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CONOCOPHILLIPS

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0001163165
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1 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202510
Dec 202501
Jan 202600
Feb 202600
Mar 2026011
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 29, 2016 Filed Sep 2, 2016 20:25 UTC PurchaseCommon Stock 1,978 $38.23 $75,618.94
Disclosure

SEC source: 0001209191-16-139779 · doc4.xml · nonDerivative · entry 7

FARACI JOHN V · CIK 0001189930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,165.34

F1 · kind: The transactions reported in this Form 4 were executed by the reporting person's investment advisor in a managed account as part of the investment advisor's implementation of a large-cap investment strategy involving the securities of multiple issuers. The reporting person has voluntarily paid to the issuer an amount equal to the short-swing profit that would be payable if the reported transactions were deemed subject to Section 16(b) of the Securities Exchange Act of 1934.

Read SEC document
January 15, 2016 Filed Jan 19, 2016 21:50 UTC GrantStock Units · Derivative 5,584 $39.41 $220,037.52
Disclosure

SEC source: 0001209191-16-092104 · doc4.xml · derivative · entry 1

Armitage Richard L · CIK 0001329633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,605.0614

Underlying: Common Stock · 5,584 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

Read SEC document
January 15, 2016 Filed Jan 19, 2016 22:13 UTC GrantStock Units · Derivative 5,584 $39.41 $220,037.52
Disclosure

SEC source: 0001209191-16-092136 · doc4.xml · derivative · entry 1

BUNCH CHARLES E · CIK 0001242243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,283.0298

Underlying: Common Stock · 5,584 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

Read SEC document
January 15, 2016 Filed Jan 19, 2016 22:20 UTC GrantStock Units · Derivative 5,584 $39.41 $220,037.52
Disclosure

SEC source: 0001209191-16-092152 · doc4.xml · derivative · entry 1

COPELAND JAMES E JR · CIK 0001256476 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,625.3998

Underlying: Common Stock · 5,584 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

Read SEC document
January 15, 2016 Filed Jan 19, 2016 22:24 UTC GrantStock Units · Derivative 5,584 $39.41 $220,037.52
Disclosure

SEC source: 0001209191-16-092162 · doc4.xml · derivative · entry 1

Evans Gay Huey · CIK 0001572219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,812.2217

Underlying: Common Stock · 5,584 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment in ten equal annual installments beginning six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment in ten equal annual installments beginning six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

Read SEC document
January 15, 2016 Filed Jan 19, 2016 22:26 UTC GrantStock Units · Derivative 5,584 $39.41 $220,037.52
Disclosure

SEC source: 0001209191-16-092169 · doc4.xml · derivative · entry 1

FARACI JOHN V · CIK 0001189930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,283.0298

Underlying: Common Stock · 5,584 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

Read SEC document
January 15, 2016 Filed Jan 19, 2016 22:28 UTC
Freeman JodyDirector
GrantStock Units · Derivative 5,584 $39.41 $220,037.52
Disclosure

SEC source: 0001209191-16-092175 · doc4.xml · derivative · entry 1

Freeman Jody · CIK 0001554673 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,119.5446

Underlying: Common Stock · 5,584 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

Read SEC document
January 15, 2016 Filed Jan 19, 2016 22:29 UTC GrantStock Units · Derivative 5,584 $39.41 $220,037.52
Disclosure

SEC source: 0001209191-16-092179 · doc4.xml · derivative · entry 1

Murti Arjun N · CIK 0001630788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,393.3593

Underlying: Common Stock · 5,584 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

Read SEC document
January 15, 2016 Filed Jan 19, 2016 22:34 UTC GrantStock Units · Derivative 5,584 $39.41 $220,037.52
Disclosure

SEC source: 0001209191-16-092185 · doc4.xml · derivative · entry 1

Norvik Harald J · CIK 0001333455 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,793.3018

Underlying: Common Stock · 5,584 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person is to receive payment as a lump sum six months following separation from service.

F2 · derivative.expiration_date: The reporting person is to receive payment as a lump sum six months following separation from service.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

Read SEC document
January 15, 2016 Filed Jan 19, 2016 22:32 UTC GrantStock Units · Derivative 5,584 $39.41 $220,037.52
Disclosure

SEC source: 0001209191-16-092183 · doc4.xml · derivative · entry 1

NIBLOCK ROBERT A · CIK 0001219923 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,078.1484

Underlying: Common Stock · 5,584 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis

F2 · derivative.exercise_date: The reporting person has elected to receive payment in five equal annual installments beginning six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment in five equal annual installments beginning six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

Read SEC document
January 15, 2016 Filed Jan 19, 2016 22:39 UTC GrantStock Units · Derivative 5,584 $39.41 $220,037.52
Disclosure

SEC source: 0001209191-16-092187 · doc4.xml · derivative · entry 1

AUCHINLECK RICHARD H · CIK 0001234266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,262.3327

Underlying: Common Stock · 5,584 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person is to receive payment as a lump sum six months following separation from service.

F2 · derivative.expiration_date: The reporting person is to receive payment as a lump sum six months following separation from service.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

Read SEC document
January 01, 2016 Filed Jan 4, 2016 23:17 UTC
Fox Matthew JExecutive Vice President
Exercise / conversionPhantom Stock · Derivative 39,551 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-087997 · doc4.xml · derivative · entry 3

Fox Matthew J · CIK 0001549508 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,551

Underlying: Common Stock · 39,551 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The shares of Phantom Stock convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · shares: In connection with the spin-off of Phillips 66 on April 30, 2012 by ConocoPhillips, restricted stock units that were not vested and were held by ConocoPhillips officers or employees, who continued as officers or employees of ConocoPhillips immediately after the spin-off, were replaced with adjusted ConocoPhillips restricted stock units, which will generally preserve the intrinsic value of each restricted stock unit grant to the fair market value of ConocoPhillips common stock on the distribution date.

F3 · derivative.exercise_date: These shares of Phantom Stock vest in two equal installments on the fourth and fifth anniversaries of the grant date, January 1, 2012.

F4 · derivative.expiration_date: The shares of Phantom Stock do not have an expiration date.

Read SEC document
January 01, 2016 Filed Jan 4, 2016 23:17 UTC
Fox Matthew JExecutive Vice President
Tax withholdingCommon Stock 13,574 $46.54 $631,733.96
Disclosure

SEC source: 0001209191-16-087997 · doc4.xml · nonDerivative · entry 2

Fox Matthew J · CIK 0001549508 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,100

Read SEC document
January 01, 2016 Filed Jan 4, 2016 23:17 UTC
Fox Matthew JExecutive Vice President
Exercise / conversionCommon Stock 39,551 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-16-087997 · doc4.xml · nonDerivative · entry 1

Fox Matthew J · CIK 0001549508 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,674

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The shares of Phantom Stock convert to ConocoPhillips common stock on a 1-for-1 basis.

Read SEC document
December 31, 2015 Filed Jan 4, 2016 23:26 UTC GrantStock Units · Derivative 300 $46.54 $13,962.00
Disclosure

SEC source: 0001209191-16-088005 · doc4.xml · derivative · entry 1

AUCHINLECK RICHARD H · CIK 0001234266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,678.3327

Underlying: Common Stock · 300 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person is to receive payment as a lump sum six months following separation from service.

F2 · derivative.expiration_date: The reporting person is to receive payment as a lump sum six months following separation from service.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

Read SEC document
December 31, 2015 Filed Jan 4, 2016 23:34 UTC GrantStock Units · Derivative 224 $46.54 $10,424.96
Disclosure

SEC source: 0001209191-16-088012 · doc4.xml · derivative · entry 1

Murti Arjun N · CIK 0001630788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,809.3593

Underlying: Common Stock · 224 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

Read SEC document
December 31, 2015 Filed Jan 4, 2016 23:39 UTC GrantStock Units · Derivative 251 $46.54 $11,681.54
Disclosure

SEC source: 0001209191-16-088016 · doc4.xml · derivative · entry 1

NIBLOCK ROBERT A · CIK 0001219923 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,494.1484

Underlying: Common Stock · 251 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment in five equal annual installments beginning six months following his separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment in five equal annual installments beginning six months following his separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

Read SEC document
December 31, 2015 Filed Jan 4, 2016 23:42 UTC GrantStock Units · Derivative 238 $46.54 $11,076.52
Disclosure

SEC source: 0001209191-16-088020 · doc4.xml · derivative · entry 1

Norvik Harald J · CIK 0001333455 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,209.3018

Underlying: Common Stock · 238 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person is to receive payment as a lump sum six months following separation from service.

F2 · derivative.expiration_date: The reporting person is to receive payment as a lump sum six months following separation from service.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

Read SEC document
December 29, 2015 Filed Sep 2, 2016 20:25 UTC SaleCommon Stock 1,745 $47.48 $82,852.60
Disclosure

SEC source: 0001209191-16-139779 · doc4.xml · nonDerivative · entry 6

FARACI JOHN V · CIK 0001189930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187.34

F1 · kind: The transactions reported in this Form 4 were executed by the reporting person's investment advisor in a managed account as part of the investment advisor's implementation of a large-cap investment strategy involving the securities of multiple issuers. The reporting person has voluntarily paid to the issuer an amount equal to the short-swing profit that would be payable if the reported transactions were deemed subject to Section 16(b) of the Securities Exchange Act of 1934.

Read SEC document
December 24, 2015 Filed Dec 28, 2015 19:29 UTC
Lance Ryan MichaelDirector · Chairman and CEO
Exercise / conversionStock Options (rights to buy) · Derivative 23,061 $0.00 Strike: $45.05 $0.00
Disclosure

SEC source: 0001209191-15-087079 · doc4.xml · derivative · entry 3

Lance Ryan Michael · CIK 0001464560 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,061 shares

Expires 2016-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: In connection with the spin-off of Phillips 66 on April 30, 2012 by ConocoPhillips, outstanding ConocoPhillips stock options were adjusted so that the holders hold vested stock options to purchase both Phillips 66 common stock and ConocoPhillips common stock. The Phillips 66 and ConocoPhillips stock options received, when combined, will generally preserve the intrinsic value of each original stock option grant and the ratio of the exercise to the fair market value of ConocoPhillips common stock on the distribution date.

F3 · derivative.exercise_date: The options became exercisable in three equal annual installments beginning on the first anniversary of the February 10, 2006 grant.

Read SEC document
December 24, 2015 Filed Dec 28, 2015 19:29 UTC
Lance Ryan MichaelDirector · Chairman and CEO
Exercise / conversionCommon Stock 23,061 $45.05 $1,038,898.05
Disclosure

SEC source: 0001209191-15-087079 · doc4.xml · nonDerivative · entry 1

Lance Ryan Michael · CIK 0001464560 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,446

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 16, 2015 Filed Dec 17, 2015 20:29 UTC PurchaseCommon Stock 5,000 $49.90 $249,500.00
Disclosure

SEC source: 0001209191-15-085736 · doc4.xml · nonDerivative · entry 1

Murti Arjun N · CIK 0001630788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Read SEC document
December 09, 2015 Filed Sep 2, 2016 20:25 UTC PurchaseCommon Stock 357 $48.53 $17,325.21
Disclosure

SEC source: 0001209191-16-139779 · doc4.xml · nonDerivative · entry 5

FARACI JOHN V · CIK 0001189930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,932.34

F1 · kind: The transactions reported in this Form 4 were executed by the reporting person's investment advisor in a managed account as part of the investment advisor's implementation of a large-cap investment strategy involving the securities of multiple issuers. The reporting person has voluntarily paid to the issuer an amount equal to the short-swing profit that would be payable if the reported transactions were deemed subject to Section 16(b) of the Securities Exchange Act of 1934.

F3 · balance_after: Includes 18.99 shares acquired pursuant to dividend reinvestment in a transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
November 30, 2015 Filed Dec 2, 2015 20:39 UTC GrantStock Units · Derivative 259 $53.92 $13,965.28
Disclosure

SEC source: 0001209191-15-082816 · doc4.xml · derivative · entry 1

AUCHINLECK RICHARD H · CIK 0001234266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,520.1756

Underlying: Common Stock · 259 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person is to receive payment as a lump sum six months following separation from service.

F2 · derivative.expiration_date: The reporting person is to receive payment as a lump sum six months following separation from service.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

Read SEC document
November 30, 2015 Filed Dec 2, 2015 20:41 UTC GrantStock Units · Derivative 194 $53.92 $10,460.48
Disclosure

SEC source: 0001209191-15-082818 · doc4.xml · derivative · entry 1

Murti Arjun N · CIK 0001630788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,515.5406

Underlying: Common Stock · 194 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

Read SEC document
November 30, 2015 Filed Dec 2, 2015 20:44 UTC GrantStock Units · Derivative 217 $53.92 $11,700.64
Disclosure

SEC source: 0001209191-15-082820 · doc4.xml · derivative · entry 1

NIBLOCK ROBERT A · CIK 0001219923 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,950.0895

Underlying: Common Stock · 217 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment in five equal annual installments beginning six months following his separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment in five equal annual installments beginning six months following his separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

Read SEC document
November 30, 2015 Filed Dec 2, 2015 20:46 UTC GrantStock Units · Derivative 205 $53.92 $11,053.60
Disclosure

SEC source: 0001209191-15-082824 · doc4.xml · derivative · entry 1

Norvik Harald J · CIK 0001333455 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,291.8523

Underlying: Common Stock · 205 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person is to receive payment as a lump sum six months following separation from service.

F2 · derivative.expiration_date: The reporting person is to receive payment as a lump sum six months following separation from service.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

Read SEC document
November 19, 2015 Filed Nov 20, 2015 17:50 UTC Exercise / conversionStock Options (rights to buy) · Derivative 15,746 $0.00 Strike: $45.05 $0.00
Disclosure

SEC source: 0001209191-15-081438 · doc4.xml · derivative · entry 4

Sheets Jeffrey Wayne · CIK 0001447712 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,746 shares

Expires 2016-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: In connection with the spin-off of Phillips 66 on April 30, 2012 by ConocoPhillips, outstanding ConocoPhillips stock options were adjusted so that the holders hold vested stock options to purchase both Phillips 66 common stock and ConocoPhillips common stock. The Phillips 66 and ConocoPhillips stock options received, when combined, will generally preserve the intrinsic value of each original stock option grant and the ratio of the exercise to the fair market value of ConocoPhillips common stock on the distribution date.

Read SEC document
November 19, 2015 Filed Nov 20, 2015 17:50 UTC SaleCommon Stock 15,746 $54.00 $850,284.00
Disclosure

SEC source: 0001209191-15-081438 · doc4.xml · nonDerivative · entry 2

Sheets Jeffrey Wayne · CIK 0001447712 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,636

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.00 to $54.01, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges provided herein.

Read SEC document
November 19, 2015 Filed Nov 20, 2015 17:50 UTC Exercise / conversionCommon Stock 15,746 $45.05 $709,357.30
Disclosure

SEC source: 0001209191-15-081438 · doc4.xml · nonDerivative · entry 1

Sheets Jeffrey Wayne · CIK 0001447712 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,382

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 30, 2015 Filed Nov 3, 2015 18:13 UTC GrantStock Units · Derivative 262 $53.38 $13,985.56
Disclosure

SEC source: 0001209191-15-077971 · doc4.xml · derivative · entry 1

AUCHINLECK RICHARD H · CIK 0001234266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,261.1756

Underlying: Common Stock · 262 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person is to receive payment as a lump sum six months following separation from service.

F2 · derivative.expiration_date: The reporting person is to receive payment as a lump sum six months following separation from service.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

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October 30, 2015 Filed Nov 3, 2015 18:15 UTC GrantStock Units · Derivative 196 $53.38 $10,462.48
Disclosure

SEC source: 0001209191-15-077973 · doc4.xml · derivative · entry 1

Murti Arjun N · CIK 0001630788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,321.5406

Underlying: Common Stock · 196 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

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October 30, 2015 Filed Nov 3, 2015 18:18 UTC GrantStock Units · Derivative 219 $53.38 $11,690.22
Disclosure

SEC source: 0001209191-15-077975 · doc4.xml · derivative · entry 1

NIBLOCK ROBERT A · CIK 0001219923 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,733.0895

Underlying: Common Stock · 219 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment in five equal annual installments beginning six months following his separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment in five equal annual installments beginning six months following his separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

Read SEC document
October 30, 2015 Filed Nov 3, 2015 18:23 UTC GrantStock Units · Derivative 207 $53.38 $11,049.66
Disclosure

SEC source: 0001209191-15-077980 · doc4.xml · derivative · entry 1

Norvik Harald J · CIK 0001333455 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,086.8523

Underlying: Common Stock · 207 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person is to receive payment as a lump sum six months following separation from service.

F2 · derivative.expiration_date: The reporting person is to receive payment as a lump sum six months following separation from service.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

Read SEC document
October 30, 2015 Filed Sep 2, 2016 20:25 UTC PurchaseCommon Stock 165 $52.65 $8,687.25
Disclosure

SEC source: 0001209191-16-139779 · doc4.xml · nonDerivative · entry 4

FARACI JOHN V · CIK 0001189930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,556.35

F1 · kind: The transactions reported in this Form 4 were executed by the reporting person's investment advisor in a managed account as part of the investment advisor's implementation of a large-cap investment strategy involving the securities of multiple issuers. The reporting person has voluntarily paid to the issuer an amount equal to the short-swing profit that would be payable if the reported transactions were deemed subject to Section 16(b) of the Securities Exchange Act of 1934.

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October 08, 2015 Filed Oct 13, 2015 16:46 UTC Exercise / conversionStock Units · Derivative 2,769 $0.00 $0.00
Disclosure

SEC source: 0001209191-15-075185 · doc4.xml · derivative · entry 3

Sheets Jeffrey Wayne · CIK 0001447712 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,310

Underlying: Common Stock · 2,769 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F3 · derivative.exercise_date: The units will be forfeited if the holder separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination as a result of layoff; (b) termination after attainment of age 55 with five years of service; (c) termination due to death or disability; or (d) termination following a change in control. During the escrow period, the holder may not dispose of the units. The units will convert to common stock on the later of (a) the end of the escrow period or (b) the earlier of death or six months after separation from service. The holder may elect to defer conversion of the units. The units allow for the holder, after attaining age 55, to indicate a preference to request that the Human Resources and Compensation Committee either (a) continue the restrictions on the units; (b) lapse the restrictions and deliver common stock; or (c) cancel the units and create an account of the value in the Company's deferred compensation plan.

F4 · derivative.expiration_date: The stock units do not have an expiration date.

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October 08, 2015 Filed Oct 13, 2015 16:46 UTC Exercise / conversionCommon Stock 2,769 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-15-075185 · doc4.xml · nonDerivative · entry 1

Sheets Jeffrey Wayne · CIK 0001447712 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,636

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

Read SEC document
September 30, 2015 Filed Oct 2, 2015 19:31 UTC GrantStock Units · Derivative 295 $47.45 $13,997.75
Disclosure

SEC source: 0001209191-15-073159 · doc4.xml · derivative · entry 1

AUCHINLECK RICHARD H · CIK 0001234266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,999.1756

Underlying: Common Stock · 295 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person is to receive payment as a lump sum six months following separation from service.

F2 · derivative.expiration_date: The reporting person is to receive payment as a lump sum six months following separation from service.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

Read SEC document
September 30, 2015 Filed Oct 2, 2015 19:34 UTC GrantStock Units · Derivative 220 $47.45 $10,439.00
Disclosure

SEC source: 0001209191-15-073162 · doc4.xml · derivative · entry 1

Murti Arjun N · CIK 0001630788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,125.5406

Underlying: Common Stock · 220 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

Read SEC document
September 30, 2015 Filed Oct 2, 2015 19:37 UTC GrantStock Units · Derivative 246 $47.45 $11,672.70
Disclosure

SEC source: 0001209191-15-073164 · doc4.xml · derivative · entry 1

NIBLOCK ROBERT A · CIK 0001219923 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,514.0895

Underlying: Common Stock · 246 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment in five equal annual installments beginning six months following his separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment in five equal annual installments beginning six months following his separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

Read SEC document
September 30, 2015 Filed Oct 2, 2015 19:41 UTC GrantStock Units · Derivative 233 $47.45 $11,055.85
Disclosure

SEC source: 0001209191-15-073166 · doc4.xml · derivative · entry 1

Norvik Harald J · CIK 0001333455 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,879.8523

Underlying: Common Stock · 233 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person is to receive payment as a lump sum six months following separation from service.

F2 · derivative.expiration_date: The reporting person is to receive payment as a lump sum six months following separation from service.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

Read SEC document
September 14, 2015 Filed Sep 2, 2016 20:25 UTC PurchaseCommon Stock 156 $46.82 $7,303.92
Disclosure

SEC source: 0001209191-16-139779 · doc4.xml · nonDerivative · entry 3

FARACI JOHN V · CIK 0001189930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,391.35

F1 · kind: The transactions reported in this Form 4 were executed by the reporting person's investment advisor in a managed account as part of the investment advisor's implementation of a large-cap investment strategy involving the securities of multiple issuers. The reporting person has voluntarily paid to the issuer an amount equal to the short-swing profit that would be payable if the reported transactions were deemed subject to Section 16(b) of the Securities Exchange Act of 1934.

F2 · balance_after: Includes 12.35 shares acquired pursuant to dividend reinvestment in a transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
August 31, 2015 Filed Sep 2, 2015 21:31 UTC GrantStock Units · Derivative 294 $47.51 $13,967.97
Disclosure

SEC source: 0001209191-15-069174 · doc4.xml · derivative · entry 1

AUCHINLECK RICHARD H · CIK 0001234266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,750.6287

Underlying: Common Stock · 294 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person is to receive payment as a lump sum six months following separation from service.

F2 · derivative.expiration_date: The reporting person is to receive payment as a lump sum six months following separation from service.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

Read SEC document
August 31, 2015 Filed Sep 2, 2015 21:33 UTC GrantStock Units · Derivative 220 $47.51 $10,452.22
Disclosure

SEC source: 0001209191-15-069176 · doc4.xml · derivative · entry 1

Murti Arjun N · CIK 0001630788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,836.7807

Underlying: Common Stock · 220 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

Read SEC document
August 31, 2015 Filed Sep 2, 2015 21:34 UTC GrantStock Units · Derivative 246 $47.51 $11,687.48
Disclosure

SEC source: 0001209191-15-069178 · doc4.xml · derivative · entry 1

NIBLOCK ROBERT A · CIK 0001219923 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,949.0072

Underlying: Common Stock · 246 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment in five equal annual installments beginning six months following his separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment in five equal annual installments beginning six months following his separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

Read SEC document
August 31, 2015 Filed Sep 2, 2015 21:35 UTC GrantStock Units · Derivative 233 $47.51 $11,069.85
Disclosure

SEC source: 0001209191-15-069181 · doc4.xml · derivative · entry 1

Norvik Harald J · CIK 0001333455 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,891.8766

Underlying: Common Stock · 233 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person is to receive payment as a lump sum six months following separation from service.

F2 · derivative.expiration_date: The reporting person is to receive payment as a lump sum six months following separation from service.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

Read SEC document
August 14, 2015 Filed Aug 17, 2015 22:04 UTC
DeSanctis EllenVice President
PurchaseCommon Stock 7,000 $49.91 $349,370.00
Disclosure

SEC source: 0001209191-15-066371 · doc4.xml · nonDerivative · entry 1

DeSanctis Ellen · CIK 0001445607 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,010

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.70 to $49.98, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges provided herein.

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July 31, 2015 Filed Aug 4, 2015 20:57 UTC GrantStock Units · Derivative 275 $50.85 $13,983.75
Disclosure

SEC source: 0001209191-15-063697 · doc4.xml · derivative · entry 1

AUCHINLECK RICHARD H · CIK 0001234266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,456.6287

Underlying: Common Stock · 275 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person is to receive payment as a lump sum six months following separation from service.

F2 · derivative.expiration_date: The reporting person is to receive payment as a lump sum six months following separation from service.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

Read SEC document
July 31, 2015 Filed Aug 4, 2015 20:59 UTC GrantStock Units · Derivative 205 $50.85 $10,424.25
Disclosure

SEC source: 0001209191-15-063700 · doc4.xml · derivative · entry 1

Murti Arjun N · CIK 0001630788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,616.7807

Underlying: Common Stock · 205 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

Read SEC document
July 31, 2015 Filed Aug 4, 2015 21:01 UTC GrantStock Units · Derivative 230 $50.85 $11,695.50
Disclosure

SEC source: 0001209191-15-063706 · doc4.xml · derivative · entry 1

NIBLOCK ROBERT A · CIK 0001219923 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,703.0072

Underlying: Common Stock · 230 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment in five equal annual installments beginning six months following his separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment in five equal annual installments beginning six months following his separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.