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Nasdaq · USD

COO

COOPER COMPANIES, INC.

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3395
SEC CIK
0000711404
Parsed reports
441

Last 12 months

Inside the activity.

10 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202550
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202650
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 08, 2018 Filed Jan 9, 2018 22:05 UTC
White Albert G IIIEVP, CFO & CSO
Exercise / conversionCommon Stock 680 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-001492 · form4.xml · nonDerivative · entry 1

White Albert G III · CIK 0001357705 · EVP, CFO & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,075

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2018 Filed Jan 9, 2018 22:00 UTC
McBride Daniel GEVP, COO & Pres-CooperVision
Exercise / conversionRestricted Stock Units · Derivative 708 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-001490 · form4.xml · derivative · entry 10

McBride Daniel G · CIK 0001368867 · EVP, COO & Pres-CooperVision

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,417

Underlying: Common Stock · 708 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F7 · derivative.exercise_date: 12/9/14 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/16, 1/8/17, 1/8/18, 1/8/19 and 1/8/20.

F4 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
January 08, 2018 Filed Jan 9, 2018 22:00 UTC
McBride Daniel GEVP, COO & Pres-CooperVision
Exercise / conversionRestricted Stock Units · Derivative 834 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-001490 · form4.xml · derivative · entry 9

McBride Daniel G · CIK 0001368867 · EVP, COO & Pres-CooperVision

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 834

Underlying: Common Stock · 834 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F5 · derivative.exercise_date: Grant Date 12/11/13 RSU Vesting Date: The grant vests in equal portions on the following dates: 1/8/15, 1/8/16, 1/8/17, 1/8/18 and 1/8/19.

F6 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
January 08, 2018 Filed Jan 9, 2018 22:00 UTC
McBride Daniel GEVP, COO & Pres-CooperVision
Exercise / conversionRestricted Stock Units · Derivative 680 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-001490 · form4.xml · derivative · entry 8

McBride Daniel G · CIK 0001368867 · EVP, COO & Pres-CooperVision

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 680 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F3 · derivative.exercise_date: Grant Date 12/12/12 RSU Vesting Date: The grant vests in equal portions on the following dates: 1/8/14, 1/8/15, 1/8/16, 1/8/17 and 1/8/18.

F4 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
January 08, 2018 Filed Jan 9, 2018 22:00 UTC
McBride Daniel GEVP, COO & Pres-CooperVision
Tax withholdingCommon Stock 392 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-001490 · form4.xml · nonDerivative · entry 6

McBride Daniel G · CIK 0001368867 · EVP, COO & Pres-CooperVision

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,362

F1 · shares: 1/8/2018 RSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 1/8/2018) of $231.65 was used.

Read SEC document
January 08, 2018 Filed Jan 9, 2018 22:00 UTC
McBride Daniel GEVP, COO & Pres-CooperVision
Exercise / conversionCommon Stock 708 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-001490 · form4.xml · nonDerivative · entry 5

McBride Daniel G · CIK 0001368867 · EVP, COO & Pres-CooperVision

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,754

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2018 Filed Jan 9, 2018 22:00 UTC
McBride Daniel GEVP, COO & Pres-CooperVision
Tax withholdingCommon Stock 461 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-001490 · form4.xml · nonDerivative · entry 4

McBride Daniel G · CIK 0001368867 · EVP, COO & Pres-CooperVision

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,046

F1 · shares: 1/8/2018 RSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 1/8/2018) of $231.65 was used.

Read SEC document
January 08, 2018 Filed Jan 9, 2018 22:00 UTC
McBride Daniel GEVP, COO & Pres-CooperVision
Exercise / conversionCommon Stock 834 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-001490 · form4.xml · nonDerivative · entry 3

McBride Daniel G · CIK 0001368867 · EVP, COO & Pres-CooperVision

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,507

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2018 Filed Jan 9, 2018 22:00 UTC
McBride Daniel GEVP, COO & Pres-CooperVision
Tax withholdingCommon Stock 402 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-001490 · form4.xml · nonDerivative · entry 2

McBride Daniel G · CIK 0001368867 · EVP, COO & Pres-CooperVision

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,673

F1 · shares: 1/8/2018 RSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 1/8/2018) of $231.65 was used.

Read SEC document
January 08, 2018 Filed Jan 9, 2018 22:00 UTC
McBride Daniel GEVP, COO & Pres-CooperVision
Exercise / conversionCommon Stock 680 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-001490 · form4.xml · nonDerivative · entry 1

McBride Daniel G · CIK 0001368867 · EVP, COO & Pres-CooperVision

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,075

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 05, 2018 Filed Jan 8, 2018 21:18 UTC SaleCommon Stock 500 $230.05 $115,025.00
Disclosure

SEC source: 0001127602-18-001375 · form4.xml · nonDerivative · entry 1

RUBENSTEIN ALLAN E · CIK 0001182773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,590

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $230.021 to $230.175. The reporting person undertakes to provide to The Cooper Companies, Inc., any security holder of The Cooper Companies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes to this Form 4.

Read SEC document
January 04, 2018 Filed Jan 4, 2018 22:35 UTC Exercise / conversionNon-employee Director Stock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $13.08 $0.00
Disclosure

SEC source: 0001127602-18-001181 · form4.xml · derivative · entry 5

ZINBERG STANLEY MD · CIK 0001182041 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Stanley Zinberg Revocable Trust DTD 2/5/2015

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2018-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2018 Filed Jan 4, 2018 22:35 UTC SaleCommon Stock 502 $226.11 $113,507.22
Disclosure

SEC source: 0001127602-18-001181 · form4.xml · nonDerivative · entry 4

ZINBERG STANLEY MD · CIK 0001182041 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Stanley Zinberg Revocable Trust DTD 2/5/2015

Disclosed balance after: 9,377

F3 · date: Sale price represents an average sale price between $226.00 and $226.31.

Read SEC document
January 04, 2018 Filed Jan 4, 2018 22:35 UTC SaleCommon Stock 1,500 $225.02 $337,530.00
Disclosure

SEC source: 0001127602-18-001181 · form4.xml · nonDerivative · entry 3

ZINBERG STANLEY MD · CIK 0001182041 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Stanley Zinberg Revocable Trust DTD 2/5/2015

Disclosed balance after: 9,879

F2 · price: Sale price represents an average sale price between $225.00 and $225.10.

Read SEC document
January 04, 2018 Filed Jan 4, 2018 22:35 UTC SaleCommon Stock 2,998 $224.23 $672,241.54
Disclosure

SEC source: 0001127602-18-001181 · form4.xml · nonDerivative · entry 2

ZINBERG STANLEY MD · CIK 0001182041 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Stanley Zinberg Revocable Trust DTD 2/5/2015

Disclosed balance after: 11,379

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $223.52 to $224.49. The reporting person undertakes to provide to The Cooper Companies, Inc., any security holder of The Cooper Companies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes to this Form 4.

Read SEC document
January 04, 2018 Filed Jan 4, 2018 22:35 UTC Exercise / conversionCommon Stock 5,000 $13.08 $65,400.00
Disclosure

SEC source: 0001127602-18-001181 · form4.xml · nonDerivative · entry 1

ZINBERG STANLEY MD · CIK 0001182041 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Stanley Zinberg Revocable Trust DTD 2/5/2015

Disclosed balance after: 14,377

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2018 Filed Jan 4, 2018 22:32 UTC SaleCommon Stock 500 $225.00 $112,500.00
Disclosure

SEC source: 0001127602-18-001177 · form4.xml · nonDerivative · entry 1

RUBENSTEIN ALLAN E · CIK 0001182773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,090

Read SEC document
December 27, 2017 Filed Dec 28, 2017 22:28 UTC SaleCommon Stock 500 $222.00 $111,000.00
Disclosure

SEC source: 0001127602-17-035579 · form4.xml · nonDerivative · entry 1

RUBENSTEIN ALLAN E · CIK 0001182773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,590

Read SEC document
December 20, 2017 Filed Dec 21, 2017 17:56 UTC GiftCommon Stock 250 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-035304 · form4.xml · nonDerivative · entry 1

KALKSTEIN MICHAEL · CIK 0001183216 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The Kalkstein and English Family Trust u/a/d May 18, 2005

Disclosed balance after: 9,136

Read SEC document
December 19, 2017 Filed Dec 20, 2017 22:37 UTC GiftCommon Stock 44 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-035281 · form4.xml · nonDerivative · entry 1

RUBENSTEIN ALLAN E · CIK 0001182773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,090

Read SEC document
December 18, 2017 Filed Dec 20, 2017 22:43 UTC Exercise / conversionNon-employee Director Stock Option (Right to Buy) · Derivative 7,150 $0.00 Strike: $49.57 $0.00
Disclosure

SEC source: 0001127602-17-035283 · form4.xml · derivative · entry 5

BENDER A THOMAS · CIK 0001182195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,150 shares

Expires 2020-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 18, 2017 Filed Dec 20, 2017 22:43 UTC SaleCommon Stock 7,150 $229.07 $1,637,827.62
Disclosure

SEC source: 0001127602-17-035283 · form4.xml · nonDerivative · entry 3

BENDER A THOMAS · CIK 0001182195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,205

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $229.00 to $229.35. The reporting person undertakes to provide The Cooper Companies, Inc., any security holder of The Cooper Companies, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set for in the footnote to this Form 4.

Read SEC document
December 18, 2017 Filed Dec 20, 2017 22:43 UTC Exercise / conversionCommon Stock 7,150 $49.57 $354,425.50
Disclosure

SEC source: 0001127602-17-035283 · form4.xml · nonDerivative · entry 2

BENDER A THOMAS · CIK 0001182195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,355

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 18, 2017 Filed Dec 20, 2017 22:43 UTC SaleCommon Stock 2,000 $229.54 $459,080.00
Disclosure

SEC source: 0001127602-17-035283 · form4.xml · nonDerivative · entry 1

BENDER A THOMAS · CIK 0001182195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,205

Read SEC document
December 18, 2017 Filed Dec 20, 2017 22:40 UTC
WEISS ROBERT SDirector · President & CEO
Exercise / conversionStock Options (Right to Buy) · Derivative 10,000 $0.00 Strike: $58.07 $0.00
Disclosure

SEC source: 0001127602-17-035282 · form4.xml · derivative · entry 9

WEISS ROBERT S · CIK 0001181959 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2020-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: RSW 12/13/10 NQ 4yr Grant: The options will vest in equal increments over four years measured from the date of grant as follows: 1/4 shall vest on 12/13/11; 1/4 shall vest on 12/13/12; 1/4 shall vest on 12/13/13; and 1/4 shall vest on 12/13/14.

Read SEC document
December 18, 2017 Filed Dec 20, 2017 22:40 UTC
WEISS ROBERT SDirector · President & CEO
Exercise / conversionStock Options (Right to Buy) · Derivative 22,500 $0.00 Strike: $58.07 $0.00
Disclosure

SEC source: 0001127602-17-035282 · form4.xml · derivative · entry 8

WEISS ROBERT S · CIK 0001181959 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,500 shares

Expires 2020-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 12/13/10 RSW NQ 5 yr Grant: The options will vest in equal increments over five years measured from the date of grant as follows: 1/5 shall vest on 12/13/11; 1/5 shall vest on 12/13/12; 1/5 shall vest on 12/13/13; 1/5 shall vest on 12/13/14; and 1/5 shall vest on 12/13/15.

Read SEC document
December 18, 2017 Filed Dec 20, 2017 22:40 UTC
WEISS ROBERT SDirector · President & CEO
SaleCommon Stock 980 $226.97 $222,430.60
Disclosure

SEC source: 0001127602-17-035282 · form4.xml · nonDerivative · entry 6

WEISS ROBERT S · CIK 0001181959 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,611

F4 · price: The sales price represents a weighted average of sales prices ranging between $226.75 and $227.08.

Read SEC document
December 18, 2017 Filed Dec 20, 2017 22:40 UTC
WEISS ROBERT SDirector · President & CEO
SaleCommon Stock 5,964 $226.01 $1,347,923.64
Disclosure

SEC source: 0001127602-17-035282 · form4.xml · nonDerivative · entry 5

WEISS ROBERT S · CIK 0001181959 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,591

F3 · price: The sales price represents a weighted average of sales prices ranging between $225.75 and $226.605.

Read SEC document
December 18, 2017 Filed Dec 20, 2017 22:40 UTC
WEISS ROBERT SDirector · President & CEO
SaleCommon Stock 5,929 $225.17 $1,335,032.93
Disclosure

SEC source: 0001127602-17-035282 · form4.xml · nonDerivative · entry 4

WEISS ROBERT S · CIK 0001181959 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,555

F2 · price: The sales price represents a weighted average of sales prices ranging between $224.68 and $225.67.

Read SEC document
December 18, 2017 Filed Dec 20, 2017 22:40 UTC
WEISS ROBERT SDirector · President & CEO
SaleCommon Stock 19,627 $224.04 $4,397,233.08
Disclosure

SEC source: 0001127602-17-035282 · form4.xml · nonDerivative · entry 3

WEISS ROBERT S · CIK 0001181959 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,484

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $223.68 to $224.66. The reporting person undertakes to provide to The Cooper Companies, Inc., any security holder of The Cooper Companies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes to this Form 4.

Read SEC document
December 18, 2017 Filed Dec 20, 2017 22:40 UTC
WEISS ROBERT SDirector · President & CEO
Exercise / conversionCommon Stock 10,000 $58.07 $580,700.00
Disclosure

SEC source: 0001127602-17-035282 · form4.xml · nonDerivative · entry 2

WEISS ROBERT S · CIK 0001181959 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,111

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 18, 2017 Filed Dec 20, 2017 22:40 UTC
WEISS ROBERT SDirector · President & CEO
Exercise / conversionCommon Stock 22,500 $58.07 $1,306,575.00
Disclosure

SEC source: 0001127602-17-035282 · form4.xml · nonDerivative · entry 1

WEISS ROBERT S · CIK 0001181959 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,111

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 17:41 UTC SaleCommon Stock 785 $229.06 $179,812.10
Disclosure

SEC source: 0001127602-17-035062 · form4.xml · nonDerivative · entry 1

PETERSMEYER GARY S · CIK 0001206986 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Gary and Catherine Petersmeyer Trust DTD

Disclosed balance after: 1,584

Read SEC document
December 12, 2017 Filed Dec 14, 2017 21:58 UTC
McBride Daniel GEVP, COO & Pres-CooperVision
GrantEmployee Stock Option (Right to Buy) · Derivative 17,272 $0.00 Strike: $229.66 $0.00
Disclosure

SEC source: 0001127602-17-034683 · form4.xml · derivative · entry 4

McBride Daniel G · CIK 0001368867 · EVP, COO & Pres-CooperVision

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,272

Underlying: Common Stock · 17,272 shares

Expires 2027-12-12

F2 · derivative.exercise_date: 12/12/17 Special NQ Grant-3 yr: The options will vest 100% on the third anniversary of the date of grant.

Read SEC document
December 12, 2017 Filed Dec 14, 2017 21:58 UTC
McBride Daniel GEVP, COO & Pres-CooperVision
GrantEmployee Stock Option (Right to Buy) · Derivative 21,849 $0.00 Strike: $229.66 $0.00
Disclosure

SEC source: 0001127602-17-034683 · form4.xml · derivative · entry 3

McBride Daniel G · CIK 0001368867 · EVP, COO & Pres-CooperVision

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,849

Underlying: Common Stock · 21,849 shares

Expires 2027-12-12

F1 · derivative.exercise_date: 12/12/17 NQ Grant: The options will vest in equal increments on the first through the fifth anniversaries of the date of grant.

Read SEC document
December 12, 2017 Filed Dec 14, 2017 22:00 UTC
White Albert G IIIEVP, CFO & CSO
GrantEmployee Stock Option (Right to Buy) · Derivative 17,272 $0.00 Strike: $229.66 $0.00
Disclosure

SEC source: 0001127602-17-034685 · form4.xml · derivative · entry 3

White Albert G III · CIK 0001357705 · EVP, CFO & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,272

Underlying: Common Stock · 17,272 shares

Expires 2027-12-12

F2 · derivative.exercise_date: 12/12/17 Special NQ Grant-3 yr: The options will vest 100% on the third anniversary of the date of grant.

Read SEC document
December 12, 2017 Filed Dec 14, 2017 22:00 UTC
White Albert G IIIEVP, CFO & CSO
GrantEmployee Stock Option (Right to Buy) · Derivative 21,849 $0.00 Strike: $229.66 $0.00
Disclosure

SEC source: 0001127602-17-034685 · form4.xml · derivative · entry 2

White Albert G III · CIK 0001357705 · EVP, CFO & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,849

Underlying: Common Stock · 21,849 shares

Expires 2027-12-12

F1 · derivative.exercise_date: 12/12/17 NQ Grant: The options will vest in equal increments on the first through the fifth anniversaries of the date of grant.

Read SEC document
December 12, 2017 Filed Dec 14, 2017 21:56 UTC
KAUFMAN CAROL REVP, Sec. & Chief Gov. Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 16,523 $0.00 Strike: $229.66 $0.00
Disclosure

SEC source: 0001127602-17-034682 · form4.xml · derivative · entry 2

KAUFMAN CAROL R · CIK 0001181958 · EVP, Sec. & Chief Gov. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,523

Underlying: Common Stock · 16,523 shares

Expires 2027-12-12

F1 · derivative.exercise_date: 12/12/17 NQ Grant: The options will vest in equal increments on the first through the fifth anniversaries of the date of grant.

Read SEC document
December 12, 2017 Filed Dec 14, 2017 21:54 UTC
WEISS ROBERT SDirector · President & CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 60,322 $0.00 Strike: $229.66 $0.00
Disclosure

SEC source: 0001127602-17-034681 · form4.xml · derivative · entry 3

WEISS ROBERT S · CIK 0001181959 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,322

Underlying: Common Stock · 60,322 shares

Expires 2027-12-12

F1 · derivative.exercise_date: 12/12/17 NQ Grant: The options will vest in equal increments on the first through the fifth anniversaries of the date of grant.

Read SEC document
December 12, 2017 Filed Dec 14, 2017 21:53 UTC
Golden RandalVP, General Counsel
GrantRestricted Stock Units · Derivative 538 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-034680 · form4.xml · derivative · entry 3

Golden Randal · CIK 0001598001 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 538

Underlying: Common Stock · 538 shares

Expires not disclosed

F2 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F3 · derivative.exercise_date: 12/12/17 Exec Grant-3 yr cliff: The grant will vest 100% on 2/1/2021.

F4 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
December 12, 2017 Filed Dec 14, 2017 21:53 UTC
Golden RandalVP, General Counsel
GrantEmployee Stock Option (Right to Buy) · Derivative 8,118 $0.00 Strike: $229.66 $0.00
Disclosure

SEC source: 0001127602-17-034680 · form4.xml · derivative · entry 2

Golden Randal · CIK 0001598001 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,118

Underlying: Common Stock · 8,118 shares

Expires 2027-12-12

F1 · derivative.exercise_date: 12/12/17 NQ Grant: The options will vest in equal increments on the first through the fifth anniversaries of the date of grant.

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December 12, 2017 Filed Dec 14, 2017 21:51 UTC
Ricupati AgostinoSVP, Fin & Tax; Chief Actg Off
GrantRestricted Stock Units · Derivative 1,023 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-034679 · form4.xml · derivative · entry 4

Ricupati Agostino · CIK 0001710066 · SVP, Fin & Tax; Chief Actg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,023

Underlying: Common Stock · 1,023 shares

Expires not disclosed

F3 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F4 · derivative.exercise_date: 12/12/17 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/19, 1/8/20, 1/8/21, 1/8/22 and 1/8/23.

F5 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

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December 12, 2017 Filed Dec 14, 2017 21:51 UTC
Ricupati AgostinoSVP, Fin & Tax; Chief Actg Off
GrantEmployee Stock Option (Right to Buy) · Derivative 2,135 $0.00 Strike: $229.66 $0.00
Disclosure

SEC source: 0001127602-17-034679 · form4.xml · derivative · entry 3

Ricupati Agostino · CIK 0001710066 · SVP, Fin & Tax; Chief Actg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,135

Underlying: Common Stock · 2,135 shares

Expires 2027-12-12

F2 · derivative.exercise_date: 12/12/17 Exec Grant-3 yr cliff: The grant will vest 100% on 2/1/2021.

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December 12, 2017 Filed Dec 14, 2017 21:51 UTC
Ricupati AgostinoSVP, Fin & Tax; Chief Actg Off
GrantEmployee Stock Option (Right to Buy) · Derivative 4,059 $0.00 Strike: $229.66 $0.00
Disclosure

SEC source: 0001127602-17-034679 · form4.xml · derivative · entry 2

Ricupati Agostino · CIK 0001710066 · SVP, Fin & Tax; Chief Actg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,059

Underlying: Common Stock · 4,059 shares

Expires 2027-12-12

F1 · derivative.exercise_date: 12/12/17 NQ Grant: The options will vest in equal increments on the first through the fifth anniversaries of the date of grant.

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December 05, 2017 Filed Dec 14, 2017 22:43 UTC GiftRestricted Stock Units · Derivative 1,151 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-034724 · form4.xml · derivative · entry 3

ZINBERG STANLEY MD · CIK 0001182041 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Stanley Zinberg Revocable Trust DTD 2/5/2015

Disclosed balance after: 1,151

Underlying: Common Stock · 1,151 shares

Expires not disclosed

F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F2 · derivative.exercise_date: NED RSU Grant 11/15/17: RSUs will vest and release on the first anniversary of the date of grant 11/15/2018.

F3 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

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December 05, 2017 Filed Dec 14, 2017 22:43 UTC GiftRestricted Stock Units · Derivative 1,151 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-034724 · form4.xml · derivative · entry 2

ZINBERG STANLEY MD · CIK 0001182041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,151 shares

Expires not disclosed

F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F2 · derivative.exercise_date: NED RSU Grant 11/15/17: RSUs will vest and release on the first anniversary of the date of grant 11/15/2018.

F3 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

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December 05, 2017 Filed Dec 14, 2017 22:41 UTC GiftRestricted Stock Units · Derivative 1,151 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-034722 · form4.xml · derivative · entry 5

Lindell Jody S · CIK 0001356151 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,151 shares

Expires not disclosed

F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F2 · derivative.exercise_date: NED RSU Grant 11/15/17: RSUs will vest and release on the first anniversary of the date of grant 11/15/2018.

F3 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
December 05, 2017 Filed Dec 14, 2017 22:41 UTC GiftRestricted Stock Units · Derivative 1,151 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-034722 · form4.xml · derivative · entry 4

Lindell Jody S · CIK 0001356151 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Matthews-Lindell Family Trust, dated July 23, 1991 as amended and restated

Disclosed balance after: 1,151

Underlying: Common Stock · 1,151 shares

Expires not disclosed

F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F2 · derivative.exercise_date: NED RSU Grant 11/15/17: RSUs will vest and release on the first anniversary of the date of grant 11/15/2018.

F3 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
December 05, 2017 Filed Dec 14, 2017 22:39 UTC GiftRestricted Stock Units · Derivative 1,151 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-034719 · form4.xml · derivative · entry 4

KALKSTEIN MICHAEL · CIK 0001183216 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Kalkstein & English Family Trust u/a/d May 18, 2005, as amended

Disclosed balance after: 1,151

Underlying: Common Stock · 1,151 shares

Expires not disclosed

F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F2 · derivative.exercise_date: NED RSU Grant 11/15/17: RSUs will vest and release on the first anniversary of the date of grant 11/15/2018.

F3 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
December 05, 2017 Filed Dec 14, 2017 22:39 UTC GiftRestricted Stock Units · Derivative 1,151 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-034719 · form4.xml · derivative · entry 3

KALKSTEIN MICHAEL · CIK 0001183216 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,151 shares

Expires not disclosed

F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F2 · derivative.exercise_date: NED RSU Grant 11/15/17: RSUs will vest and release on the first anniversary of the date of grant 11/15/2018.

F3 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.