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Nasdaq · USD

COO

COOPER COMPANIES, INC.

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3395
SEC CIK
0000711404
Parsed reports
441

Last 12 months

Inside the activity.

10 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202550
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202650
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 01, 2019 Filed Apr 2, 2019 20:29 UTC Exercise / conversionRestricted Stock Units · Derivative 437 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-014160 · form4.xml · derivative · entry 4

KALKSTEIN MICHAEL · CIK 0001183216 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Kalkstein & English Family Trust u/a/d May 18, 2005, as amended

Disclosed balance after: 0

Underlying: Common Stock · 437 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F4 · derivative.exercise_date: NED (prorated) RSU Grant 11/15/18: RSUs will vest and release on April 1, 2019.

F3 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 20:29 UTC GrantRestricted Stock Units · Derivative 913 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-014160 · form4.xml · derivative · entry 3

KALKSTEIN MICHAEL · CIK 0001183216 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 913

Underlying: Common Stock · 913 shares

Expires not disclosed

F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F2 · derivative.exercise_date: NED RSU Grant 4/1/19: RSUs will vest and release on the first anniversary of the date of grant 4/1/2020.

F3 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 20:29 UTC Exercise / conversionCommon Stock 437 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-014160 · form4.xml · nonDerivative · entry 1

KALKSTEIN MICHAEL · CIK 0001183216 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The Kalkstein and English Family Trust u/a/d May 18, 2005

Disclosed balance after: 6,338

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 20:27 UTC
Jay ColleenDirector
Exercise / conversionRestricted Stock Units · Derivative 437 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-014159 · form4.xml · derivative · entry 3

Jay Colleen · CIK 0001670561 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 437 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F4 · derivative.exercise_date: NED (prorated) RSU Grant 11/15/18: RSUs will vest and release on April 1, 2019.

F3 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 20:27 UTC
Jay ColleenDirector
GrantRestricted Stock Units · Derivative 913 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-014159 · form4.xml · derivative · entry 2

Jay Colleen · CIK 0001670561 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 913

Underlying: Common Stock · 913 shares

Expires not disclosed

F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F2 · derivative.exercise_date: NED RSU Grant 4/1/19: RSUs will vest and release on the first anniversary of the date of grant 4/1/2020.

F3 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 20:27 UTC
Jay ColleenDirector
Exercise / conversionCommon Stock 437 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-014159 · form4.xml · nonDerivative · entry 1

Jay Colleen · CIK 0001670561 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,658

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 20:24 UTC
Auerbach Robert DPresident, CSI
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 864 $0.00 Strike: $229.66 $0.00
Disclosure

SEC source: 0001127602-19-014154 · form4.xml · derivative · entry 7

Auerbach Robert D · CIK 0001745856 · President, CSI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,454

Underlying: Common Stock · 864 shares

Expires 2027-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 12/12/17 NQ Grant: The options will vest in equal increments on the first through the fifth anniversaries of the date of grant.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 20:24 UTC
Auerbach Robert DPresident, CSI
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,046 $0.00 Strike: $175.31 $0.00
Disclosure

SEC source: 0001127602-19-014154 · form4.xml · derivative · entry 6

Auerbach Robert D · CIK 0001745856 · President, CSI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,067

Underlying: Common Stock · 2,046 shares

Expires 2026-12-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 12/13/16 NQ Grant: The options will vest in equal increments over five years measured from the date of grant as follows: 1/5 shall vest on 12/13/17; 1/5 shall vest on 12/13/18; 1/5 shall vest on 12/13/19; 1/5 shall vest on 12/13/20 and 1/5 shall vest on 12/13/21.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 20:24 UTC
Auerbach Robert DPresident, CSI
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,416 $0.00 Strike: $131.60 $0.00
Disclosure

SEC source: 0001127602-19-014154 · form4.xml · derivative · entry 5

Auerbach Robert D · CIK 0001745856 · President, CSI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,416

Underlying: Common Stock · 2,416 shares

Expires 2025-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 12/9/15 NQ Grant: The options will vest in equal increments over five years measured from the date of grant as follows: 1/5 shall vest on 12/9/16; 1/5 shall vest on 12/9/17; 1/5 shall vest on 12/9/18; 1/5 shall vest on 12/9/19 and 1/5 shall vest on 12/9/20.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 20:24 UTC
Auerbach Robert DPresident, CSI
SaleCommon Stock 5,326 $300.00 $1,597,800.00
Disclosure

SEC source: 0001127602-19-014154 · form4.xml · nonDerivative · entry 4

Auerbach Robert D · CIK 0001745856 · President, CSI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,538

Read SEC document
April 01, 2019 Filed Apr 2, 2019 20:24 UTC
Auerbach Robert DPresident, CSI
Exercise / conversionCommon Stock 864 $229.66 $198,426.24
Disclosure

SEC source: 0001127602-19-014154 · form4.xml · nonDerivative · entry 3

Auerbach Robert D · CIK 0001745856 · President, CSI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,864

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 20:24 UTC
Auerbach Robert DPresident, CSI
Exercise / conversionCommon Stock 2,046 $175.31 $358,684.26
Disclosure

SEC source: 0001127602-19-014154 · form4.xml · nonDerivative · entry 2

Auerbach Robert D · CIK 0001745856 · President, CSI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 20:24 UTC
Auerbach Robert DPresident, CSI
Exercise / conversionCommon Stock 2,416 $131.60 $317,945.60
Disclosure

SEC source: 0001127602-19-014154 · form4.xml · nonDerivative · entry 1

Auerbach Robert D · CIK 0001745856 · President, CSI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,954

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 20:25 UTC Exercise / conversionRestricted Stock Units · Derivative 481 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-014157 · form4.xml · derivative · entry 4

BENDER A THOMAS · CIK 0001182195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 481 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F4 · derivative.exercise_date: NED (prorated) RSU Grant 11/15/18: RSUs will vest and release on April 1, 2019.

F3 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 20:25 UTC GrantRestricted Stock Units · Derivative 1,004 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-014157 · form4.xml · derivative · entry 3

BENDER A THOMAS · CIK 0001182195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,004

Underlying: Common Stock · 1,004 shares

Expires not disclosed

F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F2 · derivative.exercise_date: NED RSU Grant 4/1/19: RSUs will vest and release on the first anniversary of the date of grant 4/1/2020.

F3 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 20:25 UTC Exercise / conversionCommon Stock 481 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-014157 · form4.xml · nonDerivative · entry 1

BENDER A THOMAS · CIK 0001182195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,952

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2019 Filed May 23, 2019 22:13 UTC Amendment Exercise / conversionRestricted Stock Units · Derivative 437 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-019708 · form4a.xml · derivative · entry 3

PETERSMEYER GARY S · CIK 0001206986 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Gary and Catherine Petersmeyer Trust DTD

Disclosed balance after: 0

Underlying: Common Stock · 437 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F2 · derivative.exercise_date: NED (prorated) RSU Grant 11/15/18: RSUs will vest and release on April 1, 2019.

F3 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
April 01, 2019 Filed May 23, 2019 22:13 UTC Amendment Exercise / conversionCommon Stock 437 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-019708 · form4a.xml · nonDerivative · entry 1

PETERSMEYER GARY S · CIK 0001206986 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Gary and Catherine Petersmeyer Trust DTD

Disclosed balance after: 1,943

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2019 Filed May 23, 2019 22:17 UTC Amendment Exercise / conversionRestricted Stock Units · Derivative 269 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-019711 · form4a.xml · derivative · entry 3

WEISS ROBERT S · CIK 0001181959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 269 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F2 · derivative.exercise_date: 1/2/2019 NED (prorated) RSU Grant: RSUs will vest and release on April 1, 2019.

F3 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
April 01, 2019 Filed May 23, 2019 22:17 UTC Amendment Exercise / conversionCommon Stock 269 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-019711 · form4a.xml · nonDerivative · entry 1

WEISS ROBERT S · CIK 0001181959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,819

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2019 Filed May 23, 2019 22:15 UTC Amendment Exercise / conversionRestricted Stock Units · Derivative 459 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-019710 · form4a.xml · derivative · entry 3

RUBENSTEIN ALLAN E · CIK 0001182773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 459 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F2 · derivative.exercise_date: NED (prorated) RSU Grant 11/15/18: RSUs will vest and release on April 1, 2019.

F3 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
April 01, 2019 Filed May 23, 2019 22:15 UTC Amendment Exercise / conversionCommon Stock 459 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-019710 · form4a.xml · nonDerivative · entry 1

RUBENSTEIN ALLAN E · CIK 0001182773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,943

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2019 Filed May 23, 2019 22:11 UTC Amendment Exercise / conversionRestricted Stock Units · Derivative 437 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-019706 · form4a.xml · derivative · entry 7

Lindell Jody S · CIK 0001356151 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Matthews-Lindell Family Trust, dated July 23, 1991 as amended and restated

Disclosed balance after: 0

Underlying: Common Stock · 437 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F4 · derivative.exercise_date: NED (prorated) RSU Grant 11/15/18: RSUs will vest and release on April 1, 2019.

F5 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
April 01, 2019 Filed May 23, 2019 22:11 UTC Amendment Exercise / conversionCommon Stock 437 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-019706 · form4a.xml · nonDerivative · entry 3

Lindell Jody S · CIK 0001356151 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Matthews-Lindell Family Trust, dated July 23, 1991 as amended and restated

Disclosed balance after: 12,991

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2019 Filed May 23, 2019 22:11 UTC Amendment SaleCommon Stock 680 $296.80 $201,825.43
Disclosure

SEC source: 0001127602-19-019706 · form4a.xml · nonDerivative · entry 2

Lindell Jody S · CIK 0001356151 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Jody S. Lindell SEP IRA

Disclosed balance after: 0

F2 · price: The sale price represents an average of sale prices between $296.5461 and $297.2261.

Read SEC document
April 01, 2019 Filed May 23, 2019 22:11 UTC Amendment SaleCommon Stock 2,263 $296.12 $670,122.50
Disclosure

SEC source: 0001127602-19-019706 · form4a.xml · nonDerivative · entry 1

Lindell Jody S · CIK 0001356151 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Jody S. Lindell SEP IRA

Disclosed balance after: 680

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $295.4961 to $296.4761. The reporting person undertakes to provide to The Cooper Companies, Inc., any security holder of The Cooper Companies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes to this Form 4.

Read SEC document
April 01, 2019 Filed May 23, 2019 22:09 UTC Amendment Exercise / conversionRestricted Stock Units · Derivative 437 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-019705 · form4a.xml · derivative · entry 2

KOZY WILLIAM A · CIK 0001221785 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 437 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F2 · derivative.exercise_date: NED (prorated) RSU Grant 11/15/18: RSUs will vest and release on April 1, 2019.

F3 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
April 01, 2019 Filed May 23, 2019 22:09 UTC Amendment Exercise / conversionCommon Stock 437 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-019705 · form4a.xml · nonDerivative · entry 1

KOZY WILLIAM A · CIK 0001221785 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,928

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2019 Filed May 23, 2019 22:04 UTC Amendment
Jay ColleenDirector
Exercise / conversionRestricted Stock Units · Derivative 437 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-019702 · form4a.xml · derivative · entry 2

Jay Colleen · CIK 0001670561 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 437 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F2 · derivative.exercise_date: NED (prorated) RSU Grant 11/15/18: RSUs will vest and release on April 1, 2019.

F3 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
April 01, 2019 Filed May 23, 2019 22:04 UTC Amendment
Jay ColleenDirector
Exercise / conversionCommon Stock 437 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-019702 · form4a.xml · nonDerivative · entry 1

Jay Colleen · CIK 0001670561 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,658

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2019 Filed May 23, 2019 22:06 UTC Amendment Exercise / conversionRestricted Stock Units · Derivative 437 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-019703 · form4a.xml · derivative · entry 3

KALKSTEIN MICHAEL · CIK 0001183216 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Kalkstein & English Family Trust u/a/d May 18, 2005, as amended

Disclosed balance after: 0

Underlying: Common Stock · 437 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F2 · derivative.exercise_date: NED (prorated) RSU Grant 11/15/18: RSUs will vest and release on April 1, 2019.

F3 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
April 01, 2019 Filed May 23, 2019 22:06 UTC Amendment Exercise / conversionCommon Stock 437 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-019703 · form4a.xml · nonDerivative · entry 1

KALKSTEIN MICHAEL · CIK 0001183216 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The Kalkstein and English Family Trust u/a/d May 18, 2005

Disclosed balance after: 6,338

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2019 Filed May 23, 2019 22:02 UTC Amendment Exercise / conversionRestricted Stock Units · Derivative 481 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-019700 · form4a.xml · derivative · entry 3

BENDER A THOMAS · CIK 0001182195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 481 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F2 · derivative.exercise_date: NED (prorated) RSU Grant 11/15/18: RSUs will vest and release on April 1, 2019.

F3 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
April 01, 2019 Filed May 23, 2019 22:02 UTC Amendment Exercise / conversionCommon Stock 481 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-019700 · form4a.xml · nonDerivative · entry 1

BENDER A THOMAS · CIK 0001182195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,952

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 29, 2019 Filed Apr 2, 2019 20:22 UTC
Ricupati AgostinoSVP, Fin & Tax; Chief Actg Off
SaleCommon Stock 400 $296.11 $118,444.40
Disclosure

SEC source: 0001127602-19-014152 · form4.xml · nonDerivative · entry 2

Ricupati Agostino · CIK 0001710066 · SVP, Fin & Tax; Chief Actg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
March 29, 2019 Filed Apr 2, 2019 20:22 UTC
Ricupati AgostinoSVP, Fin & Tax; Chief Actg Off
SaleCommon Stock 2,000 $296.14 $592,278.00
Disclosure

SEC source: 0001127602-19-014152 · form4.xml · nonDerivative · entry 1

Ricupati Agostino · CIK 0001710066 · SVP, Fin & Tax; Chief Actg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400

Read SEC document
March 25, 2019 Filed Mar 27, 2019 20:41 UTC
Andrews Brian GSVP, CFO & Treasurer
SaleCommon Stock 1,648 $293.28 $483,325.44
Disclosure

SEC source: 0001127602-19-013431 · form4.xml · nonDerivative · entry 1

Andrews Brian G · CIK 0001565801 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,101

Read SEC document
March 19, 2019 Filed Mar 21, 2019 22:15 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 56,267 $0.00 Strike: $131.60 $0.00
Disclosure

SEC source: 0001127602-19-012724 · form4.xml · derivative · entry 10

WEISS ROBERT S · CIK 0001181959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,510

Underlying: Common Stock · 56,267 shares

Expires 2025-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: 12/9/15 NQ Grant: The options will vest in equal increments over five years measured from the date of grant as follows: 1/5 shall vest on 12/9/16; 1/5 shall vest on 12/9/17; 1/5 shall vest on 12/9/18; 1/5 shall vest on 12/9/19 and 1/5 shall vest on 12/9/20.

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March 19, 2019 Filed Mar 21, 2019 22:15 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 14,635 $0.00 Strike: $119.89 $0.00
Disclosure

SEC source: 0001127602-19-012724 · form4.xml · derivative · entry 9

WEISS ROBERT S · CIK 0001181959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,635 shares

Expires 2023-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 12/11/13 NQ Grant: The options will vest in equal increments over five years measured from the date of grant as follows: 1/5 shall vest on 12/11/14; 1/5 shall vest on 12/11/15; 1/5 shall vest on 12/11/16; 1/5 shall vest on 12/11/17; and 1/5 shall vest on 12/11/18.

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March 19, 2019 Filed Mar 21, 2019 22:15 UTC SaleCommon Stock 100 $294.03 $29,403.00
Disclosure

SEC source: 0001127602-19-012724 · form4.xml · nonDerivative · entry 7

WEISS ROBERT S · CIK 0001181959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,550

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March 19, 2019 Filed Mar 21, 2019 22:15 UTC SaleCommon Stock 18,345 $293.03 $5,375,721.57
Disclosure

SEC source: 0001127602-19-012724 · form4.xml · nonDerivative · entry 6

WEISS ROBERT S · CIK 0001181959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,650

F4 · price: Sale price represents an average sale price between $292.80 and $293.54.

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March 19, 2019 Filed Mar 21, 2019 22:15 UTC SaleCommon Stock 19,888 $292.41 $5,815,360.58
Disclosure

SEC source: 0001127602-19-012724 · form4.xml · nonDerivative · entry 5

WEISS ROBERT S · CIK 0001181959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,995

F3 · price: Sale price represents an average sale price between $291.82 and $292.79.

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March 19, 2019 Filed Mar 21, 2019 22:15 UTC SaleCommon Stock 15,581 $291.12 $4,536,007.72
Disclosure

SEC source: 0001127602-19-012724 · form4.xml · nonDerivative · entry 4

WEISS ROBERT S · CIK 0001181959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,883

F2 · price: Sale price represents an average sale price between $290.80 and $291.78.

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March 19, 2019 Filed Mar 21, 2019 22:15 UTC SaleCommon Stock 16,988 $290.40 $4,933,250.65
Disclosure

SEC source: 0001127602-19-012724 · form4.xml · nonDerivative · entry 3

WEISS ROBERT S · CIK 0001181959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,464

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $289.81 to $290.78. The reporting person undertakes to provide to The Cooper Companies, Inc., any security holder of The Cooper Companies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes to this Form 4.

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March 19, 2019 Filed Mar 21, 2019 22:15 UTC Exercise / conversionCommon Stock 56,267 $131.60 $7,404,737.20
Disclosure

SEC source: 0001127602-19-012724 · form4.xml · nonDerivative · entry 2

WEISS ROBERT S · CIK 0001181959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,452

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 19, 2019 Filed Mar 21, 2019 22:15 UTC Exercise / conversionCommon Stock 14,635 $119.89 $1,754,590.15
Disclosure

SEC source: 0001127602-19-012724 · form4.xml · nonDerivative · entry 1

WEISS ROBERT S · CIK 0001181959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,185

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 12, 2019 Filed Mar 12, 2019 20:55 UTC Exercise / conversionNon-employee Director Stock Option (Right to Buy) · Derivative 5,760 $0.00 Strike: $66.80 $0.00
Disclosure

SEC source: 0001127602-19-011065 · form4.xml · derivative · entry 6

ZINBERG STANLEY MD · CIK 0001182041 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Stanley Zinberg Revocable Trust 2/5/2015

Disclosed balance after: 0

Underlying: Common Stock · 5,760 shares

Expires 2021-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 12, 2019 Filed Mar 12, 2019 20:55 UTC SaleCommon Stock 5,760 $291.05 $1,676,459.52
Disclosure

SEC source: 0001127602-19-011065 · form4.xml · nonDerivative · entry 4

ZINBERG STANLEY MD · CIK 0001182041 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Stanley Zinberg Revocable Trust DTD 2/5/2015

Disclosed balance after: 10,528

F2 · price: The price represents an average of sale prices between $291.00 and $291.23.

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March 12, 2019 Filed Mar 12, 2019 20:55 UTC Exercise / conversionCommon Stock 5,760 $66.80 $384,768.00
Disclosure

SEC source: 0001127602-19-011065 · form4.xml · nonDerivative · entry 3

ZINBERG STANLEY MD · CIK 0001182041 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Stanley Zinberg Revocable Trust DTD 2/5/2015

Disclosed balance after: 16,288

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 12, 2019 Filed Mar 14, 2019 20:03 UTC
Auerbach Robert DPresident, CSI
SaleCommon Stock 2,272 $292.22 $663,926.11
Disclosure

SEC source: 0001127602-19-011349 · form4.xml · nonDerivative · entry 1

Auerbach Robert D · CIK 0001745856 · President, CSI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,538

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $292.00 to $292.68. The reporting person undertakes to provide to The Cooper Companies, Inc., any security holder of The Cooper Companies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes to this Form 4.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.