Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| COHERENT CORP.IIVI · Entity 1179 | Chief Legal & Compl. Officer | August 28, 2021 | August 31, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
COHERENT CORP.
Report date August 28, 2021 · Filed August 31, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 58,382 |
Ending reported balance
After 2021-08-28 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2021-08-28 · Grant · Acquired 11,118 · Balance 53,147 F1: These shares represent a restricted stock unit award granted to the reporting person. The award will vest in three equal annual installments beginning on August 28, 2022. Row 2 · 2021-08-28 · Grant · Acquired 15,110 · Balance 68,257 F2: Represents shares issued upon payout of Performance Share Units granted in August 2018. Row 3 · 2021-08-28 · Tax withholding · Disposed 9,875 · Balance 58,382 F3: These shares were withheld by the company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 2,000 |
Reported balance
Holding disclosure · report date 2021-08-28 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 2,000 |
Filing footnotes · ownership attribution and instrument terms
F1: These shares represent a restricted stock unit award granted to the reporting person. The award will vest in three equal annual installments beginning on August 28, 2022.
F2: Represents shares issued upon payout of Performance Share Units granted in August 2018.
F3: These shares were withheld by the company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 28, 2021 Filed Aug 31, 2021 20:05 UTC | COHERENT CORP. IIVI · Entity 1179 | Tax withholdingCommon Stock | 9,875 | $63.60 | $628,050.00 |
DisclosureSEC source: 0001562180-21-005658 · primarydocument.xml · nonDerivative · entry 3 Schwendinger Jo Anne · CIK 0001699660 · Chief Legal & Compl. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,382 F3 · shares: These shares were withheld by the company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction. Read SEC document |
| August 28, 2021 Filed Aug 31, 2021 20:05 UTC | COHERENT CORP. IIVI · Entity 1179 | GrantCommon Stock | 15,110 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-005658 · primarydocument.xml · nonDerivative · entry 2 Schwendinger Jo Anne · CIK 0001699660 · Chief Legal & Compl. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,257 F2 · shares: Represents shares issued upon payout of Performance Share Units granted in August 2018. Read SEC document |
| August 28, 2021 Filed Aug 31, 2021 20:05 UTC | COHERENT CORP. IIVI · Entity 1179 | GrantCommon Stock | 11,118 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-005658 · primarydocument.xml · nonDerivative · entry 1 Schwendinger Jo Anne · CIK 0001699660 · Chief Legal & Compl. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,147 F1 · shares: These shares represent a restricted stock unit award granted to the reporting person. The award will vest in three equal annual installments beginning on August 28, 2022. Read SEC document |
| November 27, 2020 Filed Nov 30, 2020 16:20 UTC | COHERENT CORP. IIVI · Entity 1179 | Exercise / conversionOption (Right to Buy) · Derivative | 12,960 | $0.00 Strike: $35.50 | $0.00 |
DisclosureSEC source: 0001562180-20-006945 · primarydocument.xml · derivative · entry 5 Schwendinger Jo Anne · CIK 0001699660 · Chief Legal & Compl. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,320 Underlying: Common Stock · 12,960 shares Expires 2027-03-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options vest in four equal annual installments beginning on March 6, 2018. Read SEC document |
| November 27, 2020 Filed Nov 30, 2020 16:20 UTC | COHERENT CORP. IIVI · Entity 1179 | SaleCommon Stock | 200 | $67.16 | $13,432.00 |
DisclosureSEC source: 0001562180-20-006945 · primarydocument.xml · nonDerivative · entry 3 Schwendinger Jo Anne · CIK 0001699660 · Chief Legal & Compl. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,029 Read SEC document |
| November 27, 2020 Filed Nov 30, 2020 16:20 UTC | COHERENT CORP. IIVI · Entity 1179 | SaleCommon Stock | 12,760 | $66.55 | $849,239.25 |
DisclosureSEC source: 0001562180-20-006945 · primarydocument.xml · nonDerivative · entry 2 Schwendinger Jo Anne · CIK 0001699660 · Chief Legal & Compl. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,229 F1 · price: Represents the weighted average of multiple sale transactions ranging in price from $66.13 to $67.12. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company. Read SEC document |
| November 27, 2020 Filed Nov 30, 2020 16:20 UTC | COHERENT CORP. IIVI · Entity 1179 | Exercise / conversionCommon Stock | 12,960 | $35.50 | $460,080.00 |
DisclosureSEC source: 0001562180-20-006945 · primarydocument.xml · nonDerivative · entry 1 Schwendinger Jo Anne · CIK 0001699660 · Chief Legal & Compl. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,989 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 15:02 UTC | COHERENT CORP. IIVI · Entity 1179 | Tax withholdingCommon Stock | 1,943 | $42.28 | $82,150.04 |
DisclosureSEC source: 0001699660-20-000001 · primary_doc.xml · nonDerivative · entry 2 Schwendinger Jo Anne · CIK 0001699660 · Chief Legal & Compl. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,029 F2 · shares: These shares were withheld by the company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 15:02 UTC | COHERENT CORP. IIVI · Entity 1179 | GrantCommon Stock | 14,829 | $0.00 | $0.00 |
DisclosureSEC source: 0001699660-20-000001 · primary_doc.xml · nonDerivative · entry 1 Schwendinger Jo Anne · CIK 0001699660 · Chief Legal & Compl. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,972 F1 · shares: These shares represent a restricted stock unit award granted to the reporting person. The award will vest in three equal annual installments beginning on August 28, 2021. Read SEC document |
| August 18, 2020 Filed Aug 20, 2020 23:32 UTC | COHERENT CORP. IIVI · Entity 1179 | Tax withholdingCommon Stock | 4,396 | $46.21 | $203,139.16 |
DisclosureSEC source: 0001562180-20-005600 · primarydocument.xml · nonDerivative · entry 2 Schwendinger Jo Anne · CIK 0001699660 · Chief Legal & Compl. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,143 F2 · shares: These shares were withheld by the Company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction. Read SEC document |
| August 18, 2020 Filed Aug 20, 2020 23:32 UTC | COHERENT CORP. IIVI · Entity 1179 | GrantCommon Stock | 12,816 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-005600 · primarydocument.xml · nonDerivative · entry 1 Schwendinger Jo Anne · CIK 0001699660 · Chief Legal & Compl. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,539 F1 · shares: Represents shares issued upon payout of Performance Share Units granted in August 2017. Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 19:43 UTC | COHERENT CORP. IIVI · Entity 1179 | Tax withholdingCommon Stock | 782 | $31.42 | $24,570.44 |
DisclosureSEC source: 0001562180-20-002335 · primarydocument.xml · nonDerivative · entry 1 Schwendinger Jo Anne · CIK 0001699660 · Chief Legal & Compl. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,723 F1 · shares: These shares were withheld by the Company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction. Read SEC document |
| August 28, 2019 Filed Aug 30, 2019 20:17 UTC | COHERENT CORP. IIVI · Entity 1179 | GrantOption (Right to Buy) · Derivative | 20,516 | $0.00 Strike: $36.56 | $0.00 |
DisclosureSEC source: 0001562180-19-004539 · primarydocument.xml · derivative · entry 4 Schwendinger Jo Anne · CIK 0001699660 · Chief Legal & Compl. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,516 Underlying: Common Stock · 20,516 shares Expires 2029-08-28 F3 · derivative.exercise_date: These options will vest in four equal annual installments beginning on August 28, 2020. Read SEC document |
| August 28, 2019 Filed Aug 30, 2019 20:17 UTC | COHERENT CORP. IIVI · Entity 1179 | Tax withholdingCommon Stock | 469 | $36.28 | $17,015.32 |
DisclosureSEC source: 0001562180-19-004539 · primarydocument.xml · nonDerivative · entry 2 Schwendinger Jo Anne · CIK 0001699660 · Chief Legal & Compl. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,505 F2 · shares: These shares were withheld by the Company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction. Read SEC document |
| August 28, 2019 Filed Aug 30, 2019 20:17 UTC | COHERENT CORP. IIVI · Entity 1179 | GrantCommon Stock | 8,205 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-004539 · primarydocument.xml · nonDerivative · entry 1 Schwendinger Jo Anne · CIK 0001699660 · Chief Legal & Compl. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,974 F1 · shares: These shares represent a restricted stock unit award granted to the reporting person pursuant to the II-VI Incorporated Amended and Restated 2012 Omnibus Incentive Plan. The award will vest in three equal annual installments beginning on August 28, 2020. Read SEC document |
| August 18, 2019 Filed Aug 20, 2019 22:04 UTC | COHERENT CORP. IIVI · Entity 1179 | Tax withholdingCommon Stock | 488 | $38.26 | $18,670.88 |
DisclosureSEC source: 0001562180-19-004417 · primarydocument.xml · nonDerivative · entry 1 Schwendinger Jo Anne · CIK 0001699660 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,769 F1 · shares: These shares were withheld by the Company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction. Read SEC document |
| March 06, 2019 Filed Mar 6, 2019 22:39 UTC | COHERENT CORP. IIVI · Entity 1179 | Tax withholdingCommon Stock | 785 | $40.25 | $31,596.25 |
DisclosureSEC source: 0001562180-19-001772 · primarydocument.xml · nonDerivative · entry 1 Schwendinger Jo Anne · CIK 0001699660 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,257 F1 · shares: These shares were withheld by the Company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction. Read SEC document |
| August 28, 2018 Filed Aug 30, 2018 14:32 UTC | COHERENT CORP. IIVI · Entity 1179 | GrantOption (Right to Buy) · Derivative | 11,520 | $0.00 Strike: $49.90 | $0.00 |
DisclosureSEC source: 0001699660-18-000003 · primary_doc.xml · derivative · entry 3 Schwendinger Jo Anne · CIK 0001699660 · CLCO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,520 Underlying: Common Stock · 11,520 shares Expires 2028-08-28 F3 · derivative.exercise_date: These options will vest in four equal annual installments beginning on August 28, 2019. Read SEC document |
| August 28, 2018 Filed Aug 30, 2018 14:32 UTC | COHERENT CORP. IIVI · Entity 1179 | GrantCommon Stock | 4,608 | $0.00 | $0.00 |
DisclosureSEC source: 0001699660-18-000003 · primary_doc.xml · nonDerivative · entry 1 Schwendinger Jo Anne · CIK 0001699660 · CLCO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,042 F1 · shares: These shares represent a restricted stock award granted to the reporting person pursuant to the II-VI Incorporated Amended and Restated 2012 Omnibus Incentive Plan. The award will vest in three equal annual installments beginning on August 28, 2019. Read SEC document |
| August 18, 2018 Filed Aug 21, 2018 11:46 UTC | COHERENT CORP. IIVI · Entity 1179 | Tax withholdingCommon Stock | 488 | $45.65 | $22,277.20 |
DisclosureSEC source: 0001699660-18-000002 · primary_doc.xml · nonDerivative · entry 1 Schwendinger Jo Anne · CIK 0001699660 · CLCO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,434 F1 · shares: These shares were withheld by the Company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction. Read SEC document |
| March 06, 2018 Filed Mar 12, 2018 21:23 UTC | COHERENT CORP. IIVI · Entity 1179 | Tax withholdingCommon Stock | 790 | $37.55 | $29,664.50 |
DisclosureSEC source: 0001699660-18-000001 · primary_doc.xml · nonDerivative · entry 1 Schwendinger Jo Anne · CIK 0001699660 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,922 F1 · shares: These shares were withheld by the Company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction. Read SEC document |
| August 18, 2017 Filed Aug 21, 2017 20:45 UTC | COHERENT CORP. IIVI · Entity 1179 | GrantCommon Stock | 4,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001699660-17-000005 · primary_doc.xml · nonDerivative · entry 1 Schwendinger Jo Anne · CIK 0001699660 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,712 F1 · shares: These shares represent a restricted stock award granted to the reporting person pursuant to the II-VI Incorporated Amended and Restated 2012 Omnibus Incentive Plan. The award will vest in three equal annual installments beginning on August 18, 2018. Read SEC document |
| March 06, 2017 Filed Mar 7, 2017 15:23 UTC | COHERENT CORP. IIVI · Entity 1179 | GrantOption (Right to Buy) · Derivative | 17,280 | $0.00 Strike: $35.50 | $0.00 |
DisclosureSEC source: 0001699660-17-000004 · primary_doc.xml · derivative · entry 3 Schwendinger Jo Anne · CIK 0001699660 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,280 Underlying: Common Stock · 17,280 shares Expires 2027-03-06 F3 · derivative.exercise_date: These options vest in four equal annual installments beginning on March 6, 2018. Read SEC document |
| March 06, 2017 Filed Mar 7, 2017 15:23 UTC | COHERENT CORP. IIVI · Entity 1179 | GrantCommon Stock | 6,912 | $0.00 | $0.00 |
DisclosureSEC source: 0001699660-17-000004 · primary_doc.xml · nonDerivative · entry 1 Schwendinger Jo Anne · CIK 0001699660 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,912 F1 · shares: Restricted stock award granted to reporting person under the Issuer's Second Amended and Restated 2012 Omnibus Incentive Plan. The award will vest in three equal annual installments beginning on March 6, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.