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CAPITAL ONE FINANCIAL CORP

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Tapewire entity
547
SEC CIK
0000927628
Parsed reports
2,528

Last 12 months

Inside the activity.

0 purchase rows · 62 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025013
Dec 202503
Jan 202604
Feb 2026014
Mar 202602
Apr 202602
May 202604
Jun 202601
Jul 202605
Aug 2026010
Sep 202603
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 08, 2025 Filed May 12, 2025 21:00 UTC GrantCommon Stock 1,241 $0.00 $0.00
Disclosure

SEC source: 0000927628-25-000164 · wk-form4_1747083598.xml · nonDerivative · entry 1

Detrick Christine Rose · CIK 0001594796 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,610

F1 · security: Restricted stock units that vest in their entirety and settle in shares of the Company's common stock on May 8, 2026. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement.

Read SEC document
May 08, 2025 Filed May 12, 2025 20:56 UTC GrantCommon Stock 1,241 $0.00 $0.00
Disclosure

SEC source: 0000927628-25-000162 · wk-form4_1747083380.xml · nonDerivative · entry 1

SHATTUCK MAYO A III · CIK 0001087426 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,217

F1 · security: Restricted stock units that vest in their entirety on May 8, 2026. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement.

F2 · balance_after: Includes shares representing dividends accrued on shares that were issued upon vesting of restricted stock units since the last reported transaction.

Read SEC document
May 08, 2025 Filed May 12, 2025 20:51 UTC GrantCommon Stock 1,241 $0.00 $0.00
Disclosure

SEC source: 0001188662-25-000008 · wk-form4_1747083106.xml · nonDerivative · entry 1

HACKETT ANN F · CIK 0001188662 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,902

F1 · security: Restricted stock units that vest in their entirety on May 8, 2026. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement.

F2 · balance_after: Includes shares representing dividends accrued on shares that were issued upon vesting of restricted stock units since the last reported transaction.

Read SEC document
May 08, 2025 Filed May 12, 2025 20:50 UTC GrantCommon Stock 1,241 $0.00 $0.00
Disclosure

SEC source: 0001181669-25-000005 · wk-form4_1747083008.xml · nonDerivative · entry 1

RASKIND PETER E · CIK 0001181669 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,083

F1 · security: Restricted stock units that vest in their entirety on May 8, 2026. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement.

F2 · balance_after: Includes shares representing dividends accrued on shares that were issued upon vesting of restricted stock units since the last reported transaction.

Read SEC document
May 08, 2025 Filed May 12, 2025 20:54 UTC GrantCommon Stock 1,241 $0.00 $0.00
Disclosure

SEC source: 0001549838-25-000005 · wk-form4_1747083245.xml · nonDerivative · entry 1

Leenaars Cornelis PAJ · CIK 0001549838 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,898

F1 · security: Restricted stock units that vest in their entirety and settle in shares of the Company's common stock on May 8, 2026. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement.

Read SEC document
May 08, 2025 Filed May 12, 2025 20:52 UTC GrantCommon Stock 1,241 $0.00 $0.00
Disclosure

SEC source: 0001848476-25-000004 · wk-form4_1747083159.xml · nonDerivative · entry 1

Archibong Ime · CIK 0001848476 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,641

F1 · security: Restricted stock units that vest in their entirety and settle in shares of the Company's common stock on May 8, 2026. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement.

F2 · balance_after: Includes shares representing dividends accrued on shares that were issued upon vesting of restricted stock units since the last reported transaction.

Read SEC document
May 08, 2025 Filed May 12, 2025 20:53 UTC GrantCommon Stock 1,241 $0.00 $0.00
Disclosure

SEC source: 0002015867-25-000004 · wk-form4_1747083204.xml · nonDerivative · entry 1

Harford Suni P · CIK 0002015867 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,020

F1 · security: Restricted stock units that vest in their entirety and settle in shares of the Company's common stock on May 8, 2026. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement

Read SEC document
March 10, 2025 Filed Mar 12, 2025 21:58 UTC
Mouadeb Mark DanielPresident, U.S. Card
Tax withholdingCommon Stock 567 $163.87 $92,914.29
Disclosure

SEC source: 0000927628-25-000106 · wk-form4_1741816724.xml · nonDerivative · entry 2

Mouadeb Mark Daniel · CIK 0001938196 · President, U.S. Card

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,095

F2 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement.

Read SEC document
March 10, 2025 Filed Mar 12, 2025 21:58 UTC
Mouadeb Mark DanielPresident, U.S. Card
GrantCommon Stock 1,257 $0.00 $0.00
Disclosure

SEC source: 0000927628-25-000106 · wk-form4_1741816724.xml · nonDerivative · entry 1

Mouadeb Mark Daniel · CIK 0001938196 · President, U.S. Card

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,662

F1 · kind: These shares were earned pursuant to an award of performance shares granted on February 3, 2022, as amended on November 2, 2023, based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.

Read SEC document
March 10, 2025 Filed Mar 12, 2025 21:59 UTC
Young Andrew MChief Financial Officer
Tax withholdingCommon Stock 3,005 $163.87 $492,429.35
Disclosure

SEC source: 0000927628-25-000107 · wk-form4_1741816734.xml · nonDerivative · entry 2

Young Andrew M · CIK 0001839737 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,933

F2 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement.

F3 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

Read SEC document
March 10, 2025 Filed Mar 12, 2025 21:59 UTC
Young Andrew MChief Financial Officer
GrantCommon Stock 6,661 $0.00 $0.00
Disclosure

SEC source: 0000927628-25-000107 · wk-form4_1741816734.xml · nonDerivative · entry 1

Young Andrew M · CIK 0001839737 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,867

F1 · kind: These shares were earned pursuant to an award of performance shares granted on February 3, 2022, as amended on November 2, 2023, based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.

Read SEC document
March 10, 2025 Filed Mar 12, 2025 21:59 UTC
LaPrade,III Frank G.Chief Enterprise Srvcs Officer
Tax withholdingCommon Stock 4,260 $163.87 $698,086.20
Disclosure

SEC source: 0000927628-25-000108 · wk-form4_1741816745.xml · nonDerivative · entry 2

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,375

F2 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement.

Read SEC document
March 10, 2025 Filed Mar 12, 2025 21:59 UTC
LaPrade,III Frank G.Chief Enterprise Srvcs Officer
GrantCommon Stock 9,444 $0.00 $0.00
Disclosure

SEC source: 0000927628-25-000108 · wk-form4_1741816745.xml · nonDerivative · entry 1

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,635

F1 · kind: These shares were earned pursuant to an award of performance shares granted on February 3, 2022, as amended on November 2, 2023, based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.

Read SEC document
March 10, 2025 Filed Mar 12, 2025 21:59 UTC
Zamsky MichaelChief Credit & Fin'l Risk Off.
Tax withholdingCommon Stock 976 $163.87 $159,937.12
Disclosure

SEC source: 0000927628-25-000109 · wk-form4_1741816755.xml · nonDerivative · entry 2

Zamsky Michael · CIK 0001938261 · Chief Credit & Fin'l Risk Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,649

F2 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement.

Read SEC document
March 10, 2025 Filed Mar 12, 2025 21:59 UTC
Zamsky MichaelChief Credit & Fin'l Risk Off.
GrantCommon Stock 2,164 $0.00 $0.00
Disclosure

SEC source: 0000927628-25-000109 · wk-form4_1741816755.xml · nonDerivative · entry 1

Zamsky Michael · CIK 0001938261 · Chief Credit & Fin'l Risk Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,625

F1 · kind: These shares were earned pursuant to an award of performance shares granted on February 3, 2022, as amended on November 2, 2023, based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.

F1 · acquired: These shares were earned pursuant to an award of performance shares granted on February 3, 2022, as amended on November 2, 2023, based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.

Read SEC document
March 10, 2025 Filed Mar 12, 2025 21:59 UTC
Sanjiv YajnikPresident, Financial Services
Tax withholdingCommon Stock 3,994 $163.87 $654,496.78
Disclosure

SEC source: 0000927628-25-000110 · wk-form4_1741816767.xml · nonDerivative · entry 2

Sanjiv Yajnik · CIK 0001466919 · President, Financial Services

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,717

F2 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement.

F3 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

Read SEC document
March 10, 2025 Filed Mar 12, 2025 21:59 UTC
Sanjiv YajnikPresident, Financial Services
GrantCommon Stock 8,855 $0.00 $0.00
Disclosure

SEC source: 0000927628-25-000110 · wk-form4_1741816767.xml · nonDerivative · entry 1

Sanjiv Yajnik · CIK 0001466919 · President, Financial Services

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,654

F1 · kind: These shares were earned pursuant to an award of performance shares granted on February 3, 2022, as amended on November 2, 2023, based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.

Read SEC document
March 10, 2025 Filed Mar 12, 2025 21:59 UTC
Raghu RaviPres, Software, Intl & Sm Bus
Tax withholdingCommon Stock 534 $163.87 $87,506.58
Disclosure

SEC source: 0000927628-25-000112 · wk-form4_1741816786.xml · nonDerivative · entry 2

Raghu Ravi · CIK 0001938203 · Pres, Software, Intl & Sm Bus

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,007

F2 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement.

Read SEC document
March 10, 2025 Filed Mar 12, 2025 21:59 UTC
Raghu RaviPres, Software, Intl & Sm Bus
GrantCommon Stock 1,357 $0.00 $0.00
Disclosure

SEC source: 0000927628-25-000112 · wk-form4_1741816786.xml · nonDerivative · entry 1

Raghu Ravi · CIK 0001938203 · Pres, Software, Intl & Sm Bus

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,541

F1 · kind: These shares were earned pursuant to an award of performance shares granted on February 3, 2022, as amended on November 2, 2023, based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.

Read SEC document
March 10, 2025 Filed Mar 12, 2025 21:59 UTC
West KaraChief Enterprise Risk Officer
Tax withholdingCommon Stock 432 $163.87 $70,791.84
Disclosure

SEC source: 0000927628-25-000111 · wk-form4_1741816776.xml · nonDerivative · entry 2

West Kara · CIK 0001938284 · Chief Enterprise Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,689

F2 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement.

F3 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

Read SEC document
March 10, 2025 Filed Mar 12, 2025 21:59 UTC
West KaraChief Enterprise Risk Officer
GrantCommon Stock 956 $0.00 $0.00
Disclosure

SEC source: 0000927628-25-000111 · wk-form4_1741816776.xml · nonDerivative · entry 1

West Kara · CIK 0001938284 · Chief Enterprise Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,113

F1 · kind: These shares were earned pursuant to an award of performance shares granted on February 3, 2022, as amended on November 2, 2023, based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.

Read SEC document
March 10, 2025 Filed Mar 12, 2025 23:40 UTC
Dean LiaPres, Banking & Prem. Products
Tax withholdingCommon Stock 3,785 $163.87 $620,247.95
Disclosure

SEC source: 0000927628-25-000113 · wk-form4_1741822813.xml · nonDerivative · entry 2

Dean Lia · CIK 0001741273 · Pres, Banking & Prem. Products

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,344

F2 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement.

F3 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

Read SEC document
March 10, 2025 Filed Mar 12, 2025 23:40 UTC
Dean LiaPres, Banking & Prem. Products
GrantCommon Stock 7,554 $0.00 $0.00
Disclosure

SEC source: 0000927628-25-000113 · wk-form4_1741822813.xml · nonDerivative · entry 1

Dean Lia · CIK 0001741273 · Pres, Banking & Prem. Products

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,057

F1 · kind: These shares were earned pursuant to an award of performance shares granted on February 3, 2022, as amended on November 2, 2023, based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.

Read SEC document
March 10, 2025 Filed Mar 12, 2025 23:40 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Tax withholdingCommon Stock 21,694 $163.87 $3,554,995.78
Disclosure

SEC source: 0000927628-25-000114 · wk-form4_1741822822.xml · nonDerivative · entry 4

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,024,546

F3 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement.

Read SEC document
March 10, 2025 Filed Mar 12, 2025 23:40 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
GrantCommon Stock 48,100 $0.00 $0.00
Disclosure

SEC source: 0000927628-25-000114 · wk-form4_1741822822.xml · nonDerivative · entry 3

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,046,240

F4 · kind: These shares were earned pursuant to an award of performance shares granted on February 3, 2022, as amended on November 2, 2023, based on the Company's total shareholder return against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.

Read SEC document
March 10, 2025 Filed Mar 12, 2025 23:40 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Tax withholdingCommon Stock 30,370 $163.87 $4,976,731.90
Disclosure

SEC source: 0000927628-25-000114 · wk-form4_1741822822.xml · nonDerivative · entry 2

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,998,140

F3 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement.

Read SEC document
March 10, 2025 Filed Mar 12, 2025 23:40 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
GrantCommon Stock 67,338 $0.00 $0.00
Disclosure

SEC source: 0000927628-25-000114 · wk-form4_1741822822.xml · nonDerivative · entry 1

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,028,510

F1 · kind: These shares were earned pursuant to an award of performance shares granted on February 3, 2022, as amended on November 2, 2023, based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Dividend Reinvestment Plan since the last reported transaction.

Read SEC document
March 10, 2025 Filed Mar 12, 2025 23:40 UTC
Alexander Robert M.Chief Information Officer
Tax withholdingCommon Stock 3,322 $163.87 $544,376.14
Disclosure

SEC source: 0000927628-25-000115 · wk-form4_1741822831.xml · nonDerivative · entry 2

Alexander Robert M. · CIK 0001425374 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,485

F2 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement.

Read SEC document
March 10, 2025 Filed Mar 12, 2025 23:40 UTC
Alexander Robert M.Chief Information Officer
GrantCommon Stock 7,365 $0.00 $0.00
Disclosure

SEC source: 0000927628-25-000115 · wk-form4_1741822831.xml · nonDerivative · entry 1

Alexander Robert M. · CIK 0001425374 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,807

F1 · kind: These shares were earned pursuant to an award of performance shares granted on February 3, 2022, as amended November 2, 2023, based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.

Read SEC document
March 10, 2025 Filed Mar 12, 2025 23:40 UTC
Karam CeliaPres, Retail Bank
Tax withholdingCommon Stock 2,854 $163.87 $467,684.98
Disclosure

SEC source: 0000927628-25-000116 · wk-form4_1741822841.xml · nonDerivative · entry 2

Karam Celia · CIK 0001741344 · Pres, Retail Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,545

F2 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement.

F3 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

Read SEC document
March 10, 2025 Filed Mar 12, 2025 23:40 UTC
Karam CeliaPres, Retail Bank
GrantCommon Stock 6,328 $0.00 $0.00
Disclosure

SEC source: 0000927628-25-000116 · wk-form4_1741822841.xml · nonDerivative · entry 1

Karam Celia · CIK 0001741344 · Pres, Retail Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,395

F1 · kind: These shares were earned pursuant to an award of performance shares granted on February 3, 2022, as amended on November 2, 2023, based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.

Read SEC document
March 10, 2025 Filed Mar 12, 2025 23:40 UTC
Cooper Matthew WGeneral Counsel & Corp Secy
Tax withholdingCommon Stock 2,882 $163.87 $472,273.34
Disclosure

SEC source: 0000927628-25-000117 · wk-form4_1741822850.xml · nonDerivative · entry 2

Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,371

F2 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement.

Read SEC document
March 10, 2025 Filed Mar 12, 2025 23:40 UTC
Cooper Matthew WGeneral Counsel & Corp Secy
GrantCommon Stock 6,390 $0.00 $0.00
Disclosure

SEC source: 0000927628-25-000117 · wk-form4_1741822850.xml · nonDerivative · entry 1

Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,253

F1 · kind: These shares were earned pursuant to an award of performance shares granted on February 3, 2022, as amended on November 2, 2023, based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.

Read SEC document
February 15, 2025 Filed Feb 19, 2025 22:43 UTC
Mouadeb Mark DanielPresident, U.S. Card
Tax withholdingCommon Stock 1,181 $202.16 $238,750.96
Disclosure

SEC source: 0000927628-25-000073 · wk-form4_1740004977.xml · nonDerivative · entry 3

Mouadeb Mark Daniel · CIK 0001938196 · President, U.S. Card

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,405

F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 1, 2024. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2025 Filed Feb 19, 2025 22:43 UTC
Mouadeb Mark DanielPresident, U.S. Card
Tax withholdingCommon Stock 697 $202.16 $140,905.52
Disclosure

SEC source: 0000927628-25-000073 · wk-form4_1740004977.xml · nonDerivative · entry 2

Mouadeb Mark Daniel · CIK 0001938196 · President, U.S. Card

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,586

F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 26, 2023. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2025 Filed Feb 19, 2025 22:43 UTC
Mouadeb Mark DanielPresident, U.S. Card
Tax withholdingCommon Stock 533 $202.16 $107,751.28
Disclosure

SEC source: 0000927628-25-000073 · wk-form4_1740004977.xml · nonDerivative · entry 1

Mouadeb Mark Daniel · CIK 0001938196 · President, U.S. Card

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,283

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 3, 2022. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2025 Filed Feb 19, 2025 22:43 UTC
LaPrade,III Frank G.Chief Enterprise Srvcs Officer
Tax withholdingCommon Stock 1,880 $202.16 $380,060.80
Disclosure

SEC source: 0000927628-25-000074 · wk-form4_1740004987.xml · nonDerivative · entry 3

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,191

F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 1, 2024. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2025 Filed Feb 19, 2025 22:43 UTC
LaPrade,III Frank G.Chief Enterprise Srvcs Officer
Tax withholdingCommon Stock 2,228 $202.16 $450,412.48
Disclosure

SEC source: 0000927628-25-000074 · wk-form4_1740004987.xml · nonDerivative · entry 2

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,071

F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 26, 2023. This is authorized in the applicable restricted stock award agreement.

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February 15, 2025 Filed Feb 19, 2025 22:43 UTC
LaPrade,III Frank G.Chief Enterprise Srvcs Officer
Tax withholdingCommon Stock 1,082 $202.16 $218,737.12
Disclosure

SEC source: 0000927628-25-000074 · wk-form4_1740004987.xml · nonDerivative · entry 1

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,299

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 3, 2022. This is authorized in the applicable restricted stock award agreement.

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February 15, 2025 Filed Feb 19, 2025 22:43 UTC
Raghu RaviPres, Software, Intl & Sm Bus
Tax withholdingCommon Stock 747 $202.16 $151,013.52
Disclosure

SEC source: 0000927628-25-000075 · wk-form4_1740004998.xml · nonDerivative · entry 3

Raghu Ravi · CIK 0001938203 · Pres, Software, Intl & Sm Bus

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,184

F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 1, 2024. This is authorized in the applicable restricted stock award agreement.

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February 15, 2025 Filed Feb 19, 2025 22:43 UTC
Raghu RaviPres, Software, Intl & Sm Bus
Tax withholdingCommon Stock 523 $202.16 $105,729.68
Disclosure

SEC source: 0000927628-25-000075 · wk-form4_1740004998.xml · nonDerivative · entry 2

Raghu Ravi · CIK 0001938203 · Pres, Software, Intl & Sm Bus

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,931

F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 26, 2023. This is authorized in the applicable restricted stock award agreement.

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February 15, 2025 Filed Feb 19, 2025 22:43 UTC
Raghu RaviPres, Software, Intl & Sm Bus
Tax withholdingCommon Stock 474 $202.16 $95,823.84
Disclosure

SEC source: 0000927628-25-000075 · wk-form4_1740004998.xml · nonDerivative · entry 1

Raghu Ravi · CIK 0001938203 · Pres, Software, Intl & Sm Bus

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,454

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 3, 2022. This is authorized in the applicable restricted stock award agreement.

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February 15, 2025 Filed Feb 19, 2025 22:43 UTC
West KaraChief Enterprise Risk Officer
Tax withholdingCommon Stock 593 $202.16 $119,880.88
Disclosure

SEC source: 0000927628-25-000076 · wk-form4_1740005008.xml · nonDerivative · entry 3

West Kara · CIK 0001938284 · Chief Enterprise Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,157

F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 1, 2024. This is authorized in the applicable restricted stock award agreement.

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February 15, 2025 Filed Feb 19, 2025 22:43 UTC
West KaraChief Enterprise Risk Officer
Tax withholdingCommon Stock 598 $202.16 $120,891.68
Disclosure

SEC source: 0000927628-25-000076 · wk-form4_1740005008.xml · nonDerivative · entry 2

West Kara · CIK 0001938284 · Chief Enterprise Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,750

F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 26, 2023. This is authorized in the applicable restricted stock award agreement.

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February 15, 2025 Filed Feb 19, 2025 22:43 UTC
West KaraChief Enterprise Risk Officer
Tax withholdingCommon Stock 415 $202.16 $83,896.40
Disclosure

SEC source: 0000927628-25-000076 · wk-form4_1740005008.xml · nonDerivative · entry 1

West Kara · CIK 0001938284 · Chief Enterprise Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,348

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 3, 2022. This is authorized in the applicable restricted stock award agreement.

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February 15, 2025 Filed Feb 19, 2025 22:43 UTC
Sanjiv YajnikPresident, Financial Services
Tax withholdingCommon Stock 1,766 $202.16 $357,014.56
Disclosure

SEC source: 0000927628-25-000077 · wk-form4_1740005018.xml · nonDerivative · entry 3

Sanjiv Yajnik · CIK 0001466919 · President, Financial Services

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,799

F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 1, 2024. This is authorized in the applicable restricted stock award agreement.

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February 15, 2025 Filed Feb 19, 2025 22:43 UTC
Sanjiv YajnikPresident, Financial Services
Tax withholdingCommon Stock 1,748 $202.16 $353,375.68
Disclosure

SEC source: 0000927628-25-000077 · wk-form4_1740005018.xml · nonDerivative · entry 2

Sanjiv Yajnik · CIK 0001466919 · President, Financial Services

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,565

F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 26, 2023. This is authorized in the applicable restricted stock award agreement.

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February 15, 2025 Filed Feb 19, 2025 22:43 UTC
Sanjiv YajnikPresident, Financial Services
Tax withholdingCommon Stock 1,015 $202.16 $205,192.40
Disclosure

SEC source: 0000927628-25-000077 · wk-form4_1740005018.xml · nonDerivative · entry 1

Sanjiv Yajnik · CIK 0001466919 · President, Financial Services

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,313

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 3, 2022. This is authorized in the applicable restricted stock award agreement.

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February 15, 2025 Filed Feb 19, 2025 22:43 UTC
Karam CeliaPres, Retail Bank
Tax withholdingCommon Stock 1,321 $202.16 $267,053.36
Disclosure

SEC source: 0000927628-25-000078 · wk-form4_1740005028.xml · nonDerivative · entry 3

Karam Celia · CIK 0001741344 · Pres, Retail Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,067

F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 1, 2024. This is authorized in the applicable restricted stock award agreement.

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February 15, 2025 Filed Feb 19, 2025 22:43 UTC
Karam CeliaPres, Retail Bank
Tax withholdingCommon Stock 1,105 $202.16 $223,386.80
Disclosure

SEC source: 0000927628-25-000078 · wk-form4_1740005028.xml · nonDerivative · entry 2

Karam Celia · CIK 0001741344 · Pres, Retail Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,388

F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 26, 2023. This is authorized in the applicable restricted stock award agreement.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.