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CAPITAL ONE FINANCIAL CORP

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547
SEC CIK
0000927628
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2,528

Last 12 months

Inside the activity.

0 purchase rows · 49 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Dec 202503
Jan 202604
Feb 2026014
Mar 202602
Apr 202602
May 202604
Jun 202601
Jul 202605
Aug 2026010
Sep 202603
Oct 202601
Nov 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 15, 2003 Filed Dec 18, 2003 00:32 UTC
BAILAR GREGORExecutive Vice President
GrantCommon Stock 19,140 $0.00 $0.00
Disclosure

SEC source: 0001242043-03-000135 · bai288.xml · nonDerivative · entry 1

BAILAR GREGOR · CIK 0001182910 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,228

F1 · security: This grant of resticted stock will vest in the following manner: 25% will vest on December 15, 2004, 25% will vest on December 15, 2005 and 50% will vest on December 15, 2006.

Read SEC document
December 15, 2003 Filed Dec 18, 2003 00:32 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
GrantPerformance Shares · Derivative 355,410 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001242043-03-000136 · fai296.xml · derivative · entry 2

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 355,410

Underlying: Common Stock · 355,410 shares

Expires 2007-03-31

F2 · security: Represents the maximum number of shares to be issued. The actual number of shares will depend on the Company's fully diluted compound earnings per share growth rate compared with that of a peer group of companies over the three-year period beginning January 1, 2004 and ending December 31, 2006. The shares, if any, will become issuable on March 31, 2007.

F2 · derivative.exercise_date: Represents the maximum number of shares to be issued. The actual number of shares will depend on the Company's fully diluted compound earnings per share growth rate compared with that of a peer group of companies over the three-year period beginning January 1, 2004 and ending December 31, 2006. The shares, if any, will become issuable on March 31, 2007.

Read SEC document
December 15, 2003 Filed Dec 18, 2003 00:32 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
GrantEmployee Stock Option (Right to Buy) · Derivative 360,000 $0.00 Strike: $56.27 $0.00
Disclosure

SEC source: 0001242043-03-000136 · fai296.xml · derivative · entry 1

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 360,000

Underlying: Common Stock · 360,000 shares

Expires 2013-12-15

F1 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on December 15, 2004 and annually from that date thereafter.

Read SEC document
December 15, 2003 Filed Dec 18, 2003 00:32 UTC
FINNERAN JOHN G JREVP and General Counsel
GrantEmployee Stock Option (Right to Buy) · Derivative 45,000 $0.00 Strike: $56.27 $0.00
Disclosure

SEC source: 0001242043-03-000137 · fin289.xml · derivative · entry 2

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 45,000 shares

Expires 2013-12-15

F2 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on December 15, 2004 and annually from that date thereafter.

Read SEC document
December 15, 2003 Filed Dec 18, 2003 00:32 UTC
FINNERAN JOHN G JREVP and General Counsel
GrantCommon Stock 22,200 $0.00 $0.00
Disclosure

SEC source: 0001242043-03-000137 · fin289.xml · nonDerivative · entry 1

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,241

F1 · security: This grant of resticted stock will vest in the following manner: 25% will vest on December 15, 2004, 25% will vest on December 15, 2005 and 50% will vest on December 15, 2006.

Read SEC document
December 15, 2003 Filed Dec 18, 2003 00:32 UTC
KLANE LARRY AExecutive Vice President
GrantEmployee Stock Option (Right to Buy) · Derivative 40,200 $0.00 Strike: $56.27 $0.00
Disclosure

SEC source: 0001242043-03-000138 · kla290.xml · derivative · entry 2

KLANE LARRY A · CIK 0001238036 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,200

Underlying: Common Stock · 40,200 shares

Expires 2013-12-15

F2 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on December 15, 2004 and annually from that date thereafter.

Read SEC document
December 15, 2003 Filed Dec 18, 2003 00:32 UTC
KLANE LARRY AExecutive Vice President
GrantCommon Stock 19,850 $0.00 $0.00
Disclosure

SEC source: 0001242043-03-000138 · kla290.xml · nonDerivative · entry 1

KLANE LARRY A · CIK 0001238036 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,273

F1 · security: This grant of resticted stock will vest in the following manner: 25% will vest on December 15, 2004, 25% will vest on December 15, 2005 and 50% will vest on December 15, 2006.

Read SEC document
December 15, 2003 Filed Dec 18, 2003 00:32 UTC
LAWSON DAVID RExecutive Vice President
GrantEmployee Stock Option (Right to Buy) · Derivative 34,400 $0.00 Strike: $56.27 $0.00
Disclosure

SEC source: 0001242043-03-000139 · law291.xml · derivative · entry 3

LAWSON DAVID R · CIK 0001238038 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,400

Underlying: Common Stock · 34,400 shares

Expires 2013-12-15

F2 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on December 15, 2004 and annually from that date thereafter.

Read SEC document
December 15, 2003 Filed Dec 18, 2003 00:32 UTC
LAWSON DAVID RExecutive Vice President
GrantCommon Stock 16,970 $0.00 $0.00
Disclosure

SEC source: 0001242043-03-000139 · law291.xml · nonDerivative · entry 2

LAWSON DAVID R · CIK 0001238038 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,310

F1 · security: This grant of resticted stock will vest in the following manner: 25% will vest on December 15, 2004, 25% will vest on December 15, 2005 and 50% will vest on December 15, 2006.

Read SEC document
December 15, 2003 Filed Dec 18, 2003 00:32 UTC
PERLIN GARY LEVP & Chief Financial Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 24,500 $0.00 Strike: $56.27 $0.00
Disclosure

SEC source: 0001242043-03-000140 · per292.xml · derivative · entry 2

PERLIN GARY L · CIK 0001252395 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,500

Underlying: Common Stock · 24,500 shares

Expires 2013-12-15

F2 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on December 15, 2004 and annually from that date thereafter.

Read SEC document
December 15, 2003 Filed Dec 18, 2003 00:32 UTC
PERLIN GARY LEVP & Chief Financial Officer
GrantCommon Stock 12,080 $0.00 $0.00
Disclosure

SEC source: 0001242043-03-000140 · per292.xml · nonDerivative · entry 1

PERLIN GARY L · CIK 0001252395 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,080

F1 · security: This grant of resticted stock will vest in the following manner: 25% will vest on December 15, 2004, 25% will vest on December 15, 2005 and 50% will vest on December 15, 2006.

Read SEC document
December 15, 2003 Filed Dec 18, 2003 00:32 UTC
SCHNALL PETER AExecutive Vice President
GrantEmployee Stock Option (Right to Buy) · Derivative 34,500 $0.00 Strike: $56.27 $0.00
Disclosure

SEC source: 0001242043-03-000141 · sch293.xml · derivative · entry 2

SCHNALL PETER A · CIK 0001238041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,500

Underlying: Common Stock · 34,500 shares

Expires 2013-12-15

F2 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on December 15, 2004 and annually from that date thereafter.

Read SEC document
December 15, 2003 Filed Dec 18, 2003 00:32 UTC
SCHNALL PETER AExecutive Vice President
GrantCommon Stock 17,020 $0.00 $0.00
Disclosure

SEC source: 0001242043-03-000141 · sch293.xml · nonDerivative · entry 1

SCHNALL PETER A · CIK 0001238041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,982

F1 · security: This grant of resticted stock will vest in the following manner: 25% will vest on December 15, 2004, 25% will vest on December 15, 2005 and 50% will vest on December 15, 2006.

Read SEC document
December 15, 2003 Filed Dec 18, 2003 00:32 UTC
SCHUYLER MATTHEW WExecutive Vice President
GrantEmployee Stock Option (Right to Buy) · Derivative 24,100 $0.00 Strike: $56.27 $0.00
Disclosure

SEC source: 0001242043-03-000142 · sch294.xml · derivative · entry 2

SCHUYLER MATTHEW W · CIK 0001238042 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,100

Underlying: Common Stock · 24,100 shares

Expires 2013-12-15

F2 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on December 15, 2004 and annually from that date thereafter.

Read SEC document
December 15, 2003 Filed Dec 18, 2003 00:32 UTC
SCHUYLER MATTHEW WExecutive Vice President
GrantCommon Stock 11,880 $0.00 $0.00
Disclosure

SEC source: 0001242043-03-000142 · sch294.xml · nonDerivative · entry 1

SCHUYLER MATTHEW W · CIK 0001238042 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,310

F1 · security: This grant of resticted stock will vest in the following manner: 25% will vest on December 15, 2004, 25% will vest on December 15, 2005 and 50% will vest on December 15, 2006.

Read SEC document
December 15, 2003 Filed Dec 18, 2003 00:32 UTC
WEST CATHERINEExecutive Vice President
GrantEmployee Stock Option (Right to Buy) · Derivative 40,200 $0.00 Strike: $56.27 $0.00
Disclosure

SEC source: 0001242043-03-000143 · wes295.xml · derivative · entry 2

WEST CATHERINE · CIK 0001238043 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,200

Underlying: Common Stock · 40,200 shares

Expires 2013-12-15

F2 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on December 15, 2004 and annually from that date thereafter.

Read SEC document
December 15, 2003 Filed Dec 18, 2003 00:32 UTC
WEST CATHERINEExecutive Vice President
GrantCommon Stock 19,850 $0.00 $0.00
Disclosure

SEC source: 0001242043-03-000143 · wes295.xml · nonDerivative · entry 1

WEST CATHERINE · CIK 0001238043 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,586

F1 · security: This grant of resticted stock will vest in the following manner: 25% will vest on December 15, 2004, 25% will vest on December 15, 2005 and 50% will vest on December 15, 2006.

Read SEC document
December 02, 2003 Filed Dec 18, 2003 00:32 UTC
LAWSON DAVID RExecutive Vice President
GiftCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001242043-03-000139 · law291.xml · nonDerivative · entry 1

LAWSON DAVID R · CIK 0001238038 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · Lawson Family Trust and David R. Lawson

Disclosed balance after: 39,443

Read SEC document
November 14, 2003 Filed Nov 17, 2003 23:07 UTC
SCHNALL PETER AExecutive Vice President
SaleCommon Stock 5,046 $60.05 $303,012.30
Disclosure

SEC source: 0001242043-03-000120 · sch283.xml · nonDerivative · entry 3

SCHNALL PETER A · CIK 0001238041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,962

Read SEC document
November 14, 2003 Filed Nov 18, 2003 23:58 UTC GrantDirector Stock Option (Right to Buy) · Derivative 11,200 $0.00 Strike: $59.65 $0.00
Disclosure

SEC source: 0001242043-03-000122 · sha285.xml · derivative · entry 2

SHATTUCK MAYO A III · CIK 0001087426 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,200

Underlying: Common Stock · 11,200 shares

Expires 2013-11-14

F2 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on November 14, 2004 and annually from that date thereafter.

Read SEC document
November 14, 2003 Filed Nov 18, 2003 23:58 UTC GrantCommon Stock 840 $0.00 $0.00
Disclosure

SEC source: 0001242043-03-000122 · sha285.xml · nonDerivative · entry 1

SHATTUCK MAYO A III · CIK 0001087426 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 840

F1 · security: Restricted Stock Units which vest in their entirety on November 14, 2006.

Read SEC document
November 14, 2003 Filed Nov 18, 2003 23:58 UTC GrantDirector Stock Option (Right to Buy) · Derivative 11,200 $0.00 Strike: $59.65 $0.00
Disclosure

SEC source: 0001242043-03-000123 · hay284.xml · derivative · entry 3

HAY LEWIS III · CIK 0001182705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,200

Underlying: Common Stock · 11,200 shares

Expires 2013-11-14

F2 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on November 14, 2004 and annually from that date thereafter.

Read SEC document
November 14, 2003 Filed Nov 18, 2003 23:58 UTC GrantCommon Stock 840 $0.00 $0.00
Disclosure

SEC source: 0001242043-03-000123 · hay284.xml · nonDerivative · entry 1

HAY LEWIS III · CIK 0001182705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 840

F1 · security: Restricted Stock Units which vest in their entirety on November 14, 2006.

Read SEC document
November 14, 2003 Filed Nov 19, 2003 00:00 UTC SaleCommon Stock 1,100 $59.21 $65,131.00
Disclosure

SEC source: 0001242043-03-000124 · kim286.xml · nonDerivative · entry 30

KIMSEY JAMES V · CIK 0001242043 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,838

Read SEC document
November 14, 2003 Filed Nov 19, 2003 00:00 UTC SaleCommon Stock 300 $59.09 $17,727.00
Disclosure

SEC source: 0001242043-03-000124 · kim286.xml · nonDerivative · entry 29

KIMSEY JAMES V · CIK 0001242043 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,938

Read SEC document
November 14, 2003 Filed Nov 19, 2003 00:00 UTC SaleCommon Stock 4,400 $59.10 $260,040.00
Disclosure

SEC source: 0001242043-03-000124 · kim286.xml · nonDerivative · entry 28

KIMSEY JAMES V · CIK 0001242043 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,238

Read SEC document
November 14, 2003 Filed Nov 19, 2003 00:00 UTC SaleCommon Stock 2,600 $59.12 $153,712.00
Disclosure

SEC source: 0001242043-03-000124 · kim286.xml · nonDerivative · entry 27

KIMSEY JAMES V · CIK 0001242043 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,638

Read SEC document
November 14, 2003 Filed Nov 19, 2003 00:00 UTC SaleCommon Stock 500 $59.14 $29,570.00
Disclosure

SEC source: 0001242043-03-000124 · kim286.xml · nonDerivative · entry 26

KIMSEY JAMES V · CIK 0001242043 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,238

Read SEC document
November 14, 2003 Filed Nov 19, 2003 00:00 UTC SaleCommon Stock 2,000 $59.15 $118,300.00
Disclosure

SEC source: 0001242043-03-000124 · kim286.xml · nonDerivative · entry 25

KIMSEY JAMES V · CIK 0001242043 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,738

Read SEC document
November 14, 2003 Filed Nov 19, 2003 00:00 UTC SaleCommon Stock 1,000 $59.18 $59,180.00
Disclosure

SEC source: 0001242043-03-000124 · kim286.xml · nonDerivative · entry 24

KIMSEY JAMES V · CIK 0001242043 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,738

Read SEC document
November 14, 2003 Filed Nov 19, 2003 00:00 UTC SaleCommon Stock 2,600 $59.20 $153,920.00
Disclosure

SEC source: 0001242043-03-000124 · kim286.xml · nonDerivative · entry 23

KIMSEY JAMES V · CIK 0001242043 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,738

Read SEC document
November 14, 2003 Filed Nov 19, 2003 00:00 UTC SaleCommon Stock 2,100 $59.23 $124,383.00
Disclosure

SEC source: 0001242043-03-000124 · kim286.xml · nonDerivative · entry 22

KIMSEY JAMES V · CIK 0001242043 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,338

Read SEC document
November 14, 2003 Filed Nov 19, 2003 00:00 UTC SaleCommon Stock 1,600 $59.25 $94,800.00
Disclosure

SEC source: 0001242043-03-000124 · kim286.xml · nonDerivative · entry 21

KIMSEY JAMES V · CIK 0001242043 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,438

Read SEC document
November 14, 2003 Filed Nov 19, 2003 00:00 UTC SaleCommon Stock 2,200 $59.27 $130,394.00
Disclosure

SEC source: 0001242043-03-000124 · kim286.xml · nonDerivative · entry 20

KIMSEY JAMES V · CIK 0001242043 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,038

Read SEC document
November 14, 2003 Filed Nov 19, 2003 00:00 UTC SaleCommon Stock 900 $59.28 $53,352.00
Disclosure

SEC source: 0001242043-03-000124 · kim286.xml · nonDerivative · entry 19

KIMSEY JAMES V · CIK 0001242043 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,238

Read SEC document
November 14, 2003 Filed Nov 19, 2003 00:00 UTC SaleCommon Stock 100 $59.29 $5,929.00
Disclosure

SEC source: 0001242043-03-000124 · kim286.xml · nonDerivative · entry 18

KIMSEY JAMES V · CIK 0001242043 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,138

Read SEC document
November 14, 2003 Filed Nov 19, 2003 00:00 UTC SaleCommon Stock 2,000 $59.44 $118,880.00
Disclosure

SEC source: 0001242043-03-000124 · kim286.xml · nonDerivative · entry 17

KIMSEY JAMES V · CIK 0001242043 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,238

Read SEC document
November 14, 2003 Filed Nov 19, 2003 00:00 UTC SaleCommon Stock 1,100 $59.48 $65,428.00
Disclosure

SEC source: 0001242043-03-000124 · kim286.xml · nonDerivative · entry 16

KIMSEY JAMES V · CIK 0001242043 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,238

Read SEC document
November 14, 2003 Filed Nov 19, 2003 00:00 UTC SaleCommon Stock 200 $59.49 $11,898.00
Disclosure

SEC source: 0001242043-03-000124 · kim286.xml · nonDerivative · entry 15

KIMSEY JAMES V · CIK 0001242043 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,338

Read SEC document
November 14, 2003 Filed Nov 19, 2003 00:00 UTC SaleCommon Stock 700 $59.50 $41,650.00
Disclosure

SEC source: 0001242043-03-000124 · kim286.xml · nonDerivative · entry 14

KIMSEY JAMES V · CIK 0001242043 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,538

Read SEC document
November 14, 2003 Filed Nov 19, 2003 00:00 UTC SaleCommon Stock 1,900 $59.55 $113,145.00
Disclosure

SEC source: 0001242043-03-000124 · kim286.xml · nonDerivative · entry 13

KIMSEY JAMES V · CIK 0001242043 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,238

Read SEC document
November 14, 2003 Filed Nov 19, 2003 00:00 UTC SaleCommon Stock 1,400 $59.58 $83,412.00
Disclosure

SEC source: 0001242043-03-000124 · kim286.xml · nonDerivative · entry 12

KIMSEY JAMES V · CIK 0001242043 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,138

Read SEC document
November 14, 2003 Filed Nov 19, 2003 00:00 UTC SaleCommon Stock 400 $59.59 $23,836.00
Disclosure

SEC source: 0001242043-03-000124 · kim286.xml · nonDerivative · entry 11

KIMSEY JAMES V · CIK 0001242043 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,538

Read SEC document
November 14, 2003 Filed Nov 19, 2003 00:00 UTC SaleCommon Stock 1,300 $59.61 $77,493.00
Disclosure

SEC source: 0001242043-03-000124 · kim286.xml · nonDerivative · entry 10

KIMSEY JAMES V · CIK 0001242043 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,938

Read SEC document
November 14, 2003 Filed Nov 19, 2003 00:00 UTC SaleCommon Stock 3,500 $59.62 $208,670.00
Disclosure

SEC source: 0001242043-03-000124 · kim286.xml · nonDerivative · entry 9

KIMSEY JAMES V · CIK 0001242043 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,238

Read SEC document
November 14, 2003 Filed Nov 19, 2003 00:00 UTC SaleCommon Stock 2,900 $59.63 $172,927.00
Disclosure

SEC source: 0001242043-03-000124 · kim286.xml · nonDerivative · entry 8

KIMSEY JAMES V · CIK 0001242043 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,738

Read SEC document
November 14, 2003 Filed Nov 19, 2003 00:00 UTC SaleCommon Stock 100 $59.65 $5,965.00
Disclosure

SEC source: 0001242043-03-000124 · kim286.xml · nonDerivative · entry 7

KIMSEY JAMES V · CIK 0001242043 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,638

Read SEC document
November 14, 2003 Filed Nov 19, 2003 00:00 UTC SaleCommon Stock 1,800 $59.67 $107,406.00
Disclosure

SEC source: 0001242043-03-000124 · kim286.xml · nonDerivative · entry 6

KIMSEY JAMES V · CIK 0001242043 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,738

Read SEC document
November 14, 2003 Filed Nov 19, 2003 00:00 UTC SaleCommon Stock 1,700 $59.69 $101,473.00
Disclosure

SEC source: 0001242043-03-000124 · kim286.xml · nonDerivative · entry 5

KIMSEY JAMES V · CIK 0001242043 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,538

Read SEC document
November 14, 2003 Filed Nov 19, 2003 00:00 UTC SaleCommon Stock 1,500 $59.70 $89,550.00
Disclosure

SEC source: 0001242043-03-000124 · kim286.xml · nonDerivative · entry 4

KIMSEY JAMES V · CIK 0001242043 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,238

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.