Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| COHERENT CORP.IIVI · Entity 1179 | VP, Human Resources | February 28, 2019 | March 04, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
COHERENT CORP.
Report date February 28, 2019 · Filed March 04, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 58,417 |
Ending reported balance
After 2019-03-01 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2019-02-28 · Exercise / conversion · Acquired 9,900 · Balance 68,317 Row 2 · 2019-02-28 · Sale · Disposed 9,900 · Balance 58,417 F1: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 9, 2019. F2: Represents the weighted average of multiple sale transactions ranging in price from $41.4700 to $42.0000. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company. Row 3 · 2019-03-01 · Exercise / conversion · Acquired 1,420 · Balance 59,837 Row 4 · 2019-03-01 · Exercise / conversion · Acquired 1,880 · Balance 61,717 Row 5 · 2019-03-01 · Sale · Disposed 3,300 · Balance 58,417 F1: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 9, 2019. |
| Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $19.37 · Expires 2022-08-18 | Direct | 1,420 |
Reported balance
After 2019-02-28 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2019-02-28 · Exercise / conversion · Disposed 9,900 · Balance 1,420 F4: The options vested in five equal annual installments beginning on August 17, 2014. |
| Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $19.37 · Expires 2022-08-18 | Direct | 0 |
Reported balance
After 2019-03-01 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2019-03-01 · Exercise / conversion · Disposed 1,420 · Balance 0 F4: The options vested in five equal annual installments beginning on August 17, 2014. |
| Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $21.67 · Expires 2026-08-20 | Direct | 11,500 |
Reported balance
After 2019-03-01 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2019-03-01 · Exercise / conversion · Disposed 1,880 · Balance 11,500 F5: The options vest in four equal annual installments beginning on August 20, 2017. |
| Common StockSEC Table I · non-derivative | IndirectBy Father | 500 |
Reported balance
Holding disclosure · report date 2019-02-28 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 500 F3: The reporting person disclaims beneficial ownership of these securities, other than to the extent of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 9, 2019.
F2: Represents the weighted average of multiple sale transactions ranging in price from $41.4700 to $42.0000. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
F3: The reporting person disclaims beneficial ownership of these securities, other than to the extent of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
F4: The options vested in five equal annual installments beginning on August 17, 2014.
F5: The options vest in four equal annual installments beginning on August 20, 2017.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2019 Filed Mar 4, 2019 21:40 UTC | COHERENT CORP. IIVI · Entity 1179 | Exercise / conversionOption (Right to Buy) · Derivative | 1,880 | $0.00 Strike: $21.67 | $0.00 |
DisclosureSEC source: 0001562180-19-001588 · primarydocument.xml · derivative · entry 9 Wagner David G · CIK 0001624339 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,500 Underlying: Common Stock · 1,880 shares Expires 2026-08-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The options vest in four equal annual installments beginning on August 20, 2017. Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 21:40 UTC | COHERENT CORP. IIVI · Entity 1179 | Exercise / conversionOption (Right to Buy) · Derivative | 1,420 | $0.00 Strike: $19.37 | $0.00 |
DisclosureSEC source: 0001562180-19-001588 · primarydocument.xml · derivative · entry 8 Wagner David G · CIK 0001624339 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,420 shares Expires 2022-08-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options vested in five equal annual installments beginning on August 17, 2014. Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 21:40 UTC | COHERENT CORP. IIVI · Entity 1179 | SaleCommon Stock | 3,300 | $43.00 | $141,900.00 |
DisclosureSEC source: 0001562180-19-001588 · primarydocument.xml · nonDerivative · entry 5 Wagner David G · CIK 0001624339 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,417 F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 9, 2019. Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 21:40 UTC | COHERENT CORP. IIVI · Entity 1179 | Exercise / conversionCommon Stock | 1,880 | $21.67 | $40,739.60 |
DisclosureSEC source: 0001562180-19-001588 · primarydocument.xml · nonDerivative · entry 4 Wagner David G · CIK 0001624339 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,717 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 21:40 UTC | COHERENT CORP. IIVI · Entity 1179 | Exercise / conversionCommon Stock | 1,420 | $19.37 | $27,505.40 |
DisclosureSEC source: 0001562180-19-001588 · primarydocument.xml · nonDerivative · entry 3 Wagner David G · CIK 0001624339 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,837 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:40 UTC | COHERENT CORP. IIVI · Entity 1179 | Exercise / conversionOption (Right to Buy) · Derivative | 9,900 | $0.00 Strike: $19.37 | $0.00 |
DisclosureSEC source: 0001562180-19-001588 · primarydocument.xml · derivative · entry 7 Wagner David G · CIK 0001624339 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,420 Underlying: Common Stock · 9,900 shares Expires 2022-08-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options vested in five equal annual installments beginning on August 17, 2014. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:40 UTC | COHERENT CORP. IIVI · Entity 1179 | SaleCommon Stock | 9,900 | $41.85 | $414,315.00 |
DisclosureSEC source: 0001562180-19-001588 · primarydocument.xml · nonDerivative · entry 2 Wagner David G · CIK 0001624339 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,417 F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 9, 2019. F2 · price: Represents the weighted average of multiple sale transactions ranging in price from $41.4700 to $42.0000. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:40 UTC | COHERENT CORP. IIVI · Entity 1179 | Exercise / conversionCommon Stock | 9,900 | $19.37 | $191,763.00 |
DisclosureSEC source: 0001562180-19-001588 · primarydocument.xml · nonDerivative · entry 1 Wagner David G · CIK 0001624339 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,317 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 17, 2019 Filed Jan 22, 2019 16:13 UTC | COHERENT CORP. IIVI · Entity 1179 | Exercise / conversionOption (Right to Buy) · Derivative | 2,317 | $0.00 Strike: $18.93 | $0.00 |
DisclosureSEC source: 0001562180-19-000377 · primarydocument.xml · derivative · entry 4 Wagner David G · CIK 0001624339 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,317 shares Expires 2022-08-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options vested in five equal annual installments beginning on August 18, 2013. Read SEC document |
| January 17, 2019 Filed Jan 22, 2019 16:13 UTC | COHERENT CORP. IIVI · Entity 1179 | SaleCommon Stock | 2,317 | $33.23 | $77,001.32 |
DisclosureSEC source: 0001562180-19-000377 · primarydocument.xml · nonDerivative · entry 2 Wagner David G · CIK 0001624339 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,417 F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 9, 2018. F2 · price: Represents the weighted average of multiple sale transactions ranging in price from $32.8400 to $33.5100. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company. Read SEC document |
| January 17, 2019 Filed Jan 22, 2019 16:13 UTC | COHERENT CORP. IIVI · Entity 1179 | Exercise / conversionCommon Stock | 2,317 | $18.93 | $43,860.81 |
DisclosureSEC source: 0001562180-19-000377 · primarydocument.xml · nonDerivative · entry 1 Wagner David G · CIK 0001624339 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,734 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 20, 2018 Filed Nov 23, 2018 14:11 UTC | COHERENT CORP. IIVI · Entity 1179 | Tax withholdingCommon Stock | 1,961 | $34.49 | $67,634.89 |
DisclosureSEC source: 0001562180-18-004648 · primarydocument.xml · nonDerivative · entry 1 Wagner David G · CIK 0001624339 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,417 F1 · shares: These shares were withheld by the Company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction. Read SEC document |
| September 25, 2018 Filed Sep 27, 2018 13:21 UTC | COHERENT CORP. IIVI · Entity 1179 | Exercise / conversionOption (Right to Buy) · Derivative | 4,833 | $0.00 Strike: $18.93 | $0.00 |
DisclosureSEC source: 0001624339-18-000008 · primary_doc.xml · derivative · entry 4 Wagner David G · CIK 0001624339 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,317 Underlying: Common Stock · 4,833 shares Expires 2022-08-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options vested in five equal annual installments beginning on August 18, 2013. Read SEC document |
| September 25, 2018 Filed Sep 27, 2018 13:21 UTC | COHERENT CORP. IIVI · Entity 1179 | SaleCommon Stock | 4,833 | $49.00 | $236,821.83 |
DisclosureSEC source: 0001624339-18-000008 · primary_doc.xml · nonDerivative · entry 2 Wagner David G · CIK 0001624339 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,378 F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 9, 2018. F2 · price: Represents the weighted average of multiple sale transactions ranging in price from $49.0000 to $49.0500. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company. Read SEC document |
| September 25, 2018 Filed Sep 27, 2018 13:21 UTC | COHERENT CORP. IIVI · Entity 1179 | Exercise / conversionCommon Stock | 4,833 | $18.93 | $91,488.69 |
DisclosureSEC source: 0001624339-18-000008 · primary_doc.xml · nonDerivative · entry 1 Wagner David G · CIK 0001624339 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,211 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 18, 2018 Filed Sep 20, 2018 13:31 UTC | COHERENT CORP. IIVI · Entity 1179 | Exercise / conversionOption (Right to Buy) · Derivative | 200 | $0.00 Strike: $18.93 | $0.00 |
DisclosureSEC source: 0001624339-18-000007 · primary_doc.xml · derivative · entry 4 Wagner David G · CIK 0001624339 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,150 Underlying: Common Stock · 200 shares Expires 2022-08-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vested in five equal annual installments beginning on August 18, 2013. Read SEC document |
| September 18, 2018 Filed Sep 20, 2018 13:31 UTC | COHERENT CORP. IIVI · Entity 1179 | SaleCommon Stock | 200 | $49.00 | $9,800.00 |
DisclosureSEC source: 0001624339-18-000007 · primary_doc.xml · nonDerivative · entry 2 Wagner David G · CIK 0001624339 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,378 F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 9, 2018. Read SEC document |
| September 18, 2018 Filed Sep 20, 2018 13:31 UTC | COHERENT CORP. IIVI · Entity 1179 | Exercise / conversionCommon Stock | 200 | $18.93 | $3,786.00 |
DisclosureSEC source: 0001624339-18-000007 · primary_doc.xml · nonDerivative · entry 1 Wagner David G · CIK 0001624339 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,578 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 04, 2018 Filed Sep 5, 2018 21:25 UTC | COHERENT CORP. IIVI · Entity 1179 | Exercise / conversionOption (Right to Buy) · Derivative | 7,542 | $0.00 Strike: $17.84 | $0.00 |
DisclosureSEC source: 0001624339-18-000006 · primary_doc.xml · derivative · entry 13 Wagner David G · CIK 0001624339 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,028 Underlying: Common Stock · 7,542 shares Expires 2025-08-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_date: These options vest in five equal annual installments beginning on August 15, 2016. Read SEC document |
| September 04, 2018 Filed Sep 5, 2018 21:25 UTC | COHERENT CORP. IIVI · Entity 1179 | Exercise / conversionOption (Right to Buy) · Derivative | 8,300 | $0.00 Strike: $17.53 | $0.00 |
DisclosureSEC source: 0001624339-18-000006 · primary_doc.xml · derivative · entry 12 Wagner David G · CIK 0001624339 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,300 shares Expires 2021-08-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: These options vested in five equal annual installments beginning on August 20, 2012. Read SEC document |
| September 04, 2018 Filed Sep 5, 2018 21:25 UTC | COHERENT CORP. IIVI · Entity 1179 | Exercise / conversionOption (Right to Buy) · Derivative | 3,900 | $0.00 Strike: $16.86 | $0.00 |
DisclosureSEC source: 0001624339-18-000006 · primary_doc.xml · derivative · entry 11 Wagner David G · CIK 0001624339 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,900 shares Expires 2020-08-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: These options vested in five equal annual installments beginning on August 21, 2011. Read SEC document |
| September 04, 2018 Filed Sep 5, 2018 21:25 UTC | COHERENT CORP. IIVI · Entity 1179 | Exercise / conversionOption (Right to Buy) · Derivative | 2,134 | $0.00 Strike: $12.08 | $0.00 |
DisclosureSEC source: 0001624339-18-000006 · primary_doc.xml · derivative · entry 10 Wagner David G · CIK 0001624339 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,134 shares Expires 2019-08-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: These options vested in full on August 15, 2014. Read SEC document |
| September 04, 2018 Filed Sep 5, 2018 21:25 UTC | COHERENT CORP. IIVI · Entity 1179 | Exercise / conversionOpiton (Right to Buy) · Derivative | 11,200 | $0.00 Strike: $13.99 | $0.00 |
DisclosureSEC source: 0001624339-18-000006 · primary_doc.xml · derivative · entry 9 Wagner David G · CIK 0001624339 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,800 Underlying: Common Stock · 11,200 shares Expires 2024-08-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: These options vest in five equal annual installments beginning on August 16, 2015. Read SEC document |
| September 04, 2018 Filed Sep 5, 2018 21:25 UTC | COHERENT CORP. IIVI · Entity 1179 | SaleCommon Stock | 9,848 | $48.33 | $475,907.55 |
DisclosureSEC source: 0001624339-18-000006 · primary_doc.xml · nonDerivative · entry 7 Wagner David G · CIK 0001624339 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,378 F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 9, 2018. F3 · price: Represents the weighted average of multiple sale transactions ranging in price from $48.2500 to $48.6000. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company. Read SEC document |
| September 04, 2018 Filed Sep 5, 2018 21:25 UTC | COHERENT CORP. IIVI · Entity 1179 | SaleCommon Stock | 23,228 | $47.87 | $1,112,038.18 |
DisclosureSEC source: 0001624339-18-000006 · primary_doc.xml · nonDerivative · entry 6 Wagner David G · CIK 0001624339 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,226 F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 9, 2018. F2 · price: Represents the weighted average of multiple sale transactions ranging in price from $47.2500 to $48.2000. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company. Read SEC document |
| September 04, 2018 Filed Sep 5, 2018 21:25 UTC | COHERENT CORP. IIVI · Entity 1179 | Exercise / conversionCommon Stock | 7,542 | $17.84 | $134,549.28 |
DisclosureSEC source: 0001624339-18-000006 · primary_doc.xml · nonDerivative · entry 5 Wagner David G · CIK 0001624339 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,454 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 04, 2018 Filed Sep 5, 2018 21:25 UTC | COHERENT CORP. IIVI · Entity 1179 | Exercise / conversionCommon Stock | 8,300 | $17.53 | $145,499.00 |
DisclosureSEC source: 0001624339-18-000006 · primary_doc.xml · nonDerivative · entry 4 Wagner David G · CIK 0001624339 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,912 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 04, 2018 Filed Sep 5, 2018 21:25 UTC | COHERENT CORP. IIVI · Entity 1179 | Exercise / conversionCommon Stock | 3,900 | $16.86 | $65,734.50 |
DisclosureSEC source: 0001624339-18-000006 · primary_doc.xml · nonDerivative · entry 3 Wagner David G · CIK 0001624339 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,612 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 04, 2018 Filed Sep 5, 2018 21:25 UTC | COHERENT CORP. IIVI · Entity 1179 | Exercise / conversionCommon Stock | 2,134 | $12.08 | $25,768.05 |
DisclosureSEC source: 0001624339-18-000006 · primary_doc.xml · nonDerivative · entry 2 Wagner David G · CIK 0001624339 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,712 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 04, 2018 Filed Sep 5, 2018 21:25 UTC | COHERENT CORP. IIVI · Entity 1179 | Exercise / conversionCommon Stock | 11,200 | $13.99 | $156,688.00 |
DisclosureSEC source: 0001624339-18-000006 · primary_doc.xml · nonDerivative · entry 1 Wagner David G · CIK 0001624339 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,578 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 28, 2018 Filed Aug 30, 2018 14:40 UTC | COHERENT CORP. IIVI · Entity 1179 | GrantCommon Stock | 12,726 | $0.00 | $0.00 |
DisclosureSEC source: 0001624339-18-000005 · primary_doc.xml · nonDerivative · entry 1 Wagner David G · CIK 0001624339 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,378 F1 · shares: These shares represent a restricted stock award granted to the reporting person pursuant to the II-VI Incorporated Amended and Restated 2012 Omnibus Incentive Plan. The award will vest on August 28, 2019. Read SEC document |
| August 20, 2018 Filed Aug 21, 2018 11:56 UTC | COHERENT CORP. IIVI · Entity 1179 | Tax withholdingCommon Stock | 510 | $45.65 | $23,281.50 |
DisclosureSEC source: 0001624339-18-000004 · primary_doc.xml · nonDerivative · entry 2 Wagner David G · CIK 0001624339 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,652 F1 · shares: These shares were withheld by the Company to discharge withholding tax obligations of the reporting person and do not constitue an actual sale or other open market transaction. Read SEC document |
| August 18, 2018 Filed Aug 21, 2018 11:56 UTC | COHERENT CORP. IIVI · Entity 1179 | Tax withholdingCommon Stock | 276 | $45.65 | $12,599.40 |
DisclosureSEC source: 0001624339-18-000004 · primary_doc.xml · nonDerivative · entry 1 Wagner David G · CIK 0001624339 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,162 F1 · shares: These shares were withheld by the Company to discharge withholding tax obligations of the reporting person and do not constitue an actual sale or other open market transaction. Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 12:42 UTC | COHERENT CORP. IIVI · Entity 1179 | Tax withholdingCommon Stock | 1,345 | $45.65 | $61,399.25 |
DisclosureSEC source: 0001624339-18-000003 · primary_doc.xml · nonDerivative · entry 2 Wagner David G · CIK 0001624339 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,438 F2 · shares: These shares were withheld by the Company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction. Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 12:42 UTC | COHERENT CORP. IIVI · Entity 1179 | GrantCommon Stock | 4,720 | $0.00 | $0.00 |
DisclosureSEC source: 0001624339-18-000003 · primary_doc.xml · nonDerivative · entry 1 Wagner David G · CIK 0001624339 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,783 F1 · shares: Represents shares issued upon payout of Performance Share Awards granted in August 2015. Read SEC document |
| June 18, 2018 Filed Jun 19, 2018 22:23 UTC | COHERENT CORP. IIVI · Entity 1179 | Tax withholdingCommon Stock | 3,739 | $46.55 | $174,050.45 |
DisclosureSEC source: 0001624339-18-000002 · primary_doc.xml · nonDerivative · entry 1 Wagner David G · CIK 0001624339 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,063 F1 · shares: These shares were withheld by the Company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction. Read SEC document |
| May 31, 2018 Filed Jun 1, 2018 22:47 UTC | COHERENT CORP. IIVI · Entity 1179 | Exercise / conversionOption (Right to Buy) · Derivative | 2,133 | $0.00 Strike: $12.08 | $0.00 |
DisclosureSEC source: 0001624339-18-000001 · primary_doc.xml · derivative · entry 7 Wagner David G · CIK 0001624339 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,134 Underlying: Common Stock · 2,133 shares Expires 2019-08-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The options vested in full on August 15, 2014. Read SEC document |
| May 31, 2018 Filed Jun 1, 2018 22:47 UTC | COHERENT CORP. IIVI · Entity 1179 | Exercise / conversionOption (Right to Buy) · Derivative | 4,446 | $0.00 Strike: $12.80 | $0.00 |
DisclosureSEC source: 0001624339-18-000001 · primary_doc.xml · derivative · entry 6 Wagner David G · CIK 0001624339 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,444 Underlying: Common Stock · 4,446 shares Expires 2018-11-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The options vested in full on November 10, 2013. Read SEC document |
| May 31, 2018 Filed Jun 1, 2018 22:47 UTC | COHERENT CORP. IIVI · Entity 1179 | SaleCommon Stock | 200 | $44.63 | $8,925.00 |
DisclosureSEC source: 0001624339-18-000001 · primary_doc.xml · nonDerivative · entry 4 Wagner David G · CIK 0001624339 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,802 F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 15, 2017. F3 · price: Represents the weighted average of multiple sale transactions ranging in price from $44.6000 to $44.6500. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company. Read SEC document |
| May 31, 2018 Filed Jun 1, 2018 22:47 UTC | COHERENT CORP. IIVI · Entity 1179 | SaleCommon Stock | 6,379 | $44.08 | $281,156.34 |
DisclosureSEC source: 0001624339-18-000001 · primary_doc.xml · nonDerivative · entry 3 Wagner David G · CIK 0001624339 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,002 F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 15, 2017. F2 · price: Represents the weighted average of multiple sale transactions ranging in price from $43.6000 to $44.5500. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company. Read SEC document |
| May 31, 2018 Filed Jun 1, 2018 22:47 UTC | COHERENT CORP. IIVI · Entity 1179 | Exercise / conversionCommon Stock | 2,133 | $12.08 | $25,755.98 |
DisclosureSEC source: 0001624339-18-000001 · primary_doc.xml · nonDerivative · entry 2 Wagner David G · CIK 0001624339 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,381 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 31, 2018 Filed Jun 1, 2018 22:47 UTC | COHERENT CORP. IIVI · Entity 1179 | Exercise / conversionCommon Stock | 4,446 | $12.80 | $56,886.57 |
DisclosureSEC source: 0001624339-18-000001 · primary_doc.xml · nonDerivative · entry 1 Wagner David G · CIK 0001624339 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,248 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2017 Filed Dec 1, 2017 18:18 UTC | COHERENT CORP. IIVI · Entity 1179 | Exercise / conversionOption (Right to Buy) · Derivative | 2,133 | $0.00 Strike: $12.08 | $0.00 |
DisclosureSEC source: 0001624339-17-000007 · primary_doc.xml · derivative · entry 7 Wagner David G · CIK 0001624339 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,267 Underlying: Common Stock · 2,133 shares Expires 2019-08-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The options vested in full on August 15, 2014. Read SEC document |
| November 30, 2017 Filed Dec 1, 2017 18:18 UTC | COHERENT CORP. IIVI · Entity 1179 | Exercise / conversionOption (Right to Buy) · Derivative | 4,444 | $0.00 Strike: $12.80 | $0.00 |
DisclosureSEC source: 0001624339-17-000007 · primary_doc.xml · derivative · entry 6 Wagner David G · CIK 0001624339 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,890 Underlying: Common Stock · 4,444 shares Expires 2018-11-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The options vested in full on November 10, 2013. Read SEC document |
| November 30, 2017 Filed Dec 1, 2017 18:18 UTC | COHERENT CORP. IIVI · Entity 1179 | SaleCommon Stock | 300 | $48.13 | $14,439.99 |
DisclosureSEC source: 0001624339-17-000007 · primary_doc.xml · nonDerivative · entry 4 Wagner David G · CIK 0001624339 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,802 F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 15, 2017. F3 · price: Represents the weighted average of mulitple sale transactions ranging in price from $48.1000 to $48.2000. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company. Read SEC document |
| November 30, 2017 Filed Dec 1, 2017 18:18 UTC | COHERENT CORP. IIVI · Entity 1179 | SaleCommon Stock | 6,277 | $47.61 | $298,847.34 |
DisclosureSEC source: 0001624339-17-000007 · primary_doc.xml · nonDerivative · entry 3 Wagner David G · CIK 0001624339 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,102 F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 15, 2017. F2 · price: Represents the weighted average of multiple sale transactions ranging in price from $47.1000 to $48.0500. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company. Read SEC document |
| November 30, 2017 Filed Dec 1, 2017 18:18 UTC | COHERENT CORP. IIVI · Entity 1179 | Exercise / conversionCommon Stock | 2,133 | $12.08 | $25,755.98 |
DisclosureSEC source: 0001624339-17-000007 · primary_doc.xml · nonDerivative · entry 2 Wagner David G · CIK 0001624339 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,379 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2017 Filed Dec 1, 2017 18:18 UTC | COHERENT CORP. IIVI · Entity 1179 | Exercise / conversionCommon Stock | 4,444 | $12.80 | $56,860.98 |
DisclosureSEC source: 0001624339-17-000007 · primary_doc.xml · nonDerivative · entry 1 Wagner David G · CIK 0001624339 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,246 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 20, 2017 Filed Aug 21, 2017 13:50 UTC | COHERENT CORP. IIVI · Entity 1179 | Tax withholdingCommon Stock | 563 | $36.60 | $20,605.80 |
DisclosureSEC source: 0001624339-17-000005 · primary_doc.xml · nonDerivative · entry 1 Wagner David G · CIK 0001624339 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,898 F1 · shares: These shares were withheld by the Company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction. Read SEC document |
| August 18, 2017 Filed Aug 21, 2017 20:52 UTC | COHERENT CORP. IIVI · Entity 1179 | GrantOption (Right to Buy) · Derivative | 7,260 | $0.00 Strike: $35.25 | $0.00 |
DisclosureSEC source: 0001624339-17-000006 · primary_doc.xml · derivative · entry 3 Wagner David G · CIK 0001624339 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,260 Underlying: Common Stock · 7,260 shares Expires 2027-08-18 F3 · derivative.exercise_date: These options will vest in four equal annual installments beginning on August 18, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.