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Compass, Inc.

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3646
SEC CIK
0001563190
Parsed reports
437

Last 12 months

Inside the activity.

0 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202506
Dec 202502
Jan 202601
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202602
Jul 202601
Aug 202601
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 05, 2022 Filed Oct 7, 2022 22:13 UTC
Reffkin Robert L.Director · Chairman and CEO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 179,410 $0.00 $0.00
Disclosure

SEC source: 0001563190-22-000154 · wf-form4_166518078582429.xml · derivative · entry 5

Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,691,200

Underlying: Class A Common Stock · 179,410 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F5 · derivative.exercise_date: The RSUs vest as to 1/48th of the total shares on the 25th of each month following January 1, 2020, subject to continued service through each vesting date, provided, however the Reporting Person is not subject to an involuntary termination (as further defined in the Reporting Person's award agreement) within 12 months after the effectiveness of the Issuer's IPO.

F5 · derivative.expiration_date: The RSUs vest as to 1/48th of the total shares on the 25th of each month following January 1, 2020, subject to continued service through each vesting date, provided, however the Reporting Person is not subject to an involuntary termination (as further defined in the Reporting Person's award agreement) within 12 months after the effectiveness of the Issuer's IPO.

Read SEC document
October 05, 2022 Filed Oct 7, 2022 22:13 UTC
Reffkin Robert L.Director · Chairman and CEO
Disposition to issuerClass A Common Stock 80,196 $0.00 $0.00
Disclosure

SEC source: 0001563190-22-000154 · wf-form4_166518078582429.xml · nonDerivative · entry 3

Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 421,150

F3 · kind: Represents the conversion by the reporting person of Class A Common Stock for Class C Common Stock elected by the reporting person pursuant to an Equity Exchange Right Agreement with the Issuer.

F3 · price: Represents the conversion by the reporting person of Class A Common Stock for Class C Common Stock elected by the reporting person pursuant to an Equity Exchange Right Agreement with the Issuer.

Read SEC document
October 05, 2022 Filed Oct 7, 2022 22:13 UTC
Reffkin Robert L.Director · Chairman and CEO
Tax withholdingClass A Common Stock 99,214 $2.55 $252,995.70
Disclosure

SEC source: 0001563190-22-000154 · wf-form4_166518078582429.xml · nonDerivative · entry 2

Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 501,346

F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

Read SEC document
October 05, 2022 Filed Oct 7, 2022 22:13 UTC
Reffkin Robert L.Director · Chairman and CEO
Exercise / conversionClass A Common Stock 179,410 $0.00 $0.00
Disclosure

SEC source: 0001563190-22-000154 · wf-form4_166518078582429.xml · nonDerivative · entry 1

Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600,560

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
October 05, 2022 Filed Oct 7, 2022 22:13 UTC
Navab NedaPresident, US Regional Ops
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 30 $0.00 $0.00
Disclosure

SEC source: 0001563190-22-000153 · wf-form4_166518076836464.xml · derivative · entry 4

Navab Neda · CIK 0001847176 · President, US Regional Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 360

Underlying: Class A Common Stock · 30 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F4 · derivative.exercise_date: The RSUs vest as to 2.0833% of the total shares monthly, beginning on October 15, 2019, with 100% of the total shares vested on September 25, 2023, subject to the reporting person's provision of service to the Issuer on each vesting date.

F4 · derivative.expiration_date: The RSUs vest as to 2.0833% of the total shares monthly, beginning on October 15, 2019, with 100% of the total shares vested on September 25, 2023, subject to the reporting person's provision of service to the Issuer on each vesting date.

Read SEC document
October 05, 2022 Filed Oct 7, 2022 22:13 UTC
Navab NedaPresident, US Regional Ops
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 3,020 $0.00 $0.00
Disclosure

SEC source: 0001563190-22-000153 · wf-form4_166518076836464.xml · derivative · entry 3

Navab Neda · CIK 0001847176 · President, US Regional Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,530

Underlying: Class A Common Stock · 3,020 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs vest as to 2.0833% of the total shares monthly, beginning on October 15, 2020, with 100% of the total shares vested on October 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 2.0833% of the total shares monthly, beginning on October 15, 2020, with 100% of the total shares vested on October 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

Read SEC document
October 05, 2022 Filed Oct 7, 2022 22:13 UTC
Navab NedaPresident, US Regional Ops
Tax withholdingClass A Common Stock 1,100 $2.55 $2,805.00
Disclosure

SEC source: 0001563190-22-000153 · wf-form4_166518076836464.xml · nonDerivative · entry 2

Navab Neda · CIK 0001847176 · President, US Regional Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,762

F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

Read SEC document
October 05, 2022 Filed Oct 7, 2022 22:13 UTC
Navab NedaPresident, US Regional Ops
Exercise / conversionClass A Common Stock 3,050 $0.00 $0.00
Disclosure

SEC source: 0001563190-22-000153 · wf-form4_166518076836464.xml · nonDerivative · entry 1

Navab Neda · CIK 0001847176 · President, US Regional Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,862

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
September 07, 2022 Filed Sep 8, 2022 16:49 UTC
Wilkie Danielle J.President, Customer Success
SaleClass A Common Stock 1,109 $2.81 $3,116.29
Disclosure

SEC source: 0001563190-22-000138 · wf-form4_166267014537036.xml · nonDerivative · entry 3

Wilkie Danielle J. · CIK 0001847349 · President, Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302

F3 · kind: Automatic sales pursuant to a Rule 10b5-1 plan adopted by the reporting person on May 27, 2022.

Read SEC document
September 06, 2022 Filed Sep 8, 2022 16:47 UTC
Singh PriyankaChief People Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,360 $0.00 $0.00
Disclosure

SEC source: 0001563190-22-000132 · wf-form4_166267001665018.xml · derivative · entry 3

Singh Priyanka · CIK 0001901303 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,900

Underlying: Class A Common Stock · 2,360 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs vest as to 25% of the total shares on February 15, 2022 and 2.0833% monthly thereafter, with 100% of the total shares vested on February 15, 2025, subject to the reporting person's provision of service to the Issuer on each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 25% of the total shares on February 15, 2022 and 2.0833% monthly thereafter, with 100% of the total shares vested on February 15, 2025, subject to the reporting person's provision of service to the Issuer on each vesting date.

Read SEC document
September 06, 2022 Filed Sep 8, 2022 16:47 UTC
Singh PriyankaChief People Officer
Tax withholdingClass A Common Stock 851 $2.82 $2,399.82
Disclosure

SEC source: 0001563190-22-000132 · wf-form4_166267001665018.xml · nonDerivative · entry 2

Singh Priyanka · CIK 0001901303 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,376

F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

Read SEC document
September 06, 2022 Filed Sep 8, 2022 16:47 UTC
Singh PriyankaChief People Officer
Exercise / conversionClass A Common Stock 2,360 $0.00 $0.00
Disclosure

SEC source: 0001563190-22-000132 · wf-form4_166267001665018.xml · nonDerivative · entry 1

Singh Priyanka · CIK 0001901303 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,227

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
September 06, 2022 Filed Sep 8, 2022 16:46 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,040 $0.00 $0.00
Disclosure

SEC source: 0001563190-22-000131 · wf-form4_166266999887444.xml · derivative · entry 2

McCarter Josh N. · CIK 0001923810 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,175

Underlying: Class A Common Stock · 2,040 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F2 · derivative.exercise_date: The RSUs shall vest as to 24.83% on August 1, 2022, 25.05% on November 1, 2022, 25.06% on February 1, 2023, and 25.06% on May 1, 2023; and if not fully vested, will vest in full on the date of the next annual meeting of the Issuer's stockholders.

F2 · derivative.expiration_date: The RSUs shall vest as to 24.83% on August 1, 2022, 25.05% on November 1, 2022, 25.06% on February 1, 2023, and 25.06% on May 1, 2023; and if not fully vested, will vest in full on the date of the next annual meeting of the Issuer's stockholders.

Read SEC document
September 06, 2022 Filed Sep 8, 2022 16:46 UTC Exercise / conversionClass A Common Stock 2,040 $0.00 $0.00
Disclosure

SEC source: 0001563190-22-000131 · wf-form4_166266999887444.xml · nonDerivative · entry 1

McCarter Josh N. · CIK 0001923810 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,670

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
September 06, 2022 Filed Sep 8, 2022 16:49 UTC
Wilkie Danielle J.President, Customer Success
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,560 $0.00 $0.00
Disclosure

SEC source: 0001563190-22-000138 · wf-form4_166267014537036.xml · derivative · entry 4

Wilkie Danielle J. · CIK 0001847349 · President, Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,190

Underlying: Class A Common Stock · 1,560 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F4 · derivative.exercise_date: The RSUs vest as to 2.0833% of the total shares monthly, beginning on November 15, 2020, with 100% of the total shares vested on November 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

F4 · derivative.expiration_date: The RSUs vest as to 2.0833% of the total shares monthly, beginning on November 15, 2020, with 100% of the total shares vested on November 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

Read SEC document
September 06, 2022 Filed Sep 8, 2022 16:49 UTC
Wilkie Danielle J.President, Customer Success
Tax withholdingClass A Common Stock 451 $2.82 $1,271.82
Disclosure

SEC source: 0001563190-22-000138 · wf-form4_166267014537036.xml · nonDerivative · entry 2

Wilkie Danielle J. · CIK 0001847349 · President, Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,411

F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

Read SEC document
September 06, 2022 Filed Sep 8, 2022 16:49 UTC
Wilkie Danielle J.President, Customer Success
Exercise / conversionClass A Common Stock 1,560 $0.00 $0.00
Disclosure

SEC source: 0001563190-22-000138 · wf-form4_166267014537036.xml · nonDerivative · entry 1

Wilkie Danielle J. · CIK 0001847349 · President, Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,862

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
September 06, 2022 Filed Sep 8, 2022 16:48 UTC
Lehman Robert S.Chief Business Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 6,750 $0.00 $0.00
Disclosure

SEC source: 0001563190-22-000135 · wf-form4_166267007872799.xml · derivative · entry 3

Lehman Robert S. · CIK 0001847370 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,040

Underlying: Class A Common Stock · 6,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs vest as to 2.0833% of the total shares monthly, beginning on January 1, 2020, with 100% of the total shares vested on January 1, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 2.0833% of the total shares monthly, beginning on January 1, 2020, with 100% of the total shares vested on January 1, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

Read SEC document
September 06, 2022 Filed Sep 8, 2022 16:48 UTC
Lehman Robert S.Chief Business Officer
Tax withholdingClass A Common Stock 2,721 $2.82 $7,673.22
Disclosure

SEC source: 0001563190-22-000135 · wf-form4_166267007872799.xml · nonDerivative · entry 2

Lehman Robert S. · CIK 0001847370 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 382,208

F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

Read SEC document
September 06, 2022 Filed Sep 8, 2022 16:48 UTC
Lehman Robert S.Chief Business Officer
Exercise / conversionClass A Common Stock 6,750 $0.00 $0.00
Disclosure

SEC source: 0001563190-22-000135 · wf-form4_166267007872799.xml · nonDerivative · entry 1

Lehman Robert S. · CIK 0001847370 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 384,929

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
September 06, 2022 Filed Sep 8, 2022 20:49 UTC
Hart Gregory M.Chief Operating Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 36,346 $0.00 $0.00
Disclosure

SEC source: 0001563190-22-000139 · wf-form4_166267016655287.xml · derivative · entry 4

Hart Gregory M. · CIK 0001847374 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,039

Underlying: Class A Common Stock · 36,346 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F4 · derivative.exercise_date: The RSUs vest as to 25% of the shares on August 15, 2022 and quarterly thereafter, with 100% of the shares vested on May 15, 2023, subject to the reporting person's continuous service on each vesting date.

F4 · derivative.expiration_date: The RSUs vest as to 25% of the shares on August 15, 2022 and quarterly thereafter, with 100% of the shares vested on May 15, 2023, subject to the reporting person's continuous service on each vesting date.

Read SEC document
September 06, 2022 Filed Sep 8, 2022 20:49 UTC
Hart Gregory M.Chief Operating Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 17,280 $0.00 $0.00
Disclosure

SEC source: 0001563190-22-000139 · wf-form4_166267016655287.xml · derivative · entry 3

Hart Gregory M. · CIK 0001847374 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 553,150

Underlying: Class A Common Stock · 17,280 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs vest as to 20% of the total shares on April 13, 2021 and 1.667% monthly thereafter, with 100% of the shares vested on April 13, 2025, subject to continued service through each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 20% of the total shares on April 13, 2021 and 1.667% monthly thereafter, with 100% of the shares vested on April 13, 2025, subject to continued service through each vesting date.

Read SEC document
September 06, 2022 Filed Sep 8, 2022 20:49 UTC
Hart Gregory M.Chief Operating Officer
Tax withholdingClass A Common Stock 21,103 $2.82 $59,510.46
Disclosure

SEC source: 0001563190-22-000139 · wf-form4_166267016655287.xml · nonDerivative · entry 2

Hart Gregory M. · CIK 0001847374 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368,082

F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

Read SEC document
September 06, 2022 Filed Sep 8, 2022 20:49 UTC
Hart Gregory M.Chief Operating Officer
Exercise / conversionClass A Common Stock 53,626 $0.00 $0.00
Disclosure

SEC source: 0001563190-22-000139 · wf-form4_166267016655287.xml · nonDerivative · entry 1

Hart Gregory M. · CIK 0001847374 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 389,185

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
September 06, 2022 Filed Sep 8, 2022 20:47 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,432 $0.00 $0.00
Disclosure

SEC source: 0001563190-22-000134 · wf-form4_166267006030340.xml · derivative · entry 2

Sordello Steven J · CIK 0001372397 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,298

Underlying: Class A Common Stock · 2,432 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F2 · derivative.exercise_date: The RSUs vest as to 25% of the total shares on each of August 1, 2022, November 1, 2022, February 1, 2023, and May 1, 2023; and if not fully vested, will vest in full on the date of the next annual stockholders meeting.

F2 · derivative.expiration_date: The RSUs vest as to 25% of the total shares on each of August 1, 2022, November 1, 2022, February 1, 2023, and May 1, 2023; and if not fully vested, will vest in full on the date of the next annual stockholders meeting.

Read SEC document
September 06, 2022 Filed Sep 8, 2022 20:47 UTC Exercise / conversionClass A Common Stock 2,432 $0.00 $0.00
Disclosure

SEC source: 0001563190-22-000134 · wf-form4_166267006030340.xml · nonDerivative · entry 1

Sordello Steven J · CIK 0001372397 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,662

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
September 06, 2022 Filed Sep 8, 2022 20:50 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,900 $0.00 $0.00
Disclosure

SEC source: 0001563190-22-000140 · wf-form4_166267018983149.xml · derivative · entry 3

Martell Frank · CIK 0001387655 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,701

Underlying: Class A Common Stock · 2,900 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs shall vest as to 25% of the total shares on each of August 1, 2022, November 1, 2022, February 1, 2023, and May 1, 2023; and if not fully vested, will vest in full on the date of the next annual meeting of the Issuer's stockholders.

F3 · derivative.expiration_date: The RSUs shall vest as to 25% of the total shares on each of August 1, 2022, November 1, 2022, February 1, 2023, and May 1, 2023; and if not fully vested, will vest in full on the date of the next annual meeting of the Issuer's stockholders.

Read SEC document
September 06, 2022 Filed Sep 8, 2022 20:50 UTC Exercise / conversionClass A Common Stock 2,900 $0.00 $0.00
Disclosure

SEC source: 0001563190-22-000140 · wf-form4_166267018983149.xml · nonDerivative · entry 1

Martell Frank · CIK 0001387655 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,794

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
September 06, 2022 Filed Sep 8, 2022 20:48 UTC
Navab NedaPresident, US Regional Ops
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 3,020 $0.00 $0.00
Disclosure

SEC source: 0001563190-22-000137 · wf-form4_166267012241193.xml · derivative · entry 4

Navab Neda · CIK 0001847176 · President, US Regional Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,550

Underlying: Class A Common Stock · 3,020 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F4 · derivative.exercise_date: The RSUs vest as to 2.0833% of the total shares monthly, beginning on October 15, 2020, with 100% of the total shares vested on October 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

F4 · derivative.expiration_date: The RSUs vest as to 2.0833% of the total shares monthly, beginning on October 15, 2020, with 100% of the total shares vested on October 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

Read SEC document
September 06, 2022 Filed Sep 8, 2022 20:48 UTC
Navab NedaPresident, US Regional Ops
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 30 $0.00 $0.00
Disclosure

SEC source: 0001563190-22-000137 · wf-form4_166267012241193.xml · derivative · entry 3

Navab Neda · CIK 0001847176 · President, US Regional Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 390

Underlying: Class A Common Stock · 30 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs vest as to 2.0833% of the total shares monthly, beginning on October 15, 2019, with 100% of the total shares vested on September 25, 2023, subject to the reporting person's provision of service to the Issuer on each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 2.0833% of the total shares monthly, beginning on October 15, 2019, with 100% of the total shares vested on September 25, 2023, subject to the reporting person's provision of service to the Issuer on each vesting date.

Read SEC document
September 06, 2022 Filed Sep 8, 2022 20:48 UTC
Navab NedaPresident, US Regional Ops
Tax withholdingClass A Common Stock 1,100 $2.82 $3,102.00
Disclosure

SEC source: 0001563190-22-000137 · wf-form4_166267012241193.xml · nonDerivative · entry 2

Navab Neda · CIK 0001847176 · President, US Regional Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,812

F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

Read SEC document
September 06, 2022 Filed Sep 8, 2022 20:48 UTC
Navab NedaPresident, US Regional Ops
Exercise / conversionClass A Common Stock 3,050 $0.00 $0.00
Disclosure

SEC source: 0001563190-22-000137 · wf-form4_166267012241193.xml · nonDerivative · entry 1

Navab Neda · CIK 0001847176 · President, US Regional Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,912

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
September 06, 2022 Filed Sep 8, 2022 20:48 UTC
Reffkin Robert L.Director · Chairman and CEO
GrantClass C Common Stock · Derivative 101,833 $0.00 $0.00
Disclosure

SEC source: 0001563190-22-000136 · wf-form4_166267009661362.xml · derivative · entry 6

Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,889,611

Underlying: Class A Common Stock · 101,833 shares

Expires not disclosed

F6 · derivative.exercise_price: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time.

F6 · derivative.exercise_date: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time.

F6 · derivative.expiration_date: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time.

Read SEC document
September 06, 2022 Filed Sep 8, 2022 20:48 UTC
Reffkin Robert L.Director · Chairman and CEO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 179,410 $0.00 $0.00
Disclosure

SEC source: 0001563190-22-000136 · wf-form4_166267009661362.xml · derivative · entry 5

Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,870,610

Underlying: Class A Common Stock · 179,410 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F5 · derivative.exercise_date: The RSUs vest as to 1/48th of the total shares on the 25th of each month following January 1, 2020, subject to continued service through each vesting date, provided, however the Reporting Person is not subject to an involuntary termination (as further defined in the Reporting Person's award agreement) within 12 months after the effectiveness of the Issuer's IPO.

F5 · derivative.expiration_date: The RSUs vest as to 1/48th of the total shares on the 25th of each month following January 1, 2020, subject to continued service through each vesting date, provided, however the Reporting Person is not subject to an involuntary termination (as further defined in the Reporting Person's award agreement) within 12 months after the effectiveness of the Issuer's IPO.

Read SEC document
September 06, 2022 Filed Sep 8, 2022 20:48 UTC
Reffkin Robert L.Director · Chairman and CEO
Disposition to issuerClass A Common Stock 101,833 $0.00 $0.00
Disclosure

SEC source: 0001563190-22-000136 · wf-form4_166267009661362.xml · nonDerivative · entry 3

Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 421,150

F3 · price: Represents the conversion by the reporting person of Class A Common Stock for Class C Common Stock elected by the reporting person pursuant to an Equity Exchange Right Agreement with the Issuer.

Read SEC document
September 06, 2022 Filed Sep 8, 2022 20:48 UTC
Reffkin Robert L.Director · Chairman and CEO
Tax withholdingClass A Common Stock 77,577 $2.82 $218,767.14
Disclosure

SEC source: 0001563190-22-000136 · wf-form4_166267009661362.xml · nonDerivative · entry 2

Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 522,983

F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

Read SEC document
September 06, 2022 Filed Sep 8, 2022 20:48 UTC
Reffkin Robert L.Director · Chairman and CEO
Exercise / conversionClass A Common Stock 179,410 $0.00 $0.00
Disclosure

SEC source: 0001563190-22-000136 · wf-form4_166267009661362.xml · nonDerivative · entry 1

Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600,560

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
September 06, 2022 Filed Sep 8, 2022 20:47 UTC
Wahlers Scott R.Chief Accounting Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,700 $0.00 $0.00
Disclosure

SEC source: 0001563190-22-000133 · wf-form4_166267003425464.xml · derivative · entry 4

Wahlers Scott R. · CIK 0001847171 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,230

Underlying: Class A Common Stock · 2,700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F4 · derivative.exercise_date: The RSUs vest as to 16,200 shares on April 15, 2021 and 2.0833% of the total shares monthly, with 100% of the total shares vested and exercisable on October 15, 2024, subject to the reporting person's provision of service to the issuer on each vesting date.

F4 · derivative.expiration_date: The RSUs vest as to 16,200 shares on April 15, 2021 and 2.0833% of the total shares monthly, with 100% of the total shares vested and exercisable on October 15, 2024, subject to the reporting person's provision of service to the issuer on each vesting date.

Read SEC document
September 06, 2022 Filed Sep 8, 2022 20:47 UTC
Wahlers Scott R.Chief Accounting Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 680 $0.00 $0.00
Disclosure

SEC source: 0001563190-22-000133 · wf-form4_166267003425464.xml · derivative · entry 3

Wahlers Scott R. · CIK 0001847171 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,480

Underlying: Class A Common Stock · 680 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs vest as to 2.0833% of the total shares monthly, beginning on February 10, 2020, with 100% of the total shares vested on January 25, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 2.0833% of the total shares monthly, beginning on February 10, 2020, with 100% of the total shares vested on January 25, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

Read SEC document
September 06, 2022 Filed Sep 8, 2022 20:47 UTC
Wahlers Scott R.Chief Accounting Officer
Tax withholdingClass A Common Stock 1,220 $2.82 $3,440.40
Disclosure

SEC source: 0001563190-22-000133 · wf-form4_166267003425464.xml · nonDerivative · entry 2

Wahlers Scott R. · CIK 0001847171 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,662

F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

Read SEC document
September 06, 2022 Filed Sep 8, 2022 20:47 UTC
Wahlers Scott R.Chief Accounting Officer
Exercise / conversionClass A Common Stock 3,380 $0.00 $0.00
Disclosure

SEC source: 0001563190-22-000133 · wf-form4_166267003425464.xml · nonDerivative · entry 1

Wahlers Scott R. · CIK 0001847171 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,882

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
August 22, 2022 Filed Aug 24, 2022 21:19 UTC GrantRestricted Stock Unit (RSU) · Derivative 47,223 $0.00 $0.00
Disclosure

SEC source: 0001563190-22-000120 · wf-form4_166137595807394.xml · derivative · entry 1

Williams Dawanna · CIK 0001866877 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,223

Underlying: Class A Common Stock · 47,223 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F2 · derivative.exercise_date: The RSUs shall vest as to 100% of the underlying shares on the earlier of (i) the date of the next annual meeting of the Issuer's stockholders and (ii) June 2, 2023.

F2 · derivative.expiration_date: The RSUs shall vest as to 100% of the underlying shares on the earlier of (i) the date of the next annual meeting of the Issuer's stockholders and (ii) June 2, 2023.

Read SEC document
August 19, 2022 Filed Aug 19, 2022 22:01 UTC
Sirosh JosephChief Technology Officer
SaleClass A Common Stock 78,702 $3.66 $288,049.32
Disclosure

SEC source: 0001563190-22-000118 · wf-form4_166094648343623.xml · nonDerivative · entry 3

Sirosh Joseph · CIK 0001847175 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 328,555

F1 · kind: Automatic sales pursuant to a Rule 10b5-1 plan adopted by the reporting person on May 27, 2022.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.61 to $3.81 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 18, 2022 Filed Aug 19, 2022 22:01 UTC
Sirosh JosephChief Technology Officer
SaleClass A Common Stock 71,880 $4.04 $290,395.20
Disclosure

SEC source: 0001563190-22-000118 · wf-form4_166094648343623.xml · nonDerivative · entry 2

Sirosh Joseph · CIK 0001847175 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 407,257

F1 · kind: Automatic sales pursuant to a Rule 10b5-1 plan adopted by the reporting person on May 27, 2022.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.86 to $4.11 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 17, 2022 Filed Aug 19, 2022 17:58 UTC
Wilkie Danielle J.President, Customer Success
SaleClass A Common Stock 33,622 $4.03 $135,496.66
Disclosure

SEC source: 0001563190-22-000116 · wf-form4_166094631730629.xml · nonDerivative · entry 1

Wilkie Danielle J. · CIK 0001847349 · President, Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302

F1 · kind: Automatic sales pursuant to a Rule 10b5-1 plan adopted by the reporting person on May 27, 2022.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.88 to $4.31 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 17, 2022 Filed Aug 19, 2022 22:01 UTC
Sirosh JosephChief Technology Officer
SaleClass A Common Stock 71,881 $4.03 $289,680.43
Disclosure

SEC source: 0001563190-22-000118 · wf-form4_166094648343623.xml · nonDerivative · entry 1

Sirosh Joseph · CIK 0001847175 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 479,137

F1 · kind: Automatic sales pursuant to a Rule 10b5-1 plan adopted by the reporting person on May 27, 2022.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.88 to $4.30 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 10, 2022 Filed Aug 12, 2022 20:39 UTC
Hart Gregory M.Chief Operating Officer
GrantRestricted Stock Unit (RSU) · Derivative 145,385 $0.00 $0.00
Disclosure

SEC source: 0001563190-22-000104 · wf-form4_166033676424031.xml · derivative · entry 1

Hart Gregory M. · CIK 0001847374 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,385

Underlying: Class A Common Stock · 145,385 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F2 · derivative.exercise_date: The RSUs vest as to 25% of the shares on August 15, 2022 and quarterly thereafter, with 100% of the shares vested on May 15, 2023, subject to the reporting person's continuous service on each vesting date.

F2 · derivative.expiration_date: The RSUs vest as to 25% of the shares on August 15, 2022 and quarterly thereafter, with 100% of the shares vested on May 15, 2023, subject to the reporting person's continuous service on each vesting date.

Read SEC document
August 03, 2022 Filed Aug 5, 2022 16:53 UTC
Singh PriyankaChief People Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,690 $0.00 $0.00
Disclosure

SEC source: 0001563190-22-000102 · wf-form4_165973280839204.xml · derivative · entry 4

Singh Priyanka · CIK 0001901303 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,292

Underlying: Class A Common Stock · 2,690 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F4 · derivative.exercise_date: The RSUs vest as to 12.5% of the total shares on January 15, 2022 and 6.25% quarterly thereafter, with 100% of the total shares vested on July 15, 2025, subject to the reporting person's provision of service to the Issuer on each vesting date.The RSU award was granted on December 29, 2021.

F4 · derivative.expiration_date: The RSUs vest as to 12.5% of the total shares on January 15, 2022 and 6.25% quarterly thereafter, with 100% of the total shares vested on July 15, 2025, subject to the reporting person's provision of service to the Issuer on each vesting date.The RSU award was granted on December 29, 2021.

Read SEC document
August 03, 2022 Filed Aug 5, 2022 16:53 UTC
Singh PriyankaChief People Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,360 $0.00 $0.00
Disclosure

SEC source: 0001563190-22-000102 · wf-form4_165973280839204.xml · derivative · entry 3

Singh Priyanka · CIK 0001901303 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,260

Underlying: Class A Common Stock · 2,360 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs vest as to 25% of the total shares on February 15, 2022 and 2.0833% monthly thereafter, with 100% of the total shares vested on February 15, 2025, subject to the reporting person's provision of service to the Issuer on each vesting date. The RSU award was granted on March 5, 2021.

F3 · derivative.expiration_date: The RSUs vest as to 25% of the total shares on February 15, 2022 and 2.0833% monthly thereafter, with 100% of the total shares vested on February 15, 2025, subject to the reporting person's provision of service to the Issuer on each vesting date. The RSU award was granted on March 5, 2021.

Read SEC document
August 03, 2022 Filed Aug 5, 2022 16:53 UTC
Singh PriyankaChief People Officer
Tax withholdingClass A Common Stock 1,821 $3.97 $7,229.37
Disclosure

SEC source: 0001563190-22-000102 · wf-form4_165973280839204.xml · nonDerivative · entry 2

Singh Priyanka · CIK 0001901303 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,867

F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.