COMP

SEC source: 0001563190-23-000239 · wk-form4_1702037194.xml · derivative · entry 4

Wahlers Scott R. · CIK 0001847171 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,710

Underlying: Class A Common Stock · 2,700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F4 · derivative.exercise_date: The RSUs vest as to 16,200 shares on April 15, 2021 and 2.0833% of the total shares monthly, with 100% of the total shares vested on October 15, 2024, subject to the reporting person's provision of service to the issuer on each vesting date.

F4 · derivative.expiration_date: The RSUs vest as to 16,200 shares on April 15, 2021 and 2.0833% of the total shares monthly, with 100% of the total shares vested on October 15, 2024, subject to the reporting person's provision of service to the issuer on each vesting date.

SEC source: 0001563190-23-000239 · wk-form4_1702037194.xml · derivative · entry 3

Wahlers Scott R. · CIK 0001847171 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,360

Underlying: Class A Common Stock · 670 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs vest as to 2.0833% of the total shares monthly, beginning on February 10, 2020, with 100% of the total shares vested on January 25, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 2.0833% of the total shares monthly, beginning on February 10, 2020, with 100% of the total shares vested on January 25, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

SEC source: 0001563190-23-000239 · wk-form4_1702037194.xml · nonDerivative · entry 2

Wahlers Scott R. · CIK 0001847171 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 329,315

F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

SEC source: 0001563190-23-000239 · wk-form4_1702037194.xml · nonDerivative · entry 1

Wahlers Scott R. · CIK 0001847171 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 331,037

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

SEC source: 0001563190-23-000238 · wk-form4_1702037183.xml · derivative · entry 6

Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,135,144

Underlying: Class A Common Stock · 80,196 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents the conversion by the reporting person of Class A Common Stock for Class C Common Stock elected by the reporting person pursuant to an Equity Exchange Right Agreement with the Issuer.

F6 · derivative.exercise_price: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time.

F6 · derivative.exercise_date: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time.

F6 · derivative.expiration_date: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time.

SEC source: 0001563190-23-000238 · wk-form4_1702037183.xml · derivative · entry 5

Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 179,420

Underlying: Class A Common Stock · 179,410 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F5 · derivative.exercise_date: The RSUs vest as to 1/48th of the total shares on the 25th of each month following January 1, 2020, subject to continued service through each vesting date.

F5 · derivative.expiration_date: The RSUs vest as to 1/48th of the total shares on the 25th of each month following January 1, 2020, subject to continued service through each vesting date.

SEC source: 0001563190-23-000238 · wk-form4_1702037183.xml · nonDerivative · entry 3

Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 421,150

F3 · kind: Represents the conversion by the reporting person of Class A Common Stock for Class C Common Stock elected by the reporting person pursuant to an Equity Exchange Right Agreement with the Issuer.

F3 · price: Represents the conversion by the reporting person of Class A Common Stock for Class C Common Stock elected by the reporting person pursuant to an Equity Exchange Right Agreement with the Issuer.

SEC source: 0001563190-23-000238 · wk-form4_1702037183.xml · nonDerivative · entry 2

Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 501,346

F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

SEC source: 0001563190-23-000238 · wk-form4_1702037183.xml · nonDerivative · entry 1

Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 600,560

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

SEC source: 0001563190-23-000237 · wk-form4_1702037172.xml · derivative · entry 4

Reelitz Kalani · CIK 0001953310 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 20,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F4 · derivative.exercise_date: The RSUs vest as to the 25% of the shares on each of February 15, 2023, May 15, 2023, August 15, 2023, and November 15, 2023, with 100% of the total shares vested on November 15, 2023, subject to the reporting person's provision of service to Issuer on each vesting date.

F4 · derivative.expiration_date: The RSUs vest as to the 25% of the shares on each of February 15, 2023, May 15, 2023, August 15, 2023, and November 15, 2023, with 100% of the total shares vested on November 15, 2023, subject to the reporting person's provision of service to Issuer on each vesting date.

SEC source: 0001563190-23-000237 · wk-form4_1702037172.xml · derivative · entry 3

Reelitz Kalani · CIK 0001953310 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,200,000

Underlying: Class A Common Stock · 400,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs vest as to 25% of the total shares on November 15, 2023 and 6.25% quarterly thereafter, with 100% of the total shares vested on November 15, 2026, subject to the reporting person's provision of service to the Issuer on each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 25% of the total shares on November 15, 2023 and 6.25% quarterly thereafter, with 100% of the total shares vested on November 15, 2026, subject to the reporting person's provision of service to the Issuer on each vesting date.

SEC source: 0001563190-23-000237 · wk-form4_1702037172.xml · nonDerivative · entry 2

Reelitz Kalani · CIK 0001953310 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 324,777

F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

SEC source: 0001563190-23-000237 · wk-form4_1702037172.xml · nonDerivative · entry 1

Reelitz Kalani · CIK 0001953310 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 466,136

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

SEC source: 0001563190-23-000233 · wk-form4_1701819853.xml · nonDerivative · entry 1

Hart Gregory M. · CIK 0001847374 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 872,199

F1 · kind: Automatic sales pursuant to a Rule 10b5-1 plan adopted by the reporting person on May 12, 2023.

F2 · price: The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $2.16 to $2.48 per share, inclusive. The reporting person undertakes to provide to Compass, Inc., any security holder of Compass, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

SEC source: 0001563190-23-000231 · wk-form4_1699394601.xml · derivative · entry 6

Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,054,948

Underlying: Class A Common Stock · 80,196 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents the conversion by the reporting person of Class A Common Stock for Class C Common Stock elected by the reporting person pursuant to an Equity Exchange Right Agreement with the Issuer.

F6 · derivative.exercise_price: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time.

F6 · derivative.exercise_date: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time.

F6 · derivative.expiration_date: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time.

SEC source: 0001563190-23-000231 · wk-form4_1699394601.xml · derivative · entry 5

Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 358,830

Underlying: Class A Common Stock · 179,410 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F5 · derivative.exercise_date: The RSUs vest as to 1/48th of the total shares on the 25th of each month following January 1, 2020, subject to continued service through each vesting date.

F5 · derivative.expiration_date: The RSUs vest as to 1/48th of the total shares on the 25th of each month following January 1, 2020, subject to continued service through each vesting date.

SEC source: 0001563190-23-000231 · wk-form4_1699394601.xml · nonDerivative · entry 3

Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 421,150

F3 · kind: Represents the conversion by the reporting person of Class A Common Stock for Class C Common Stock elected by the reporting person pursuant to an Equity Exchange Right Agreement with the Issuer.

F3 · price: Represents the conversion by the reporting person of Class A Common Stock for Class C Common Stock elected by the reporting person pursuant to an Equity Exchange Right Agreement with the Issuer.

SEC source: 0001563190-23-000231 · wk-form4_1699394601.xml · nonDerivative · entry 2

Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 501,346

F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

SEC source: 0001563190-23-000231 · wk-form4_1699394601.xml · nonDerivative · entry 1

Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 600,560

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

SEC source: 0001563190-23-000230 · wk-form4_1699394584.xml · derivative · entry 4

Wahlers Scott R. · CIK 0001847171 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,410

Underlying: Class A Common Stock · 2,710 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F4 · derivative.exercise_date: The RSUs vest as to 16,200 shares on April 15, 2021 and 2.0833% of the total shares monthly, with 100% of the total shares vested on October 15, 2024, subject to the reporting person's provision of service to the issuer on each vesting date.

F4 · derivative.expiration_date: The RSUs vest as to 16,200 shares on April 15, 2021 and 2.0833% of the total shares monthly, with 100% of the total shares vested on October 15, 2024, subject to the reporting person's provision of service to the issuer on each vesting date.

SEC source: 0001563190-23-000230 · wk-form4_1699394584.xml · derivative · entry 3

Wahlers Scott R. · CIK 0001847171 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,030

Underlying: Class A Common Stock · 680 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs vest as to 2.0833% of the total shares monthly, beginning on February 10, 2020, with 100% of the total shares vested on January 25, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 2.0833% of the total shares monthly, beginning on February 10, 2020, with 100% of the total shares vested on January 25, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

SEC source: 0001563190-23-000230 · wk-form4_1699394584.xml · nonDerivative · entry 2

Wahlers Scott R. · CIK 0001847171 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 327,667

F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

SEC source: 0001563190-23-000230 · wk-form4_1699394584.xml · nonDerivative · entry 1

Wahlers Scott R. · CIK 0001847171 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 329,399

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

SEC source: 0001563190-23-000221 · wk-form4_1699044449.xml · nonDerivative · entry 1

Hart Gregory M. · CIK 0001847374 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 896,803

F1 · kind: Automatic sales pursuant to a Rule 10b5-1 plan adopted by the reporting person on May 12, 2023.

F2 · price: The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $1.82 to $2.05 per share, inclusive. The reporting person undertakes to provide to Compass, Inc., any security holder of Compass, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

SEC source: 0001563190-23-000200 · wk-form4_1696457779.xml · derivative · entry 7

Hart Gregory M. · CIK 0001847374 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 23,651

Underlying: Class A Common Stock · 11,825 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F6 · derivative.exercise_date: The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

F6 · derivative.expiration_date: The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

SEC source: 0001563190-23-000200 · wk-form4_1696457779.xml · derivative · entry 6

Hart Gregory M. · CIK 0001847374 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 304,079

Underlying: Class A Common Stock · 152,039 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F6 · derivative.exercise_date: The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

F6 · derivative.expiration_date: The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

SEC source: 0001563190-23-000200 · wk-form4_1696457779.xml · derivative · entry 5

Hart Gregory M. · CIK 0001847374 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 202,720

Underlying: Class A Common Stock · 101,359 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F6 · derivative.exercise_date: The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

F6 · derivative.expiration_date: The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

SEC source: 0001563190-23-000200 · wk-form4_1696457779.xml · derivative · entry 4

Hart Gregory M. · CIK 0001847374 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 328,430

Underlying: Class A Common Stock · 17,290 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F5 · derivative.exercise_date: The RSUs vest as to 20% of the total shares on April 13, 2021 and 1.667% monthly thereafter, with 100% of the shares vested on April 13, 2025, subject to continued service through each vesting date.

F5 · derivative.expiration_date: The RSUs vest as to 20% of the total shares on April 13, 2021 and 1.667% monthly thereafter, with 100% of the shares vested on April 13, 2025, subject to continued service through each vesting date.

SEC source: 0001563190-23-000200 · wk-form4_1696457779.xml · nonDerivative · entry 3

Hart Gregory M. · CIK 0001847374 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 921,407

F4 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

SEC source: 0001563190-23-000200 · wk-form4_1696457779.xml · nonDerivative · entry 2

Hart Gregory M. · CIK 0001847374 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,032,578

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

SEC source: 0001563190-23-000215 · wk-form4_1696541458.xml · derivative · entry 2

McCarter Josh N. · CIK 0001923810 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,148

Underlying: Class A Common Stock · 3,716 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F2 · derivative.exercise_date: The RSUs shall vest as to 25% of the total shares on each of September 1, 2023, December 1, 2023, March 1, 2024, and June 1, 2024; and if not fully vested, will vest in full on the date of the next annual meeting of the Company's stockholders.

F2 · derivative.expiration_date: The RSUs shall vest as to 25% of the total shares on each of September 1, 2023, December 1, 2023, March 1, 2024, and June 1, 2024; and if not fully vested, will vest in full on the date of the next annual meeting of the Company's stockholders.

SEC source: 0001563190-23-000215 · wk-form4_1696541458.xml · nonDerivative · entry 1

McCarter Josh N. · CIK 0001923810 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,955

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

SEC source: 0001563190-23-000210 · wk-form4_1696541399.xml · derivative · entry 5

Serwin Bradley K · CIK 0001314040 · General Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,651

Underlying: Class A Common Stock · 11,825 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

SEC source: 0001563190-23-000210 · wk-form4_1696541399.xml · derivative · entry 4

Serwin Bradley K · CIK 0001314040 · General Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,574

Underlying: Class A Common Stock · 33,786 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

SEC source: 0001563190-23-000210 · wk-form4_1696541399.xml · derivative · entry 3

Serwin Bradley K · CIK 0001314040 · General Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,574

Underlying: Class A Common Stock · 33,786 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

SEC source: 0001563190-23-000210 · wk-form4_1696541399.xml · nonDerivative · entry 2

Serwin Bradley K · CIK 0001314040 · General Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 244,178

F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

SEC source: 0001563190-23-000210 · wk-form4_1696541399.xml · nonDerivative · entry 1

Serwin Bradley K · CIK 0001314040 · General Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 271,636

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

SEC source: 0001563190-23-000214 · wk-form4_1696541446.xml · derivative · entry 2

PHILLIPS JR CHARLES E · CIK 0001236185 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,324

Underlying: Class A Common Stock · 8,108 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F2 · derivative.exercise_date: The RSUs shall vest as to 25% of the total shares on each of September 1, 2023, December 1, 2023, March 1, 2024, and June 1, 2024; and if not fully vested, will vest in full on the date of the next annual meeting of the Company's stockholders.

F2 · derivative.expiration_date: The RSUs shall vest as to 25% of the total shares on each of September 1, 2023, December 1, 2023, March 1, 2024, and June 1, 2024; and if not fully vested, will vest in full on the date of the next annual meeting of the Company's stockholders.

SEC source: 0001563190-23-000214 · wk-form4_1696541446.xml · nonDerivative · entry 1

PHILLIPS JR CHARLES E · CIK 0001236185 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,974

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

SEC source: 0001563190-23-000213 · wk-form4_1696541435.xml · derivative · entry 2

Sordello Steven J · CIK 0001372397 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,176

Underlying: Class A Common Stock · 4,391 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F2 · derivative.exercise_date: The RSUs shall vest as to 25% of the total shares on each of September 1, 2023, December 1, 2023, March 1, 2024, and June 1, 2024; and if not fully vested, will vest in full on the date of the next annual meeting of the Company's stockholders.

F2 · derivative.expiration_date: The RSUs shall vest as to 25% of the total shares on each of September 1, 2023, December 1, 2023, March 1, 2024, and June 1, 2024; and if not fully vested, will vest in full on the date of the next annual meeting of the Company's stockholders.

SEC source: 0001563190-23-000213 · wk-form4_1696541435.xml · nonDerivative · entry 1

Sordello Steven J · CIK 0001372397 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,745

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

SEC source: 0001563190-23-000216 · wk-form4_1696541473.xml · derivative · entry 2

HOUSENBOLD JEFFREY T · CIK 0001376445 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,655

Underlying: Class A Common Stock · 3,885 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F2 · derivative.exercise_date: The RSUs shall vest as to 25% of the total shares on each of September 1, 2023, December 1, 2023, March 1, 2024, and June 1, 2024; and if not fully vested, will vest in full on the date of the next annual meeting of the Company's stockholders.

F2 · derivative.expiration_date: The RSUs shall vest as to 25% of the total shares on each of September 1, 2023, December 1, 2023, March 1, 2024, and June 1, 2024; and if not fully vested, will vest in full on the date of the next annual meeting of the Company's stockholders.

SEC source: 0001563190-23-000216 · wk-form4_1696541473.xml · nonDerivative · entry 1

HOUSENBOLD JEFFREY T · CIK 0001376445 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,751

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

SEC source: 0001563190-23-000212 · wk-form4_1696541423.xml · derivative · entry 6

Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,974,752

Underlying: Class A Common Stock · 80,200 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents the conversion by the reporting person of Class A Common Stock for Class C Common Stock elected by the reporting person pursuant to an Equity Exchange Right Agreement with the Issuer.

F6 · derivative.exercise_price: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time.

F6 · derivative.exercise_date: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time.

F6 · derivative.expiration_date: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time.

SEC source: 0001563190-23-000212 · wk-form4_1696541423.xml · derivative · entry 5

Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 538,240

Underlying: Class A Common Stock · 179,420 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F5 · derivative.exercise_date: The RSUs vest as to 1/48th of the total shares on the 25th of each month following January 1, 2020, subject to continued service through each vesting date.

F5 · derivative.expiration_date: The RSUs vest as to 1/48th of the total shares on the 25th of each month following January 1, 2020, subject to continued service through each vesting date.

SEC source: 0001563190-23-000212 · wk-form4_1696541423.xml · nonDerivative · entry 3

Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 421,150

F3 · kind: Represents the conversion by the reporting person of Class A Common Stock for Class C Common Stock elected by the reporting person pursuant to an Equity Exchange Right Agreement with the Issuer.

F3 · price: Represents the conversion by the reporting person of Class A Common Stock for Class C Common Stock elected by the reporting person pursuant to an Equity Exchange Right Agreement with the Issuer.

SEC source: 0001563190-23-000212 · wk-form4_1696541423.xml · nonDerivative · entry 2

Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 501,350

F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

SEC source: 0001563190-23-000212 · wk-form4_1696541423.xml · nonDerivative · entry 1

Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 600,570

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

SEC source: 0001563190-23-000211 · wk-form4_1696541411.xml · derivative · entry 3

Reelitz Kalani · CIK 0001953310 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,758

Underlying: Class A Common Stock · 3,378 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

SEC source: 0001563190-23-000211 · wk-form4_1696541411.xml · nonDerivative · entry 2

Reelitz Kalani · CIK 0001953310 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,136

F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.