COHR

SEC source: 0001222114-17-000002 · primary_doc.xml · nonDerivative · entry 1

CORASANTI JOSEPH J · CIK 0001222114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,026

F1 · shares: These shares represent a restricted stock award granted to the reporting person pursuant to the II-VI Incorporated Amended and Restated 2012 Omnibus Incentive Plan. The award will vest in three equal annual installments beginning on August 18, 2018.

SEC source: 0001191458-17-000007 · primary_doc.xml · derivative · entry 3

KRAMER FRANCIS J · CIK 0001191458 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,700

Underlying: Common Stock · 5,700 shares

Expires 2027-08-18

F3 · derivative.exercise_date: These options will vest in four equal annual installments beginning on August 18, 2018.

SEC source: 0001191458-17-000007 · primary_doc.xml · nonDerivative · entry 1

KRAMER FRANCIS J · CIK 0001191458 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 359,066

F1 · shares: These shares represent a restricted stock award granted to the reporting person pursuant to the II-VI Incorporated Amended and Restated 2012 Omnibus Incentive Plan. The award will vest in three equal annual installments beginning on August 18, 2018.

SEC source: 0001624339-17-000004 · primary_doc.xml · nonDerivative · entry 2

Wagner David G · CIK 0001624339 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,461

F2 · shares: These shares were withheld by the Company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction.

SEC source: 0001624339-17-000004 · primary_doc.xml · nonDerivative · entry 1

Wagner David G · CIK 0001624339 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,043

F1 · shares: Represents shares issued upon payout of Performance Share Awards granted in August 2014 and August 2015.

SEC source: 0001237685-17-000002 · primary_doc.xml · nonDerivative · entry 2

BARBAROSSA GIOVANNI · CIK 0001237685 · CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,860

F2 · shares: These shares were withheld by the Company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction.

SEC source: 0001237685-17-000002 · primary_doc.xml · nonDerivative · entry 1

BARBAROSSA GIOVANNI · CIK 0001237685 · CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,277

F1 · shares: Represents shares issued upon payout of Performance Share Awards granted in August 2014 and August 2015.

SEC source: 0001192758-17-000002 · primary_doc.xml · nonDerivative · entry 2

RAYMOND MARY JANE · CIK 0001192758 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,785

F2 · shares: These shares were withheld by the Company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction.

SEC source: 0001192758-17-000002 · primary_doc.xml · nonDerivative · entry 1

RAYMOND MARY JANE · CIK 0001192758 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,135

F1 · shares: Represents shares issued upon payout of Performance Share Awards granted in August 2014 and August 2015.

SEC source: 0001343837-17-000003 · primary_doc.xml · nonDerivative · entry 2

MATTERA VINCENT D JR · CIK 0001343837 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,652

F2 · shares: These shares were withheld by the Company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction.

SEC source: 0001343837-17-000003 · primary_doc.xml · nonDerivative · entry 1

MATTERA VINCENT D JR · CIK 0001343837 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,077

F1 · shares: Represents shares issued upon payout of Performance Share Awards granted in August 2014 and August 2015.

SEC source: 0001191458-17-000006 · primary_doc.xml · nonDerivative · entry 2

KRAMER FRANCIS J · CIK 0001191458 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 356,786

F3 · shares: These shares were withheld by the Company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction.

SEC source: 0001191458-17-000006 · primary_doc.xml · nonDerivative · entry 1

KRAMER FRANCIS J · CIK 0001191458 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 369,198

F1 · shares: Represents shares issued upon payout of Performance Share Awards granted in August 2014 and August 2015.

F2 · balance_after: The total amount of securities beneficially owned has been adjusted to reflect the inadvertent inclusion of 50 additional shares in the amount of securities beneficially owned by the reporting person following the transactions reported in the Form 4 for the reporting person filed on July 25, 2017.

SEC source: 0001191458-17-000005 · primary_doc.xml · nonDerivative · entry 1

KRAMER FRANCIS J · CIK 0001191458 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 329,827

F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 13, 2017.

F2 · balance_after: The total amount of securities beneficially owned has been adjusted to reflect beneficial ownership of 1,000 additional shares that were inadvertently omitted in the amount of securities beneficially owned by the reporting person following the transactions reported in the Form 4 for the reporting person filed on June 21, 2017.

SEC source: 0001624339-17-000003 · primary_doc.xml · derivative · entry 4

Wagner David G · CIK 0001624339 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,890

Underlying: Common Stock · 4,444 shares

Expires 2018-11-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These options vested in full on November 10, 2013.

SEC source: 0001624339-17-000003 · primary_doc.xml · nonDerivative · entry 2

Wagner David G · CIK 0001624339 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,840

F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 15, 2017.

SEC source: 0001624339-17-000003 · primary_doc.xml · nonDerivative · entry 1

Wagner David G · CIK 0001624339 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,284

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001624339-17-000002 · primary_doc.xml · nonDerivative · entry 1

Wagner David G · CIK 0001624339 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,840

F1 · shares: These shares were withheld by the Company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open-market transaction.

SEC source: 0001237685-17-000001 · primary_doc.xml · nonDerivative · entry 1

BARBAROSSA GIOVANNI · CIK 0001237685 · CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,011

F1 · shares: These shares were withheld by the Company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open-market transaction.

SEC source: 0001343837-17-000002 · primary_doc.xml · nonDerivative · entry 1

MATTERA VINCENT D JR · CIK 0001343837 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,115

F1 · shares: These shares were withheld by the Company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open-market transaction.

SEC source: 0001191458-17-000004 · primary_doc.xml · nonDerivative · entry 1

KRAMER FRANCIS J · CIK 0001191458 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348,827

F1 · shares: These shares were withheld by the Company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open-market transaction.

F2 · balance_after: The total amount of securities beneficially owned has been adjusted to reflect beneficial ownership of 50 additional shares that were inadvertently omitted in the Form 4s for the reporting person filed on March 1, 2017 and March 27, 2017.

SEC source: 0000820318-17-000002 · primary_doc.xml · derivative · entry 3

DICICCO WENDY F · CIK 0001225165 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Underlying: Common Stock · 2,500 shares

Expires 2018-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The grant of these options previously was reported as covering 10,000 shares at an exercise price of $30.83 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011.

F3 · shares: The grant of these options previously was reported as covering 10,000 shares at an exercise price of $30.83 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011.

F4 · derivative.exercise_date: These options vested in five equal annual installments beginning on February 9, 2009.

F3 · derivative.underlying_shares: The grant of these options previously was reported as covering 10,000 shares at an exercise price of $30.83 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011.

F3 · balance_after: The grant of these options previously was reported as covering 10,000 shares at an exercise price of $30.83 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011.

SEC source: 0000820318-17-000002 · primary_doc.xml · nonDerivative · entry 2

DICICCO WENDY F · CIK 0001225165 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,546

F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 16, 2017.

F2 · price: Represents the weighted average of multiple sale transactions ranging in price from $32.8500 to $33.5000. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.

SEC source: 0000820318-17-000002 · primary_doc.xml · nonDerivative · entry 1

DICICCO WENDY F · CIK 0001225165 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,046

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001222113-17-000003 · primary_doc.xml · derivative · entry 3

PELAEZ MARC Y E · CIK 0001222113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,120 shares

Expires 2019-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The options previously were reported as covering 8,560 shares at an exercise price of $24.15 per share but were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011.

F2 · shares: The options previously were reported as covering 8,560 shares at an exercise price of $24.15 per share but were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011.

F3 · derivative.exercise_date: The options vested in five equal annual installments beginning on August 15, 2010.

F2 · derivative.underlying_shares: The options previously were reported as covering 8,560 shares at an exercise price of $24.15 per share but were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011.

SEC source: 0001222113-17-000003 · primary_doc.xml · nonDerivative · entry 2

PELAEZ MARC Y E · CIK 0001222113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,354

F1 · price: Represents the weighted average of multiple sales transactions ranging in price from $38.8250 to $39.1153. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.

SEC source: 0001222113-17-000003 · primary_doc.xml · nonDerivative · entry 1

PELAEZ MARC Y E · CIK 0001222113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,927

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001191458-17-000003 · primary_doc.xml · nonDerivative · entry 1

KRAMER FRANCIS J · CIK 0001191458 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 359,225

SEC source: 0001517296-17-000001 · primary_doc.xml · nonDerivative · entry 1

Xia Howard H. · CIK 0001517296 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,686

F1 · price: Represents the weighted average of mulitple sale transactions ranging in price from $36.9250 to $36.9220. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.

SEC source: 0001192758-17-000001 · primary_doc.xml · nonDerivative · entry 1

RAYMOND MARY JANE · CIK 0001192758 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,523

F1 · shares: These shares were withheld by the Company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open-market transaction.

SEC source: 0001222114-17-000001 · primary_doc.xml · nonDerivative · entry 1

CORASANTI JOSEPH J · CIK 0001222114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,746

F1 · price: Represents the weighted average of multiple purchase transactions ranging in price from $33.5000 to $33.4250. The reporting person agrees to provide full information regarding the number of shares purchased at each separate price upon request by the SEC staff, the Company or a security holder of the Company.

SEC source: 0001699660-17-000004 · primary_doc.xml · derivative · entry 3

Schwendinger Jo Anne · CIK 0001699660 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,280

Underlying: Common Stock · 17,280 shares

Expires 2027-03-06

F3 · derivative.exercise_date: These options vest in four equal annual installments beginning on March 6, 2018.

SEC source: 0001699660-17-000004 · primary_doc.xml · nonDerivative · entry 1

Schwendinger Jo Anne · CIK 0001699660 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,912

F1 · shares: Restricted stock award granted to reporting person under the Issuer's Second Amended and Restated 2012 Omnibus Incentive Plan. The award will vest in three equal annual installments beginning on March 6, 2018.

SEC source: 0001191458-18-000002 · primary_doc.xml · nonDerivative · entry 1

KRAMER FRANCIS J · CIK 0001191458 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 365,108

F1 · shares: These shares were withheld by the Company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction.

F2 · balance_after: The total number of securities beneficially owned has been adjusted to reflect beneficial ownership of 47 fewer shares that previously were inadvertently included in the amount of securities beneficially owned by the reporting person in prior reports.

SEC source: 0001222113-17-000002 · primary_doc.xml · nonDerivative · entry 1

PELAEZ MARC Y E · CIK 0001222113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,807

F1 · price: Represents the weighted average of multiple sales transactions ranging in price from $36.6000 to $36.6222. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.

SEC source: 0001191458-17-000002 · primary_doc.xml · nonDerivative · entry 2

KRAMER FRANCIS J · CIK 0001191458 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 389,225

F1 · shares: Represents shares sold upon pay-out of the stock portion of the reporting person's deferred compensation account in order to facilitate the payment of the reporting person's associated tax obligations. The shares comprising the stock portion of the reporting person's deferred compensation account previously were reported in Table I and thereafter were reflected in the reporting person's aggregate beneficial ownership in Table I.

F3 · price: Represents the weighted average of multiple sales transactions ranging in price from $36.3500 to $37.3499. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.

SEC source: 0001191458-17-000002 · primary_doc.xml · nonDerivative · entry 1

KRAMER FRANCIS J · CIK 0001191458 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 390,108

F1 · shares: Represents shares sold upon pay-out of the stock portion of the reporting person's deferred compensation account in order to facilitate the payment of the reporting person's associated tax obligations. The shares comprising the stock portion of the reporting person's deferred compensation account previously were reported in Table I and thereafter were reflected in the reporting person's aggregate beneficial ownership in Table I.

F2 · price: Represents the weighted average of multiple sales transactions ranging in price from $35.3000 to $36.2999. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.

SEC source: 0001222113-17-000001 · primary_doc.xml · derivative · entry 5

PELAEZ MARC Y E · CIK 0001222113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,000 shares

Expires 2019-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The options previously were reported as covering 11,500 shares at an exercise price of $20.08 per share but were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011.

F4 · shares: The options previously were reported as covering 11,500 shares at an exercise price of $20.08 per share but were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011.

F5 · derivative.exercise_date: The options vested in five equal annual installments beginning on February 7, 2010.

F4 · derivative.underlying_shares: The options previously were reported as covering 11,500 shares at an exercise price of $20.08 per share but were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011.

SEC source: 0001222113-17-000001 · primary_doc.xml · derivative · entry 4

PELAEZ MARC Y E · CIK 0001222113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2018-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The options previously were reported as covering 10,000 shares at an exercise price of $30.83 per share but were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011.

F2 · shares: The options previously were reported as covering 10,000 shares at an exercise price of $30.83 per share but were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011.

F3 · derivative.exercise_date: The options vested in five equal annual installments beginning on February 9, 2009.

F2 · derivative.underlying_shares: The options previously were reported as covering 10,000 shares at an exercise price of $30.83 per share but were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011.

SEC source: 0001222113-17-000001 · primary_doc.xml · nonDerivative · entry 3

PELAEZ MARC Y E · CIK 0001222113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,412

F1 · price: Represents the weighted average of multiple sales transactions ranging in price from $39.05 to $39.11. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.

SEC source: 0001222113-17-000001 · primary_doc.xml · nonDerivative · entry 2

PELAEZ MARC Y E · CIK 0001222113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,245

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001222113-17-000001 · primary_doc.xml · nonDerivative · entry 1

PELAEZ MARC Y E · CIK 0001222113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,245

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001343837-17-000001 · primary_doc.xml · derivative · entry 3

MATTERA VINCENT D JR · CIK 0001343837 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,000 shares

Expires 2017-08-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The options previously were reported as covering 3,500 shares at an exercise price of $27.77 per share but were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011.

F2 · shares: The options previously were reported as covering 3,500 shares at an exercise price of $27.77 per share but were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011.

F3 · derivative.exercise_date: The options vested in five equal annual installments beginning on August 11, 2008.

F2 · derivative.underlying_shares: The options previously were reported as covering 3,500 shares at an exercise price of $27.77 per share but were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011.

SEC source: 0001343837-17-000001 · primary_doc.xml · nonDerivative · entry 2

MATTERA VINCENT D JR · CIK 0001343837 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,986

F1 · price: Represents the weighted average of multiple sales transactions ranging in price from $39.05 to $39.10. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.

SEC source: 0001343837-17-000001 · primary_doc.xml · nonDerivative · entry 1

MATTERA VINCENT D JR · CIK 0001343837 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,986

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001624339-17-000001 · primary_doc.xml · derivative · entry 4

Wagner David G · CIK 0001624339 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,334

Underlying: Common Stock · 6,666 shares

Expires 2018-11-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vested in full on November 10, 2013.

SEC source: 0001624339-17-000001 · primary_doc.xml · nonDerivative · entry 2

Wagner David G · CIK 0001624339 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,669

F1 · price: Represents the weighted average of multiple sales transactions ranging in price from $36.5414 to $36.5750. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.

SEC source: 0001624339-17-000001 · primary_doc.xml · nonDerivative · entry 1

Wagner David G · CIK 0001624339 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,335

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001191458-17-000001 · primary_doc.xml · nonDerivative · entry 3

KRAMER FRANCIS J · CIK 0001191458 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 439,225

SEC source: 0001191458-17-000001 · primary_doc.xml · derivative · entry 5

KRAMER FRANCIS J · CIK 0001191458 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 35,200 shares

Expires 2017-08-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The options previously were reported as covering 17,600 shares at an exercise price of $27.77 per share but were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011.

F3 · shares: The options previously were reported as covering 17,600 shares at an exercise price of $27.77 per share but were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011.

F4 · derivative.exercise_date: The options vested in five equal annual installments beginning on August 11, 2008.

F3 · derivative.underlying_shares: The options previously were reported as covering 17,600 shares at an exercise price of $27.77 per share but were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011.