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CAPITAL ONE FINANCIAL CORP

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Tapewire entity
547
SEC CIK
0000927628
Parsed reports
2,528

Last 12 months

Inside the activity.

0 purchase rows · 62 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025013
Dec 202503
Jan 202604
Feb 2026014
Mar 202602
Apr 202602
May 202604
Jun 202601
Jul 202605
Aug 2026010
Sep 202603
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 15, 2022 Filed Feb 17, 2022 21:13 UTC
Hall SheldonChief Risk Officer
Tax withholdingCommon Stock 1,465 $158.89 $232,773.85
Disclosure

SEC source: 0000927628-22-000090 · wf-form4_164513238070690.xml · nonDerivative · entry 3

Hall Sheldon · CIK 0001748065 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,259

F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2021. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:13 UTC
Hall SheldonChief Risk Officer
Tax withholdingCommon Stock 1,039 $158.89 $165,086.71
Disclosure

SEC source: 0000927628-22-000090 · wf-form4_164513238070690.xml · nonDerivative · entry 2

Hall Sheldon · CIK 0001748065 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,724

F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 30, 2020. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:13 UTC
Hall SheldonChief Risk Officer
Tax withholdingCommon Stock 967 $158.89 $153,646.63
Disclosure

SEC source: 0000927628-22-000090 · wf-form4_164513238070690.xml · nonDerivative · entry 1

Hall Sheldon · CIK 0001748065 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,763

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 31, 2019. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:13 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Exercise / conversion2019 Restricted Stock Units · Derivative 33,891 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000927628-22-000091 · wf-form4_164513240854650.xml · derivative · entry 6

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,891 shares

Expires 2022-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On February 15, 2022, the restricted stock units were settled in cash based on the Company's average fair market values of shares of common stock over the fifteen trading days preceding the vesting date.

F1 · price: On February 15, 2022, the restricted stock units were settled in cash based on the Company's average fair market values of shares of common stock over the fifteen trading days preceding the vesting date.

F2 · derivative.exercise_date: The restricted stock units vested in full on February 15, 2022.

F2 · derivative.expiration_date: The restricted stock units vested in full on February 15, 2022.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:13 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Exercise / conversionRestricted Stock Units · Derivative 21,094 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000927628-22-000091 · wf-form4_164513240854650.xml · derivative · entry 5

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,094 shares

Expires 2022-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On February 15, 2022, the restricted stock units were settled in cash based on the Company's average fair market values of shares of common stock over the fifteen trading days preceding the vesting date.

F1 · price: On February 15, 2022, the restricted stock units were settled in cash based on the Company's average fair market values of shares of common stock over the fifteen trading days preceding the vesting date.

F2 · derivative.exercise_date: The restricted stock units vested in full on February 15, 2022.

F2 · derivative.expiration_date: The restricted stock units vested in full on February 15, 2022.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:13 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Disposition to issuerCommon Stock 33,891 $150.83 $5,111,779.53
Disclosure

SEC source: 0000927628-22-000091 · wf-form4_164513240854650.xml · nonDerivative · entry 4

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,758,853

F1 · price: On February 15, 2022, the restricted stock units were settled in cash based on the Company's average fair market values of shares of common stock over the fifteen trading days preceding the vesting date.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:13 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Disposition to issuerCommon Stock 21,094 $150.83 $3,181,608.02
Disclosure

SEC source: 0000927628-22-000091 · wf-form4_164513240854650.xml · nonDerivative · entry 3

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,792,744

F1 · price: On February 15, 2022, the restricted stock units were settled in cash based on the Company's average fair market values of shares of common stock over the fifteen trading days preceding the vesting date.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:13 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Exercise / conversionCommon Stock 33,891 $0.00 $0.00
Disclosure

SEC source: 0000927628-22-000091 · wf-form4_164513240854650.xml · nonDerivative · entry 2

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,813,838

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On February 15, 2022, the restricted stock units were settled in cash based on the Company's average fair market values of shares of common stock over the fifteen trading days preceding the vesting date.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:13 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Exercise / conversionCommon Stock 21,094 $0.00 $0.00
Disclosure

SEC source: 0000927628-22-000091 · wf-form4_164513240854650.xml · nonDerivative · entry 1

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,779,947

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On February 15, 2022, the restricted stock units were settled in cash based on the Company's average fair market values of shares of common stock over the fifteen trading days preceding the vesting date.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:14 UTC
LaPrade,III Frank G.Chief Enterprise Srvcs Officer
Tax withholdingCommon Stock 1,975 $158.89 $313,807.75
Disclosure

SEC source: 0000927628-22-000092 · wf-form4_164513244562302.xml · nonDerivative · entry 3

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,966

F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2021. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:14 UTC
LaPrade,III Frank G.Chief Enterprise Srvcs Officer
Tax withholdingCommon Stock 1,661 $158.89 $263,916.29
Disclosure

SEC source: 0000927628-22-000092 · wf-form4_164513244562302.xml · nonDerivative · entry 2

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,941

F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 30, 2020. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:14 UTC
LaPrade,III Frank G.Chief Enterprise Srvcs Officer
Tax withholdingCommon Stock 1,794 $158.89 $285,048.66
Disclosure

SEC source: 0000927628-22-000092 · wf-form4_164513244562302.xml · nonDerivative · entry 1

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,602

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 31, 2019. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:14 UTC
Wassmer Michael JPresident, Card
Tax withholdingCommon Stock 1,835 $158.89 $291,563.15
Disclosure

SEC source: 0000927628-22-000093 · wf-form4_164513247358326.xml · nonDerivative · entry 3

Wassmer Michael J · CIK 0001691706 · President, Card

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,315

F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2021. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:14 UTC
Wassmer Michael JPresident, Card
Tax withholdingCommon Stock 1,922 $158.89 $305,386.58
Disclosure

SEC source: 0000927628-22-000093 · wf-form4_164513247358326.xml · nonDerivative · entry 2

Wassmer Michael J · CIK 0001691706 · President, Card

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,150

F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 30, 2020. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:14 UTC
Wassmer Michael JPresident, Card
Tax withholdingCommon Stock 1,691 $158.89 $268,682.99
Disclosure

SEC source: 0000927628-22-000093 · wf-form4_164513247358326.xml · nonDerivative · entry 1

Wassmer Michael J · CIK 0001691706 · President, Card

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,072

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 31, 2019. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:15 UTC
Borgmann Kevin S.Senior Advisor to the CEO
Tax withholdingCommon Stock 1,474 $158.89 $234,203.86
Disclosure

SEC source: 0000927628-22-000094 · wf-form4_164513249963222.xml · nonDerivative · entry 3

Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,132

F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2021. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:15 UTC
Borgmann Kevin S.Senior Advisor to the CEO
Tax withholdingCommon Stock 1,238 $158.89 $196,705.82
Disclosure

SEC source: 0000927628-22-000094 · wf-form4_164513249963222.xml · nonDerivative · entry 2

Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,606

F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 30, 2020. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:15 UTC
Borgmann Kevin S.Senior Advisor to the CEO
Tax withholdingCommon Stock 1,338 $158.89 $212,594.82
Disclosure

SEC source: 0000927628-22-000094 · wf-form4_164513249963222.xml · nonDerivative · entry 1

Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,844

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 31, 2019. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:15 UTC
Dean LiaPres, Retail Bank & Prem. Card
Tax withholdingCommon Stock 1,044 $158.89 $165,881.16
Disclosure

SEC source: 0000927628-22-000095 · wf-form4_164513252262595.xml · nonDerivative · entry 3

Dean Lia · CIK 0001741273 · Pres, Retail Bank & Prem. Card

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,668

F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2021. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:15 UTC
Dean LiaPres, Retail Bank & Prem. Card
Tax withholdingCommon Stock 896 $158.89 $142,365.44
Disclosure

SEC source: 0000927628-22-000095 · wf-form4_164513252262595.xml · nonDerivative · entry 2

Dean Lia · CIK 0001741273 · Pres, Retail Bank & Prem. Card

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,712

F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 30, 2020. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:15 UTC
Dean LiaPres, Retail Bank & Prem. Card
Tax withholdingCommon Stock 694 $158.89 $110,269.66
Disclosure

SEC source: 0000927628-22-000095 · wf-form4_164513252262595.xml · nonDerivative · entry 1

Dean Lia · CIK 0001741273 · Pres, Retail Bank & Prem. Card

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,608

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 31, 2019. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:16 UTC
Alexander Robert M.Chief Information Officer
Tax withholdingCommon Stock 1,738 $158.89 $276,150.82
Disclosure

SEC source: 0000927628-22-000096 · wf-form4_164513255711034.xml · nonDerivative · entry 3

Alexander Robert M. · CIK 0001425374 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,910

F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2021. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:16 UTC
Alexander Robert M.Chief Information Officer
Tax withholdingCommon Stock 1,438 $158.89 $228,483.82
Disclosure

SEC source: 0000927628-22-000096 · wf-form4_164513255711034.xml · nonDerivative · entry 2

Alexander Robert M. · CIK 0001425374 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,648

F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 30, 2020. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:16 UTC
Alexander Robert M.Chief Information Officer
Tax withholdingCommon Stock 1,888 $158.89 $299,984.32
Disclosure

SEC source: 0000927628-22-000096 · wf-form4_164513255711034.xml · nonDerivative · entry 1

Alexander Robert M. · CIK 0001425374 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,086

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 31, 2019. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:17 UTC
Haggerty KaitlinChief Human Resources Officer
Tax withholdingCommon Stock 121 $158.89 $19,225.69
Disclosure

SEC source: 0000927628-22-000097 · wf-form4_164513259657481.xml · nonDerivative · entry 3

Haggerty Kaitlin · CIK 0001905899 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,178

F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2021. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:17 UTC
Haggerty KaitlinChief Human Resources Officer
Tax withholdingCommon Stock 120 $158.89 $19,066.80
Disclosure

SEC source: 0000927628-22-000097 · wf-form4_164513259657481.xml · nonDerivative · entry 2

Haggerty Kaitlin · CIK 0001905899 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,299

F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 30, 2020. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:17 UTC
Haggerty KaitlinChief Human Resources Officer
Tax withholdingCommon Stock 109 $158.89 $17,319.01
Disclosure

SEC source: 0000927628-22-000097 · wf-form4_164513259657481.xml · nonDerivative · entry 1

Haggerty Kaitlin · CIK 0001905899 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,419

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 31, 2019. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:17 UTC
Karam CeliaCard Chief Operating Officer
Tax withholdingCommon Stock 1,069 $158.89 $169,853.41
Disclosure

SEC source: 0000927628-22-000098 · wf-form4_164513262562335.xml · nonDerivative · entry 3

Karam Celia · CIK 0001741344 · Card Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,771

F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2021. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:17 UTC
Karam CeliaCard Chief Operating Officer
Tax withholdingCommon Stock 737 $158.89 $117,101.93
Disclosure

SEC source: 0000927628-22-000098 · wf-form4_164513262562335.xml · nonDerivative · entry 2

Karam Celia · CIK 0001741344 · Card Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,840

F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 30, 2020. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:17 UTC
Karam CeliaCard Chief Operating Officer
Tax withholdingCommon Stock 585 $158.89 $92,950.65
Disclosure

SEC source: 0000927628-22-000098 · wf-form4_164513262562335.xml · nonDerivative · entry 1

Karam Celia · CIK 0001741344 · Card Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,577

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 31, 2019. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:18 UTC
Sanjiv YajnikPresident, Financial Services
Tax withholdingCommon Stock 1,992 $158.89 $316,508.88
Disclosure

SEC source: 0000927628-22-000099 · wf-form4_164513266165867.xml · nonDerivative · entry 3

Sanjiv Yajnik · CIK 0001466919 · President, Financial Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,993

F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2021. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:18 UTC
Sanjiv YajnikPresident, Financial Services
Tax withholdingCommon Stock 1,869 $158.89 $296,965.41
Disclosure

SEC source: 0000927628-22-000099 · wf-form4_164513266165867.xml · nonDerivative · entry 2

Sanjiv Yajnik · CIK 0001466919 · President, Financial Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,985

F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 30, 2020. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:18 UTC
Sanjiv YajnikPresident, Financial Services
Tax withholdingCommon Stock 1,752 $158.89 $278,375.28
Disclosure

SEC source: 0000927628-22-000099 · wf-form4_164513266165867.xml · nonDerivative · entry 1

Sanjiv Yajnik · CIK 0001466919 · President, Financial Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,854

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 31, 2019. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:18 UTC Tax withholdingCommon Stock 446 $158.89 $70,864.94
Disclosure

SEC source: 0000927628-22-000100 · wf-form4_164513268613566.xml · nonDerivative · entry 4

Golden Timothy P · CIK 0001706865 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,353

F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2021. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:18 UTC Tax withholdingCommon Stock 395 $158.89 $62,761.55
Disclosure

SEC source: 0000927628-22-000100 · wf-form4_164513268613566.xml · nonDerivative · entry 3

Golden Timothy P · CIK 0001706865 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,799

F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2021. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:18 UTC Tax withholdingCommon Stock 397 $158.89 $63,079.33
Disclosure

SEC source: 0000927628-22-000100 · wf-form4_164513268613566.xml · nonDerivative · entry 2

Golden Timothy P · CIK 0001706865 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,194

F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 30, 2020. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:18 UTC Tax withholdingCommon Stock 436 $158.89 $69,276.04
Disclosure

SEC source: 0000927628-22-000100 · wf-form4_164513268613566.xml · nonDerivative · entry 1

Golden Timothy P · CIK 0001706865 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,591

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 31, 2019. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 03, 2022 Filed Feb 7, 2022 21:29 UTC
Borgmann Kevin S.Senior Advisor to the CEO
GrantCommon Stock 6,959 $0.00 $0.00
Disclosure

SEC source: 0000927628-22-000042 · wf-form4_164426936993718.xml · nonDerivative · entry 1

Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,182

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2023 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

Read SEC document
February 03, 2022 Filed Feb 7, 2022 21:30 UTC
Wassmer Michael JPresident, Card
GrantCommon Stock 11,940 $0.00 $0.00
Disclosure

SEC source: 0000927628-22-000043 · wf-form4_164426939144102.xml · nonDerivative · entry 1

Wassmer Michael J · CIK 0001691706 · President, Card

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,763

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2023 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

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February 03, 2022 Filed Feb 7, 2022 21:30 UTC
Cooper Matthew WGeneral Counsel & Corp Secy
GrantCommon Stock 7,277 $0.00 $0.00
Disclosure

SEC source: 0000927628-22-000044 · wf-form4_164426941588867.xml · nonDerivative · entry 1

Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,673

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2023 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

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February 03, 2022 Filed Feb 7, 2022 21:30 UTC
Karam CeliaCard Chief Operating Officer
GrantCommon Stock 7,208 $0.00 $0.00
Disclosure

SEC source: 0000927628-22-000045 · wf-form4_164426944387394.xml · nonDerivative · entry 1

Karam Celia · CIK 0001741344 · Card Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,162

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2023 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

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February 03, 2022 Filed Feb 7, 2022 21:31 UTC
Sanjiv YajnikPresident, Financial Services
GrantCommon Stock 10,086 $0.00 $0.00
Disclosure

SEC source: 0000927628-22-000046 · wf-form4_164426946328270.xml · nonDerivative · entry 1

Sanjiv Yajnik · CIK 0001466919 · President, Financial Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,606

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2023 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

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February 03, 2022 Filed Feb 7, 2022 21:31 UTC
Dean LiaPres, Retail Bank & Prem. Card
GrantCommon Stock 8,605 $0.00 $0.00
Disclosure

SEC source: 0000927628-22-000047 · wf-form4_164426948578822.xml · nonDerivative · entry 1

Dean Lia · CIK 0001741273 · Pres, Retail Bank & Prem. Card

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,302

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2023 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

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February 03, 2022 Filed Feb 7, 2022 21:32 UTC GrantCommon Stock 4,300 $0.00 $0.00
Disclosure

SEC source: 0000927628-22-000048 · wf-form4_164426951468528.xml · nonDerivative · entry 1

Golden Timothy P · CIK 0001706865 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,027

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2023 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

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February 03, 2022 Filed Feb 7, 2022 21:32 UTC
LaPrade,III Frank G.Chief Enterprise Srvcs Officer
GrantCommon Stock 10,757 $0.00 $0.00
Disclosure

SEC source: 0000927628-22-000049 · wf-form4_164426954541535.xml · nonDerivative · entry 1

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,396

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2023 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

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February 03, 2022 Filed Feb 7, 2022 21:33 UTC
Slocum MichaelPresident, Commercial Banking
GrantCommon Stock 8,782 $0.00 $0.00
Disclosure

SEC source: 0000927628-22-000050 · wf-form4_164426956533231.xml · nonDerivative · entry 1

Slocum Michael · CIK 0001528494 · President, Commercial Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,470

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2023 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

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February 03, 2022 Filed Feb 7, 2022 21:33 UTC
Alexander Robert M.Chief Information Officer
GrantCommon Stock 8,389 $0.00 $0.00
Disclosure

SEC source: 0000927628-22-000052 · wf-form4_164426961043771.xml · nonDerivative · entry 1

Alexander Robert M. · CIK 0001425374 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,974

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2023 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

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February 03, 2022 Filed Feb 7, 2022 21:33 UTC
FINNERAN JOHN G JRFormer Corp Secy
GrantCommon Stock 5,999 $0.00 $0.00
Disclosure

SEC source: 0000927628-22-000051 · wf-form4_164426958680936.xml · nonDerivative · entry 1

FINNERAN JOHN G JR · CIK 0001238033 · Former Corp Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,016

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2023 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

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February 03, 2022 Filed Feb 7, 2022 21:34 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
GrantRestricted Stock Units · Derivative 16,859 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000927628-22-000053 · wf-form4_164426964072225.xml · derivative · entry 14

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,859

Underlying: Common Stock · 16,859 shares

Expires 2025-02-15

F9 · security: Represents restricted stock units granted on February 3, 2022 for performance year 2022.

F8 · derivative.exercise_price: Each restricted stock unit will be settled in cash based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the vesting date.

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February 03, 2022 Filed Feb 7, 2022 21:34 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Grant2022 Restricted Stock Units · Derivative 20,231 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000927628-22-000053 · wf-form4_164426964072225.xml · derivative · entry 13

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,231

Underlying: Common Stock · 20,231 shares

Expires 2025-02-15

F7 · security: Represents restricted stock units granted on February 3, 2022 for performance year 2021.

F8 · derivative.exercise_price: Each restricted stock unit will be settled in cash based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.