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CAPITAL ONE FINANCIAL CORP

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547
SEC CIK
0000927628
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2,528

Last 12 months

Inside the activity.

0 purchase rows · 49 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Dec 202503
Jan 202604
Feb 2026014
Mar 202602
Apr 202602
May 202604
Jun 202601
Jul 202605
Aug 2026010
Sep 202603
Oct 202601
Nov 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 12, 2005 Filed Dec 13, 2005 22:28 UTC
BAILAR GREGORExecutive Vice President
SaleCommon Stock 14,268 $84.46 $1,205,075.28
Disclosure

SEC source: 0000927628-05-000121 · bai742.xml · nonDerivative · entry 1

BAILAR GREGOR · CIK 0001182910 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,085

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 11, 2005 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
December 12, 2005 Filed Dec 13, 2005 22:29 UTC
WEST CATHERINEExecutive Vice President
SaleCommon Stock 18,250 $84.46 $1,541,395.00
Disclosure

SEC source: 0000927628-05-000122 · wes743.xml · nonDerivative · entry 1

WEST CATHERINE · CIK 0001238043 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,243

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 14, 2005 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
December 12, 2005 Filed Feb 15, 2006 01:17 UTC
SCHNALL PETER AExecutive Vice President
GiftCommon Stock 2,391 $84.34 $201,656.94
Disclosure

SEC source: 0000927628-06-000005 · sch807.xml · nonDerivative · entry 1

SCHNALL PETER A · CIK 0001238041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,726

F1 · balance_after: Includes 144 shares acquired by the reporting person under the Company's Associate Stock Purchase Plan.

Read SEC document
December 09, 2005 Filed Dec 12, 2005 19:00 UTC
SCHUYLER MATTHEW WExecutive Vice President
SaleCommon Stock 4,400 $83.93 $369,292.00
Disclosure

SEC source: 0000927628-05-000120 · sch741.xml · nonDerivative · entry 2

SCHUYLER MATTHEW W · CIK 0001238042 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,260

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 11, 2005 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
December 09, 2005 Filed Dec 12, 2005 19:00 UTC
SCHUYLER MATTHEW WExecutive Vice President
SaleCommon Stock 847 $83.94 $71,097.18
Disclosure

SEC source: 0000927628-05-000120 · sch741.xml · nonDerivative · entry 1

SCHUYLER MATTHEW W · CIK 0001238042 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,660

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 11, 2005 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
December 06, 2005 Filed Dec 7, 2005 21:48 UTC
FINNERAN JOHN G JREVP and General Counsel
GrantEmployee Stock Option (Right to Buy) · Derivative 1,180 $0.00 Strike: $84.70 $0.00
Disclosure

SEC source: 0000927628-05-000113 · fin734.xml · derivative · entry 4

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,180

Underlying: Common Stock · 1,180 shares

Expires 2012-12-05

Read SEC document
December 06, 2005 Filed Dec 7, 2005 21:48 UTC
FINNERAN JOHN G JREVP and General Counsel
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,929 $0.00 Strike: $34.13 $0.00
Disclosure

SEC source: 0000927628-05-000113 · fin734.xml · derivative · entry 3

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,271

Underlying: Common Stock · 2,929 shares

Expires 2012-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option became fully exercisable on December 6, 2005.

Read SEC document
December 06, 2005 Filed Dec 7, 2005 21:48 UTC
FINNERAN JOHN G JREVP and General Counsel
Tax withholdingCommon Stock 1,180 $84.70 $99,946.00
Disclosure

SEC source: 0000927628-05-000113 · fin734.xml · nonDerivative · entry 2

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,080

Read SEC document
December 06, 2005 Filed Dec 7, 2005 21:48 UTC
FINNERAN JOHN G JREVP and General Counsel
Exercise / conversionCommon Stock 2,929 $34.13 $99,966.77
Disclosure

SEC source: 0000927628-05-000113 · fin734.xml · nonDerivative · entry 1

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,260

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2005 Filed Dec 8, 2005 19:22 UTC
BAILAR GREGORExecutive Vice President
Tax withholdingCommon Stock 10,102 $84.70 $855,639.40
Disclosure

SEC source: 0000927628-05-000114 · bai737.xml · nonDerivative · entry 1

BAILAR GREGOR · CIK 0001182910 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,353

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on December 6, 2002. This is authorized in the applicable restricted stock award agreement.

Read SEC document
December 06, 2005 Filed Dec 8, 2005 19:23 UTC
KLANE LARRY AExecutive Vice President
Tax withholdingCommon Stock 11,077 $84.70 $938,221.90
Disclosure

SEC source: 0000927628-05-000115 · kla736.xml · nonDerivative · entry 1

KLANE LARRY A · CIK 0001238036 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,538

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on December 6, 2002. This is authorized in the applicable restricted stock award agreement.

Read SEC document
December 06, 2005 Filed Dec 8, 2005 19:23 UTC
WEST CATHERINEExecutive Vice President
Tax withholdingCommon Stock 13,740 $84.70 $1,163,778.00
Disclosure

SEC source: 0000927628-05-000116 · wes740.xml · nonDerivative · entry 1

WEST CATHERINE · CIK 0001238043 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,493

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on December 6, 2002. This is authorized in the applicable restricted stock award agreement.

F2 · balance_after: Includes shares acquired under the Company's Associate Stock Purchase Plan since last reported through this filing date.

Read SEC document
December 06, 2005 Filed Dec 8, 2005 19:27 UTC
SCHUYLER MATTHEW WExecutive Vice President
Tax withholdingCommon Stock 3,183 $84.70 $269,600.10
Disclosure

SEC source: 0000927628-05-000118 · sch735.xml · nonDerivative · entry 1

SCHUYLER MATTHEW W · CIK 0001238042 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,507

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on December 6, 2002. This is authorized in the applicable restricted stock award agreement.

Read SEC document
December 06, 2005 Filed Dec 8, 2005 19:37 UTC
SCHNALL PETER AExecutive Vice President
Tax withholdingCommon Stock 13,260 $84.70 $1,123,122.00
Disclosure

SEC source: 0000927628-05-000119 · sch739.xml · nonDerivative · entry 1

SCHNALL PETER A · CIK 0001238041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,737

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on December 6, 2002. This is authorized in the applicable restricted stock award agreement.

F2 · balance_after: Includes shares acquired by the reporting person under the Company's Associate Stock Purchase Plan since the last reported transaction.

Read SEC document
November 28, 2005 Filed Feb 15, 2006 01:14 UTC
LAWSON DAVID RExecutive Vice President
GiftCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0000927628-06-000004 · law806.xml · nonDerivative · entry 3

LAWSON DAVID R · CIK 0001238038 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · Lawson Family Trust

Disclosed balance after: 33,393

Read SEC document
November 23, 2005 Filed Nov 29, 2005 00:15 UTC
KLANE LARRY AExecutive Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 9,756 $0.00 Strike: $48.54 $0.00
Disclosure

SEC source: 0000927628-05-000108 · kla718.xml · derivative · entry 3

KLANE LARRY A · CIK 0001238036 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,878

Underlying: Common Stock · 9,756 shares

Expires 2011-10-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option became exercisable if, among other possible criteria, the Company achieved a cumulative earnings per share of more than $5.03 in four consecutive fiscal quarters prior to December 31, 2004. This criterion was fulfilled on March 31, 2004 and these stock options vested in their entirety on April 22, 2004.

Read SEC document
November 23, 2005 Filed Nov 29, 2005 00:15 UTC
KLANE LARRY AExecutive Vice President
SaleCommon Stock 9,756 $84.85 $827,796.60
Disclosure

SEC source: 0000927628-05-000108 · kla718.xml · nonDerivative · entry 2

KLANE LARRY A · CIK 0001238036 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,615

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 14, 2005, in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 23, 2005 Filed Nov 29, 2005 00:15 UTC
KLANE LARRY AExecutive Vice President
Exercise / conversionCommon Stock 9,756 $48.54 $473,556.24
Disclosure

SEC source: 0000927628-05-000108 · kla718.xml · nonDerivative · entry 1

KLANE LARRY A · CIK 0001238036 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,371

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 14, 2005, in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 17, 2005 Filed Nov 21, 2005 16:02 UTC
KLANE LARRY AExecutive Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 4,878 $0.00 Strike: $48.54 $0.00
Disclosure

SEC source: 0000927628-05-000102 · kla717.xml · derivative · entry 3

KLANE LARRY A · CIK 0001238036 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,634

Underlying: Common Stock · 4,878 shares

Expires 2011-10-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option became exercisable if, among other possible criteria, the Company achieved a cumulative earnings per share of more than $5.03 in four consecutive fiscal quarters prior to December 31, 2004. This criterion was fulfilled on March 31, 2004 and these stock options vested in their entirety on April 22, 2004.

Read SEC document
November 17, 2005 Filed Nov 21, 2005 16:02 UTC
KLANE LARRY AExecutive Vice President
SaleCommon Stock 4,878 $82.50 $402,435.00
Disclosure

SEC source: 0000927628-05-000102 · kla717.xml · nonDerivative · entry 2

KLANE LARRY A · CIK 0001238036 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,615

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 14, 2005, in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 17, 2005 Filed Nov 21, 2005 16:02 UTC
KLANE LARRY AExecutive Vice President
Exercise / conversionCommon Stock 4,878 $48.54 $236,778.12
Disclosure

SEC source: 0000927628-05-000102 · kla717.xml · nonDerivative · entry 1

KLANE LARRY A · CIK 0001238036 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,493

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 14, 2005, in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 16, 2005 Filed Nov 16, 2005 22:54 UTC Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 21,000 $0.00 Strike: $8.88 $0.00
Disclosure

SEC source: 0000927628-05-000100 · gro716.xml · derivative · entry 3

GROSS PATRICK W · CIK 0001184343 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,000 shares

Expires 2006-04-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option became 100% exercisable on April 18, 1997, the first anniversary of the date of grant.

Read SEC document
November 16, 2005 Filed Nov 16, 2005 22:54 UTC SaleCommon Stock 21,000 $81.25 $1,706,250.00
Disclosure

SEC source: 0000927628-05-000100 · gro716.xml · nonDerivative · entry 2

GROSS PATRICK W · CIK 0001184343 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,039

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 14, 2005, in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 16, 2005 Filed Nov 16, 2005 22:54 UTC Exercise / conversionCommon Stock 21,000 $8.88 $186,480.00
Disclosure

SEC source: 0000927628-05-000100 · gro716.xml · nonDerivative · entry 1

GROSS PATRICK W · CIK 0001184343 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,039

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 14, 2005, in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 10, 2005 Filed Feb 15, 2006 01:21 UTC GiftCommon Stock 247,525 $0.00 $0.00
Disclosure

SEC source: 0000927628-06-000008 · wes798.xml · nonDerivative · entry 1

WESTREICH STANLEY · CIK 0001238046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 374,429

Read SEC document
November 08, 2005 Filed Nov 10, 2005 22:38 UTC
BAILAR GREGORExecutive Vice President
GrantEmployee Stock Option (Right to Buy) · Derivative 1,315 $0.00 Strike: $76.00 $0.00
Disclosure

SEC source: 0000927628-05-000098 · bai715.xml · derivative · entry 4

BAILAR GREGOR · CIK 0001182910 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,315

Underlying: Common Stock · 1,315 shares

Expires 2011-10-31

Read SEC document
November 08, 2005 Filed Nov 10, 2005 22:38 UTC
BAILAR GREGORExecutive Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,340 $0.00 Strike: $42.73 $0.00
Disclosure

SEC source: 0000927628-05-000098 · bai715.xml · derivative · entry 3

BAILAR GREGOR · CIK 0001182910 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,340 shares

Expires 2011-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option became exercisable in 33 1/3% increments beginning on November 1, 2002 and annually from that date thereafter.

Read SEC document
November 08, 2005 Filed Nov 10, 2005 22:38 UTC
BAILAR GREGORExecutive Vice President
Tax withholdingCommon Stock 1,315 $76.00 $99,940.00
Disclosure

SEC source: 0000927628-05-000098 · bai715.xml · nonDerivative · entry 2

BAILAR GREGOR · CIK 0001182910 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,455

Read SEC document
November 08, 2005 Filed Nov 10, 2005 22:38 UTC
BAILAR GREGORExecutive Vice President
Exercise / conversionCommon Stock 2,340 $42.73 $99,988.20
Disclosure

SEC source: 0000927628-05-000098 · bai715.xml · nonDerivative · entry 1

BAILAR GREGOR · CIK 0001182910 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,770

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 10, 2005 Filed Feb 15, 2006 01:19 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
GiftCommon Stock 659 $75.88 $50,004.92
Disclosure

SEC source: 0000927628-06-000006 · fai787.xml · nonDerivative · entry 3

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,317,659

F1 · balance_after: Includes 3 shares acquired by the reporting person under the Company's Dividend Reinvestment and Stock Purchase Plan.

Read SEC document
September 30, 2005 Filed Oct 4, 2005 16:22 UTC GrantDirector Stock Option (Right to Buy) · Derivative 2,100 $0.00 Strike: $79.35 $0.00
Disclosure

SEC source: 0000927628-05-000095 · ler712.xml · derivative · entry 2

LEROY PIERRE E · CIK 0001055709 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,100

Underlying: Common Stock · 2,100 shares

Expires 2015-09-29

F2 · derivative.exercise_date: This option becomes 100% exercisable on September 30, 2006, the first anniversary of the date of grant.

Read SEC document
September 30, 2005 Filed Oct 4, 2005 16:22 UTC GrantCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0000927628-05-000095 · ler712.xml · nonDerivative · entry 1

LEROY PIERRE E · CIK 0001055709 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

F1 · shares: Restricted Stock Units which vest in their entirety on September 30, 2006.

Read SEC document
September 01, 2005 Filed Feb 15, 2006 01:19 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
GiftCommon Stock 3,335 $80.46 $268,334.10
Disclosure

SEC source: 0000927628-06-000006 · fai787.xml · nonDerivative · entry 2

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,318,318

Read SEC document
August 30, 2005 Filed Sep 1, 2005 17:20 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,039 $9.73 Strike: $9.73 $49,029.47
Disclosure

SEC source: 0000927628-05-000090 · fai707.xml · derivative · entry 4

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,039 shares

Expires 2005-09-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option is fully vested. The option vested in 1997 and 1998 in accordance with the following schedule: 50% vested when the trading price of the Common Stock equaled or exceeded $37.50 for at least 10 business days within any period of 30 consecutive days; 25% when the trading price of the Common Stock equaled or exceeded $43.75 for at least 10 business days within any period of 30 consecutive days; and the remaining 25% when the trading price of the Common Stock equaled or exceeded $50.00 for 10 business days within any period of 30 consecutive days. This vesting schedule does not reflect the June 1, 1999, 3-for-1 stock split adjustment.

Read SEC document
August 30, 2005 Filed Sep 1, 2005 17:20 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 1,039 $81.24 $84,408.36
Disclosure

SEC source: 0000927628-05-000090 · fai707.xml · nonDerivative · entry 2

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,331,067

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
August 30, 2005 Filed Sep 1, 2005 17:20 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
Exercise / conversionCommon Stock 5,039 $9.73 $49,029.47
Disclosure

SEC source: 0000927628-05-000090 · fai707.xml · nonDerivative · entry 1

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,332,106

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
August 29, 2005 Filed Aug 29, 2005 21:51 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,038 $9.73 Strike: $9.73 $49,019.74
Disclosure

SEC source: 0000927628-05-000089 · fai706.xml · derivative · entry 9

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,039

Underlying: Common Stock · 5,038 shares

Expires 2005-09-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option is fully vested. The option vested in 1997 and 1998 in accordance with the following schedule: 50% vested when the trading price of the Common Stock equaled or exceeded $37.50 for at least 10 business days within any period of 30 consecutive days; 25% when the trading price of the Common Stock equaled or exceeded $43.75 for at least 10 business days within any period of 30 consecutive days; and the remaining 25% when the trading price of the Common Stock equaled or exceeded $50.00 for 10 business days within any period of 30 consecutive days. This vesting schedule does not reflect the June 1, 1999, 3-for-1 stock split adjustment.

Read SEC document
August 29, 2005 Filed Aug 29, 2005 21:51 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 2,400 $81.60 $195,840.00
Disclosure

SEC source: 0000927628-05-000089 · fai706.xml · nonDerivative · entry 6

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,327,067

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
August 29, 2005 Filed Aug 29, 2005 21:51 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 138 $81.63 $11,264.94
Disclosure

SEC source: 0000927628-05-000089 · fai706.xml · nonDerivative · entry 5

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,329,467

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
August 29, 2005 Filed Aug 29, 2005 21:51 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
Exercise / conversionCommon Stock 5,038 $9.73 $49,019.74
Disclosure

SEC source: 0000927628-05-000089 · fai706.xml · nonDerivative · entry 4

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,329,605

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
August 26, 2005 Filed Aug 29, 2005 21:51 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,038 $9.73 Strike: $9.73 $49,019.74
Disclosure

SEC source: 0000927628-05-000089 · fai706.xml · derivative · entry 8

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,077

Underlying: Common Stock · 5,038 shares

Expires 2005-09-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option is fully vested. The option vested in 1997 and 1998 in accordance with the following schedule: 50% vested when the trading price of the Common Stock equaled or exceeded $37.50 for at least 10 business days within any period of 30 consecutive days; 25% when the trading price of the Common Stock equaled or exceeded $43.75 for at least 10 business days within any period of 30 consecutive days; and the remaining 25% when the trading price of the Common Stock equaled or exceeded $50.00 for 10 business days within any period of 30 consecutive days. This vesting schedule does not reflect the June 1, 1999, 3-for-1 stock split adjustment.

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August 26, 2005 Filed Aug 29, 2005 21:51 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 500 $81.12 $40,560.00
Disclosure

SEC source: 0000927628-05-000089 · fai706.xml · nonDerivative · entry 3

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,324,567

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

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August 26, 2005 Filed Aug 29, 2005 21:51 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 2,038 $81.21 $165,505.98
Disclosure

SEC source: 0000927628-05-000089 · fai706.xml · nonDerivative · entry 2

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,325,067

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
August 26, 2005 Filed Aug 29, 2005 21:51 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
Exercise / conversionCommon Stock 5,038 $9.73 $49,019.74
Disclosure

SEC source: 0000927628-05-000089 · fai706.xml · nonDerivative · entry 1

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,327,105

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
August 25, 2005 Filed Aug 26, 2005 15:40 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,038 $9.73 Strike: $9.73 $49,019.74
Disclosure

SEC source: 0000927628-05-000088 · fai705.xml · derivative · entry 7

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,115

Underlying: Common Stock · 5,038 shares

Expires 2005-09-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option is fully vested. The option vested in 1997 and 1998 in accordance with the following schedule: 50% vested when the trading price of the Common Stock equaled or exceeded $37.50 for at least 10 business days within any period of 30 consecutive days; 25% when the trading price of the Common Stock equaled or exceeded $43.75 for at least 10 business days within any period of 30 consecutive days; and the remaining 25% when the trading price of the Common Stock equaled or exceeded $50.00 for 10 business days within any period of 30 consecutive days. This vesting schedule does not reflect the June 1, 1999, 3-for-1 stock split adjustment.

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August 25, 2005 Filed Aug 26, 2005 15:40 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 2,538 $82.77 $210,070.26
Disclosure

SEC source: 0000927628-05-000088 · fai705.xml · nonDerivative · entry 4

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,322,067

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
August 25, 2005 Filed Aug 26, 2005 15:40 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
Exercise / conversionCommon Stock 5,038 $9.73 $49,019.74
Disclosure

SEC source: 0000927628-05-000088 · fai705.xml · nonDerivative · entry 3

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,324,605

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
August 24, 2005 Filed Aug 26, 2005 15:40 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,038 $9.73 Strike: $9.73 $49,019.74
Disclosure

SEC source: 0000927628-05-000088 · fai705.xml · derivative · entry 6

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,153

Underlying: Common Stock · 5,038 shares

Expires 2005-09-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option is fully vested. The option vested in 1997 and 1998 in accordance with the following schedule: 50% vested when the trading price of the Common Stock equaled or exceeded $37.50 for at least 10 business days within any period of 30 consecutive days; 25% when the trading price of the Common Stock equaled or exceeded $43.75 for at least 10 business days within any period of 30 consecutive days; and the remaining 25% when the trading price of the Common Stock equaled or exceeded $50.00 for 10 business days within any period of 30 consecutive days. This vesting schedule does not reflect the June 1, 1999, 3-for-1 stock split adjustment.

Read SEC document
August 24, 2005 Filed Aug 26, 2005 15:40 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 2,538 $82.89 $210,374.82
Disclosure

SEC source: 0000927628-05-000088 · fai705.xml · nonDerivative · entry 2

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,319,567

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
August 24, 2005 Filed Aug 26, 2005 15:40 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
Exercise / conversionCommon Stock 5,038 $9.73 $49,019.74
Disclosure

SEC source: 0000927628-05-000088 · fai705.xml · nonDerivative · entry 1

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,322,105

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.