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Compass, Inc.

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3646
SEC CIK
0001563190
Parsed reports
437

Last 12 months

Inside the activity.

0 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202506
Dec 202502
Jan 202601
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202602
Jul 202601
Aug 202601
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 05, 2023 Filed Jan 6, 2023 21:39 UTC
Reffkin Robert L.Director · Chairman and CEO
Disposition to issuerClass A Common Stock 103,705 $0.00 $0.00
Disclosure

SEC source: 0001563190-23-000012 · wf-form4_167304116826748.xml · nonDerivative · entry 3

Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 421,150

F3 · kind: Represents the conversion by the reporting person of Class A Common Stock for Class C Common Stock elected by the reporting person pursuant to an Equity Exchange Right Agreement with the Issuer.

F3 · price: Represents the conversion by the reporting person of Class A Common Stock for Class C Common Stock elected by the reporting person pursuant to an Equity Exchange Right Agreement with the Issuer.

Read SEC document
January 05, 2023 Filed Jan 6, 2023 21:39 UTC
Reffkin Robert L.Director · Chairman and CEO
Tax withholdingClass A Common Stock 75,705 $2.39 $180,934.95
Disclosure

SEC source: 0001563190-23-000012 · wf-form4_167304116826748.xml · nonDerivative · entry 2

Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 524,855

F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

Read SEC document
January 05, 2023 Filed Jan 6, 2023 21:39 UTC
Reffkin Robert L.Director · Chairman and CEO
Exercise / conversionClass A Common Stock 179,410 $0.00 $0.00
Disclosure

SEC source: 0001563190-23-000012 · wf-form4_167304116826748.xml · nonDerivative · entry 1

Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600,560

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
January 05, 2023 Filed Jan 6, 2023 21:39 UTC
Wahlers Scott R.Chief Accounting Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 34,413 $0.00 $0.00
Disclosure

SEC source: 0001563190-23-000011 · wf-form4_167304115035496.xml · derivative · entry 5

Wahlers Scott R. · CIK 0001847171 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 34,413 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F5 · derivative.exercise_date: The RSU award vests as to 25% of the total shares on each of March 31, 2022, June 30, 2022, September 30, 2022 and December 31, 2022, subject to the reporting person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: The RSU award vests as to 25% of the total shares on each of March 31, 2022, June 30, 2022, September 30, 2022 and December 31, 2022, subject to the reporting person's provision of service to the Issuer on each vesting date.

Read SEC document
January 05, 2023 Filed Jan 6, 2023 21:39 UTC
Wahlers Scott R.Chief Accounting Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,700 $0.00 $0.00
Disclosure

SEC source: 0001563190-23-000011 · wf-form4_167304115035496.xml · derivative · entry 4

Wahlers Scott R. · CIK 0001847171 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,420

Underlying: Class A Common Stock · 2,700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F4 · derivative.exercise_date: The RSUs vest as to 16,200 shares on April 15, 2021 and 2.0833% of the total shares monthly, with 100% of the total shares vested and exercisable on October 15, 2024, subject to the reporting person's provision of service to the issuer on each vesting date.

F4 · derivative.expiration_date: The RSUs vest as to 16,200 shares on April 15, 2021 and 2.0833% of the total shares monthly, with 100% of the total shares vested and exercisable on October 15, 2024, subject to the reporting person's provision of service to the issuer on each vesting date.

Read SEC document
January 05, 2023 Filed Jan 6, 2023 21:39 UTC
Wahlers Scott R.Chief Accounting Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 680 $0.00 $0.00
Disclosure

SEC source: 0001563190-23-000011 · wf-form4_167304115035496.xml · derivative · entry 3

Wahlers Scott R. · CIK 0001847171 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,780

Underlying: Class A Common Stock · 680 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs vest as to 2.0833% of the total shares monthly, beginning on February 10, 2020, with 100% of the total shares vested on January 25, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 2.0833% of the total shares monthly, beginning on February 10, 2020, with 100% of the total shares vested on January 25, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

Read SEC document
January 05, 2023 Filed Jan 6, 2023 21:39 UTC
Wahlers Scott R.Chief Accounting Officer
Tax withholdingClass A Common Stock 15,806 $2.39 $37,776.34
Disclosure

SEC source: 0001563190-23-000011 · wf-form4_167304115035496.xml · nonDerivative · entry 2

Wahlers Scott R. · CIK 0001847171 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,131

F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

Read SEC document
January 05, 2023 Filed Jan 6, 2023 21:39 UTC
Wahlers Scott R.Chief Accounting Officer
Exercise / conversionClass A Common Stock 37,793 $0.00 $0.00
Disclosure

SEC source: 0001563190-23-000011 · wf-form4_167304115035496.xml · nonDerivative · entry 1

Wahlers Scott R. · CIK 0001847171 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,937

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
December 27, 2022 Filed Dec 29, 2022 21:31 UTC
Reelitz KalaniChief Financial Officer
GrantRestricted Stock Unit (RSU) · Derivative 80,000 $0.00 $0.00
Disclosure

SEC source: 0001563190-22-000215 · wf-form4_167234949761588.xml · derivative · entry 2

Reelitz Kalani · CIK 0001953310 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Class A Common Stock · 80,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs vest as to the 25% of the shares on each of February 15, 2023, May 15, 2023, August 15, 2023, and November 15, 2023, with 100% of the total shares vested on November 15, 2023, subject to the reporting person's provision of service to Issuer on each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to the 25% of the shares on each of February 15, 2023, May 15, 2023, August 15, 2023, and November 15, 2023, with 100% of the total shares vested on November 15, 2023, subject to the reporting person's provision of service to Issuer on each vesting date.

Read SEC document
December 27, 2022 Filed Dec 29, 2022 21:31 UTC
Reelitz KalaniChief Financial Officer
GrantRestricted Stock Unit (RSU) · Derivative 1,600,000 $0.00 $0.00
Disclosure

SEC source: 0001563190-22-000215 · wf-form4_167234949761588.xml · derivative · entry 1

Reelitz Kalani · CIK 0001953310 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,600,000

Underlying: Class A Common Stock · 1,600,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F2 · derivative.exercise_date: The RSUs vest as to 25% of the total shares on November 15, 2023 and 6.25% quarterly thereafter, with 100% of the total shares vested on November 15, 2026, subject to the reporting person's provision of service to the Issuer on each vesting date.

F2 · derivative.expiration_date: The RSUs vest as to 25% of the total shares on November 15, 2023 and 6.25% quarterly thereafter, with 100% of the total shares vested on November 15, 2026, subject to the reporting person's provision of service to the Issuer on each vesting date.

Read SEC document
December 09, 2022 Filed Dec 13, 2022 16:54 UTC
Lehman Robert S.Chief Business Officer
Exercise / conversionStock Option (right to buy Class A Common Stock) · Derivative 46,920 $0.00 Strike: $1.79 $0.00
Disclosure

SEC source: 0001563190-22-000213 · wf-form4_167096844149575.xml · derivative · entry 2

Lehman Robert S. · CIK 0001847370 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 46,920 shares

Expires 2027-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options under this grant vested as to 25% of the total shares on January 1, 2017 and 2.0833% of the total shares monthly thereafter, with 100% of the total shares vested and exercisable on January 1, 2021.

Read SEC document
December 09, 2022 Filed Dec 13, 2022 16:54 UTC
Lehman Robert S.Chief Business Officer
Exercise / conversionClass A Common Stock 46,920 $1.79 $83,986.80
Disclosure

SEC source: 0001563190-22-000213 · wf-form4_167096844149575.xml · nonDerivative · entry 1

Lehman Robert S. · CIK 0001847370 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 456,497

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 05, 2022 Filed Dec 7, 2022 18:26 UTC
Singh PriyankaChief People Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,360 $0.00 $0.00
Disclosure

SEC source: 0001563190-22-000205 · wf-form4_167045555263727.xml · derivative · entry 3

Singh Priyanka · CIK 0001901303 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,810

Underlying: Class A Common Stock · 2,360 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs vest as to 25% of the total shares on February 15, 2022 and 2.0833% monthly thereafter, with 100% of the total shares vested on February 15, 2025, subject to the reporting person's provision of service to the Issuer on each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 25% of the total shares on February 15, 2022 and 2.0833% monthly thereafter, with 100% of the total shares vested on February 15, 2025, subject to the reporting person's provision of service to the Issuer on each vesting date.

Read SEC document
December 05, 2022 Filed Dec 7, 2022 18:26 UTC
Singh PriyankaChief People Officer
Tax withholdingClass A Common Stock 851 $2.91 $2,476.41
Disclosure

SEC source: 0001563190-22-000205 · wf-form4_167045555263727.xml · nonDerivative · entry 2

Singh Priyanka · CIK 0001901303 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,537

F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

Read SEC document
December 05, 2022 Filed Dec 7, 2022 18:26 UTC
Singh PriyankaChief People Officer
Exercise / conversionClass A Common Stock 2,360 $0.00 $0.00
Disclosure

SEC source: 0001563190-22-000205 · wf-form4_167045555263727.xml · nonDerivative · entry 1

Singh Priyanka · CIK 0001901303 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,388

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
December 05, 2022 Filed Dec 7, 2022 18:27 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,058 $0.00 $0.00
Disclosure

SEC source: 0001563190-22-000208 · wf-form4_167045561292850.xml · derivative · entry 2

McCarter Josh N. · CIK 0001923810 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,117

Underlying: Class A Common Stock · 2,058 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F2 · derivative.exercise_date: The RSUs shall vest as to 24.83% on August 1, 2022, 25.05% on November 1, 2022, 25.06% on February 1, 2023, and 25.06% on May 1, 2023; and if not fully vested, will vest in full on the date of the next annual meeting of the Issuer's stockholders.

F2 · derivative.expiration_date: The RSUs shall vest as to 24.83% on August 1, 2022, 25.05% on November 1, 2022, 25.06% on February 1, 2023, and 25.06% on May 1, 2023; and if not fully vested, will vest in full on the date of the next annual meeting of the Issuer's stockholders.

Read SEC document
December 05, 2022 Filed Dec 7, 2022 18:27 UTC Exercise / conversionClass A Common Stock 2,058 $0.00 $0.00
Disclosure

SEC source: 0001563190-22-000208 · wf-form4_167045561292850.xml · nonDerivative · entry 1

McCarter Josh N. · CIK 0001923810 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,728

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
December 05, 2022 Filed Dec 7, 2022 18:25 UTC
Wilkie Danielle J.President, Customer Success
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,570 $0.00 $0.00
Disclosure

SEC source: 0001563190-22-000203 · wf-form4_167045550939806.xml · derivative · entry 4

Wilkie Danielle J. · CIK 0001847349 · President, Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Class A Common Stock · 1,570 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F5 · derivative.exercise_date: The RSUs vest as to 2.0833% of the total shares monthly, beginning on November 15, 2020, with 100% of the total shares vested on November 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: The RSUs vest as to 2.0833% of the total shares monthly, beginning on November 15, 2020, with 100% of the total shares vested on November 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

Read SEC document
December 05, 2022 Filed Dec 7, 2022 18:25 UTC
Wilkie Danielle J.President, Customer Success
SaleClass A Common Stock 1,116 $2.67 $2,980.05
Disclosure

SEC source: 0001563190-22-000203 · wf-form4_167045550939806.xml · nonDerivative · entry 3

Wilkie Danielle J. · CIK 0001847349 · President, Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 604

F3 · kind: Automatic sales pursuant to a Rule 10b5-1 plan adopted by the reporting person on May 27, 2022.

F4 · price: The price reported in Column 4 is the weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.59 to $2.71 per share, inclusive. The reporting person undertakes to provide to Compass, Inc., any security holder of Compass, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
December 05, 2022 Filed Dec 7, 2022 18:25 UTC
Wilkie Danielle J.President, Customer Success
Tax withholdingClass A Common Stock 454 $2.91 $1,321.14
Disclosure

SEC source: 0001563190-22-000203 · wf-form4_167045550939806.xml · nonDerivative · entry 2

Wilkie Danielle J. · CIK 0001847349 · President, Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,720

F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

Read SEC document
December 05, 2022 Filed Dec 7, 2022 18:25 UTC
Wilkie Danielle J.President, Customer Success
Exercise / conversionClass A Common Stock 1,570 $0.00 $0.00
Disclosure

SEC source: 0001563190-22-000203 · wf-form4_167045550939806.xml · nonDerivative · entry 1

Wilkie Danielle J. · CIK 0001847349 · President, Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,174

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
December 05, 2022 Filed Dec 7, 2022 18:27 UTC
Lehman Robert S.Chief Business Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 6,760 $0.00 $0.00
Disclosure

SEC source: 0001563190-22-000209 · wf-form4_167045563317893.xml · derivative · entry 3

Lehman Robert S. · CIK 0001847370 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,780

Underlying: Class A Common Stock · 6,760 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs vest as to 2.0833% of the total shares monthly, beginning on January 1, 2020, with 100% of the total shares vested on January 1, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 2.0833% of the total shares monthly, beginning on January 1, 2020, with 100% of the total shares vested on January 1, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

Read SEC document
December 05, 2022 Filed Dec 7, 2022 18:27 UTC
Lehman Robert S.Chief Business Officer
Tax withholdingClass A Common Stock 2,725 $2.91 $7,929.75
Disclosure

SEC source: 0001563190-22-000209 · wf-form4_167045563317893.xml · nonDerivative · entry 2

Lehman Robert S. · CIK 0001847370 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 409,577

F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

Read SEC document
December 05, 2022 Filed Dec 7, 2022 18:27 UTC
Lehman Robert S.Chief Business Officer
Exercise / conversionClass A Common Stock 6,760 $0.00 $0.00
Disclosure

SEC source: 0001563190-22-000209 · wf-form4_167045563317893.xml · nonDerivative · entry 1

Lehman Robert S. · CIK 0001847370 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 412,302

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
December 05, 2022 Filed Dec 7, 2022 23:28 UTC
Hart Gregory M.Chief Operating Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 36,346 $0.00 $0.00
Disclosure

SEC source: 0001563190-22-000210 · wf-form4_167045566313034.xml · derivative · entry 4

Hart Gregory M. · CIK 0001847374 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,693

Underlying: Class A Common Stock · 36,346 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F4 · derivative.exercise_date: The RSUs vest as to 25% of the shares on August 15, 2022 and quarterly thereafter, with 100% of the shares vested on May 15, 2023, subject to the reporting person's continuous service on each vesting date.

F4 · derivative.expiration_date: The RSUs vest as to 25% of the shares on August 15, 2022 and quarterly thereafter, with 100% of the shares vested on May 15, 2023, subject to the reporting person's continuous service on each vesting date.

Read SEC document
December 05, 2022 Filed Dec 7, 2022 23:28 UTC
Hart Gregory M.Chief Operating Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 17,280 $0.00 $0.00
Disclosure

SEC source: 0001563190-22-000210 · wf-form4_167045566313034.xml · derivative · entry 3

Hart Gregory M. · CIK 0001847374 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 501,290

Underlying: Class A Common Stock · 17,280 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs vest as to 20% of the total shares on April 13, 2021 and 1.667% monthly thereafter, with 100% of the shares vested on April 13, 2025, subject to continued service through each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 20% of the total shares on April 13, 2021 and 1.667% monthly thereafter, with 100% of the shares vested on April 13, 2025, subject to continued service through each vesting date.

Read SEC document
December 05, 2022 Filed Dec 7, 2022 23:28 UTC
Hart Gregory M.Chief Operating Officer
Tax withholdingClass A Common Stock 21,103 $2.91 $61,409.73
Disclosure

SEC source: 0001563190-22-000210 · wf-form4_167045566313034.xml · nonDerivative · entry 2

Hart Gregory M. · CIK 0001847374 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 452,614

F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

Read SEC document
December 05, 2022 Filed Dec 7, 2022 23:28 UTC
Hart Gregory M.Chief Operating Officer
Exercise / conversionClass A Common Stock 53,626 $0.00 $0.00
Disclosure

SEC source: 0001563190-22-000210 · wf-form4_167045566313034.xml · nonDerivative · entry 1

Hart Gregory M. · CIK 0001847374 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 473,717

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
December 05, 2022 Filed Dec 7, 2022 23:28 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,432 $0.00 $0.00
Disclosure

SEC source: 0001563190-22-000211 · wf-form4_167045567990749.xml · derivative · entry 2

Sordello Steven J · CIK 0001372397 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,866

Underlying: Class A Common Stock · 2,432 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F2 · derivative.exercise_date: The RSUs vest as to 25% of the total shares on each of August 1, 2022, November 1, 2022, February 1, 2023, and May 1, 2023; and if not fully vested, will vest in full on the date of the next annual stockholders meeting.

F2 · derivative.expiration_date: The RSUs vest as to 25% of the total shares on each of August 1, 2022, November 1, 2022, February 1, 2023, and May 1, 2023; and if not fully vested, will vest in full on the date of the next annual stockholders meeting.

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December 05, 2022 Filed Dec 7, 2022 23:28 UTC Exercise / conversionClass A Common Stock 2,432 $0.00 $0.00
Disclosure

SEC source: 0001563190-22-000211 · wf-form4_167045567990749.xml · nonDerivative · entry 1

Sordello Steven J · CIK 0001372397 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,094

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
December 05, 2022 Filed Dec 7, 2022 23:25 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,900 $0.00 $0.00
Disclosure

SEC source: 0001563190-22-000202 · wf-form4_167045548578799.xml · derivative · entry 2

Martell Frank · CIK 0001387655 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,801

Underlying: Class A Common Stock · 2,900 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F2 · derivative.exercise_date: The RSUs shall vest as to 25% of the total shares on each of August 1, 2022, November 1, 2022, February 1, 2023, and May 1, 2023; and if not fully vested, will vest in full on the date of the next annual meeting of the Issuer's stockholders.

F2 · derivative.expiration_date: The RSUs shall vest as to 25% of the total shares on each of August 1, 2022, November 1, 2022, February 1, 2023, and May 1, 2023; and if not fully vested, will vest in full on the date of the next annual meeting of the Issuer's stockholders.

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December 05, 2022 Filed Dec 7, 2022 23:25 UTC Exercise / conversionClass A Common Stock 2,900 $0.00 $0.00
Disclosure

SEC source: 0001563190-22-000202 · wf-form4_167045548578799.xml · nonDerivative · entry 1

Martell Frank · CIK 0001387655 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,694

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
December 05, 2022 Filed Dec 7, 2022 23:26 UTC
Wahlers Scott R.Chief Accounting Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 670 $0.00 $0.00
Disclosure

SEC source: 0001563190-22-000207 · wf-form4_167045559321665.xml · derivative · entry 4

Wahlers Scott R. · CIK 0001847171 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,460

Underlying: Class A Common Stock · 670 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F4 · derivative.exercise_date: The RSUs vest as to 2.0833% of the total shares monthly, beginning on February 10, 2020, with 100% of the total shares vested on January 25, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

F4 · derivative.expiration_date: The RSUs vest as to 2.0833% of the total shares monthly, beginning on February 10, 2020, with 100% of the total shares vested on January 25, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

Read SEC document
December 05, 2022 Filed Dec 7, 2022 23:26 UTC
Wahlers Scott R.Chief Accounting Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,700 $0.00 $0.00
Disclosure

SEC source: 0001563190-22-000207 · wf-form4_167045559321665.xml · derivative · entry 3

Wahlers Scott R. · CIK 0001847171 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,120

Underlying: Class A Common Stock · 2,700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs vest as to 16,200 shares on April 15, 2021 and 2.0833% of the total shares monthly, with 100% of the total shares vested and exercisable on October 15, 2024, subject to the reporting person's provision of service to the issuer on each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 16,200 shares on April 15, 2021 and 2.0833% of the total shares monthly, with 100% of the total shares vested and exercisable on October 15, 2024, subject to the reporting person's provision of service to the issuer on each vesting date.

Read SEC document
December 05, 2022 Filed Dec 7, 2022 23:26 UTC
Wahlers Scott R.Chief Accounting Officer
Tax withholdingClass A Common Stock 1,216 $2.91 $3,538.56
Disclosure

SEC source: 0001563190-22-000207 · wf-form4_167045559321665.xml · nonDerivative · entry 2

Wahlers Scott R. · CIK 0001847171 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,144

F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

Read SEC document
December 05, 2022 Filed Dec 7, 2022 23:26 UTC
Wahlers Scott R.Chief Accounting Officer
Exercise / conversionClass A Common Stock 3,370 $0.00 $0.00
Disclosure

SEC source: 0001563190-22-000207 · wf-form4_167045559321665.xml · nonDerivative · entry 1

Wahlers Scott R. · CIK 0001847171 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,360

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
December 05, 2022 Filed Dec 7, 2022 23:26 UTC
Navab NedaPresident, US Regional Ops
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 30 $0.00 $0.00
Disclosure

SEC source: 0001563190-22-000206 · wf-form4_167045557061487.xml · derivative · entry 4

Navab Neda · CIK 0001847176 · President, US Regional Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300

Underlying: Class A Common Stock · 30 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F4 · derivative.exercise_date: The RSUs vest as to 2.0833% of the total shares monthly, beginning on October 15, 2019, with 100% of the total shares vested on September 25, 2023, subject to the reporting person's provision of service to the Issuer on each vesting date.

F4 · derivative.expiration_date: The RSUs vest as to 2.0833% of the total shares monthly, beginning on October 15, 2019, with 100% of the total shares vested on September 25, 2023, subject to the reporting person's provision of service to the Issuer on each vesting date.

Read SEC document
December 05, 2022 Filed Dec 7, 2022 23:26 UTC
Navab NedaPresident, US Regional Ops
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 3,020 $0.00 $0.00
Disclosure

SEC source: 0001563190-22-000206 · wf-form4_167045557061487.xml · derivative · entry 3

Navab Neda · CIK 0001847176 · President, US Regional Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,480

Underlying: Class A Common Stock · 3,020 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs vest as to 2.0833% of the total shares monthly, beginning on October 15, 2020, with 100% of the total shares vested on October 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 2.0833% of the total shares monthly, beginning on October 15, 2020, with 100% of the total shares vested on October 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.

Read SEC document
December 05, 2022 Filed Dec 7, 2022 23:26 UTC
Navab NedaPresident, US Regional Ops
Tax withholdingClass A Common Stock 1,100 $2.91 $3,201.00
Disclosure

SEC source: 0001563190-22-000206 · wf-form4_167045557061487.xml · nonDerivative · entry 2

Navab Neda · CIK 0001847176 · President, US Regional Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,302

F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

Read SEC document
December 05, 2022 Filed Dec 7, 2022 23:26 UTC
Navab NedaPresident, US Regional Ops
Exercise / conversionClass A Common Stock 3,050 $0.00 $0.00
Disclosure

SEC source: 0001563190-22-000206 · wf-form4_167045557061487.xml · nonDerivative · entry 1

Navab Neda · CIK 0001847176 · President, US Regional Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,402

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
December 05, 2022 Filed Dec 7, 2022 23:25 UTC
Reffkin Robert L.Director · Chairman and CEO
GrantClass C Common Stock · Derivative 80,196 $0.00 $0.00
Disclosure

SEC source: 0001563190-22-000204 · wf-form4_167045552927518.xml · derivative · entry 6

Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,130,203

Underlying: Class A Common Stock · 80,196 shares

Expires not disclosed

F6 · derivative.exercise_price: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time.

F6 · derivative.exercise_date: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time.

F6 · derivative.expiration_date: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time.

Read SEC document
December 05, 2022 Filed Dec 7, 2022 23:25 UTC
Reffkin Robert L.Director · Chairman and CEO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 179,410 $0.00 $0.00
Disclosure

SEC source: 0001563190-22-000204 · wf-form4_167045552927518.xml · derivative · entry 5

Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,332,370

Underlying: Class A Common Stock · 179,410 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F5 · derivative.exercise_date: The RSUs vest as to 1/48th of the total shares on the 25th of each month following January 1, 2020, subject to continued service through each vesting date, provided, however the Reporting Person is not subject to an involuntary termination (as further defined in the Reporting Person's award agreement) within 12 months after the effectiveness of the Issuer's IPO.

F5 · derivative.expiration_date: The RSUs vest as to 1/48th of the total shares on the 25th of each month following January 1, 2020, subject to continued service through each vesting date, provided, however the Reporting Person is not subject to an involuntary termination (as further defined in the Reporting Person's award agreement) within 12 months after the effectiveness of the Issuer's IPO.

Read SEC document
December 05, 2022 Filed Dec 7, 2022 23:25 UTC
Reffkin Robert L.Director · Chairman and CEO
Disposition to issuerClass A Common Stock 80,196 $0.00 $0.00
Disclosure

SEC source: 0001563190-22-000204 · wf-form4_167045552927518.xml · nonDerivative · entry 3

Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 421,150

F3 · kind: Represents the conversion by the reporting person of Class A Common Stock for Class C Common Stock elected by the reporting person pursuant to an Equity Exchange Right Agreement with the Issuer.

F3 · price: Represents the conversion by the reporting person of Class A Common Stock for Class C Common Stock elected by the reporting person pursuant to an Equity Exchange Right Agreement with the Issuer.

Read SEC document
December 05, 2022 Filed Dec 7, 2022 23:25 UTC
Reffkin Robert L.Director · Chairman and CEO
Tax withholdingClass A Common Stock 99,214 $2.91 $288,712.74
Disclosure

SEC source: 0001563190-22-000204 · wf-form4_167045552927518.xml · nonDerivative · entry 2

Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 501,346

F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

Read SEC document
December 05, 2022 Filed Dec 7, 2022 23:25 UTC
Reffkin Robert L.Director · Chairman and CEO
Exercise / conversionClass A Common Stock 179,410 $0.00 $0.00
Disclosure

SEC source: 0001563190-22-000204 · wf-form4_167045552927518.xml · nonDerivative · entry 1

Reffkin Robert L. · CIK 0001847178 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600,560

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
November 07, 2022 Filed Nov 7, 2022 17:58 UTC
Wilkie Danielle J.President, Customer Success
SaleClass A Common Stock 6,464 $2.15 $13,890.49
Disclosure

SEC source: 0001563190-22-000174 · wf-form4_166786190083937.xml · nonDerivative · entry 3

Wilkie Danielle J. · CIK 0001847349 · President, Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 604

F3 · kind: Automatic sales pursuant to a Rule 10b5-1 plan adopted by the reporting person on May 27, 2022.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.03 to $2.265 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 03, 2022 Filed Nov 7, 2022 17:57 UTC
Singh PriyankaChief People Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,691 $0.00 $0.00
Disclosure

SEC source: 0001563190-22-000171 · wf-form4_166786181407482.xml · derivative · entry 4

Singh Priyanka · CIK 0001901303 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,601

Underlying: Class A Common Stock · 2,691 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F4 · derivative.exercise_date: The RSUs vest as to 12.5% of the total shares on January 15, 2022 and 6.25% quarterly thereafter, with 100% of the total shares vested on July 15, 2025, subject to the reporting person's provision of service to the Issuer on each vesting date.

F4 · derivative.expiration_date: The RSUs vest as to 12.5% of the total shares on January 15, 2022 and 6.25% quarterly thereafter, with 100% of the total shares vested on July 15, 2025, subject to the reporting person's provision of service to the Issuer on each vesting date.

Read SEC document
November 03, 2022 Filed Nov 7, 2022 17:57 UTC
Singh PriyankaChief People Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,370 $0.00 $0.00
Disclosure

SEC source: 0001563190-22-000171 · wf-form4_166786181407482.xml · derivative · entry 3

Singh Priyanka · CIK 0001901303 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,170

Underlying: Class A Common Stock · 2,370 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs vest as to 25% of the total shares on February 15, 2022 and 2.0833% monthly thereafter, with 100% of the total shares vested on February 15, 2025, subject to the reporting person's provision of service to the Issuer on each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 25% of the total shares on February 15, 2022 and 2.0833% monthly thereafter, with 100% of the total shares vested on February 15, 2025, subject to the reporting person's provision of service to the Issuer on each vesting date.

Read SEC document
November 03, 2022 Filed Nov 7, 2022 17:57 UTC
Singh PriyankaChief People Officer
Tax withholdingClass A Common Stock 1,826 $2.25 $4,108.50
Disclosure

SEC source: 0001563190-22-000171 · wf-form4_166786181407482.xml · nonDerivative · entry 2

Singh Priyanka · CIK 0001901303 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,028

F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

Read SEC document
November 03, 2022 Filed Nov 7, 2022 17:57 UTC
Singh PriyankaChief People Officer
Exercise / conversionClass A Common Stock 5,061 $0.00 $0.00
Disclosure

SEC source: 0001563190-22-000171 · wf-form4_166786181407482.xml · nonDerivative · entry 1

Singh Priyanka · CIK 0001901303 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,854

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.