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COHR

COHERENT CORP.

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1179
SEC CIK
0000820318
Parsed reports
537

Last 12 months

Inside the activity.

0 purchase rows · 37 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202507
Dec 202505
Jan 202600
Feb 202601
Mar 202609
Apr 202601
May 202605
Jun 202600
Jul 202601
Aug 202604
Sep 202604
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 19, 2019 Filed Aug 20, 2019 22:04 UTC
RAYMOND MARY JANEChief Financial Officer
Exercise / conversionStock Options (Right to buy) · Derivative 16,000 $0.00 Strike: $14.99 $0.00
Disclosure

SEC source: 0001562180-19-004414 · primarydocument.xml · derivative · entry 4

RAYMOND MARY JANE · CIK 0001192758 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,000

Underlying: Common Stock · 16,000 shares

Expires 2024-03-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option has fully vested March 20, 2019.

Read SEC document
August 19, 2019 Filed Aug 20, 2019 22:04 UTC
RAYMOND MARY JANEChief Financial Officer
SaleCommon Stock 16,000 $39.25 $628,046.40
Disclosure

SEC source: 0001562180-19-004414 · primarydocument.xml · nonDerivative · entry 3

RAYMOND MARY JANE · CIK 0001192758 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,427

F2 · price: Represents the weighted average of multiple sale transactions ranging in price from $39.25 to $39.3080. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.

Read SEC document
August 19, 2019 Filed Aug 20, 2019 22:04 UTC
RAYMOND MARY JANEChief Financial Officer
Exercise / conversionCommon Stock 16,000 $14.99 $239,840.00
Disclosure

SEC source: 0001562180-19-004414 · primarydocument.xml · nonDerivative · entry 2

RAYMOND MARY JANE · CIK 0001192758 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,427

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 18, 2019 Filed Aug 20, 2019 22:04 UTC
BARBAROSSA GIOVANNIChief Technology Officer
Tax withholdingCommon Stock 968 $38.26 $37,035.68
Disclosure

SEC source: 0001562180-19-004416 · primarydocument.xml · nonDerivative · entry 1

BARBAROSSA GIOVANNI · CIK 0001237685 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,096

F1 · shares: These shares were withheld by the Company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction.

Read SEC document
August 18, 2019 Filed Aug 20, 2019 22:04 UTC
Koeppen ChristopherChief Technology Officer
Tax withholdingCommon Stock 64 $38.26 $2,448.64
Disclosure

SEC source: 0001562180-19-004418 · primarydocument.xml · nonDerivative · entry 1

Koeppen Christopher · CIK 0001781635 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,939

F1 · shares: These shares were withheld by the Company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction.

Read SEC document
August 18, 2019 Filed Aug 20, 2019 22:04 UTC
Schwendinger Jo AnneGeneral Counsel and Secretary
Tax withholdingCommon Stock 488 $38.26 $18,670.88
Disclosure

SEC source: 0001562180-19-004417 · primarydocument.xml · nonDerivative · entry 1

Schwendinger Jo Anne · CIK 0001699660 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,769

F1 · shares: These shares were withheld by the Company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction.

Read SEC document
August 18, 2019 Filed Aug 20, 2019 22:04 UTC
MATTERA VINCENT D JRDirector · Chief Executive Officer
Tax withholdingCommon Stock 3,155 $38.26 $120,710.30
Disclosure

SEC source: 0001562180-19-004415 · primarydocument.xml · nonDerivative · entry 1

MATTERA VINCENT D JR · CIK 0001343837 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,010

F1 · shares: These shares were withheld by the Company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction.

Read SEC document
August 18, 2019 Filed Aug 20, 2019 22:04 UTC
RAYMOND MARY JANEChief Financial Officer
Tax withholdingCommon Stock 1,037 $38.26 $39,675.62
Disclosure

SEC source: 0001562180-19-004414 · primarydocument.xml · nonDerivative · entry 1

RAYMOND MARY JANE · CIK 0001192758 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,427

F1 · shares: These shares were withheld by the Company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction.

Read SEC document
August 13, 2019 Filed Aug 14, 2019 16:11 UTC
Koeppen ChristopherChief Technology Officer
Exercise / conversionOption (Right to Buy) · Derivative 500 $0.00 Strike: $25.91 $0.00
Disclosure

SEC source: 0001562180-19-004265 · primarydocument.xml · derivative · entry 5

Koeppen Christopher · CIK 0001781635 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,200

Underlying: Common Stock · 500 shares

Expires 2021-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options fully vested on July 1, 2016.

Read SEC document
August 13, 2019 Filed Aug 14, 2019 16:11 UTC
Koeppen ChristopherChief Technology Officer
SaleCommon Stock 500 $37.16 $18,580.00
Disclosure

SEC source: 0001562180-19-004265 · primarydocument.xml · nonDerivative · entry 2

Koeppen Christopher · CIK 0001781635 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,003

F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2019.

Read SEC document
August 13, 2019 Filed Aug 14, 2019 16:11 UTC
Koeppen ChristopherChief Technology Officer
Exercise / conversionCommon Stock 500 $25.91 $12,955.00
Disclosure

SEC source: 0001562180-19-004265 · primarydocument.xml · nonDerivative · entry 1

Koeppen Christopher · CIK 0001781635 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,503

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 30, 2019 Filed May 30, 2019 18:51 UTC PurchaseCommon Stock 3,200 $32.34 $103,479.04
Disclosure

SEC source: 0001222114-19-000001 · primary_doc.xml · nonDerivative · entry 1

CORASANTI JOSEPH J · CIK 0001222114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,834

F1 · price: Represents the weighted average of multiple purchase transactions ranging in price from $32.3200 to $32.3439. The reporting person agrees to provide full information regarding the number of shares purchased at each separate price upon request by the SEC staff, the Company or a security holder of the Company.

Read SEC document
May 21, 2019 Filed May 23, 2019 17:00 UTC PurchaseCommon Stock 14,250 $34.63 $493,496.03
Disclosure

SEC source: 0001233432-19-000001 · primary_doc.xml · nonDerivative · entry 1

SADASIVAM SHAKER · CIK 0001233432 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,834

F1 · price: Represents the weighted average of multiple purchase transactions ranging in price from $34.56 to $34.66. The reporting person agrees to provide full information regarding the number of shares purchased at each separate price upon request by the SEC staff, the Company or a security holder of the Company.

Read SEC document
April 12, 2019 Filed Apr 15, 2019 13:39 UTC Exercise / conversionOption (Right to Buy) · Derivative 10,050 $0.00 Strike: $12.08 $0.00
Disclosure

SEC source: 0001562180-19-002269 · primarydocument.xml · derivative · entry 5

KRAMER FRANCIS J · CIK 0001191458 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,050 shares

Expires 2019-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The grant of these options previously was reported as covering 34,100 shares at an exercise price of $24.15 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011.

F4 · shares: The grant of these options previously was reported as covering 34,100 shares at an exercise price of $24.15 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011.

F5 · derivative.exercise_date: The options fully vested on August 15, 2009.

F4 · balance_after: The grant of these options previously was reported as covering 34,100 shares at an exercise price of $24.15 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011.

Read SEC document
April 12, 2019 Filed Apr 15, 2019 13:39 UTC SaleCommon Stock 10,050 $40.52 $407,205.90
Disclosure

SEC source: 0001562180-19-002269 · primarydocument.xml · nonDerivative · entry 2

KRAMER FRANCIS J · CIK 0001191458 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,647

F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 21, 2019.

F2 · price: Represents the weighted average of multiple sale transactions ranging in price from $40.50 to $40.59. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.

Read SEC document
April 12, 2019 Filed Apr 15, 2019 13:39 UTC Exercise / conversionCommon Stock 10,050 $12.08 $121,353.75
Disclosure

SEC source: 0001562180-19-002269 · primarydocument.xml · nonDerivative · entry 1

KRAMER FRANCIS J · CIK 0001191458 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,697

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 08, 2019 Filed Apr 9, 2019 17:09 UTC
MATTERA VINCENT D JRDirector · President and CEO
Exercise / conversionOption (Right to Buy) · Derivative 1,973 $0.00 Strike: $12.08 $0.00
Disclosure

SEC source: 0001562180-19-002244 · primarydocument.xml · derivative · entry 3

MATTERA VINCENT D JR · CIK 0001343837 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,973 shares

Expires 2019-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The grant of these options previously was reported as covering 7,900 shares at an exercise price of $24.15 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011.

F2 · shares: The grant of these options previously was reported as covering 7,900 shares at an exercise price of $24.15 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011.

F3 · derivative.exercise_date: These options vested in five equal annual installments beginning on August 15, 2010.

F2 · derivative.underlying_shares: The grant of these options previously was reported as covering 7,900 shares at an exercise price of $24.15 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011.

Read SEC document
April 08, 2019 Filed Apr 9, 2019 17:09 UTC
MATTERA VINCENT D JRDirector · President and CEO
SaleCommon Stock 1,973 $40.00 $78,920.00
Disclosure

SEC source: 0001562180-19-002244 · primarydocument.xml · nonDerivative · entry 2

MATTERA VINCENT D JR · CIK 0001343837 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,165

F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 28, 2018.

Read SEC document
April 08, 2019 Filed Apr 9, 2019 17:09 UTC
MATTERA VINCENT D JRDirector · President and CEO
Exercise / conversionCommon Stock 1,973 $12.08 $23,823.98
Disclosure

SEC source: 0001562180-19-002244 · primarydocument.xml · nonDerivative · entry 1

MATTERA VINCENT D JR · CIK 0001343837 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,138

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 03, 2019 Filed Apr 4, 2019 19:27 UTC
MATTERA VINCENT D JRDirector · President and CEO
Exercise / conversionOption (Right to Buy) · Derivative 13,827 $0.00 Strike: $12.08 $0.00
Disclosure

SEC source: 0001562180-19-002210 · primarydocument.xml · derivative · entry 3

MATTERA VINCENT D JR · CIK 0001343837 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,973

Underlying: Common Stock · 13,827 shares

Expires 2019-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The grant of these options previously was reported as covering 7,900 shares at an exercise price of $24.15 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011.

F3 · shares: The grant of these options previously was reported as covering 7,900 shares at an exercise price of $24.15 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011.

F4 · derivative.exercise_date: These options vested in five equal annual installments beginning on August 15, 2010.

F3 · derivative.underlying_shares: The grant of these options previously was reported as covering 7,900 shares at an exercise price of $24.15 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011.

Read SEC document
April 03, 2019 Filed Apr 4, 2019 19:27 UTC
MATTERA VINCENT D JRDirector · President and CEO
SaleCommon Stock 13,827 $40.10 $554,401.86
Disclosure

SEC source: 0001562180-19-002210 · primarydocument.xml · nonDerivative · entry 2

MATTERA VINCENT D JR · CIK 0001343837 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,165

F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 28, 2018.

F2 · price: Represents the weighted average of multiple sale transactions ranging in price from $40.0000 to $40.2400. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.

Read SEC document
April 03, 2019 Filed Apr 4, 2019 19:27 UTC
MATTERA VINCENT D JRDirector · President and CEO
Exercise / conversionCommon Stock 13,827 $12.08 $166,961.03
Disclosure

SEC source: 0001562180-19-002210 · primarydocument.xml · nonDerivative · entry 1

MATTERA VINCENT D JR · CIK 0001343837 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,992

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 13, 2019 Filed Mar 15, 2019 20:20 UTC Exercise / conversionOption (Right to Buy) · Derivative 10,000 $0.00 Strike: $12.08 $0.00
Disclosure

SEC source: 0001562180-19-001922 · primarydocument.xml · derivative · entry 5

KRAMER FRANCIS J · CIK 0001191458 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,050

Underlying: Common Stock · 10,000 shares

Expires 2019-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The grant of these options previously was reported as covering 34,100 shares at an exercise price of $24.15 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011.

F4 · shares: The grant of these options previously was reported as covering 34,100 shares at an exercise price of $24.15 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011.

F5 · derivative.exercise_date: The options fully vested on August 15, 2009.

F4 · balance_after: The grant of these options previously was reported as covering 34,100 shares at an exercise price of $24.15 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011.

Read SEC document
March 13, 2019 Filed Mar 15, 2019 20:20 UTC SaleCommon Stock 10,000 $40.02 $400,153.00
Disclosure

SEC source: 0001562180-19-001922 · primarydocument.xml · nonDerivative · entry 2

KRAMER FRANCIS J · CIK 0001191458 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,647

F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 21, 2019.

F2 · price: Represents the weighted average of multiple sale transactions ranging in price from $40.00 to $40.08. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.

Read SEC document
March 13, 2019 Filed Mar 15, 2019 20:20 UTC Exercise / conversionCommon Stock 10,000 $12.08 $120,750.00
Disclosure

SEC source: 0001562180-19-001922 · primarydocument.xml · nonDerivative · entry 1

KRAMER FRANCIS J · CIK 0001191458 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,647

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 11, 2019 Filed Mar 12, 2019 14:32 UTC
RAYMOND MARY JANEChief Financial Officer
SaleCommon Stock 2,000 $39.00 $78,000.00
Disclosure

SEC source: 0001562180-19-001866 · primarydocument.xml · nonDerivative · entry 1

RAYMOND MARY JANE · CIK 0001192758 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,464

F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 21, 2019.

Read SEC document
March 11, 2019 Filed Mar 12, 2019 17:50 UTC Exercise / conversionOption (Right to Buy) · Derivative 30,000 $0.00 Strike: $12.08 $0.00
Disclosure

SEC source: 0001562180-19-001868 · primarydocument.xml · derivative · entry 5

KRAMER FRANCIS J · CIK 0001191458 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,050

Underlying: Common Stock · 30,000 shares

Expires 2019-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The grant of these options previously was reported as covering 34,100 shares at an exercise price of $24.15 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011.

F4 · shares: The grant of these options previously was reported as covering 34,100 shares at an exercise price of $24.15 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011.

F5 · derivative.exercise_date: The options fully vested on August 15, 2009.

F4 · balance_after: The grant of these options previously was reported as covering 34,100 shares at an exercise price of $24.15 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011.

Read SEC document
March 11, 2019 Filed Mar 12, 2019 17:50 UTC SaleCommon Stock 30,000 $39.62 $1,188,600.00
Disclosure

SEC source: 0001562180-19-001868 · primarydocument.xml · nonDerivative · entry 2

KRAMER FRANCIS J · CIK 0001191458 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,647

F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 21, 2019.

F2 · price: Represents the weighted average of multiple sale transactions ranging in price from $39.53 to $39.77. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.

Read SEC document
March 11, 2019 Filed Mar 12, 2019 17:50 UTC Exercise / conversionCommon Stock 30,000 $12.08 $362,250.00
Disclosure

SEC source: 0001562180-19-001868 · primarydocument.xml · nonDerivative · entry 1

KRAMER FRANCIS J · CIK 0001191458 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,647

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 06, 2019 Filed Mar 6, 2019 22:39 UTC
Schwendinger Jo AnneGeneral Counsel and Secretary
Tax withholdingCommon Stock 785 $40.25 $31,596.25
Disclosure

SEC source: 0001562180-19-001772 · primarydocument.xml · nonDerivative · entry 1

Schwendinger Jo Anne · CIK 0001699660 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,257

F1 · shares: These shares were withheld by the Company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 21:40 UTC
Wagner David GVP, Human Resources
Exercise / conversionOption (Right to Buy) · Derivative 1,880 $0.00 Strike: $21.67 $0.00
Disclosure

SEC source: 0001562180-19-001588 · primarydocument.xml · derivative · entry 9

Wagner David G · CIK 0001624339 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,500

Underlying: Common Stock · 1,880 shares

Expires 2026-08-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The options vest in four equal annual installments beginning on August 20, 2017.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 21:40 UTC
Wagner David GVP, Human Resources
Exercise / conversionOption (Right to Buy) · Derivative 1,420 $0.00 Strike: $19.37 $0.00
Disclosure

SEC source: 0001562180-19-001588 · primarydocument.xml · derivative · entry 8

Wagner David G · CIK 0001624339 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,420 shares

Expires 2022-08-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options vested in five equal annual installments beginning on August 17, 2014.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 21:40 UTC
Wagner David GVP, Human Resources
SaleCommon Stock 3,300 $43.00 $141,900.00
Disclosure

SEC source: 0001562180-19-001588 · primarydocument.xml · nonDerivative · entry 5

Wagner David G · CIK 0001624339 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,417

F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 9, 2019.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 21:40 UTC
Wagner David GVP, Human Resources
Exercise / conversionCommon Stock 1,880 $21.67 $40,739.60
Disclosure

SEC source: 0001562180-19-001588 · primarydocument.xml · nonDerivative · entry 4

Wagner David G · CIK 0001624339 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,717

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 21:40 UTC
Wagner David GVP, Human Resources
Exercise / conversionCommon Stock 1,420 $19.37 $27,505.40
Disclosure

SEC source: 0001562180-19-001588 · primarydocument.xml · nonDerivative · entry 3

Wagner David G · CIK 0001624339 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,837

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 22:20 UTC Tax withholdingCommon Stock 1,402 $42.48 $59,556.96
Disclosure

SEC source: 0001191458-19-000001 · primary_doc.xml · nonDerivative · entry 1

KRAMER FRANCIS J · CIK 0001191458 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,647

F1 · shares: These shares were withheld by the Company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 21:40 UTC
Wagner David GVP, Human Resources
Exercise / conversionOption (Right to Buy) · Derivative 9,900 $0.00 Strike: $19.37 $0.00
Disclosure

SEC source: 0001562180-19-001588 · primarydocument.xml · derivative · entry 7

Wagner David G · CIK 0001624339 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,420

Underlying: Common Stock · 9,900 shares

Expires 2022-08-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options vested in five equal annual installments beginning on August 17, 2014.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 21:40 UTC
Wagner David GVP, Human Resources
SaleCommon Stock 9,900 $41.85 $414,315.00
Disclosure

SEC source: 0001562180-19-001588 · primarydocument.xml · nonDerivative · entry 2

Wagner David G · CIK 0001624339 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,417

F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 9, 2019.

F2 · price: Represents the weighted average of multiple sale transactions ranging in price from $41.4700 to $42.0000. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.

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February 28, 2019 Filed Mar 4, 2019 21:40 UTC
Wagner David GVP, Human Resources
Exercise / conversionCommon Stock 9,900 $19.37 $191,763.00
Disclosure

SEC source: 0001562180-19-001588 · primarydocument.xml · nonDerivative · entry 1

Wagner David G · CIK 0001624339 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,317

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 11, 2019 Filed Jul 3, 2019 17:46 UTC GiftCommon Stock 1,080 $0.00 $0.00
Disclosure

SEC source: 0001191458-19-000002 · primary_doc.xml · nonDerivative · entry 1

KRAMER FRANCIS J · CIK 0001191458 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,567

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February 01, 2019 Filed Feb 5, 2019 16:13 UTC
Kapusta Gary AlanChief Operating Officer
Tax withholdingCommon Stock 6,522 $37.96 $247,575.12
Disclosure

SEC source: 0001562180-19-000756 · primarydocument.xml · nonDerivative · entry 2

Kapusta Gary Alan · CIK 0001663614 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,917

F1 · shares: These shares were withheld by the Company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction.

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February 01, 2019 Filed Feb 5, 2019 16:13 UTC
Kapusta Gary AlanChief Operating Officer
Tax withholdingCommon Stock 10,972 $37.96 $416,497.12
Disclosure

SEC source: 0001562180-19-000756 · primarydocument.xml · nonDerivative · entry 1

Kapusta Gary Alan · CIK 0001663614 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,439

F1 · shares: These shares were withheld by the Company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction.

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January 17, 2019 Filed Jan 22, 2019 16:13 UTC
Wagner David GVP, Human Resources
Exercise / conversionOption (Right to Buy) · Derivative 2,317 $0.00 Strike: $18.93 $0.00
Disclosure

SEC source: 0001562180-19-000377 · primarydocument.xml · derivative · entry 4

Wagner David G · CIK 0001624339 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,317 shares

Expires 2022-08-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options vested in five equal annual installments beginning on August 18, 2013.

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January 17, 2019 Filed Jan 22, 2019 16:13 UTC
Wagner David GVP, Human Resources
SaleCommon Stock 2,317 $33.23 $77,001.32
Disclosure

SEC source: 0001562180-19-000377 · primarydocument.xml · nonDerivative · entry 2

Wagner David G · CIK 0001624339 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,417

F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 9, 2018.

F2 · price: Represents the weighted average of multiple sale transactions ranging in price from $32.8400 to $33.5100. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.

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January 17, 2019 Filed Jan 22, 2019 16:13 UTC
Wagner David GVP, Human Resources
Exercise / conversionCommon Stock 2,317 $18.93 $43,860.81
Disclosure

SEC source: 0001562180-19-000377 · primarydocument.xml · nonDerivative · entry 1

Wagner David G · CIK 0001624339 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,734

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 20, 2018 Filed Nov 23, 2018 14:11 UTC
RAYMOND MARY JANEChief Financial Officer
Tax withholdingCommon Stock 4,731 $34.49 $163,172.19
Disclosure

SEC source: 0001562180-18-004650 · primarydocument.xml · nonDerivative · entry 1

RAYMOND MARY JANE · CIK 0001192758 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,464

F1 · shares: These shares were withheld by the Company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction.

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November 20, 2018 Filed Nov 23, 2018 14:11 UTC
BARBAROSSA GIOVANNIChief Technology Officer
Tax withholdingCommon Stock 5,573 $34.49 $192,212.77
Disclosure

SEC source: 0001562180-18-004649 · primarydocument.xml · nonDerivative · entry 1

BARBAROSSA GIOVANNI · CIK 0001237685 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,064

F1 · shares: These shares were withheld by the Company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction.

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November 20, 2018 Filed Nov 23, 2018 14:11 UTC
Wagner David GVP, Human Resources
Tax withholdingCommon Stock 1,961 $34.49 $67,634.89
Disclosure

SEC source: 0001562180-18-004648 · primarydocument.xml · nonDerivative · entry 1

Wagner David G · CIK 0001624339 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,417

F1 · shares: These shares were withheld by the Company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction.

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November 20, 2018 Filed Nov 23, 2018 14:10 UTC
MATTERA VINCENT D JRDirector · President and CEO
Tax withholdingCommon Stock 8,970 $34.49 $309,375.30
Disclosure

SEC source: 0001562180-18-004647 · primarydocument.xml · nonDerivative · entry 1

MATTERA VINCENT D JR · CIK 0001343837 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,165

F1 · shares: These shares were withheld by the Company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction.

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November 20, 2018 Filed Nov 23, 2018 14:10 UTC Tax withholdingCommon Stock 14,949 $34.49 $515,591.01
Disclosure

SEC source: 0001562180-18-004646 · primarydocument.xml · nonDerivative · entry 1

KRAMER FRANCIS J · CIK 0001191458 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,549

F1 · shares: These shares were withheld by the Company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.