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COF

CAPITAL ONE FINANCIAL CORP

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547
SEC CIK
0000927628
Parsed reports
2,528

Last 12 months

Inside the activity.

0 purchase rows · 49 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Dec 202503
Jan 202604
Feb 2026014
Mar 202602
Apr 202602
May 202604
Jun 202601
Jul 202605
Aug 2026010
Sep 202603
Oct 202601
Nov 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 07, 2004 Filed Oct 12, 2004 12:48 UTC
FINNERAN JOHN G JREVP and General Counsel
SaleCommon Stock 4,600 $74.56 $342,976.00
Disclosure

SEC source: 0001179230-04-000037 · fin372.xml · nonDerivative · entry 6

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,265

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
October 07, 2004 Filed Oct 12, 2004 12:48 UTC
FINNERAN JOHN G JREVP and General Counsel
SaleCommon Stock 300 $74.57 $22,371.00
Disclosure

SEC source: 0001179230-04-000037 · fin372.xml · nonDerivative · entry 5

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,865

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
October 07, 2004 Filed Oct 12, 2004 12:48 UTC
FINNERAN JOHN G JREVP and General Counsel
SaleCommon Stock 1,100 $74.59 $82,049.00
Disclosure

SEC source: 0001179230-04-000037 · fin372.xml · nonDerivative · entry 4

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,165

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
October 07, 2004 Filed Oct 12, 2004 12:48 UTC
FINNERAN JOHN G JREVP and General Counsel
SaleCommon Stock 1,000 $74.60 $74,600.00
Disclosure

SEC source: 0001179230-04-000037 · fin372.xml · nonDerivative · entry 3

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,265

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
October 07, 2004 Filed Oct 12, 2004 12:48 UTC
FINNERAN JOHN G JREVP and General Counsel
Exercise / conversionCommon Stock 43,440 $49.07 $2,131,600.80
Disclosure

SEC source: 0001179230-04-000037 · fin372.xml · nonDerivative · entry 2

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,265

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
October 07, 2004 Filed Oct 12, 2004 12:48 UTC
FINNERAN JOHN G JREVP and General Counsel
Exercise / conversionCommon Stock 6,560 $48.54 $318,422.40
Disclosure

SEC source: 0001179230-04-000037 · fin372.xml · nonDerivative · entry 1

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,825

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 30, 2004 Filed Oct 4, 2004 20:41 UTC
FINNERAN JOHN G JREVP and General Counsel
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 50,000 $48.54 Strike: $48.54 $2,427,000.00
Disclosure

SEC source: 0001179230-04-000036 · fin366.xml · derivative · entry 5

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,894

Underlying: Common Stock · 50,000 shares

Expires 2006-10-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option becomes exercisable in 33 1/3 % increments beginning on October 18, 2002 and annually thereafter.

Read SEC document
September 30, 2004 Filed Oct 4, 2004 20:41 UTC
FINNERAN JOHN G JREVP and General Counsel
SaleCommon Stock 41,000 $73.70 $3,021,700.00
Disclosure

SEC source: 0001179230-04-000036 · fin366.xml · nonDerivative · entry 4

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,265

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 30, 2004 Filed Oct 4, 2004 20:41 UTC
FINNERAN JOHN G JREVP and General Counsel
SaleCommon Stock 7,900 $73.71 $582,309.00
Disclosure

SEC source: 0001179230-04-000036 · fin366.xml · nonDerivative · entry 3

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,265

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 30, 2004 Filed Oct 4, 2004 20:41 UTC
FINNERAN JOHN G JREVP and General Counsel
SaleCommon Stock 1,100 $73.75 $81,125.00
Disclosure

SEC source: 0001179230-04-000036 · fin366.xml · nonDerivative · entry 2

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,165

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 30, 2004 Filed Oct 4, 2004 20:41 UTC
FINNERAN JOHN G JREVP and General Counsel
Exercise / conversionCommon Stock 50,000 $48.54 $2,427,000.00
Disclosure

SEC source: 0001179230-04-000036 · fin366.xml · nonDerivative · entry 1

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,265

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 29, 2004 Filed Oct 1, 2004 21:33 UTC Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 21,000 $0.00 Strike: $8.88 $0.00
Disclosure

SEC source: 0001179230-04-000033 · die360.xml · derivative · entry 6

DIETZ W RONALD · CIK 0001238031 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,000 shares

Expires 2006-04-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option became exercisable in 33 1/3% increments beginning on April 18, 1997 and annually thereafter.

Read SEC document
September 29, 2004 Filed Oct 1, 2004 21:33 UTC SaleCommon Stock 21,000 $75.00 $1,575,000.00
Disclosure

SEC source: 0001179230-04-000033 · die360.xml · nonDerivative · entry 2

DIETZ W RONALD · CIK 0001238031 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,814

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on May 11, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · balance_after: Includes shares acquired by the reporting person under the Company's Dividend Reinvestment and Stock Purchase Plan through the date of this filing.

Read SEC document
September 29, 2004 Filed Oct 1, 2004 21:33 UTC Exercise / conversionCommon Stock 21,000 $8.88 $186,480.00
Disclosure

SEC source: 0001179230-04-000033 · die360.xml · nonDerivative · entry 1

DIETZ W RONALD · CIK 0001238031 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,814

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on May 11, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 29, 2004 Filed Oct 1, 2004 21:33 UTC
KLANE LARRY AExecutive Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 26,015 $0.00 Strike: $48.54 $0.00
Disclosure

SEC source: 0001179230-04-000034 · kla361.xml · derivative · entry 3

KLANE LARRY A · CIK 0001238036 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,016

Underlying: Common Stock · 26,015 shares

Expires 2011-10-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option became exercisable if, among other possible criteria, the Company achieved a cumulative earnings per share of more than $5.03 in four consecutive fiscal quarters prior to December 31, 2004. This criterion was fulfilled on March 31, 2004 and these stock options vested in their entirety on April 22, 2004.

Read SEC document
September 29, 2004 Filed Oct 1, 2004 21:33 UTC
KLANE LARRY AExecutive Vice President
SaleCommon Stock 26,015 $75.00 $1,951,125.00
Disclosure

SEC source: 0001179230-04-000034 · kla361.xml · nonDerivative · entry 2

KLANE LARRY A · CIK 0001238036 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,949

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 26, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 29, 2004 Filed Oct 1, 2004 21:33 UTC
KLANE LARRY AExecutive Vice President
Exercise / conversionCommon Stock 26,015 $48.54 $1,262,768.10
Disclosure

SEC source: 0001179230-04-000034 · kla361.xml · nonDerivative · entry 1

KLANE LARRY A · CIK 0001238036 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,964

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 26, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 29, 2004 Filed Oct 1, 2004 21:33 UTC
WEST CATHERINEExecutive Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 18,000 $0.00 Strike: $46.38 $0.00
Disclosure

SEC source: 0001179230-04-000035 · wes362.xml · derivative · entry 5

WEST CATHERINE · CIK 0001238043 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,000 shares

Expires 2010-05-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on May 30, 2001 and annually from that date thereafter.

Read SEC document
September 29, 2004 Filed Oct 1, 2004 21:33 UTC
WEST CATHERINEExecutive Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 67,500 $0.00 Strike: $48.54 $0.00
Disclosure

SEC source: 0001179230-04-000035 · wes362.xml · derivative · entry 4

WEST CATHERINE · CIK 0001238043 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,500

Underlying: Common Stock · 67,500 shares

Expires 2006-10-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option became exercisable if, among other possible criteria, the Company achieved a cumulative earnings per share of more than $5.03 in four consecutive fiscal quarters prior to December 31, 2004. This criterion was fulfilled on March 31, 2004 and these stock options vested in their entirety on April 22, 2004.

Read SEC document
September 29, 2004 Filed Oct 1, 2004 21:33 UTC
WEST CATHERINEExecutive Vice President
SaleCommon Stock 85,500 $75.00 $6,412,500.00
Disclosure

SEC source: 0001179230-04-000035 · wes362.xml · nonDerivative · entry 3

WEST CATHERINE · CIK 0001238043 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,057

F2 · security: This transaction was executed pursuant to two separate trading plans entered into by the Reporting Person on November 7, 2003 and July 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F3 · balance_after: Includes shares acquired under the Company's Associate Stock Purchase Plan since last reported through this filing date.

Read SEC document
September 29, 2004 Filed Oct 1, 2004 21:33 UTC
WEST CATHERINEExecutive Vice President
Exercise / conversionCommon Stock 67,500 $48.54 $3,276,450.00
Disclosure

SEC source: 0001179230-04-000035 · wes362.xml · nonDerivative · entry 2

WEST CATHERINE · CIK 0001238043 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,557

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: This transaction was executed pursuant to two separate trading plans entered into by the Reporting Person on November 7, 2003 and July 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 29, 2004 Filed Oct 1, 2004 21:33 UTC
WEST CATHERINEExecutive Vice President
Exercise / conversionCommon Stock 18,000 $46.38 $834,840.00
Disclosure

SEC source: 0001179230-04-000035 · wes362.xml · nonDerivative · entry 1

WEST CATHERINE · CIK 0001238043 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,057

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 7, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 23, 2004 Filed Sep 27, 2004 14:48 UTC
FINNERAN JOHN G JREVP and General Counsel
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $48.54 $0.00
Disclosure

SEC source: 0001242043-04-000043 · fin351.xml · derivative · entry 31

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,894

Underlying: Common Stock · 50,000 shares

Expires 2006-10-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on October 18, 2002 and annually from that date thereafter.

Read SEC document
September 23, 2004 Filed Sep 27, 2004 14:48 UTC
FINNERAN JOHN G JREVP and General Counsel
SaleCommon Stock 100 $72.95 $7,295.00
Disclosure

SEC source: 0001242043-04-000043 · fin351.xml · nonDerivative · entry 30

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,165

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 23, 2004 Filed Sep 27, 2004 14:48 UTC
FINNERAN JOHN G JREVP and General Counsel
SaleCommon Stock 2,800 $72.96 $204,288.00
Disclosure

SEC source: 0001242043-04-000043 · fin351.xml · nonDerivative · entry 29

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,265

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 23, 2004 Filed Sep 27, 2004 14:48 UTC
FINNERAN JOHN G JREVP and General Counsel
SaleCommon Stock 1,000 $72.97 $72,970.00
Disclosure

SEC source: 0001242043-04-000043 · fin351.xml · nonDerivative · entry 28

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,065

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 23, 2004 Filed Sep 27, 2004 14:48 UTC
FINNERAN JOHN G JREVP and General Counsel
SaleCommon Stock 100 $72.98 $7,298.00
Disclosure

SEC source: 0001242043-04-000043 · fin351.xml · nonDerivative · entry 27

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,065

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 23, 2004 Filed Sep 27, 2004 14:48 UTC
FINNERAN JOHN G JREVP and General Counsel
SaleCommon Stock 700 $72.99 $51,093.00
Disclosure

SEC source: 0001242043-04-000043 · fin351.xml · nonDerivative · entry 26

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,165

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 23, 2004 Filed Sep 27, 2004 14:48 UTC
FINNERAN JOHN G JREVP and General Counsel
SaleCommon Stock 1,100 $73.00 $80,300.00
Disclosure

SEC source: 0001242043-04-000043 · fin351.xml · nonDerivative · entry 25

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,865

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 23, 2004 Filed Sep 27, 2004 14:48 UTC
FINNERAN JOHN G JREVP and General Counsel
SaleCommon Stock 2,400 $73.01 $175,224.00
Disclosure

SEC source: 0001242043-04-000043 · fin351.xml · nonDerivative · entry 24

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,965

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 23, 2004 Filed Sep 27, 2004 14:48 UTC
FINNERAN JOHN G JREVP and General Counsel
SaleCommon Stock 900 $73.02 $65,718.00
Disclosure

SEC source: 0001242043-04-000043 · fin351.xml · nonDerivative · entry 23

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,365

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 23, 2004 Filed Sep 27, 2004 14:48 UTC
FINNERAN JOHN G JREVP and General Counsel
SaleCommon Stock 700 $73.03 $51,121.00
Disclosure

SEC source: 0001242043-04-000043 · fin351.xml · nonDerivative · entry 22

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,265

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 23, 2004 Filed Sep 27, 2004 14:48 UTC
FINNERAN JOHN G JREVP and General Counsel
SaleCommon Stock 2,400 $73.05 $175,320.00
Disclosure

SEC source: 0001242043-04-000043 · fin351.xml · nonDerivative · entry 21

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,965

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 23, 2004 Filed Sep 27, 2004 14:48 UTC
FINNERAN JOHN G JREVP and General Counsel
SaleCommon Stock 2,600 $73.06 $189,956.00
Disclosure

SEC source: 0001242043-04-000043 · fin351.xml · nonDerivative · entry 20

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,365

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 23, 2004 Filed Sep 27, 2004 14:48 UTC
FINNERAN JOHN G JREVP and General Counsel
SaleCommon Stock 2,600 $73.07 $189,982.00
Disclosure

SEC source: 0001242043-04-000043 · fin351.xml · nonDerivative · entry 19

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,965

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 23, 2004 Filed Sep 27, 2004 14:48 UTC
FINNERAN JOHN G JREVP and General Counsel
SaleCommon Stock 2,300 $73.08 $168,084.00
Disclosure

SEC source: 0001242043-04-000043 · fin351.xml · nonDerivative · entry 18

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,565

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 23, 2004 Filed Sep 27, 2004 14:48 UTC
FINNERAN JOHN G JREVP and General Counsel
SaleCommon Stock 200 $73.09 $14,618.00
Disclosure

SEC source: 0001242043-04-000043 · fin351.xml · nonDerivative · entry 17

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,865

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 23, 2004 Filed Sep 27, 2004 14:48 UTC
FINNERAN JOHN G JREVP and General Counsel
SaleCommon Stock 100 $73.10 $7,310.00
Disclosure

SEC source: 0001242043-04-000043 · fin351.xml · nonDerivative · entry 16

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,065

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 23, 2004 Filed Sep 27, 2004 14:48 UTC
FINNERAN JOHN G JREVP and General Counsel
SaleCommon Stock 600 $73.11 $43,866.00
Disclosure

SEC source: 0001242043-04-000043 · fin351.xml · nonDerivative · entry 15

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,165

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 23, 2004 Filed Sep 27, 2004 14:48 UTC
FINNERAN JOHN G JREVP and General Counsel
SaleCommon Stock 600 $73.13 $43,878.00
Disclosure

SEC source: 0001242043-04-000043 · fin351.xml · nonDerivative · entry 14

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,765

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

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September 23, 2004 Filed Sep 27, 2004 14:48 UTC
FINNERAN JOHN G JREVP and General Counsel
SaleCommon Stock 1,800 $73.14 $131,652.00
Disclosure

SEC source: 0001242043-04-000043 · fin351.xml · nonDerivative · entry 13

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,365

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

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September 23, 2004 Filed Sep 27, 2004 14:48 UTC
FINNERAN JOHN G JREVP and General Counsel
SaleCommon Stock 900 $73.15 $65,835.00
Disclosure

SEC source: 0001242043-04-000043 · fin351.xml · nonDerivative · entry 12

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,165

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 23, 2004 Filed Sep 27, 2004 14:48 UTC
FINNERAN JOHN G JREVP and General Counsel
SaleCommon Stock 900 $73.16 $65,844.00
Disclosure

SEC source: 0001242043-04-000043 · fin351.xml · nonDerivative · entry 11

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,065

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 23, 2004 Filed Sep 27, 2004 14:48 UTC
FINNERAN JOHN G JREVP and General Counsel
SaleCommon Stock 800 $73.18 $58,544.00
Disclosure

SEC source: 0001242043-04-000043 · fin351.xml · nonDerivative · entry 10

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,965

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 23, 2004 Filed Sep 27, 2004 14:48 UTC
FINNERAN JOHN G JREVP and General Counsel
SaleCommon Stock 3,200 $73.26 $234,432.00
Disclosure

SEC source: 0001242043-04-000043 · fin351.xml · nonDerivative · entry 9

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,765

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 23, 2004 Filed Sep 27, 2004 14:48 UTC
FINNERAN JOHN G JREVP and General Counsel
SaleCommon Stock 5,000 $73.27 $366,350.00
Disclosure

SEC source: 0001242043-04-000043 · fin351.xml · nonDerivative · entry 8

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,965

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 23, 2004 Filed Sep 27, 2004 14:48 UTC
FINNERAN JOHN G JREVP and General Counsel
SaleCommon Stock 100 $73.28 $7,328.00
Disclosure

SEC source: 0001242043-04-000043 · fin351.xml · nonDerivative · entry 7

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,965

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 23, 2004 Filed Sep 27, 2004 14:48 UTC
FINNERAN JOHN G JREVP and General Counsel
SaleCommon Stock 100 $73.30 $7,330.00
Disclosure

SEC source: 0001242043-04-000043 · fin351.xml · nonDerivative · entry 6

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,065

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 23, 2004 Filed Sep 27, 2004 14:48 UTC
FINNERAN JOHN G JREVP and General Counsel
SaleCommon Stock 100 $73.31 $7,331.00
Disclosure

SEC source: 0001242043-04-000043 · fin351.xml · nonDerivative · entry 5

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,165

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 23, 2004 Filed Sep 27, 2004 14:48 UTC
FINNERAN JOHN G JREVP and General Counsel
SaleCommon Stock 300 $73.32 $21,996.00
Disclosure

SEC source: 0001242043-04-000043 · fin351.xml · nonDerivative · entry 4

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,265

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.