Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| COHERENT CORP.COHR · Entity 1179 | Director | November 15, 2022 | November 16, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
COHERENT CORP.
Report date November 15, 2022 · Filed November 16, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 272,685 |
Ending reported balance
After 2022-11-15 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-11-15 · Exercise / conversion · Acquired 2,936 · Balance 275,621 Row 2 · 2022-11-15 · Sale · Disposed 2,936 · Balance 272,685 F1: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 15, 2022. |
| Stock Options (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $19.37 · Expires 2023-08-17 | Direct | 65,324 |
Reported balance
After 2022-11-15 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2022-11-15 · Exercise / conversion · Disposed 2,936 · Balance 65,324 |
| Common StockSEC Table I · non-derivative | IndirectBy GRAT | 35,000 |
Reported balance
Holding disclosure · report date 2022-11-15 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 35,000 F2: The reporting person disclaims beneficial ownership of these securities, other than to the extent of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectBy Spousal Limited Access Trust | 285,401 |
Reported balance
Holding disclosure · report date 2022-11-15 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 285,401 F2: The reporting person disclaims beneficial ownership of these securities, other than to the extent of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 15, 2022.
F2: The reporting person disclaims beneficial ownership of these securities, other than to the extent of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 15, 2022 Filed Nov 16, 2022 18:05 UTC | COHERENT CORP. COHR · Entity 1179 | Exercise / conversionStock Options (Right to buy) · Derivative | 2,936 | $0.00 Strike: $19.37 | $0.00 |
DisclosureSEC source: 0001562180-22-007701 · primarydocument.xml · derivative · entry 5 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,324 Underlying: Common Stock · 2,936 shares Expires 2023-08-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2022 Filed Nov 16, 2022 18:05 UTC | COHERENT CORP. COHR · Entity 1179 | SaleCommon Stock | 2,936 | $40.00 | $117,440.00 |
DisclosureSEC source: 0001562180-22-007701 · primarydocument.xml · nonDerivative · entry 2 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 272,685 F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 15, 2022. Read SEC document |
| November 15, 2022 Filed Nov 16, 2022 18:05 UTC | COHERENT CORP. COHR · Entity 1179 | Exercise / conversionCommon Stock | 2,936 | $19.37 | $56,870.32 |
DisclosureSEC source: 0001562180-22-007701 · primarydocument.xml · nonDerivative · entry 1 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,621 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 28, 2022 Filed Aug 30, 2022 18:34 UTC | COHERENT CORP. IIVI · Entity 1179 | GrantCommon Stock | 3,855 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-006359 · primarydocument.xml · nonDerivative · entry 1 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 272,685 F1 · shares: These shares represent a restricted stock unit award granted to the reporting person. The award will vest on August 28, 2023. Read SEC document |
| March 29, 2022 Filed Mar 30, 2022 22:47 UTC | COHERENT CORP. IIVI · Entity 1179 | Exercise / conversionStock Options (Right to buy) · Derivative | 22,610 | $0.00 Strike: $19.37 | $0.00 |
DisclosureSEC source: 0001562180-22-003014 · primarydocument.xml · derivative · entry 5 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,260 Underlying: Common Stock · 22,610 shares Expires 2023-08-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 29, 2022 Filed Mar 30, 2022 22:47 UTC | COHERENT CORP. IIVI · Entity 1179 | SaleCommon Stock | 22,610 | $75.00 | $1,695,799.74 |
DisclosureSEC source: 0001562180-22-003014 · primarydocument.xml · nonDerivative · entry 2 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,830 F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 11, 2021. F2 · price: Represents the weighted average of multiple sale transactions ranging in price from $75.00 to $75.05. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company. Read SEC document |
| March 29, 2022 Filed Mar 30, 2022 22:47 UTC | COHERENT CORP. IIVI · Entity 1179 | Exercise / conversionCommon Stock | 22,610 | $19.37 | $437,955.70 |
DisclosureSEC source: 0001562180-22-003014 · primarydocument.xml · nonDerivative · entry 1 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 291,440 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 28, 2021 Filed Sep 7, 2021 20:24 UTC | COHERENT CORP. IIVI · Entity 1179 | GrantCommon Stock | 3,144 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-005853 · primarydocument.xml · nonDerivative · entry 2 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,830 F3 · shares: These shares represent a restricted stock unit award granted to the reporting person. The award will vest in three equal annual installments beginning on August 28, 2022. Read SEC document |
| March 01, 2021 Filed Sep 7, 2021 20:24 UTC | COHERENT CORP. IIVI · Entity 1179 | Tax withholdingCommon Stock | 4,209 | $86.81 | $365,383.29 |
DisclosureSEC source: 0001562180-21-005853 · primarydocument.xml · nonDerivative · entry 1 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,686 F1 · shares: These shares were withheld by the company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction. F2 · balance_after: Includes 3,501 shares previously reported as being beneficially owned indirectly by the reporting person but which have been distributed to the reporting person by a GRAT. Read SEC document |
| December 15, 2020 Filed Dec 16, 2020 01:47 UTC | COHERENT CORP. IIVI · Entity 1179 | Exercise / conversionOption (Right to buy) · Derivative | 8,231 | $0.00 Strike: $18.93 | $0.00 |
DisclosureSEC source: 0001562180-20-007297 · primarydocument.xml · derivative · entry 8 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,231 shares Expires 2022-08-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The options fully vested on August 18, 2017. Read SEC document |
| December 15, 2020 Filed Dec 16, 2020 01:47 UTC | COHERENT CORP. IIVI · Entity 1179 | SaleCommon Stock | 8,231 | $72.60 | $597,530.27 |
DisclosureSEC source: 0001562180-20-007297 · primarydocument.xml · nonDerivative · entry 4 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266,844 F2 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2020. F4 · price: Represents the weighted average of multiple sale transactions ranging in price from $72.50 to $72.82. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company. F1 · balance_after: Includes 4,449 shares previously reported as being beneficially owned indirectly by the reporting person but which have been distributed to the reporting person by a GRAT. Read SEC document |
| December 15, 2020 Filed Dec 16, 2020 01:47 UTC | COHERENT CORP. IIVI · Entity 1179 | Exercise / conversionCommon Stock | 8,231 | $18.93 | $155,812.83 |
DisclosureSEC source: 0001562180-20-007297 · primarydocument.xml · nonDerivative · entry 3 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,075 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 4,449 shares previously reported as being beneficially owned indirectly by the reporting person but which have been distributed to the reporting person by a GRAT. Read SEC document |
| December 14, 2020 Filed Dec 16, 2020 01:47 UTC | COHERENT CORP. IIVI · Entity 1179 | Exercise / conversionOption (Right to buy) · Derivative | 15,449 | $0.00 Strike: $18.93 | $0.00 |
DisclosureSEC source: 0001562180-20-007297 · primarydocument.xml · derivative · entry 7 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,231 Underlying: Common Stock · 15,449 shares Expires 2022-08-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The options fully vested on August 18, 2017. Read SEC document |
| December 14, 2020 Filed Dec 16, 2020 01:47 UTC | COHERENT CORP. IIVI · Entity 1179 | SaleCommon Stock | 15,449 | $72.59 | $1,121,381.11 |
DisclosureSEC source: 0001562180-20-007297 · primarydocument.xml · nonDerivative · entry 2 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266,844 F2 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2020. F3 · price: Represents the weighted average of multiple sale transactions ranging in price from $72.50 to $72.84. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company. F1 · balance_after: Includes 4,449 shares previously reported as being beneficially owned indirectly by the reporting person but which have been distributed to the reporting person by a GRAT. Read SEC document |
| December 14, 2020 Filed Dec 16, 2020 01:47 UTC | COHERENT CORP. IIVI · Entity 1179 | Exercise / conversionCommon Stock | 15,449 | $18.93 | $292,449.57 |
DisclosureSEC source: 0001562180-20-007297 · primarydocument.xml · nonDerivative · entry 1 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 282,293 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 4,449 shares previously reported as being beneficially owned indirectly by the reporting person but which have been distributed to the reporting person by a GRAT. Read SEC document |
| December 10, 2020 Filed Dec 11, 2020 16:18 UTC | COHERENT CORP. IIVI · Entity 1179 | Exercise / conversionOption (Right to buy) · Derivative | 60,000 | $0.00 Strike: $18.93 | $0.00 |
DisclosureSEC source: 0001562180-20-007203 · primarydocument.xml · derivative · entry 7 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,680 Underlying: Common Stock · 60,000 shares Expires 2022-08-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The options fully vested on August 18, 2017. Read SEC document |
| December 10, 2020 Filed Dec 11, 2020 16:18 UTC | COHERENT CORP. IIVI · Entity 1179 | SaleCommon Stock | 10,396 | $71.07 | $738,846.84 |
DisclosureSEC source: 0001562180-20-007203 · primarydocument.xml · nonDerivative · entry 4 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262,395 F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2020. F4 · price: Represents the weighted average of multiple sale transactions ranging in price from $70.79 to $71.47. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company. Read SEC document |
| December 10, 2020 Filed Dec 11, 2020 16:18 UTC | COHERENT CORP. IIVI · Entity 1179 | SaleCommon Stock | 26,083 | $70.18 | $1,830,517.98 |
DisclosureSEC source: 0001562180-20-007203 · primarydocument.xml · nonDerivative · entry 3 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 272,791 F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2020. F3 · price: Represents the weighted average of multiple sale transactions ranging in price from $69.74 to $70.67. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company. Read SEC document |
| December 10, 2020 Filed Dec 11, 2020 16:18 UTC | COHERENT CORP. IIVI · Entity 1179 | SaleCommon Stock | 23,521 | $68.98 | $1,622,363.33 |
DisclosureSEC source: 0001562180-20-007203 · primarydocument.xml · nonDerivative · entry 2 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298,874 F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2020. F2 · price: Represents the weighted average of multiple sale transactions ranging in price from $68.69 to $69.67. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company. Read SEC document |
| December 10, 2020 Filed Dec 11, 2020 16:18 UTC | COHERENT CORP. IIVI · Entity 1179 | Exercise / conversionCommon Stock | 60,000 | $18.93 | $1,135,800.00 |
DisclosureSEC source: 0001562180-20-007203 · primarydocument.xml · nonDerivative · entry 1 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 322,395 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 05, 2020 Filed Nov 6, 2020 23:17 UTC | COHERENT CORP. IIVI · Entity 1179 | Exercise / conversionOption (Right to buy) · Derivative | 14,570 | $0.00 Strike: $17.53 | $0.00 |
DisclosureSEC source: 0001562180-20-006585 · primarydocument.xml · derivative · entry 5 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,570 shares Expires 2021-08-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 05, 2020 Filed Nov 6, 2020 23:17 UTC | COHERENT CORP. IIVI · Entity 1179 | SaleCommon Stock | 14,570 | $55.10 | $802,761.83 |
DisclosureSEC source: 0001562180-20-006585 · primarydocument.xml · nonDerivative · entry 2 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262,395 F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2020. F2 · price: Represents the weighted average of multiple sale transactions ranging in price from $55.00 to $55.27. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company. Read SEC document |
| November 05, 2020 Filed Nov 6, 2020 23:17 UTC | COHERENT CORP. IIVI · Entity 1179 | Exercise / conversionCommon Stock | 14,570 | $17.53 | $255,412.10 |
DisclosureSEC source: 0001562180-20-006585 · primarydocument.xml · nonDerivative · entry 1 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,965 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 18:42 UTC | COHERENT CORP. IIVI · Entity 1179 | GrantCommon Stock | 3,838 | $0.00 | $0.00 |
DisclosureSEC source: 0001191458-20-000002 · primary_doc.xml · nonDerivative · entry 1 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262,395 F1 · shares: These shares represent a restricted stock unit award granted to the reporting person. The award will vest in three equal annual installments beginning on August 28, 2021. F2 · balance_after: Includes 20,008 shares inadvertently omitted previously in the amount of securities beneficially owned by the reporting person. Read SEC document |
| August 05, 2020 Filed Aug 7, 2020 23:36 UTC | COHERENT CORP. IIVI · Entity 1179 | Exercise / conversionOption (Right to buy) · Derivative | 14,500 | $0.00 Strike: $17.53 | $0.00 |
DisclosureSEC source: 0001562180-20-005359 · primarydocument.xml · derivative · entry 5 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,570 Underlying: Common Stock · 14,500 shares Expires 2021-08-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 05, 2020 Filed Aug 7, 2020 23:36 UTC | COHERENT CORP. IIVI · Entity 1179 | SaleCommon Stock | 14,500 | $52.53 | $761,653.10 |
DisclosureSEC source: 0001562180-20-005359 · primarydocument.xml · nonDerivative · entry 2 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,549 F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2020. F2 · price: Represents the weighted average of multiple sale transactions ranging in price from $52.50 to $52.64. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company. Read SEC document |
| August 05, 2020 Filed Aug 7, 2020 23:36 UTC | COHERENT CORP. IIVI · Entity 1179 | Exercise / conversionCommon Stock | 14,500 | $17.53 | $254,185.00 |
DisclosureSEC source: 0001562180-20-005359 · primarydocument.xml · nonDerivative · entry 1 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 253,049 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 18, 2020 Filed Jun 22, 2020 16:34 UTC | COHERENT CORP. IIVI · Entity 1179 | Exercise / conversionOption (Right to buy) · Derivative | 14,500 | $0.00 Strike: $17.53 | $0.00 |
DisclosureSEC source: 0001562180-20-004613 · primarydocument.xml · derivative · entry 5 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,070 Underlying: Common Stock · 14,500 shares Expires 2021-08-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 18, 2020 Filed Jun 22, 2020 16:34 UTC | COHERENT CORP. IIVI · Entity 1179 | SaleCommon Stock | 14,500 | $50.04 | $725,651.05 |
DisclosureSEC source: 0001562180-20-004613 · primarydocument.xml · nonDerivative · entry 2 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,549 F2 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2020. F3 · price: Represents the weighted average of multiple sale transactions ranging in price from $50.00 to $50.19. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company. F1 · balance_after: Includes, 50,000 shares previously reported as being beneficially owned indirectly by the reporting person but which have been distributed to the reporting person by a GRAT. Read SEC document |
| June 18, 2020 Filed Jun 22, 2020 16:34 UTC | COHERENT CORP. IIVI · Entity 1179 | Exercise / conversionCommon Stock | 14,500 | $17.53 | $254,185.00 |
DisclosureSEC source: 0001562180-20-004613 · primarydocument.xml · nonDerivative · entry 1 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 253,049 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes, 50,000 shares previously reported as being beneficially owned indirectly by the reporting person but which have been distributed to the reporting person by a GRAT. Read SEC document |
| June 15, 2020 Filed Jun 16, 2020 18:03 UTC | COHERENT CORP. IIVI · Entity 1179 | Exercise / conversionOption (Right to buy) · Derivative | 14,500 | $0.00 Strike: $17.53 | $0.00 |
DisclosureSEC source: 0001562180-20-004498 · primarydocument.xml · derivative · entry 5 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,570 Underlying: Common Stock · 14,500 shares Expires 2021-08-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 15, 2020 Filed Jun 16, 2020 18:03 UTC | COHERENT CORP. IIVI · Entity 1179 | SaleCommon Stock | 14,500 | $47.63 | $690,621.95 |
DisclosureSEC source: 0001562180-20-004498 · primarydocument.xml · nonDerivative · entry 2 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,549 F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2020. F2 · price: Represents the weighted average of multiple sale transactions ranging in price from $47.50 to $47.98. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company. Read SEC document |
| June 15, 2020 Filed Jun 16, 2020 18:03 UTC | COHERENT CORP. IIVI · Entity 1179 | Exercise / conversionCommon Stock | 14,500 | $17.53 | $254,185.00 |
DisclosureSEC source: 0001562180-20-004498 · primarydocument.xml · nonDerivative · entry 1 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,049 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 13, 2020 Filed May 15, 2020 01:32 UTC | COHERENT CORP. IIVI · Entity 1179 | Exercise / conversionOption (Right to buy) · Derivative | 50,000 | $0.00 Strike: $17.53 | $0.00 |
DisclosureSEC source: 0001562180-20-003640 · primarydocument.xml · derivative · entry 6 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,070 Underlying: Common Stock · 50,000 shares Expires 2021-08-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 13, 2020 Filed May 15, 2020 01:32 UTC | COHERENT CORP. IIVI · Entity 1179 | SaleCommon Stock | 2,735 | $45.17 | $123,550.89 |
DisclosureSEC source: 0001562180-20-003640 · primarydocument.xml · nonDerivative · entry 3 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,549 F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2020. F3 · price: Represents the weighted average of multiple sale transactions ranging in price from $45.15 to $45.195. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company. Read SEC document |
| May 13, 2020 Filed May 15, 2020 01:32 UTC | COHERENT CORP. IIVI · Entity 1179 | SaleCommon Stock | 47,265 | $44.82 | $2,118,440.93 |
DisclosureSEC source: 0001562180-20-003640 · primarydocument.xml · nonDerivative · entry 2 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,284 F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2020. F2 · price: Represents the weighted average of multiple sale transactions ranging in price from $44.15 to $45.13. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company. Read SEC document |
| May 13, 2020 Filed May 15, 2020 01:32 UTC | COHERENT CORP. IIVI · Entity 1179 | Exercise / conversionCommon Stock | 50,000 | $17.53 | $876,500.00 |
DisclosureSEC source: 0001562180-20-003640 · primarydocument.xml · nonDerivative · entry 1 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,549 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 12, 2020 Filed May 12, 2020 20:32 UTC | COHERENT CORP. IIVI · Entity 1179 | Exercise / conversionOption (Right to buy) · Derivative | 21,380 | $0.00 Strike: $16.86 | $0.00 |
DisclosureSEC source: 0001562180-20-003532 · primarydocument.xml · derivative · entry 8 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 21,380 shares Expires 2020-08-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: The grant of these options previously was reported as covering 30,690 shares at an exercise price of $33.71 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011. F7 · shares: The grant of these options previously was reported as covering 30,690 shares at an exercise price of $33.71 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011. F8 · derivative.exercise_date: The options fully vested August 21, 2013. F7 · balance_after: The grant of these options previously was reported as covering 30,690 shares at an exercise price of $33.71 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011. Read SEC document |
| May 12, 2020 Filed May 12, 2020 20:32 UTC | COHERENT CORP. IIVI · Entity 1179 | SaleCommon Stock | 200 | $48.05 | $9,609.00 |
DisclosureSEC source: 0001562180-20-003532 · primarydocument.xml · nonDerivative · entry 5 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,549 F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2020. F5 · price: Represents the weighted average of multiple sale transactions ranging in price from $48.04 to $48.05. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company. Read SEC document |
| May 12, 2020 Filed May 12, 2020 20:32 UTC | COHERENT CORP. IIVI · Entity 1179 | SaleCommon Stock | 1,800 | $47.08 | $84,740.04 |
DisclosureSEC source: 0001562180-20-003532 · primarydocument.xml · nonDerivative · entry 4 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,749 F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2020. F4 · price: Represents the weighted average of multiple sale transactions ranging in price from $46.88 to $47.72. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company. Read SEC document |
| May 12, 2020 Filed May 12, 2020 20:32 UTC | COHERENT CORP. IIVI · Entity 1179 | SaleCommon Stock | 12,181 | $46.46 | $565,902.46 |
DisclosureSEC source: 0001562180-20-003532 · primarydocument.xml · nonDerivative · entry 3 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,549 F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2020. F3 · price: Represents the weighted average of multiple sale transactions ranging in price from $45.87 to $46.85. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company. Read SEC document |
| May 12, 2020 Filed May 12, 2020 20:32 UTC | COHERENT CORP. IIVI · Entity 1179 | SaleCommon Stock | 7,199 | $45.43 | $327,071.45 |
DisclosureSEC source: 0001562180-20-003532 · primarydocument.xml · nonDerivative · entry 2 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,730 F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2020. F2 · price: Represents the weighted average of multiple sale transactions ranging in price from $44.87 to $45.80. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company. Read SEC document |
| May 12, 2020 Filed May 12, 2020 20:32 UTC | COHERENT CORP. IIVI · Entity 1179 | Exercise / conversionCommon Stock | 21,380 | $16.86 | $360,359.90 |
DisclosureSEC source: 0001562180-20-003532 · primarydocument.xml · nonDerivative · entry 1 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,929 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 29, 2020 Filed May 1, 2020 00:21 UTC | COHERENT CORP. IIVI · Entity 1179 | Exercise / conversionOption (Right to buy) · Derivative | 20,000 | $0.00 Strike: $16.86 | $0.00 |
DisclosureSEC source: 0001562180-20-003234 · primarydocument.xml · derivative · entry 5 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,380 Underlying: Common Stock · 20,000 shares Expires 2020-08-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The grant of these options previously was reported as covering 30,690 shares at an exercise price of $33.71 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011. F4 · shares: The grant of these options previously was reported as covering 30,690 shares at an exercise price of $33.71 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011. F5 · derivative.exercise_date: The options fully vested August 21, 2013. F4 · balance_after: The grant of these options previously was reported as covering 30,690 shares at an exercise price of $33.71 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011. Read SEC document |
| April 29, 2020 Filed May 1, 2020 00:21 UTC | COHERENT CORP. IIVI · Entity 1179 | SaleCommon Stock | 20,000 | $35.00 | $700,000.00 |
DisclosureSEC source: 0001562180-20-003234 · primarydocument.xml · nonDerivative · entry 2 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,549 F2 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2020. Read SEC document |
| April 29, 2020 Filed May 1, 2020 00:21 UTC | COHERENT CORP. IIVI · Entity 1179 | Exercise / conversionCommon Stock | 20,000 | $16.86 | $337,100.00 |
DisclosureSEC source: 0001562180-20-003234 · primarydocument.xml · nonDerivative · entry 1 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,549 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 44,657 shares previously reported as being beneficially owned indirectly by the reporting person but which have been distributed to the reporting person by a GRAT. Read SEC document |
| April 28, 2020 Filed Apr 29, 2020 01:35 UTC | COHERENT CORP. IIVI · Entity 1179 | Exercise / conversionOption (Right to buy) · Derivative | 20,000 | $0.00 Strike: $16.86 | $0.00 |
DisclosureSEC source: 0001562180-20-003199 · primarydocument.xml · derivative · entry 5 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,380 Underlying: Common Stock · 20,000 shares Expires 2020-08-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The grant of these options previously was reported as covering 30,690 shares at an exercise price of $33.71 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011. F4 · shares: The grant of these options previously was reported as covering 30,690 shares at an exercise price of $33.71 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011. F5 · derivative.exercise_date: The options fully vested August 21, 2013. F4 · balance_after: The grant of these options previously was reported as covering 30,690 shares at an exercise price of $33.71 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011. Read SEC document |
| April 28, 2020 Filed Apr 29, 2020 01:35 UTC | COHERENT CORP. IIVI · Entity 1179 | SaleCommon Stock | 20,000 | $33.05 | $660,912.00 |
DisclosureSEC source: 0001562180-20-003199 · primarydocument.xml · nonDerivative · entry 2 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,892 F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2020. F2 · price: Represents the weighted average of multiple sale transactions ranging in price from $33.00 to $33.21. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company. Read SEC document |
| April 28, 2020 Filed Apr 29, 2020 01:35 UTC | COHERENT CORP. IIVI · Entity 1179 | Exercise / conversionCommon Stock | 20,000 | $16.86 | $337,100.00 |
DisclosureSEC source: 0001562180-20-003199 · primarydocument.xml · nonDerivative · entry 1 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,892 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 28, 2019 Filed Aug 30, 2019 22:07 UTC | COHERENT CORP. IIVI · Entity 1179 | GrantOption (Right to Buy) · Derivative | 5,812 | $0.00 Strike: $36.56 | $0.00 |
DisclosureSEC source: 0001562180-19-004548 · primarydocument.xml · derivative · entry 4 KRAMER FRANCIS J · CIK 0001191458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,812 Underlying: Common Stock · 5,812 shares Expires 2029-08-28 F3 · derivative.exercise_date: These options will vest in four equal annual installments beginning on August 28, 2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.