RSU represents the right to receive, following vesting, one share of Company common stock. Any fractional shares are paid in cash upon settlement.

F2 · price: Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on the Company's common stock and vest on the same dates and in the same relative proportions as the RSUs on which they accrue.

F4 · derivative.exercise_date: The RSUs will vest upon the earlier of (i) May 7, 2021 or (ii) the date of the Company's next annual meeting of stockholders, in each case subject to the terms of the Plan and applicable award agreement.

F4 · derivative.expiration_date: The RSUs will vest upon the earlier of (i) May 7, 2021 or (ii) the date of the Company's next annual meeting of stockholders, in each case subject to the terms of the Plan and applicable award agreement.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 23:00 UTC MGM Resorts International MGM · Entity 3508 GrantRestricted Stock Units · Derivative 0.5523 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-025379 · form4.xml · derivative · entry 2

GROUNDS WILLIAM WARWICK · CIK 0001574607 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,245.2263

Underlying: Common Stock $.01 Par Value ND · 0.5523 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted under the MGM Resorts International (the "Company") Amended and Restated 2005 Omnibus Incentive Plan (the "Plan"). On March 31, 2020, Mr. Grounds voluntarily reduced 75% of his cash compensation for the remainder of 2020 in exchange for a grant of an equivalent value of RSUs. Such RSUs will vest in full on December 31, 2020. Should Mr. Grounds cease serving on the Company's board of directors prior to December 31, 2020 for any reason, the RSUs shall vest on a pro-rata basis.

F2 · price: Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on the Company's common stock and vest on the same dates and in the same relative proportions as the RSUs on which they accrue.

F1 · derivative.exercise_date: Restricted Stock Units ("RSUs") granted under the MGM Resorts International (the "Company") Amended and Restated 2005 Omnibus Incentive Plan (the "Plan"). On March 31, 2020, Mr. Grounds voluntarily reduced 75% of his cash compensation for the remainder of 2020 in exchange for a grant of an equivalent value of RSUs. Such RSUs will vest in full on December 31, 2020. Should Mr. Grounds cease serving on the Company's board of directors prior to December 31, 2020 for any reason, the RSUs shall vest on a pro-rata basis.

F1 · derivative.expiration_date: Restricted Stock Units ("RSUs") granted under the MGM Resorts International (the "Company") Amended and Restated 2005 Omnibus Incentive Plan (the "Plan"). On March 31, 2020, Mr. Grounds voluntarily reduced 75% of his cash compensation for the remainder of 2020 in exchange for a grant of an equivalent value of RSUs. Such RSUs will vest in full on December 31, 2020. Should Mr. Grounds cease serving on the Company's board of directors prior to December 31, 2020 for any reason, the RSUs shall vest on a pro-rata basis.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 23:56 UTC MGM Resorts International MGM · Entity 3508 GrantRestricted Stock Units · Derivative 1.2914 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-019993 · form4.xml · derivative · entry 3

GROUNDS WILLIAM WARWICK · CIK 0001574607 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,048.2914

Underlying: Common Stock $.01 Par Value ND · 1.2914 shares

Expires not disclosed

F3 · derivative.exercise_price: RSUs granted under the Plan. Each RSU represents the right to receive, following vesting, one share of Company common stock. Any fractional shares are paid in cash upon settlement.

F2 · price: Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on the Company's common stock and vest on the same dates and in the same relative proportions as the RSUs on which they accrue.

F4 · derivative.exercise_date: The RSUs will vest upon the earlier of (i) May 7, 2021 or (ii) the date of the Company's next annual meeting of stockholders, in each case subject to the terms of the Plan and applicable award agreement.

F5 · derivative.expiration_date: RSUs do not have an expiration date.

F6 · balance_after: Due to a clerical error, the Form 4 filed on May 8, 2020 incorrectly stated that 10,040 RSUs had been granted to the Reporting Person. The actual number of RSUs granted was 10,047. The current holdings have been updated to reflect this correction.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 23:56 UTC MGM Resorts International MGM · Entity 3508 GrantRestricted Stock Units · Derivative 0.674 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-019993 · form4.xml · derivative · entry 2

GROUNDS WILLIAM WARWICK · CIK 0001574607 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,244.674

Underlying: Common Stock $.01 Par Value ND · 0.674 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted under the MGM Resorts International (the "Company") Amended and Restated 2005 Omnibus Incentive Plan (the "Plan"). On March 31, 2020, Mr. Grounds voluntarily reduced 75% of his cash compensation for the remainder of 2020 in exchange for a grant of an equivalent value of RSUs. Such RSUs will vest in full on December 31, 2020. Should Mr. Grounds cease serving on the Company's board of directors prior to December 31, 2020 for any reason, the RSUs shall vest on a pro-rata basis.

F2 · price: Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on the Company's common stock and vest on the same dates and in the same relative proportions as the RSUs on which they accrue.

F1 · derivative.exercise_date: Restricted Stock Units ("RSUs") granted under the MGM Resorts International (the "Company") Amended and Restated 2005 Omnibus Incentive Plan (the "Plan"). On March 31, 2020, Mr. Grounds voluntarily reduced 75% of his cash compensation for the remainder of 2020 in exchange for a grant of an equivalent value of RSUs. Such RSUs will vest in full on December 31, 2020. Should Mr. Grounds cease serving on the Company's board of directors prior to December 31, 2020 for any reason, the RSUs shall vest on a pro-rata basis.

F1 · derivative.expiration_date: Restricted Stock Units ("RSUs") granted under the MGM Resorts International (the "Company") Amended and Restated 2005 Omnibus Incentive Plan (the "Plan"). On March 31, 2020, Mr. Grounds voluntarily reduced 75% of his cash compensation for the remainder of 2020 in exchange for a grant of an equivalent value of RSUs. Such RSUs will vest in full on December 31, 2020. Should Mr. Grounds cease serving on the Company's board of directors prior to December 31, 2020 for any reason, the RSUs shall vest on a pro-rata basis.

Read SEC document
May 07, 2020 Filed May 9, 2020 00:09 UTC MGM Resorts International MGM · Entity 3508 GrantRestricted Stock Units · Derivative 10,040 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-015976 · form4.xml · derivative · entry 2

GROUNDS WILLIAM WARWICK · CIK 0001574607 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,040

Underlying: Common Stock $.01 Par Value ND · 10,040 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted under the MGM Resorts International (the "Company") Amended and Restated 2005 Omnibus Incentive Plan (the "Plan"). Each RSU represents the right to receive, following vesting, one share of Company common stock. Any fractional shares are paid in cash upon settlement.

F2 · derivative.exercise_date: The RSUs will vest upon the earlier of (i) May 7, 2021 or (ii) the date of the Company's next annual meeting of stockholders, in each case subject to the terms of the Plan and applicable award agreement.

F2 · derivative.expiration_date: The RSUs will vest upon the earlier of (i) May 7, 2021 or (ii) the date of the Company's next annual meeting of stockholders, in each case subject to the terms of the Plan and applicable award agreement.

Read SEC document
May 02, 2020 Filed May 5, 2020 23:10 UTC MGM Resorts International MGM · Entity 3508 Exercise / conversionRestricted Stock Units · Derivative 6,006 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-015515 · form4.xml · derivative · entry 2

GROUNDS WILLIAM WARWICK · CIK 0001574607 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock $.01 Par Value ND · 6,006 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted under the MGM Resorts International Amended and Restated 2005 Omnibus Incentive Plan (the "Plan"). Each RSU represents the right to receive, following vesting, one share of MGM Resorts International common stock. Any fractional shares are paid in cash upon settlement.

F2 · derivative.exercise_date: The RSUs vested on May 2, 2020 subject to the terms of the Plan and applicable award agreement.

F2 · derivative.expiration_date: The RSUs vested on May 2, 2020 subject to the terms of the Plan and applicable award agreement.

Read SEC document
May 02, 2020 Filed May 5, 2020 23:10 UTC MGM Resorts International MGM · Entity 3508 Exercise / conversionCommon Stock $.01 Par Value ND 6,006 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-015515 · form4.xml · nonDerivative · entry 1

GROUNDS WILLIAM WARWICK · CIK 0001574607 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,551

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 00:00 UTC MGM Resorts International MGM · Entity 3508 GrantRestricted Stock Units · Derivative 5,244 $11.80 $61,879.20
Disclosure

SEC source: 0001127602-20-012487 · form4.xml · derivative · entry 2

GROUNDS WILLIAM WARWICK · CIK 0001574607 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,244

Underlying: Common Stock $.01 Par Value ND · 5,244 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted under the MGM Resorts International (the "Company") Amended and Restated 2005 Omnibus Incentive Plan. On March 31, 2020, Mr. Grounds voluntarily reduced 75% of his cash compensation for the remainder of 2020 in exchange for a grant of an equivalent value of RSUs. Such RSUs will vest in full on December 31, 2020. Should Mr. Grounds cease serving on the Company's board of directors prior to December 31, 2020 for any reason, the RSUs shall vest on a pro-rata basis.

F1 · derivative.exercise_date: Restricted Stock Units ("RSUs") granted under the MGM Resorts International (the "Company") Amended and Restated 2005 Omnibus Incentive Plan. On March 31, 2020, Mr. Grounds voluntarily reduced 75% of his cash compensation for the remainder of 2020 in exchange for a grant of an equivalent value of RSUs. Such RSUs will vest in full on December 31, 2020. Should Mr. Grounds cease serving on the Company's board of directors prior to December 31, 2020 for any reason, the RSUs shall vest on a pro-rata basis.

F1 · derivative.expiration_date: Restricted Stock Units ("RSUs") granted under the MGM Resorts International (the "Company") Amended and Restated 2005 Omnibus Incentive Plan. On March 31, 2020, Mr. Grounds voluntarily reduced 75% of his cash compensation for the remainder of 2020 in exchange for a grant of an equivalent value of RSUs. Such RSUs will vest in full on December 31, 2020. Should Mr. Grounds cease serving on the Company's board of directors prior to December 31, 2020 for any reason, the RSUs shall vest on a pro-rata basis.

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March 16, 2020 Filed Mar 18, 2020 22:30 UTC MGM Resorts International MGM · Entity 3508 GrantRestricted Stock Units · Derivative 86.6258 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-011301 · form4.xml · derivative · entry 2

GROUNDS WILLIAM WARWICK · CIK 0001574607 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,006.0544

Underlying: Common Stock $.01 Par Value ND · 86.6258 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted under the MGM Resorts International Amended and Restated 2005 Omnibus Incentive Plan (the "Plan"). Each RSU represents the right to receive, following vesting, one share of MGM Resorts International common stock. Any fractional shares will be paid in cash upon settlement.

F4 · price: Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on MGM Resorts International's common stock and vest on the same dates and in the same relative proportions as the RSUs on which they accrue.

F2 · derivative.exercise_date: The RSUs will vest upon the earlier of (i) May 2, 2020 or (ii) the date of the Company's next annual meeting of stockholders, in each case subject to the terms of the Plan and applicable award agreement.

F3 · derivative.expiration_date: RSUs do not have an expiration date.

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December 16, 2019 Filed Dec 18, 2019 23:30 UTC MGM Resorts International MGM · Entity 3508 GrantRestricted Stock Units · Derivative 23.2626 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-035431 · form4.xml · derivative · entry 2

GROUNDS WILLIAM WARWICK · CIK 0001574607 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,919.4286

Underlying: Common Stock $.01 Par Value ND · 23.2626 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted under the MGM Resorts International Amended and Restated 2005 Omnibus Incentive Plan (the "Plan"). Each RSU represents the right to receive, following vesting, one share of MGM Resorts International common stock.

F4 · price: Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on MGM Resorts International's common stock and vest on the same dates and in the same relative proportions as the RSUs on which they accrue.

F2 · derivative.exercise_date: The RSUs will vest upon the earlier of (i) May 2, 2020 or (ii) the date of the Company's next annual meeting of stockholders, in each case subject to the terms of the Plan and applicable award agreement. Any fractional shares will be paid in cash upon settlement.

F3 · derivative.expiration_date: RSUs do not have an expiration date.

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September 16, 2019 Filed Sep 18, 2019 00:24 UTC MGM Resorts International MGM · Entity 3508 GrantRestricted Stock Units · Derivative 25.7043 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-028614 · form4.xml · derivative · entry 2

GROUNDS WILLIAM WARWICK · CIK 0001574607 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,896.166

Underlying: Common Stock $.01 Par Value ND · 25.7043 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted under the MGM Resorts International Amended and Restated 2005 Omnibus Incentive Plan (the "Plan"). Each RSU represents the right to receive, following vesting, one share of MGM Resorts International common stock.

F4 · price: Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on MGM Resorts International's common stock and vest on the same dates and in the same relative proportions as the RSUs on which they accrue.

F2 · derivative.exercise_date: The RSUs will vest upon the earlier of (i) May 2, 2020 or (ii) the date of the Company's next annual meeting of stockholders, in each case subject to the terms of the Plan and applicable award agreement. Any fractional shares will be paid in cash upon settlement.

F3 · derivative.expiration_date: RSUs do not have an expiration date.

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June 14, 2019 Filed Jun 18, 2019 22:14 UTC MGM Resorts International MGM · Entity 3508 GrantRestricted Stock Units · Derivative 27.4617 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-022051 · form4.xml · derivative · entry 2

GROUNDS WILLIAM WARWICK · CIK 0001574607 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,870.4617

Underlying: Common Stock $.01 Par Value ND · 27.4617 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted under the MGM Resorts International Amended and Restated 2005 Omnibus Incentive Plan (the "Plan"). Each RSU represents the right to receive, following vesting, one share of MGM Resorts common stock.

F4 · price: Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on MGM Resorts International's common stock and vest on the same dates and in the same relative proportions as the RSUs on which they accrue.

F2 · derivative.exercise_date: The RSUs will vest upon the earlier of (i) May 2, 2020 or (ii) the date of the Company's next annual meeting of stockholders, in each case subject to the terms of the Plan and applicable award agreement. Any fractional shares will be paid in cash upon settlement.

F3 · derivative.expiration_date: RSUs do not have an expiration date.

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May 02, 2019 Filed May 3, 2019 21:33 UTC MGM Resorts International MGM · Entity 3508 GrantRestricted Stock Units · Derivative 5,843 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-017315 · form4.xml · derivative · entry 2

GROUNDS WILLIAM WARWICK · CIK 0001574607 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,843

Underlying: Common Stock $.01 Par Value ND · 5,843 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted under the MGM Resorts International Amended and Restated 2005 Omnibus Incentive Plan (the "Plan"). Each RSU represents the right to receive, following vesting, one share of MGM Resorts common stock.

F2 · derivative.exercise_date: The RSUs will vest upon the earlier of (i) May 2, 2020 or (ii) the date of the Company's next annual meeting of stockholders, in each case subject to the terms of the Plan and applicable award agreement. Any fractional shares will be paid in cash upon settlement.

F2 · derivative.expiration_date: The RSUs will vest upon the earlier of (i) May 2, 2020 or (ii) the date of the Company's next annual meeting of stockholders, in each case subject to the terms of the Plan and applicable award agreement. Any fractional shares will be paid in cash upon settlement.

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March 07, 2019 Filed Mar 9, 2019 00:08 UTC MGM Resorts International MGM · Entity 3508 PurchaseCommon Stock $.01 Par Value ND 1,145 $26.27 $30,074.57
Disclosure

SEC source: 0001127602-19-010653 · form4.xml · nonDerivative · entry 1

GROUNDS WILLIAM WARWICK · CIK 0001574607 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,545

F1 · balance_after: Reflects Mr. Grounds' personal beneficial ownership. Does not include 20,848,738 beneficially owned by Dubai World, a decree entity of Dubai, United Arab Emirates government that is 100% owned by the Government of Dubai ("DW"), and certain of DW's affiliates as described on the Form 4 relating to the Issuer filed with the SEC on September 11, 2017 by William Warwick Grounds, DW, Infinity World Holding Ltd., a Dubai, United Arab Emirates offshore corporation ("Infinity Holding"), Infinity World Cayman Investments Corporation, a Cayman Islands exempted company ("Cayman Investments"), Infinity World (Cayman) L.P., a Cayman Islands exempted limited partnership ("Cayman LP"), Infinity World (Cayman) Holding, a Cayman Islands exempted company ("Cayman Holding") and Infinity World Investments LLC, a Nevada limited liability company ("Infinity World"). Mr. Grounds disclaims beneficial ownership of the shares beneficially owned by DW, Infinity Holding, Cayman Investments, Cayman LP, Cayman Holding and Infinity World.

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March 14, 2018 Filed Mar 16, 2018 23:08 UTC MGM Resorts International MGM · Entity 3508 PurchaseCommon Stock $.01 Par Value ND 1,000 $35.50 $35,500.00
Disclosure

SEC source: 0001127602-18-011908 · form4.xml · nonDerivative · entry 1

GROUNDS WILLIAM WARWICK · CIK 0001574607 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,400

F1 · balance_after: Reflects Mr. Grounds' personal beneficial ownership. Does not include 20,848,738 beneficially owned by Dubai World, a decree entity of Dubai, United Arab Emirates government that is 100% owned by the Government of Dubai ("DW"), and certain of DW's affiliates as described on the Form 4 relating to the Issuer filed with the SEC on September 11, 2017 by William Warwick Grounds, DW, Infinity World Holding Ltd., a Dubai, United Arab Emirates offshore corporation ("Infinity Holding"), Infinity World Cayman Investments Corporation, a Cayman Islands exempted company ("Cayman Investments"), Infinity World (Cayman) L.P., a Cayman Islands exempted limited partnership ("Cayman LP"), Infinity World (Cayman) Holding, a Cayman Islands exempted company ("Cayman Holding") and Infinity World Investments LLC, a Nevada limited liability company ("Infinity World"). Mr. Grounds disclaims beneficial ownership of the shares beneficially owned by DW, Infinity Holding, Cayman Investments, Cayman LP, Cayman Holding and Infinity World.

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September 07, 2017 Filed Sep 11, 2017 21:34 UTC MGM Resorts International MGM · Entity 3508 Disposition to issuerCommon Stock 5,200,000 $34.01 $176,852,000.00
Disclosure

SEC source: 0000899243-17-021822 · doc4.xml · nonDerivative · entry 1

GROUNDS WILLIAM WARWICK · CIK 0001574607 · Director · See Remarks

Dubai World · CIK 0001410401 · Director · See Remarks

Infinity World Holding Ltd. · CIK 0001716612 · Director · See Remarks

Infinity World Cayman Investments Corp · CIK 0001716611 · Director · See Remarks

Infinity World (Cayman) L.P. · CIK 0001716610 · Director · See Remarks

Infinity World (Cayman) Holding · CIK 0001716609 · Director · See Remarks

Infinity World Investments LLC · CIK 0001716613 · Director · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 20,848,738

F2 · shares: Following the transaction reported herein, Infinity World is a direct beneficial owner of 9,348,738 shares. Cayman LP is a direct beneficial owner of 11,500,000 shares. Cayman LP and Cayman Investments are each indirect beneficial owners of the 9,348,738 shares directly beneficially owned by Infinity World. DW, Infinity Holding and Cayman Holding are each indirect beneficial owners of the aggregate 20,848,738 shares directly beneficially owned by Infinity World and Cayman LP. Each of Infinity World, Cayman Investments, Cayman LP, Cayman Holding, Infinity Holding and DW (collectively, the "Dubai Entities") disclaim beneficial ownership of these shares except to the extent of that person's pecuniary interest therein. Mr. Grounds personally beneficially owns 2,300 shares of the Issuer's Common Stock and disclaims beneficial ownership of the shares beneficially owned by the Dubai Entities.

F2 · balance_after: Following the transaction reported herein, Infinity World is a direct beneficial owner of 9,348,738 shares. Cayman LP is a direct beneficial owner of 11,500,000 shares. Cayman LP and Cayman Investments are each indirect beneficial owners of the 9,348,738 shares directly beneficially owned by Infinity World. DW, Infinity Holding and Cayman Holding are each indirect beneficial owners of the aggregate 20,848,738 shares directly beneficially owned by Infinity World and Cayman LP. Each of Infinity World, Cayman Investments, Cayman LP, Cayman Holding, Infinity Holding and DW (collectively, the "Dubai Entities") disclaim beneficial ownership of these shares except to the extent of that person's pecuniary interest therein. Mr. Grounds personally beneficially owns 2,300 shares of the Issuer's Common Stock and disclaims beneficial ownership of the shares beneficially owned by the Dubai Entities.

F2 · ownership.direct: Following the transaction reported herein, Infinity World is a direct beneficial owner of 9,348,738 shares. Cayman LP is a direct beneficial owner of 11,500,000 shares. Cayman LP and Cayman Investments are each indirect beneficial owners of the 9,348,738 shares directly beneficially owned by Infinity World. DW, Infinity Holding and Cayman Holding are each indirect beneficial owners of the aggregate 20,848,738 shares directly beneficially owned by Infinity World and Cayman LP. Each of Infinity World, Cayman Investments, Cayman LP, Cayman Holding, Infinity Holding and DW (collectively, the "Dubai Entities") disclaim beneficial ownership of these shares except to the extent of that person's pecuniary interest therein. Mr. Grounds personally beneficially owns 2,300 shares of the Issuer's Common Stock and disclaims beneficial ownership of the shares beneficially owned by the Dubai Entities.

F1 · ownership.nature: Infinity World Investments LLC, a Nevada limited liability company ("Infinity World"), is a direct wholly-owned subsidiary of Infinity World Cayman Investments Corporation, a Cayman Islands exempted company ("Cayman Investments"). Cayman Investments is a direct wholly-owned subsidiary of Infinity World (Cayman) L.P., a Cayman Islands exempted limited partnership ("Cayman LP"), for which Infinity World (Cayman) Holding, a Cayman Islands exempted company ("Cayman Holding"), is general partner. Cayman Holding is a direct wholly-owned subsidiary of Infinity World Holding Ltd., a Dubai, United Arab Emirates offshore corporation ("Infinity Holding") and a wholly-owned subsidiary of Dubai World. Dubai World is a decree entity of Dubai, United Arab Emirates government and 100% owned by the Government of Dubai ("DW").

F2 · ownership.nature: Following the transaction reported herein, Infinity World is a direct beneficial owner of 9,348,738 shares. Cayman LP is a direct beneficial owner of 11,500,000 shares. Cayman LP and Cayman Investments are each indirect beneficial owners of the 9,348,738 shares directly beneficially owned by Infinity World. DW, Infinity Holding and Cayman Holding are each indirect beneficial owners of the aggregate 20,848,738 shares directly beneficially owned by Infinity World and Cayman LP. Each of Infinity World, Cayman Investments, Cayman LP, Cayman Holding, Infinity Holding and DW (collectively, the "Dubai Entities") disclaim beneficial ownership of these shares except to the extent of that person's pecuniary interest therein. Mr. Grounds personally beneficially owns 2,300 shares of the Issuer's Common Stock and disclaims beneficial ownership of the shares beneficially owned by the Dubai Entities.

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June 20, 2017 Filed Jun 22, 2017 21:49 UTC REMARK HOLDINGS, INC. MARK · Entity 109900 GrantStock option (right to buy) · Derivative 75,000 $0.00 Strike: $1.99 $0.00
Disclosure

SEC source: 0001368365-17-000043 · wf-form4_149818252556623.xml · derivative · entry 1

GROUNDS WILLIAM WARWICK · CIK 0001574607 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2027-06-20

F1 · derivative.exercise_date: These options are granted under the 2014 Incentive Plan, as amended. Half of these options will be deemed to vest on June 30, 2017 and 1/4 of these options will be deemed to vest on each of September 30, 2017 and December 31, 2017.

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February 22, 2017 Filed Feb 24, 2017 22:49 UTC MGM Resorts International MGM · Entity 3508 PurchaseCommon Stock $.01 Par Value ND 100 $26.97 $2,697.00
Disclosure

SEC source: 0001127602-17-008276 · form4.xml · nonDerivative · entry 1

GROUNDS WILLIAM WARWICK · CIK 0001574607 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,350

Read SEC document
February 21, 2017 Filed Feb 24, 2017 22:49 UTC MGM Resorts International MGM · Entity 3508 PurchaseCommon Stock $.01 Par Value ND 1,050 $26.72 $28,056.00
Disclosure

SEC source: 0001127602-17-008276 · form4.xml · nonDerivative · entry 2

GROUNDS WILLIAM WARWICK · CIK 0001574607 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,300

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.