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COHR

COHERENT CORP.

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1179
SEC CIK
0000820318
Parsed reports
537

Last 12 months

Inside the activity.

0 purchase rows · 37 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202507
Dec 202505
Jan 202600
Feb 202601
Mar 202609
Apr 202601
May 202605
Jun 202600
Jul 202601
Aug 202604
Sep 202604
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 31, 2018 Filed Jun 1, 2018 22:47 UTC
Wagner David GVP, Human Resources
Exercise / conversionCommon Stock 4,446 $12.80 $56,886.57
Disclosure

SEC source: 0001624339-18-000001 · primary_doc.xml · nonDerivative · entry 1

Wagner David G · CIK 0001624339 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,248

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 20, 2018 Filed Mar 20, 2018 22:08 UTC
MATTERA VINCENT D JRDirector · President & CEO
Exercise / conversionOption (Right to Buy) · Derivative 8,000 $0.00 Strike: $18.35 $0.00
Disclosure

SEC source: 0001343837-18-000001 · primary_doc.xml · derivative · entry 3

MATTERA VINCENT D JR · CIK 0001343837 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,000 shares

Expires 2018-05-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The grant of these options previously was reported as covering 4,000 shares at an exercise price of $36.69 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011.

F2 · shares: The grant of these options previously was reported as covering 4,000 shares at an exercise price of $36.69 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011.

F3 · derivative.exercise_date: These options vested in five equal annual installments beginning on May 3, 2009.

F2 · derivative.underlying_shares: The grant of these options previously was reported as covering 4,000 shares at an exercise price of $36.69 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011.

Read SEC document
March 20, 2018 Filed Mar 20, 2018 22:08 UTC
MATTERA VINCENT D JRDirector · President & CEO
SaleCommon Stock 8,000 $47.34 $378,738.40
Disclosure

SEC source: 0001343837-18-000001 · primary_doc.xml · nonDerivative · entry 2

MATTERA VINCENT D JR · CIK 0001343837 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,335

F1 · price: Represents the weighted average of multiple sale transactions ranging in price from $47.2770 to $47.4050. The reporting person agrees to provide full information regarding the number of shares at each separate price upon request by the SEC staff, the Company or a security holder of the Company.

Read SEC document
March 20, 2018 Filed Mar 20, 2018 22:08 UTC
MATTERA VINCENT D JRDirector · President & CEO
Exercise / conversionCommon Stock 8,000 $18.35 $146,760.00
Disclosure

SEC source: 0001343837-18-000001 · primary_doc.xml · nonDerivative · entry 1

MATTERA VINCENT D JR · CIK 0001343837 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,335

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 06, 2018 Filed Mar 12, 2018 21:23 UTC
Schwendinger Jo AnneGeneral Counsel and Secretary
Tax withholdingCommon Stock 790 $37.55 $29,664.50
Disclosure

SEC source: 0001699660-18-000001 · primary_doc.xml · nonDerivative · entry 1

Schwendinger Jo Anne · CIK 0001699660 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,922

F1 · shares: These shares were withheld by the Company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction.

Read SEC document
March 02, 2018 Filed Aug 17, 2018 12:06 UTC Tax withholdingCommon Stock 2,208 $38.10 $84,124.80
Disclosure

SEC source: 0001191458-18-000002 · primary_doc.xml · nonDerivative · entry 2

KRAMER FRANCIS J · CIK 0001191458 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,201

F1 · shares: These shares were withheld by the Company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction.

Read SEC document
November 30, 2017 Filed Dec 1, 2017 18:18 UTC
Wagner David GVP, Human Resources
Exercise / conversionOption (Right to Buy) · Derivative 2,133 $0.00 Strike: $12.08 $0.00
Disclosure

SEC source: 0001624339-17-000007 · primary_doc.xml · derivative · entry 7

Wagner David G · CIK 0001624339 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,267

Underlying: Common Stock · 2,133 shares

Expires 2019-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The options vested in full on August 15, 2014.

Read SEC document
November 30, 2017 Filed Dec 1, 2017 18:18 UTC
Wagner David GVP, Human Resources
Exercise / conversionOption (Right to Buy) · Derivative 4,444 $0.00 Strike: $12.80 $0.00
Disclosure

SEC source: 0001624339-17-000007 · primary_doc.xml · derivative · entry 6

Wagner David G · CIK 0001624339 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,890

Underlying: Common Stock · 4,444 shares

Expires 2018-11-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The options vested in full on November 10, 2013.

Read SEC document
November 30, 2017 Filed Dec 1, 2017 18:18 UTC
Wagner David GVP, Human Resources
SaleCommon Stock 300 $48.13 $14,439.99
Disclosure

SEC source: 0001624339-17-000007 · primary_doc.xml · nonDerivative · entry 4

Wagner David G · CIK 0001624339 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,802

F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 15, 2017.

F3 · price: Represents the weighted average of mulitple sale transactions ranging in price from $48.1000 to $48.2000. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.

Read SEC document
November 30, 2017 Filed Dec 1, 2017 18:18 UTC
Wagner David GVP, Human Resources
SaleCommon Stock 6,277 $47.61 $298,847.34
Disclosure

SEC source: 0001624339-17-000007 · primary_doc.xml · nonDerivative · entry 3

Wagner David G · CIK 0001624339 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,102

F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 15, 2017.

F2 · price: Represents the weighted average of multiple sale transactions ranging in price from $47.1000 to $48.0500. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.

Read SEC document
November 30, 2017 Filed Dec 1, 2017 18:18 UTC
Wagner David GVP, Human Resources
Exercise / conversionCommon Stock 2,133 $12.08 $25,755.98
Disclosure

SEC source: 0001624339-17-000007 · primary_doc.xml · nonDerivative · entry 2

Wagner David G · CIK 0001624339 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,379

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2017 Filed Dec 1, 2017 18:18 UTC
Wagner David GVP, Human Resources
Exercise / conversionCommon Stock 4,444 $12.80 $56,860.98
Disclosure

SEC source: 0001624339-17-000007 · primary_doc.xml · nonDerivative · entry 1

Wagner David G · CIK 0001624339 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,246

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 29, 2017 Filed Nov 30, 2017 14:55 UTC GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001192758-17-000006 · primary_doc.xml · nonDerivative · entry 1

RAYMOND MARY JANE · CIK 0001192758 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,415

Read SEC document
November 22, 2017 Filed Nov 22, 2017 21:17 UTC SaleCommon Stock 4,135 $51.58 $213,280.41
Disclosure

SEC source: 0001517296-17-000003 · primary_doc.xml · nonDerivative · entry 1

Xia Howard H. · CIK 0001517296 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,831

F1 · price: Represents the weighted average of multiple sale transactions ranging in price from $51.5709 to $51.6000. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.

Read SEC document
October 31, 2017 Filed Nov 1, 2017 21:49 UTC SaleCommon Stock 1,000 $45.00 $45,000.00
Disclosure

SEC source: 0001192758-17-000005 · primary_doc.xml · nonDerivative · entry 1

RAYMOND MARY JANE · CIK 0001192758 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,415

F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 7, 2017.

Read SEC document
October 31, 2017 Filed Nov 1, 2017 21:28 UTC Exercise / conversionOption (Right to Buy) · Derivative 8,150 $0.00 Strike: $12.08 $0.00
Disclosure

SEC source: 0001191458-17-000009 · primary_doc.xml · derivative · entry 7

KRAMER FRANCIS J · CIK 0001191458 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,050

Underlying: Common Stock · 8,150 shares

Expires 2019-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: The grant of these options previously was reported as covering 34,100 shares at an exercise price of $24.15 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011.

F6 · shares: The grant of these options previously was reported as covering 34,100 shares at an exercise price of $24.15 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011.

F7 · derivative.exercise_date: These options vested on August 15, 2012.

F6 · derivative.underlying_shares: The grant of these options previously was reported as covering 34,100 shares at an exercise price of $24.15 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011.

F6 · balance_after: The grant of these options previously was reported as covering 34,100 shares at an exercise price of $24.15 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011.

Read SEC document
October 31, 2017 Filed Nov 1, 2017 21:28 UTC Exercise / conversionOption (Right to Buy) · Derivative 16,850 $0.00 Strike: $23.50 $0.00
Disclosure

SEC source: 0001191458-17-000009 · primary_doc.xml · derivative · entry 6

KRAMER FRANCIS J · CIK 0001191458 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,850 shares

Expires 2018-08-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The grant of these options previously was reported as covering 20,925 shares at an exercise price of $46.99 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011.

F4 · shares: The grant of these options previously was reported as covering 20,925 shares at an exercise price of $46.99 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011.

F5 · derivative.exercise_date: These options vested in five equal annual installments beginning on August 16, 2009.

F4 · derivative.underlying_shares: The grant of these options previously was reported as covering 20,925 shares at an exercise price of $46.99 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011.

Read SEC document
October 31, 2017 Filed Nov 1, 2017 21:28 UTC SaleCommon Stock 25,000 $45.10 $1,127,477.50
Disclosure

SEC source: 0001191458-17-000009 · primary_doc.xml · nonDerivative · entry 3

KRAMER FRANCIS J · CIK 0001191458 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,409

F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 13, 2017.

F2 · price: Represents the weighted average of multiple sales transactions ranging in price from $45.00 to $45.55. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.

Read SEC document
October 31, 2017 Filed Nov 1, 2017 21:28 UTC Exercise / conversionCommon Stock 8,150 $12.08 $98,411.25
Disclosure

SEC source: 0001191458-17-000009 · primary_doc.xml · nonDerivative · entry 2

KRAMER FRANCIS J · CIK 0001191458 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,409

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 31, 2017 Filed Nov 1, 2017 21:28 UTC Exercise / conversionCommon Stock 16,850 $23.50 $395,890.75
Disclosure

SEC source: 0001191458-17-000009 · primary_doc.xml · nonDerivative · entry 1

KRAMER FRANCIS J · CIK 0001191458 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,259

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 02, 2017 Filed Oct 3, 2017 17:52 UTC Exercise / conversionOption (Right to Buy) · Derivative 25,000 $0.00 Strike: $23.50 $0.00
Disclosure

SEC source: 0001191458-17-000008 · primary_doc.xml · derivative · entry 5

KRAMER FRANCIS J · CIK 0001191458 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,850

Underlying: Common Stock · 25,000 shares

Expires 2018-08-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The grant of these options previously was reported as covering 20,925 shares at an exercise price of $46.99 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011.

F4 · shares: The grant of these options previously was reported as covering 20,925 shares at an exercise price of $46.99 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011.

F5 · derivative.exercise_date: These options vested in five equal annual installments beginning on August 16, 2009.

F4 · derivative.underlying_shares: The grant of these options previously was reported as covering 20,925 shares at an exercise price of $46.99 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011.

Read SEC document
October 02, 2017 Filed Oct 3, 2017 17:52 UTC SaleCommon Stock 25,000 $42.00 $1,050,000.00
Disclosure

SEC source: 0001191458-17-000008 · primary_doc.xml · nonDerivative · entry 2

KRAMER FRANCIS J · CIK 0001191458 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,409

F2 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 13, 2017.

Read SEC document
October 02, 2017 Filed Oct 3, 2017 17:52 UTC Exercise / conversionCommon Stock 25,000 $23.50 $587,375.00
Disclosure

SEC source: 0001191458-17-000008 · primary_doc.xml · nonDerivative · entry 1

KRAMER FRANCIS J · CIK 0001191458 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,409

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: In September 2017, the reporting person contributed 89,657 shares previously owned directly by him to a grantor retained annuity trust (the "GRAT") in a non-reportable transaction. The shares contributed to the GRAT are now being reported as indirectly held by the reporting person.

Read SEC document
August 20, 2017 Filed Aug 21, 2017 13:50 UTC
Wagner David GVP, Human Resources
Tax withholdingCommon Stock 563 $36.60 $20,605.80
Disclosure

SEC source: 0001624339-17-000005 · primary_doc.xml · nonDerivative · entry 1

Wagner David G · CIK 0001624339 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,898

F1 · shares: These shares were withheld by the Company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction.

Read SEC document
August 20, 2017 Filed Aug 21, 2017 13:38 UTC Tax withholdingCommon Stock 1,522 $36.60 $55,705.20
Disclosure

SEC source: 0001192758-17-000003 · primary_doc.xml · nonDerivative · entry 1

RAYMOND MARY JANE · CIK 0001192758 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,263

F1 · shares: These shares were withheld by the Company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction.

Read SEC document
August 20, 2017 Filed Aug 21, 2017 13:41 UTC Tax withholdingCommon Stock 1,519 $36.60 $55,595.40
Disclosure

SEC source: 0001237685-17-000003 · primary_doc.xml · nonDerivative · entry 1

II-VI INC · CIK 0000820318 · CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,341

F1 · shares: These shares were withheld by the Company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction.

Read SEC document
August 20, 2017 Filed Aug 21, 2017 13:45 UTC
Kapusta Gary AlanChief Operating Officer
Tax withholdingCommon Stock 1,040 $36.60 $38,064.00
Disclosure

SEC source: 0001663614-17-000001 · primary_doc.xml · nonDerivative · entry 1

Kapusta Gary Alan · CIK 0001663614 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,875

F1 · shares: These shares were withheld by the Company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction.

Read SEC document
August 20, 2017 Filed Aug 21, 2017 13:32 UTC
MATTERA VINCENT D JRDirector · President & CEO
Tax withholdingCommon Stock 4,365 $36.60 $159,759.00
Disclosure

SEC source: 0001343837-17-000004 · primary_doc.xml · nonDerivative · entry 1

MATTERA VINCENT D JR · CIK 0001343837 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,287

F1 · shares: These shares were withheld by the Company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction.

Read SEC document
August 18, 2017 Filed Aug 21, 2017 20:52 UTC
Wagner David GVP, Human Resources
GrantOption (Right to Buy) · Derivative 7,260 $0.00 Strike: $35.25 $0.00
Disclosure

SEC source: 0001624339-17-000006 · primary_doc.xml · derivative · entry 3

Wagner David G · CIK 0001624339 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,260

Underlying: Common Stock · 7,260 shares

Expires 2027-08-18

F3 · derivative.exercise_date: These options will vest in four equal annual installments beginning on August 18, 2018.

Read SEC document
August 18, 2017 Filed Aug 21, 2017 20:52 UTC
Wagner David GVP, Human Resources
GrantCommon Stock 2,904 $0.00 $0.00
Disclosure

SEC source: 0001624339-17-000006 · primary_doc.xml · nonDerivative · entry 1

Wagner David G · CIK 0001624339 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,802

F1 · shares: These shares represent a restricted stock award granted to the reporting person pursuant to the II-VI Incorporated Amended and Restated 2012 Omnibus Incentive Plan. The award will vest in three equal annual installments beginning on August 18, 2018.

Read SEC document
August 18, 2017 Filed Aug 21, 2017 20:35 UTC GrantOption (Right to Buy) · Derivative 17,880 $0.00 Strike: $35.25 $0.00
Disclosure

SEC source: 0001192758-17-000004 · primary_doc.xml · derivative · entry 2

RAYMOND MARY JANE · CIK 0001192758 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,880

Underlying: Common Stock · 17,880 shares

Expires 2027-08-18

F2 · derivative.exercise_date: These options will vest in four equal annual installments beginning on August 18, 2018.

Read SEC document
August 18, 2017 Filed Aug 21, 2017 20:35 UTC GrantCommon Stock 7,152 $0.00 $0.00
Disclosure

SEC source: 0001192758-17-000004 · primary_doc.xml · nonDerivative · entry 1

RAYMOND MARY JANE · CIK 0001192758 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,415

F1 · shares: These shares represent a restricted stock award granted to the reporting person pursuant to the II-VI Incorporated Amended and Restated 2012 Omnibus Incentive Plan. The award will vest in three equal annual installments beginning on August 18, 2018.

Read SEC document
August 18, 2017 Filed Aug 21, 2017 20:45 UTC
Schwendinger Jo AnneGeneral Counsel and Secretary
GrantCommon Stock 4,800 $0.00 $0.00
Disclosure

SEC source: 0001699660-17-000005 · primary_doc.xml · nonDerivative · entry 1

Schwendinger Jo Anne · CIK 0001699660 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,712

F1 · shares: These shares represent a restricted stock award granted to the reporting person pursuant to the II-VI Incorporated Amended and Restated 2012 Omnibus Incentive Plan. The award will vest in three equal annual installments beginning on August 18, 2018.

Read SEC document
August 18, 2017 Filed Aug 21, 2017 20:29 UTC
Kapusta Gary AlanChief Operating Officer
GrantOption (Right to Buy) · Derivative 15,960 $0.00 Strike: $35.25 $0.00
Disclosure

SEC source: 0001663614-17-000002 · primary_doc.xml · derivative · entry 2

Kapusta Gary Alan · CIK 0001663614 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,960

Underlying: Common Stock · 15,960 shares

Expires 2027-08-18

F2 · derivative.exercise_date: These options will vest in four equal annual installments beginning on August 18, 2018.

Read SEC document
August 18, 2017 Filed Aug 21, 2017 20:29 UTC
Kapusta Gary AlanChief Operating Officer
GrantCommon Stock 6,384 $0.00 $0.00
Disclosure

SEC source: 0001663614-17-000002 · primary_doc.xml · nonDerivative · entry 1

Kapusta Gary Alan · CIK 0001663614 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,259

F1 · shares: These shares represent a restricted stock award granted to the reporting person. pursuant to the II-VI Incorporated Amended and Restated 2012 Omnibus Incentive Plan. The award will vest in three equal annual installments beginning on August 18, 2018.

Read SEC document
August 18, 2017 Filed Aug 21, 2017 20:17 UTC GrantOption (Right to Buy) · Derivative 14,640 $0.00 Strike: $35.25 $0.00
Disclosure

SEC source: 0001237685-17-000004 · primary_doc.xml · derivative · entry 2

BARBAROSSA GIOVANNI · CIK 0001237685 · CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,640

Underlying: Common Stock · 14,640 shares

Expires 2027-08-18

F2 · derivative.exercise_date: These options will vest in four equal annual installments beginning on August 18, 2018.

Read SEC document
August 18, 2017 Filed Aug 21, 2017 20:17 UTC GrantCommon Stock 5,856 $0.00 $0.00
Disclosure

SEC source: 0001237685-17-000004 · primary_doc.xml · nonDerivative · entry 1

BARBAROSSA GIOVANNI · CIK 0001237685 · CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,197

F1 · shares: These shares represent a restricted stock award granted to the reporting person pursuant to the II-VI Incorporated Amended and Restated 2012 Omnibus Incentive Plan. The award will vest in three equal annual installments beginning on August 18, 2018.

Read SEC document
August 18, 2017 Filed Aug 21, 2017 20:08 UTC GrantOption (Right to Buy) · Derivative 5,700 $0.00 Strike: $35.25 $0.00
Disclosure

SEC source: 0001517296-17-000002 · primary_doc.xml · derivative · entry 3

Xia Howard H. · CIK 0001517296 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,700

Underlying: Common Stock · 5,700 shares

Expires 2027-08-18

F3 · derivative.exercise_date: These options will vest in four equal annual installments beginning on August 18, 2018.

Read SEC document
August 18, 2017 Filed Aug 21, 2017 20:08 UTC GrantCommon Stock 2,280 $0.00 $0.00
Disclosure

SEC source: 0001517296-17-000002 · primary_doc.xml · nonDerivative · entry 1

Xia Howard H. · CIK 0001517296 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,966

F1 · shares: These shares represent a restricted stock award granted to the reporting person pursuant to the II-VI Incorporated Amended and Restated 2012 Omnibus Incentive Plan. The award will vest in three equal annual installments beginning on August 18, 2018.

Read SEC document
August 18, 2017 Filed Aug 21, 2017 19:56 UTC GrantOption (Right to Buy) · Derivative 5,700 $0.00 Strike: $35.25 $0.00
Disclosure

SEC source: 0001363806-17-000001 · primary_doc.xml · derivative · entry 2

Schromm William A. · CIK 0001363806 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,700

Underlying: Common Stock · 5,700 shares

Expires 2027-08-18

F2 · derivative.exercise_date: These options will vest in four equal annual installments beginning on August 18, 2018.

Read SEC document
August 18, 2017 Filed Aug 21, 2017 19:56 UTC GrantCommon Stock 2,280 $0.00 $0.00
Disclosure

SEC source: 0001363806-17-000001 · primary_doc.xml · nonDerivative · entry 1

Schromm William A. · CIK 0001363806 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,461

F1 · shares: These shares represent a restricted stock award granted to the reporting person pursuant to the II-VI Incorporated Amended and Restated 2012 Omnibus Incentive Plan. The award will vest in three equal annual installments beginning on August 18, 2018.

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August 18, 2017 Filed Aug 21, 2017 19:48 UTC Amendment GrantOption (Right to Buy) · Derivative 5,700 $0.00 Strike: $35.25 $0.00
Disclosure

SEC source: 0000820318-17-000004 · primary_doc.xml · derivative · entry 2

SADASIVAM SHAKER · CIK 0001233432 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,700

Underlying: Common Stock · 5,700 shares

Expires 2027-08-18

F2 · derivative.exercise_date: These options will vest in four equal annual installments beginning on August 18, 2018.

Read SEC document
August 18, 2017 Filed Aug 21, 2017 19:48 UTC Amendment GrantCommon Stock 2,280 $0.00 $0.00
Disclosure

SEC source: 0000820318-17-000004 · primary_doc.xml · nonDerivative · entry 1

SADASIVAM SHAKER · CIK 0001233432 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,976

F1 · shares: These shares represent a restricted stock award granted to the reporting person pursuant to the II-VI Incorporated Amended and Restated 2012 Omnibus Incentive Plan. The award will vest in three equal annual installments beginning on August 18, 2018.

Read SEC document
August 18, 2017 Filed Aug 21, 2017 19:01 UTC GrantOption (Right to Buy) · Derivative 5,700 $0.00 Strike: $35.25 $0.00
Disclosure

SEC source: 0000820318-17-000003 · primary_doc.xml · derivative · entry 2

SADASIVAM SHAKER · CIK 0001233432 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,700

Underlying: Common Stock · 5,700 shares

Expires 2027-08-18

F2 · derivative.exercise_date: These options will vest in four equal annual installments beginning on August 18, 2018.

Read SEC document
August 18, 2017 Filed Aug 21, 2017 19:01 UTC GrantCommon Stock 2,280 $0.00 $0.00
Disclosure

SEC source: 0000820318-17-000003 · primary_doc.xml · nonDerivative · entry 1

SADASIVAM SHAKER · CIK 0001233432 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,976

F1 · shares: These shares represent a restricted stock award granted to the reporting person pursuant to the II-VI Incorporated Amended and Restated 2012 Omnibus Incentive Plan. The award will vest in three equal annual installments beginning on August 18, 2018.

Read SEC document
August 18, 2017 Filed Aug 21, 2017 18:55 UTC GrantOption (Right to Buy) · Derivative 5,700 $0.00 Strike: $35.25 $0.00
Disclosure

SEC source: 0001222113-17-000004 · primary_doc.xml · derivative · entry 2

PELAEZ MARC Y E · CIK 0001222113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,700

Underlying: Common Stock · 5,700 shares

Expires 2027-08-18

F2 · derivative.exercise_date: These options will vest in four equal annual installments beginning on August 18, 2018.

Read SEC document
August 18, 2017 Filed Aug 21, 2017 18:55 UTC GrantCommon Stock 2,280 $0.00 $0.00
Disclosure

SEC source: 0001222113-17-000004 · primary_doc.xml · nonDerivative · entry 1

PELAEZ MARC Y E · CIK 0001222113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,634

F1 · shares: These shares represent a restricted stock award granted to the reporting person pursuant to the II-VI Incorporated Amended and Restated 2012 Omnibus Incentive Plan. The award will vest in three equal annual installments beginning on August 18, 2018.

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August 18, 2017 Filed Aug 21, 2017 18:43 UTC
MATTERA VINCENT D JRDirector · President & CEO
GrantOption (Right to Buy) · Derivative 60,120 $0.00 Strike: $35.25 $0.00
Disclosure

SEC source: 0001343837-17-000005 · primary_doc.xml · derivative · entry 2

MATTERA VINCENT D JR · CIK 0001343837 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,120

Underlying: Common Stock · 60,120 shares

Expires 2027-08-18

F2 · derivative.exercise_date: These options will vest in four equal annual installments beginning on August 18, 2018.

Read SEC document
August 18, 2017 Filed Aug 21, 2017 18:43 UTC
MATTERA VINCENT D JRDirector · President & CEO
GrantCommon Stock 24,048 $0.00 $0.00
Disclosure

SEC source: 0001343837-17-000005 · primary_doc.xml · nonDerivative · entry 1

MATTERA VINCENT D JR · CIK 0001343837 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,335

F1 · shares: These shares represent a restricted stock award granted to the reporting person pursuant to the II-VI Incorporated Amended and Restated 2012 Omnibus Incentive Plan. The award will vest in three equal annual installments beginning on August 18, 2018.

Read SEC document
August 18, 2017 Filed Aug 21, 2017 18:49 UTC GrantOption (Right to Buy) · Derivative 5,700 $0.00 Strike: $35.25 $0.00
Disclosure

SEC source: 0001222114-17-000002 · primary_doc.xml · derivative · entry 2

CORASANTI JOSEPH J · CIK 0001222114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,700

Underlying: Common Stock · 5,700 shares

Expires 2027-08-18

F2 · derivative.exercise_date: These options will vest in four equal annual installments beginning on August 18, 2018.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.