Last 12 months
Inside the activity.
0 purchase rows · 62 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 13 |
| Dec 2025 | 0 | 3 |
| Jan 2026 | 0 | 4 |
| Feb 2026 | 0 | 14 |
| Mar 2026 | 0 | 2 |
| Apr 2026 | 0 | 2 |
| May 2026 | 0 | 4 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 5 |
| Aug 2026 | 0 | 10 |
| Sep 2026 | 0 | 3 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 30, 2014 Filed Feb 4, 2014 00:21 UTC |
Alexander Robert M.Chief Information Officer
|
Grant2014 Restricted Stock Units · Derivative | 10,823 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-003168 · doc4.xml · derivative · entry 4 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,823 Underlying: Common Stock · 10,823 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit will be settled in cash based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the vesting date. F3 · shares: This award is reported net of 381 units automatically withheld by the Company to satisfy the reporting person's tax obligation. F4 · derivative.exercise_date: These restricted stock units will vest in 1/3 increments beginning on February 15, 2015 and annually thereafter. F4 · derivative.expiration_date: These restricted stock units will vest in 1/3 increments beginning on February 15, 2015 and annually thereafter. F3 · derivative.underlying_shares: This award is reported net of 381 units automatically withheld by the Company to satisfy the reporting person's tax obligation. Read SEC document |
| January 30, 2014 Filed Feb 4, 2014 00:21 UTC |
Alexander Robert M.Chief Information Officer
|
GrantCommon Stock | 12,451 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-003168 · doc4.xml · nonDerivative · entry 1 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,074 F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2015 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock. Read SEC document |
| January 30, 2014 Filed Feb 4, 2014 00:21 UTC |
Witter Jonathan W.President, Retail Banking
|
GrantStock Options · Derivative | 30,436 | $0.00 Strike: $70.96 | $0.00 |
DisclosureSEC source: 0001225208-14-003169 · doc4.xml · derivative · entry 4 Witter Jonathan W. · CIK 0001528493 · President, Retail Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,436 Underlying: Common Stock · 30,436 shares Expires 2024-01-29 F6 · derivative.exercise_date: This option becomes exercisable in 1/3 increments beginning on February 15, 2015 and annually thereafter. Read SEC document |
| January 30, 2014 Filed Feb 4, 2014 00:21 UTC |
Witter Jonathan W.President, Retail Banking
|
GrantRestricted Stock Units · Derivative | 9,302 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-003169 · doc4.xml · derivative · entry 3 Witter Jonathan W. · CIK 0001528493 · President, Retail Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,302 Underlying: Common Stock · 9,302 shares Expires 2015-02-15 F5 · derivative.exercise_price: Each restricted stock unit will vest on January 1, 2015 and will be settled in cash on February 15, 2015 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date. F5 · derivative.exercise_date: Each restricted stock unit will vest on January 1, 2015 and will be settled in cash on February 15, 2015 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date. F5 · derivative.expiration_date: Each restricted stock unit will vest on January 1, 2015 and will be settled in cash on February 15, 2015 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date. Read SEC document |
| January 30, 2014 Filed Feb 4, 2014 00:21 UTC |
Witter Jonathan W.President, Retail Banking
|
Grant2014 Restricted Stock Units · Derivative | 13,314 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-003169 · doc4.xml · derivative · entry 2 Witter Jonathan W. · CIK 0001528493 · President, Retail Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,314 Underlying: Common Stock · 13,314 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit will be settled in cash based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the vesting date. F3 · shares: This award is reported net of 638 units automatically withheld by the Company to satisfy the reporting person's tax obligation. F4 · derivative.exercise_date: These restricted stock units will vest in 1/3 increments beginning on February 15, 2015 and annually thereafter. F4 · derivative.expiration_date: These restricted stock units will vest in 1/3 increments beginning on February 15, 2015 and annually thereafter. F3 · derivative.underlying_shares: This award is reported net of 638 units automatically withheld by the Company to satisfy the reporting person's tax obligation. Read SEC document |
| January 30, 2014 Filed Feb 4, 2014 00:21 UTC |
Witter Jonathan W.President, Retail Banking
|
GrantCommon Stock | 15,502 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-003169 · doc4.xml · nonDerivative · entry 1 Witter Jonathan W. · CIK 0001528493 · President, Retail Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,921 F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2015 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock. Read SEC document |
| January 30, 2014 Filed Feb 4, 2014 00:21 UTC |
Berson Jory AChief Human Resources Officer
|
GrantStock Options · Derivative | 28,499 | $0.00 Strike: $70.96 | $0.00 |
DisclosureSEC source: 0001225208-14-003170 · doc4.xml · derivative · entry 5 Berson Jory A · CIK 0001365632 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,499 Underlying: Common Stock · 28,499 shares Expires 2024-01-29 F6 · derivative.exercise_date: This option becomes exercisable in 1/3 increments beginning on February 15, 2015 and annually thereafter. Read SEC document |
| January 30, 2014 Filed Feb 4, 2014 00:21 UTC |
Berson Jory AChief Human Resources Officer
|
GrantRestricted Stock Units · Derivative | 8,710 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-003170 · doc4.xml · derivative · entry 4 Berson Jory A · CIK 0001365632 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,710 Underlying: Common Stock · 8,710 shares Expires 2015-02-15 F5 · derivative.exercise_price: Each restricted stock unit will vest on January 1, 2015 and will be settled in cash on February 15, 2015 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date. F5 · derivative.exercise_date: Each restricted stock unit will vest on January 1, 2015 and will be settled in cash on February 15, 2015 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date. F5 · derivative.expiration_date: Each restricted stock unit will vest on January 1, 2015 and will be settled in cash on February 15, 2015 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date. Read SEC document |
| January 30, 2014 Filed Feb 4, 2014 00:21 UTC |
Berson Jory AChief Human Resources Officer
|
Grant2014 Restricted Stock Units · Derivative | 12,619 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-003170 · doc4.xml · derivative · entry 3 Berson Jory A · CIK 0001365632 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,619 Underlying: Common Stock · 12,619 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit will be settled in cash based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the vesting date. F3 · shares: This award is reported net of 445 units automatically withheld by the Company to satisfy the reporting person's tax obligation. F4 · derivative.exercise_date: These restricted stock units will vest in 1/3 increments beginning on February 15, 2015 and annually thereafter. F4 · derivative.expiration_date: These restricted stock units will vest in 1/3 increments beginning on February 15, 2015 and annually thereafter. F3 · derivative.underlying_shares: This award is reported net of 445 units automatically withheld by the Company to satisfy the reporting person's tax obligation. Read SEC document |
| January 30, 2014 Filed Feb 4, 2014 00:21 UTC |
Berson Jory AChief Human Resources Officer
|
GrantCommon Stock | 14,516 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-003170 · doc4.xml · nonDerivative · entry 1 Berson Jory A · CIK 0001365632 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,599 F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2015 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock. Read SEC document |
| January 30, 2014 Filed Jan 15, 2015 21:35 UTC Amendment |
CRAWFORD STEPHEN SChief Financial Officer
|
Grant2014 Restricted Stock Units · Derivative | 20,795 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-001431 · doc4a.xml · derivative · entry 1 CRAWFORD STEPHEN S · CIK 0001183416 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,795 Underlying: Common Stock · 20,795 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit will be settled in cash based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the vesting date. F2 · shares: This award is reported net of 771 units automatically withheld by the Company to satisfy the reporting person's tax obligation. F3 · derivative.exercise_date: These restricted stock units will vest in 1/3 increments beginning on February 15, 2015 and annually thereafter. F3 · derivative.expiration_date: These restricted stock units will vest in 1/3 increments beginning on February 15, 2015 and annually thereafter. F2 · derivative.underlying_shares: This award is reported net of 771 units automatically withheld by the Company to satisfy the reporting person's tax obligation. Read SEC document |
| January 26, 2014 Filed Jan 28, 2014 21:50 UTC |
FAIRBANK RICHARD DDirector · Chairman, CEO and President
|
Exercise / conversionRestricted Stock Units · Derivative | 134,632 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-002552 · doc4.xml · derivative · entry 3 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 134,632 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 26, 2014 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F1 · price: On January 26, 2014 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F3 · derivative.exercise_date: These restricted stock units vested in full on the third anniversary of the date of grant. F3 · derivative.expiration_date: These restricted stock units vested in full on the third anniversary of the date of grant. Read SEC document |
| January 26, 2014 Filed Jan 28, 2014 21:50 UTC |
FAIRBANK RICHARD DDirector · Chairman, CEO and President
|
Disposition to issuerCommon Stock | 134,632 | $75.66 | $10,186,257.12 |
DisclosureSEC source: 0001225208-14-002552 · doc4.xml · nonDerivative · entry 2 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,104,108 F1 · price: On January 26, 2014 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| January 26, 2014 Filed Jan 28, 2014 21:50 UTC |
FAIRBANK RICHARD DDirector · Chairman, CEO and President
|
Exercise / conversionCommon Stock | 134,632 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-002552 · doc4.xml · nonDerivative · entry 1 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,238,740 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 26, 2014 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F2 · balance_after: Includes 4 shares acquired by the reporting person through the Company's Dividend Reinvestment Plan since the last reported transaction. Read SEC document |
| January 26, 2014 Filed Jan 28, 2014 21:51 UTC |
Alexander Robert M.Chief Information Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 5,528 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-002553 · doc4.xml · derivative · entry 6 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,528 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 26, 2014 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F1 · price: On January 26, 2014 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F3 · derivative.exercise_date: These restricted stock units vested in 1/3 increments beginning on January 26, 2012 and annually thereafter. F3 · derivative.expiration_date: These restricted stock units vested in 1/3 increments beginning on January 26, 2012 and annually thereafter. Read SEC document |
| January 26, 2014 Filed Jan 28, 2014 21:51 UTC |
Alexander Robert M.Chief Information Officer
|
Disposition to issuerCommon Stock | 5,528 | $75.66 | $418,248.48 |
DisclosureSEC source: 0001225208-14-002553 · doc4.xml · nonDerivative · entry 3 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,623 F1 · price: On January 26, 2014 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| January 26, 2014 Filed Jan 28, 2014 21:51 UTC |
Alexander Robert M.Chief Information Officer
|
Tax withholdingCommon Stock | 2,005 | $70.57 | $141,492.85 |
DisclosureSEC source: 0001225208-14-002553 · doc4.xml · nonDerivative · entry 2 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,151 F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on January 26, 2011. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| January 26, 2014 Filed Jan 28, 2014 21:51 UTC |
Alexander Robert M.Chief Information Officer
|
Exercise / conversionCommon Stock | 5,528 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-002553 · doc4.xml · nonDerivative · entry 1 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,156 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 26, 2014 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| January 26, 2014 Filed Jan 28, 2014 21:51 UTC |
FINNERAN JOHN G JRGen. Counsel & Corp. Secretary
|
Exercise / conversionRestricted Stock Units · Derivative | 7,939 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-002554 · doc4.xml · derivative · entry 5 FINNERAN JOHN G JR · CIK 0001238033 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,939 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 26, 2014 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F1 · price: On January 26, 2014 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F2 · derivative.exercise_date: These restricted stock units vested in 1/3 increments beginning on January 26, 2012 and annually thereafter. F2 · derivative.expiration_date: These restricted stock units vested in 1/3 increments beginning on January 26, 2012 and annually thereafter. Read SEC document |
| January 26, 2014 Filed Jan 28, 2014 21:51 UTC |
FINNERAN JOHN G JRGen. Counsel & Corp. Secretary
|
Disposition to issuerCommon Stock | 7,939 | $75.66 | $600,664.74 |
DisclosureSEC source: 0001225208-14-002554 · doc4.xml · nonDerivative · entry 2 FINNERAN JOHN G JR · CIK 0001238033 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,436 F1 · price: On January 26, 2014 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| January 26, 2014 Filed Jan 28, 2014 21:51 UTC |
FINNERAN JOHN G JRGen. Counsel & Corp. Secretary
|
Exercise / conversionCommon Stock | 7,939 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-002554 · doc4.xml · nonDerivative · entry 1 FINNERAN JOHN G JR · CIK 0001238033 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,375 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 26, 2014 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| January 26, 2014 Filed Jan 28, 2014 21:52 UTC |
Borgmann Kevin S.Chief Risk Officer
|
Tax withholdingCommon Stock | 1,692 | $70.57 | $119,404.44 |
DisclosureSEC source: 0001225208-14-002555 · doc4.xml · nonDerivative · entry 1 Borgmann Kevin S. · CIK 0001567914 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,818 F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on January 26, 2011. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| January 26, 2014 Filed Jan 28, 2014 21:52 UTC |
Berson Jory AChief Human Resources Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 7,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-002556 · doc4.xml · derivative · entry 5 Berson Jory A · CIK 0001365632 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 26, 2014 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F1 · price: On January 26, 2014 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F4 · derivative.exercise_date: These restricted stock units vested in 1/3 increments beginning on January 26, 2012 and annually thereafter. F4 · derivative.expiration_date: These restricted stock units vested in 1/3 increments beginning on January 26, 2012 and annually thereafter. Read SEC document |
| January 26, 2014 Filed Jan 28, 2014 21:52 UTC |
Berson Jory AChief Human Resources Officer
|
Disposition to issuerCommon Stock | 7,250 | $75.66 | $548,535.00 |
DisclosureSEC source: 0001225208-14-002556 · doc4.xml · nonDerivative · entry 3 Berson Jory A · CIK 0001365632 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,083 F1 · price: On January 26, 2014 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| January 26, 2014 Filed Jan 28, 2014 21:52 UTC |
Berson Jory AChief Human Resources Officer
|
Tax withholdingCommon Stock | 2,314 | $70.57 | $163,298.98 |
DisclosureSEC source: 0001225208-14-002556 · doc4.xml · nonDerivative · entry 2 Berson Jory A · CIK 0001365632 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,333 F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on January 26, 2011. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| January 26, 2014 Filed Jan 28, 2014 21:52 UTC |
Berson Jory AChief Human Resources Officer
|
Exercise / conversionCommon Stock | 7,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-002556 · doc4.xml · nonDerivative · entry 1 Berson Jory A · CIK 0001365632 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,647 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 26, 2014 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| January 26, 2014 Filed Jan 28, 2014 21:52 UTC |
Sanjiv YajnikPresident, Financial Services
|
Exercise / conversionRestricted Stock Units · Derivative | 6,707 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-002557 · doc4.xml · derivative · entry 3 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,707 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 26, 2014 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F1 · price: On January 26, 2014 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F2 · derivative.exercise_date: These restricted stock units vested in 1/3 increments beginning on January 26, 2012 and annually thereafter. F2 · derivative.expiration_date: These restricted stock units vested in 1/3 increments beginning on January 26, 2012 and annually thereafter. Read SEC document |
| January 26, 2014 Filed Jan 28, 2014 21:52 UTC |
Sanjiv YajnikPresident, Financial Services
|
Disposition to issuerCommon Stock | 6,707 | $75.66 | $507,451.62 |
DisclosureSEC source: 0001225208-14-002557 · doc4.xml · nonDerivative · entry 2 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,332 F1 · price: On January 26, 2014 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| January 26, 2014 Filed Jan 28, 2014 21:52 UTC |
Sanjiv YajnikPresident, Financial Services
|
Exercise / conversionCommon Stock | 6,707 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-002557 · doc4.xml · nonDerivative · entry 1 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,039 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 26, 2014 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| January 26, 2014 Filed Jan 28, 2014 21:52 UTC |
Slocum MichaelPresident, Commercial Banking
|
Exercise / conversionRestricted Stock Units · Derivative | 4,079 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-002558 · doc4.xml · derivative · entry 4 Slocum Michael · CIK 0001528494 · President, Commercial Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,079 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 26, 2014 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F1 · price: On January 26, 2014 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F3 · derivative.exercise_date: These restricted stock units vested in 1/3 increments beginning on January 26, 2012 and annually thereafter. F3 · derivative.expiration_date: These restricted stock units vested in 1/3 increments beginning on January 26, 2012 and annually thereafter. Read SEC document |
| January 26, 2014 Filed Jan 28, 2014 21:52 UTC |
Slocum MichaelPresident, Commercial Banking
|
Disposition to issuerCommon Stock | 4,079 | $75.66 | $308,617.14 |
DisclosureSEC source: 0001225208-14-002558 · doc4.xml · nonDerivative · entry 3 Slocum Michael · CIK 0001528494 · President, Commercial Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,882 F1 · price: On January 26, 2014 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| January 26, 2014 Filed Jan 28, 2014 21:52 UTC |
Slocum MichaelPresident, Commercial Banking
|
Tax withholdingCommon Stock | 2,700 | $70.57 | $190,539.00 |
DisclosureSEC source: 0001225208-14-002558 · doc4.xml · nonDerivative · entry 2 Slocum Michael · CIK 0001528494 · President, Commercial Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,961 F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on January 26, 2011. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| January 26, 2014 Filed Jan 28, 2014 21:52 UTC |
Slocum MichaelPresident, Commercial Banking
|
Exercise / conversionCommon Stock | 4,079 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-002558 · doc4.xml · nonDerivative · entry 1 Slocum Michael · CIK 0001528494 · President, Commercial Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,661 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 26, 2014 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| January 26, 2014 Filed Jan 28, 2014 21:52 UTC |
Schneider Ryan M.President, Card
|
Exercise / conversionRestricted Stock Units · Derivative | 7,975 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-002559 · doc4.xml · derivative · entry 4 Schneider Ryan M. · CIK 0001420501 · President, Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,975 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 26, 2014 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F1 · price: On January 26, 2014 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F3 · derivative.exercise_date: These restricted stock units vested in 1/3 increments beginning on January 26, 2012 and annually thereafter. F3 · derivative.expiration_date: These restricted stock units vested in 1/3 increments beginning on January 26, 2012 and annually thereafter. Read SEC document |
| January 26, 2014 Filed Jan 28, 2014 21:52 UTC |
Schneider Ryan M.President, Card
|
Disposition to issuerCommon Stock | 7,975 | $75.66 | $603,388.50 |
DisclosureSEC source: 0001225208-14-002559 · doc4.xml · nonDerivative · entry 3 Schneider Ryan M. · CIK 0001420501 · President, Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,401 F1 · price: On January 26, 2014 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| January 26, 2014 Filed Jan 28, 2014 21:52 UTC |
Schneider Ryan M.President, Card
|
Tax withholdingCommon Stock | 3,183 | $70.57 | $224,624.31 |
DisclosureSEC source: 0001225208-14-002559 · doc4.xml · nonDerivative · entry 2 Schneider Ryan M. · CIK 0001420501 · President, Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,376 F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on January 26, 2011. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| January 26, 2014 Filed Jan 28, 2014 21:52 UTC |
Schneider Ryan M.President, Card
|
Exercise / conversionCommon Stock | 7,975 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-002559 · doc4.xml · nonDerivative · entry 1 Schneider Ryan M. · CIK 0001420501 · President, Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,559 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 26, 2014 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| January 26, 2014 Filed Jan 28, 2014 21:52 UTC |
LaPrade,III Frank G.Chief Enterprise Srvcs Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 4,598 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-002560 · doc4.xml · derivative · entry 5 LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,598 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 26, 2014 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F1 · price: On January 26, 2014 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F4 · derivative.exercise_date: These restricted stock units vested in 1/3 increments beginning on January 26, 2012 and annually thereafter. F4 · derivative.expiration_date: These restricted stock units vested in 1/3 increments beginning on January 26, 2012 and annually thereafter. Read SEC document |
| January 26, 2014 Filed Jan 28, 2014 21:52 UTC |
LaPrade,III Frank G.Chief Enterprise Srvcs Officer
|
Disposition to issuerCommon Stock | 4,598 | $75.66 | $347,884.68 |
DisclosureSEC source: 0001225208-14-002560 · doc4.xml · nonDerivative · entry 3 LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,267 F1 · price: On January 26, 2014 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| January 26, 2014 Filed Jan 28, 2014 21:52 UTC |
LaPrade,III Frank G.Chief Enterprise Srvcs Officer
|
Tax withholdingCommon Stock | 2,030 | $70.57 | $143,257.10 |
DisclosureSEC source: 0001225208-14-002560 · doc4.xml · nonDerivative · entry 2 LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,865 F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on January 26, 2011. This is authorized in the applicable restricted stock award agreements. Read SEC document |
| January 26, 2014 Filed Jan 28, 2014 21:52 UTC |
LaPrade,III Frank G.Chief Enterprise Srvcs Officer
|
Exercise / conversionCommon Stock | 4,598 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-002560 · doc4.xml · nonDerivative · entry 1 LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,895 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 26, 2014 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| January 24, 2014 Filed Jan 27, 2014 21:43 UTC |
LEROY PIERRE EDirector
|
Exercise / conversionStock Options · Derivative | 18,795 | $0.00 Strike: $16.93 | $0.00 |
DisclosureSEC source: 0001225208-14-002417 · doc4.xml · derivative · entry 3 LEROY PIERRE E · CIK 0001055709 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,795 shares Expires 2019-04-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 24, 2014 Filed Jan 27, 2014 21:43 UTC |
LEROY PIERRE EDirector
|
SaleCommon Stock | 18,795 | $71.29 | $1,339,895.55 |
DisclosureSEC source: 0001225208-14-002417 · doc4.xml · nonDerivative · entry 2 LEROY PIERRE E · CIK 0001055709 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,376 F1 · price: These shares were sold at prices ranging from $71.27 to $71.36. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| January 24, 2014 Filed Jan 27, 2014 21:43 UTC |
LEROY PIERRE EDirector
|
Exercise / conversionCommon Stock | 18,795 | $16.93 | $318,199.35 |
DisclosureSEC source: 0001225208-14-002417 · doc4.xml · nonDerivative · entry 1 LEROY PIERRE E · CIK 0001055709 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,171 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 15, 2014 Filed Jan 17, 2014 21:40 UTC |
Witter Jonathan W.President, Retail Banking
|
Exercise / conversionRestricted Stock Units · Derivative | 55,065 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-002016 · doc4.xml · derivative · entry 3 Witter Jonathan W. · CIK 0001528493 · President, Retail Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 55,065 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These restricted stock units vested, and the underlying shares of common stock were issued, according to the following schedule: 50,346 units on February 15, 2012; 33,039 units on February 15, 2013 and 55,065 units on January 15, 2014. F2 · derivative.expiration_date: These restricted stock units vested, and the underlying shares of common stock were issued, according to the following schedule: 50,346 units on February 15, 2012; 33,039 units on February 15, 2013 and 55,065 units on January 15, 2014. Read SEC document |
| January 15, 2014 Filed Jan 17, 2014 21:40 UTC |
Witter Jonathan W.President, Retail Banking
|
Tax withholdingCommon Stock | 26,180 | $77.03 | $2,016,645.40 |
DisclosureSEC source: 0001225208-14-002016 · doc4.xml · nonDerivative · entry 2 Witter Jonathan W. · CIK 0001528493 · President, Retail Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,419 F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of shares of common stock underlying restricted stock units vesting on January 15, 2014. This is authorized in the applicable award agreement. Read SEC document |
| January 15, 2014 Filed Jan 17, 2014 21:40 UTC |
Witter Jonathan W.President, Retail Banking
|
Exercise / conversionCommon Stock | 55,065 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-002016 · doc4.xml · nonDerivative · entry 1 Witter Jonathan W. · CIK 0001528493 · President, Retail Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,599 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2014 Filed Jan 3, 2014 00:23 UTC |
Alexander Robert M.Chief Information Officer
|
Exercise / conversionStock Options · Derivative | 5,000 | $0.00 Strike: $18.28 | $0.00 |
DisclosureSEC source: 0001225208-14-000179 · doc4.xml · derivative · entry 6 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,925 Underlying: Common Stock · 5,000 shares Expires 2019-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 8, 2013, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · derivative.exercise_date: This option became exercisable in 1/3 increments beginning on January 29, 2010 and annually thereafter. Read SEC document |
| January 02, 2014 Filed Jan 3, 2014 00:23 UTC |
Alexander Robert M.Chief Information Officer
|
SaleCommon Stock | 5,000 | $76.74 | $383,700.00 |
DisclosureSEC source: 0001225208-14-000179 · doc4.xml · nonDerivative · entry 3 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,628 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 8, 2013, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| January 02, 2014 Filed Jan 3, 2014 00:23 UTC |
Alexander Robert M.Chief Information Officer
|
SaleCommon Stock | 4,104 | $76.74 | $314,940.96 |
DisclosureSEC source: 0001225208-14-000179 · doc4.xml · nonDerivative · entry 2 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,628 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 8, 2013, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.