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CAPITAL ONE FINANCIAL CORP

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547
SEC CIK
0000927628
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2,528

Last 12 months

Inside the activity.

0 purchase rows · 49 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Dec 202503
Jan 202604
Feb 2026014
Mar 202602
Apr 202602
May 202604
Jun 202601
Jul 202605
Aug 2026010
Sep 202603
Oct 202601
Nov 202600

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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 17, 2006 Filed Mar 21, 2006 23:01 UTC
SCHUYLER MATTHEW WExecutive Vice President
Tax withholdingCommon Stock 893 $82.69 $73,842.17
Disclosure

SEC source: 0000927628-06-000035 · sch860.xml · nonDerivative · entry 1

SCHUYLER MATTHEW W · CIK 0001238042 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,617

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on March 15, 2005. This is authorized in the applicable restricted stock award agreement.

Read SEC document
March 17, 2006 Filed Mar 22, 2006 01:41 UTC
WEST CATHERINEExecutive Vice President
Tax withholdingCommon Stock 1,399 $82.69 $115,683.31
Disclosure

SEC source: 0000927628-06-000036 · wes865.xml · nonDerivative · entry 1

WEST CATHERINE · CIK 0001238043 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,866

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on March 15, 2005. This is authorized in the applicable restricted stock award agreement.

F2 · balance_after: Includes 178 shares acquired by the reporting person under the Company's Associate Stock Purchase Plan between July 2004 and November 2004.

Read SEC document
March 10, 2006 Filed Mar 14, 2006 21:53 UTC
KLANE LARRY AExecutive Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 3,200 $48.54 Strike: $48.54 $155,328.00
Disclosure

SEC source: 0000927628-06-000027 · kla853.xml · derivative · entry 3

KLANE LARRY A · CIK 0001238036 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,200 shares

Expires 2011-10-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option became exercisable if, among other possible criteria, the Company achieved a cumulative earnings per share of more than $5.03 in four consecutive fiscal quarters prior to December 31, 2004. This criterion was fulfilled on March 31, 2004 and these stock options vested in their entirety on April 22, 2004.

Read SEC document
March 10, 2006 Filed Mar 14, 2006 21:53 UTC
KLANE LARRY AExecutive Vice President
Exercise / conversionCommon Stock 3,200 $89.85 $287,520.00
Disclosure

SEC source: 0000927628-06-000027 · kla853.xml · nonDerivative · entry 2

KLANE LARRY A · CIK 0001238036 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,302

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 14, 2005, in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
March 10, 2006 Filed Mar 14, 2006 21:53 UTC
KLANE LARRY AExecutive Vice President
Exercise / conversionCommon Stock 3,200 $48.54 $155,328.00
Disclosure

SEC source: 0000927628-06-000027 · kla853.xml · nonDerivative · entry 1

KLANE LARRY A · CIK 0001238036 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,502

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 14, 2005, in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
March 10, 2006 Filed Mar 14, 2006 21:54 UTC
WEST CATHERINEExecutive Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 25,000 $48.54 Strike: $48.54 $1,213,500.00
Disclosure

SEC source: 0000927628-06-000028 · wes852.xml · derivative · entry 3

WEST CATHERINE · CIK 0001238043 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2006-10-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option became exercisable in 33 1/3% increments beginning on October 18, 2002 and annually from that date thereafter.

Read SEC document
March 10, 2006 Filed Mar 14, 2006 21:54 UTC
WEST CATHERINEExecutive Vice President
SaleCommon Stock 25,000 $89.90 $2,247,500.00
Disclosure

SEC source: 0000927628-06-000028 · wes852.xml · nonDerivative · entry 2

WEST CATHERINE · CIK 0001238043 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,087

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 14, 2005 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · balance_after: Includes shares acquired under the Company's Associate Stock Purchase Plan since last reported through this filing date.

Read SEC document
March 10, 2006 Filed Mar 14, 2006 21:54 UTC
WEST CATHERINEExecutive Vice President
Exercise / conversionCommon Stock 25,000 $48.54 $1,213,500.00
Disclosure

SEC source: 0000927628-06-000028 · wes852.xml · nonDerivative · entry 1

WEST CATHERINE · CIK 0001238043 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,087

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 14, 2005 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
March 08, 2006 Filed Mar 9, 2006 22:54 UTC Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 21,000 $8.88 Strike: $8.88 $186,480.00
Disclosure

SEC source: 0000927628-06-000026 · wes850.xml · derivative · entry 4

WESTREICH STANLEY · CIK 0001238046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,000 shares

Expires 2006-04-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option became 100% exercisable on April 18, 1997, the first anniversary of the date of grant.

Read SEC document
March 08, 2006 Filed Mar 9, 2006 22:54 UTC Exercise / conversionCommon Stock 21,000 $8.88 $186,480.00
Disclosure

SEC source: 0000927628-06-000026 · wes850.xml · nonDerivative · entry 1

WESTREICH STANLEY · CIK 0001238046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 395,429

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 03, 2006 Filed Mar 8, 2006 00:29 UTC
BOYDSTUN J HERBERTExecutive Vice President
GrantEmployee Stock Option (Right to Buy) · Derivative 81,710 $0.00 Strike: $88.81 $0.00
Disclosure

SEC source: 0000927628-06-000016 · boy836.xml · derivative · entry 1

BOYDSTUN J HERBERT · CIK 0001226697 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,710

Underlying: Common Stock · 81,710 shares

Expires 2016-03-02

F1 · derivative.exercise_date: This option becomes exercisable according to the following schedule: one third on March 3, 2007, one third on March 3, 2008, and the final third on November 14, 2008.

Read SEC document
March 03, 2006 Filed Mar 8, 2006 00:31 UTC
FINNERAN JOHN G JREVP and General Counsel
GrantEmployee Stock Option (Right to Buy) · Derivative 63,650 $0.00 Strike: $88.81 $0.00
Disclosure

SEC source: 0000927628-06-000017 · fin841.xml · derivative · entry 3

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,650

Underlying: Common Stock · 63,650 shares

Expires 2016-03-02

F3 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on March 3, 2007 and annually thereafter.

Read SEC document
March 03, 2006 Filed Mar 8, 2006 00:31 UTC
FINNERAN JOHN G JREVP and General Counsel
Tax withholdingCommon Stock 5,609 $88.81 $498,135.29
Disclosure

SEC source: 0000927628-06-000017 · fin841.xml · nonDerivative · entry 2

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,847

F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax withholding obligation on the above grant, upon reaching the retirement age. This is authorized in the applicable stock award agreement.

Read SEC document
March 03, 2006 Filed Mar 8, 2006 00:31 UTC
FINNERAN JOHN G JREVP and General Counsel
GrantCommon Stock 13,450 $0.00 $0.00
Disclosure

SEC source: 0000927628-06-000017 · fin841.xml · nonDerivative · entry 1

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,456

F1 · security: This grant of restricted stock will vest in the following manner: 25% of the shares will vest on March 3, 2007, 25% will vest on March 3, 2008 and the remaining 50% will vest on March 3, 2009 (less the shares automatically withheld by the issuer to satisfy the reporting person's tax withholding obligation upon reaching the retirement age).

Read SEC document
March 03, 2006 Filed Mar 8, 2006 00:33 UTC
LAWSON DAVID RExecutive Vice President
GrantEmployee Stock Option (Right to Buy) · Derivative 56,870 $0.00 Strike: $88.81 $0.00
Disclosure

SEC source: 0000927628-06-000018 · law844.xml · derivative · entry 4

LAWSON DAVID R · CIK 0001238038 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,870

Underlying: Common Stock · 56,870 shares

Expires 2016-03-02

F3 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on March 3, 2007 and annually thereafter.

Read SEC document
March 03, 2006 Filed Mar 8, 2006 00:33 UTC
LAWSON DAVID RExecutive Vice President
Tax withholdingCommon Stock 3,264 $88.81 $289,875.84
Disclosure

SEC source: 0000927628-06-000018 · law844.xml · nonDerivative · entry 2

LAWSON DAVID R · CIK 0001238038 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,503

F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax withholding obligation on the above grant, upon reaching the retirement age. This is authorized in the applicable stock award agreement.

Read SEC document
March 03, 2006 Filed Mar 8, 2006 00:33 UTC
LAWSON DAVID RExecutive Vice President
GrantCommon Stock 12,020 $0.00 $0.00
Disclosure

SEC source: 0000927628-06-000018 · law844.xml · nonDerivative · entry 1

LAWSON DAVID R · CIK 0001238038 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,767

F1 · security: This grant of restricted stock will vest in the following manner: 25% of the shares will vest on March 3, 2007, 25% will vest on March 3, 2008 and the remaining 50% will vest on March 3, 2009 (less the shares automatically withheld by the issuer to satisfy the reporting person's tax withholding obligation upon reaching the retirement age).

Read SEC document
March 03, 2006 Filed Mar 8, 2006 00:35 UTC
PERLIN GARY LEVP & Chief Financial Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 83,510 $0.00 Strike: $88.81 $0.00
Disclosure

SEC source: 0000927628-06-000019 · per835.xml · derivative · entry 2

PERLIN GARY L · CIK 0001252395 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,510

Underlying: Common Stock · 83,510 shares

Expires 2016-03-02

F2 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on March 3, 2007 and annually thereafter.

Read SEC document
March 03, 2006 Filed Mar 8, 2006 00:35 UTC
PERLIN GARY LEVP & Chief Financial Officer
GrantCommon Stock 17,650 $0.00 $0.00
Disclosure

SEC source: 0000927628-06-000019 · per835.xml · nonDerivative · entry 1

PERLIN GARY L · CIK 0001252395 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,678

F1 · security: This grant of restricted stock will vest in the following manner: 25% of the shares will vest on March 3, 2007, 25% will vest on March 3, 2008 and the remaining 50% will vest on March 3, 2009 (less the shares automatically withheld by the issuer to satisfy the reporting person's tax withholding obligation upon reaching the retirement age).

Read SEC document
March 03, 2006 Filed Mar 8, 2006 02:17 UTC
WEST CATHERINEExecutive Vice President
GrantEmployee Stock Option (Right to Buy) · Derivative 59,000 $0.00 Strike: $88.81 $0.00
Disclosure

SEC source: 0000927628-06-000020 · wes843.xml · derivative · entry 2

WEST CATHERINE · CIK 0001238043 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,000

Underlying: Common Stock · 59,000 shares

Expires 2016-03-02

F3 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on March 3, 2007 and annually thereafter.

Read SEC document
March 03, 2006 Filed Mar 8, 2006 02:17 UTC
WEST CATHERINEExecutive Vice President
GrantCommon Stock 12,470 $0.00 $0.00
Disclosure

SEC source: 0000927628-06-000020 · wes843.xml · nonDerivative · entry 1

WEST CATHERINE · CIK 0001238043 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,008

F1 · security: This grant of restricted stock will vest in the following manner: 25% of the shares will vest on March 3, 2007, 25% will vest on March 3, 2008 and the remaining 50% will vest on March 3, 2009.

F2 · balance_after: Includes 86 shares acquired under the Company's Associate Stock Purchase Plan since last reported through this filing date.

Read SEC document
March 03, 2006 Filed Mar 8, 2006 02:18 UTC
SCHUYLER MATTHEW WExecutive Vice President
GrantEmployee Stock Option (Right to Buy) · Derivative 48,340 $0.00 Strike: $88.81 $0.00
Disclosure

SEC source: 0000927628-06-000021 · sch832.xml · derivative · entry 2

SCHUYLER MATTHEW W · CIK 0001238042 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,340

Underlying: Common Stock · 48,340 shares

Expires 2016-03-02

F2 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on March 3, 2007 and annually thereafter.

Read SEC document
March 03, 2006 Filed Mar 8, 2006 02:18 UTC
SCHUYLER MATTHEW WExecutive Vice President
GrantCommon Stock 10,220 $0.00 $0.00
Disclosure

SEC source: 0000927628-06-000021 · sch832.xml · nonDerivative · entry 1

SCHUYLER MATTHEW W · CIK 0001238042 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,510

F1 · security: This grant of restricted stock will vest in the following manner: 25% of the shares will vest on March 3, 2007, 25% will vest on March 3, 2008 and the remaining 50% will vest on March 3, 2009.

Read SEC document
March 03, 2006 Filed Mar 8, 2006 02:19 UTC
KLANE LARRY AExecutive Vice President
GrantEmployee Stock Option (Right to Buy) · Derivative 56,870 $0.00 Strike: $88.81 $0.00
Disclosure

SEC source: 0000927628-06-000023 · kla830.xml · derivative · entry 2

KLANE LARRY A · CIK 0001238036 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,870

Underlying: Common Stock · 56,870 shares

Expires 2016-03-02

F2 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on March 3, 2007 and annually thereafter.

Read SEC document
March 03, 2006 Filed Mar 8, 2006 02:19 UTC
KLANE LARRY AExecutive Vice President
GrantCommon Stock 12,020 $0.00 $0.00
Disclosure

SEC source: 0000927628-06-000023 · kla830.xml · nonDerivative · entry 1

KLANE LARRY A · CIK 0001238036 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,302

F1 · security: This grant of restricted stock will vest in the following manner: 25% of the shares will vest on March 3, 2007, 25% will vest on March 3, 2008 and the remaining 50% will vest on March 3, 2009.

Read SEC document
March 03, 2006 Filed Mar 8, 2006 02:18 UTC
BAILAR GREGORExecutive Vice President
GrantEmployee Stock Option (Right to Buy) · Derivative 52,610 $0.00 Strike: $88.81 $0.00
Disclosure

SEC source: 0000927628-06-000022 · bai831.xml · derivative · entry 2

BAILAR GREGOR · CIK 0001182910 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,610

Underlying: Common Stock · 52,610 shares

Expires 2016-03-02

F2 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on March 3, 2007 and annually thereafter.

Read SEC document
March 03, 2006 Filed Mar 8, 2006 02:18 UTC
BAILAR GREGORExecutive Vice President
GrantCommon Stock 11,120 $0.00 $0.00
Disclosure

SEC source: 0000927628-06-000022 · bai831.xml · nonDerivative · entry 1

BAILAR GREGOR · CIK 0001182910 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,086

F1 · security: This grant of restricted stock will vest in the following manner: 25% of the shares will vest on March 3, 2007, 25% will vest on March 3, 2008 and the remaining 50% will vest on March 3, 2009.

Read SEC document
March 03, 2006 Filed Mar 8, 2006 02:21 UTC
SCHNALL PETER AExecutive Vice President
GrantEmployee Stock Option (Right to Buy) · Derivative 48,340 $0.00 Strike: $88.81 $0.00
Disclosure

SEC source: 0000927628-06-000024 · sch848.xml · derivative · entry 2

SCHNALL PETER A · CIK 0001238041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,340

Underlying: Common Stock · 48,340 shares

Expires 2016-03-02

F4 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on March 3, 2007 and annually thereafter.

Read SEC document
March 03, 2006 Filed Mar 8, 2006 02:21 UTC
SCHNALL PETER AExecutive Vice President
GrantCommon Stock 10,220 $0.00 $0.00
Disclosure

SEC source: 0000927628-06-000024 · sch848.xml · nonDerivative · entry 1

SCHNALL PETER A · CIK 0001238041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,161

F1 · security: This grant of restricted stock will vest in the following manner: 25% of the shares will vest on March 3, 2007, 25% will vest on March 3, 2008 and the remaining 50% will vest on March 3, 2009.

F2 · balance_after: This amount excludes 34,888 shares that were over reported on the last form filed for the reporting person, due to a system error.

F3 · balance_after: Includes 2 shares acquired by the reporting person under the Company's Associate Stock Purchase Plan since the last reported transaction.

Read SEC document
March 03, 2006 Filed Mar 8, 2006 02:37 UTC Amendment
PERLIN GARY LEVP & Chief Financial Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 83,510 $0.00 Strike: $88.81 $0.00
Disclosure

SEC source: 0000927628-06-000025 · per849.xml · derivative · entry 2

PERLIN GARY L · CIK 0001252395 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,510

Underlying: Common Stock · 83,510 shares

Expires 2016-03-02

F3 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on March 3, 2007 and annually thereafter.

Read SEC document
March 03, 2006 Filed Mar 8, 2006 02:37 UTC Amendment
PERLIN GARY LEVP & Chief Financial Officer
GrantCommon Stock 17,650 $0.00 $0.00
Disclosure

SEC source: 0000927628-06-000025 · per849.xml · nonDerivative · entry 1

PERLIN GARY L · CIK 0001252395 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,678

F1 · security: This grant of restricted stock will vest in the following manner: 25% of the shares will vest on March 3, 2007, 25% will vest on March 3, 2008 and the remaining 50% will vest on March 3, 2009.

F2 · security: The sole purpose of this amendment is to correct an error in footnote (1) from the original filing.

Read SEC document
March 02, 2006 Filed Mar 22, 2006 20:08 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
GiftCommon Stock 564 $0.00 $0.00
Disclosure

SEC source: 0000927628-06-000037 · fai851.xml · nonDerivative · entry 1

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,317,095

Read SEC document
February 22, 2006 Filed Feb 24, 2006 22:12 UTC
KLANE LARRY AExecutive Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,678 $48.54 Strike: $48.54 $81,450.12
Disclosure

SEC source: 0000927628-06-000015 · kla819.xml · derivative · entry 3

KLANE LARRY A · CIK 0001238036 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,200

Underlying: Common Stock · 1,678 shares

Expires 2011-10-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option became exercisable if, among other possible criteria, the Company achieved a cumulative earnings per share of more than $5.03 in four consecutive fiscal quarters prior to December 31, 2004. This criterion was fulfilled on March 31, 2004 and these stock options vested in their entirety on April 22, 2004.

Read SEC document
February 22, 2006 Filed Feb 24, 2006 22:12 UTC
KLANE LARRY AExecutive Vice President
SaleCommon Stock 1,678 $89.85 $150,768.30
Disclosure

SEC source: 0000927628-06-000015 · kla819.xml · nonDerivative · entry 2

KLANE LARRY A · CIK 0001238036 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,282

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 14, 2005, in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
February 22, 2006 Filed Feb 24, 2006 22:12 UTC
KLANE LARRY AExecutive Vice President
Exercise / conversionCommon Stock 1,678 $48.54 $81,450.12
Disclosure

SEC source: 0000927628-06-000015 · kla819.xml · nonDerivative · entry 1

KLANE LARRY A · CIK 0001238036 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,960

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 14, 2005, in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
February 16, 2006 Filed Apr 19, 2006 00:23 UTC SaleCommon Stock 31 $88.04 $2,729.24
Disclosure

SEC source: 0000927628-06-000038 · ler866.xml · nonDerivative · entry 4

LEROY PIERRE E · CIK 0001055709 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 0

Read SEC document
February 16, 2006 Filed Apr 19, 2006 00:23 UTC SaleCommon Stock 88 $88.05 $7,748.40
Disclosure

SEC source: 0000927628-06-000038 · ler866.xml · nonDerivative · entry 2

LEROY PIERRE E · CIK 0001055709 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Read SEC document
February 14, 2006 Filed Feb 16, 2006 21:41 UTC
BAILAR GREGORExecutive Vice President
SaleCommon Stock 2,600 $86.02 $223,652.00
Disclosure

SEC source: 0000927628-06-000012 · bai812.xml · nonDerivative · entry 5

BAILAR GREGOR · CIK 0001182910 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,966

Read SEC document
February 14, 2006 Filed Feb 16, 2006 21:41 UTC
BAILAR GREGORExecutive Vice President
SaleCommon Stock 3,300 $86.04 $283,932.00
Disclosure

SEC source: 0000927628-06-000012 · bai812.xml · nonDerivative · entry 4

BAILAR GREGOR · CIK 0001182910 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,566

Read SEC document
February 14, 2006 Filed Feb 16, 2006 21:41 UTC
BAILAR GREGORExecutive Vice President
SaleCommon Stock 589 $86.05 $50,683.45
Disclosure

SEC source: 0000927628-06-000012 · bai812.xml · nonDerivative · entry 3

BAILAR GREGOR · CIK 0001182910 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,866

Read SEC document
February 14, 2006 Filed Feb 16, 2006 21:41 UTC
BAILAR GREGORExecutive Vice President
SaleCommon Stock 3,118 $86.78 $270,580.04
Disclosure

SEC source: 0000927628-06-000012 · bai812.xml · nonDerivative · entry 2

BAILAR GREGOR · CIK 0001182910 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,455

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February 14, 2006 Filed Feb 16, 2006 21:41 UTC
BAILAR GREGORExecutive Vice President
SaleCommon Stock 1,487 $86.79 $129,056.73
Disclosure

SEC source: 0000927628-06-000012 · bai812.xml · nonDerivative · entry 1

BAILAR GREGOR · CIK 0001182910 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,573

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February 14, 2006 Filed Feb 16, 2006 21:42 UTC
SCHNALL PETER AExecutive Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,929 $34.13 Strike: $34.13 $99,966.77
Disclosure

SEC source: 0000927628-06-000013 · sch815.xml · derivative · entry 7

SCHNALL PETER A · CIK 0001238041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,929 shares

Expires 2012-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 14, 2006 Filed Feb 16, 2006 21:42 UTC
SCHNALL PETER AExecutive Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,521 $64.95 Strike: $64.95 $98,788.95
Disclosure

SEC source: 0000927628-06-000013 · sch815.xml · derivative · entry 6

SCHNALL PETER A · CIK 0001238041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,521 shares

Expires 2007-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 14, 2006 Filed Feb 16, 2006 21:42 UTC
SCHNALL PETER AExecutive Vice President
GrantDirector Stock Option (Right to Buy) · Derivative 1,158 $0.00 Strike: $86.27 $0.00
Disclosure

SEC source: 0000927628-06-000013 · sch815.xml · derivative · entry 5

SCHNALL PETER A · CIK 0001238041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,158

Underlying: Common Stock · 1,158 shares

Expires 2012-12-05

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February 14, 2006 Filed Feb 16, 2006 21:42 UTC
SCHNALL PETER AExecutive Vice President
Tax withholdingCommon Stock 1,145 $86.27 $98,779.15
Disclosure

SEC source: 0000927628-06-000013 · sch815.xml · nonDerivative · entry 4

SCHNALL PETER A · CIK 0001238041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,018

Read SEC document
February 14, 2006 Filed Feb 16, 2006 21:42 UTC
SCHNALL PETER AExecutive Vice President
Tax withholdingCommon Stock 1,158 $86.27 $99,900.66
Disclosure

SEC source: 0000927628-06-000013 · sch815.xml · nonDerivative · entry 3

SCHNALL PETER A · CIK 0001238041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,163

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February 14, 2006 Filed Feb 16, 2006 21:42 UTC
SCHNALL PETER AExecutive Vice President
Exercise / conversionCommon Stock 1,521 $64.95 $98,788.95
Disclosure

SEC source: 0000927628-06-000013 · sch815.xml · nonDerivative · entry 2

SCHNALL PETER A · CIK 0001238041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,321

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2006 Filed Feb 16, 2006 21:42 UTC
SCHNALL PETER AExecutive Vice President
Exercise / conversionCommon Stock 2,929 $34.13 $99,966.77
Disclosure

SEC source: 0000927628-06-000013 · sch815.xml · nonDerivative · entry 1

SCHNALL PETER A · CIK 0001238041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2006 Filed Feb 15, 2006 02:50 UTC
SCHNALL PETER AExecutive Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 16,271 $0.00 Strike: $34.13 $0.00
Disclosure

SEC source: 0000927628-06-000011 · sch809.xml · derivative · entry 10

SCHNALL PETER A · CIK 0001238041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,271 shares

Expires 2012-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option became exercisable in 33 1/3% increments beginning on December 6, 2003 and annually from that date thereafter.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.