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CAPITAL ONE FINANCIAL CORP

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Tapewire entity
547
SEC CIK
0000927628
Parsed reports
2,528

Last 12 months

Inside the activity.

0 purchase rows · 62 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025013
Dec 202503
Jan 202604
Feb 2026014
Mar 202602
Apr 202602
May 202604
Jun 202601
Jul 202605
Aug 2026010
Sep 202603
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2023 Filed Mar 3, 2023 21:09 UTC
Dean LiaPres, Banking & Prem. Products
Tax withholdingCommon Stock 6,348 $108.58 $689,265.84
Disclosure

SEC source: 0000927628-23-000137 · wf-form4_167787776544064.xml · nonDerivative · entry 2

Dean Lia · CIK 0001741273 · Pres, Banking & Prem. Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,211

F2 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:09 UTC
Dean LiaPres, Banking & Prem. Products
GrantCommon Stock 12,675 $0.00 $0.00
Disclosure

SEC source: 0000927628-23-000137 · wf-form4_167787776544064.xml · nonDerivative · entry 1

Dean Lia · CIK 0001741273 · Pres, Banking & Prem. Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,559

F1 · kind: These shares were earned pursuant to an award of performance shares granted on January 30,2020 based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:10 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Tax withholdingCommon Stock 75,055 $108.58 $8,149,471.90
Disclosure

SEC source: 0000927628-23-000138 · wf-form4_167787780767360.xml · nonDerivative · entry 2

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,848,399

F2 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement.

F3 · balance_after: Includes shares acquired by the reporting person through the Company's Dividend Reinvestment Plan since the last reported transaction.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:10 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
GrantCommon Stock 166,419 $0.00 $0.00
Disclosure

SEC source: 0000927628-23-000138 · wf-form4_167787780767360.xml · nonDerivative · entry 1

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,923,448

F1 · kind: These shares were earned pursuant to an award of performance shares granted on January 30, 2020 based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:11 UTC
Zamsky MichaelChief Consumer Credit Officer
Tax withholdingCommon Stock 1,858 $108.58 $201,741.64
Disclosure

SEC source: 0000927628-23-000139 · wf-form4_167787784556535.xml · nonDerivative · entry 2

Zamsky Michael · CIK 0001938261 · Chief Consumer Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,644

F2 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:11 UTC
Zamsky MichaelChief Consumer Credit Officer
GrantCommon Stock 4,118 $0.00 $0.00
Disclosure

SEC source: 0000927628-23-000139 · wf-form4_167787784556535.xml · nonDerivative · entry 1

Zamsky Michael · CIK 0001938261 · Chief Consumer Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,502

F1 · kind: These shares were earned pursuant to an award of performance shares granted on January 30, 2020 based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:05 UTC
Mouadeb Mark DanielPresident, U.S. Card
Tax withholdingCommon Stock 517 $114.63 $59,263.71
Disclosure

SEC source: 0000927628-23-000088 · wf-form4_167666790224850.xml · nonDerivative · entry 3

Mouadeb Mark Daniel · CIK 0001938196 · President, U.S. Card

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,865

F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 3, 2022. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:05 UTC
Mouadeb Mark DanielPresident, U.S. Card
Tax withholdingCommon Stock 360 $114.63 $41,266.80
Disclosure

SEC source: 0000927628-23-000088 · wf-form4_167666790224850.xml · nonDerivative · entry 2

Mouadeb Mark Daniel · CIK 0001938196 · President, U.S. Card

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,382

F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2021. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:05 UTC
Mouadeb Mark DanielPresident, U.S. Card
Tax withholdingCommon Stock 402 $114.63 $46,081.26
Disclosure

SEC source: 0000927628-23-000088 · wf-form4_167666790224850.xml · nonDerivative · entry 1

Mouadeb Mark Daniel · CIK 0001938196 · President, U.S. Card

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,742

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 30, 2020. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:06 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Exercise / conversionRestricted Stock Units · Derivative 16,757 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000927628-23-000089 · wf-form4_167666794700494.xml · derivative · entry 6

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,757 shares

Expires 2023-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Represents restricted stock units granted on January 30, 2020 for performance year 2020.

F1 · derivative.exercise_price: On February 15, 2023, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date.

F1 · price: On February 15, 2023, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:06 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Exercise / conversion2020 Restricted Stock Units · Derivative 19,087 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000927628-23-000089 · wf-form4_167666794700494.xml · derivative · entry 5

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,087 shares

Expires 2023-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Represents restricted stock units granted on January 30, 2020 for performance year 2019.

F1 · derivative.exercise_price: On February 15, 2023, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date.

F1 · price: On February 15, 2023, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:06 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Disposition to issuerCommon Stock 16,757 $117.47 $1,968,444.79
Disclosure

SEC source: 0000927628-23-000089 · wf-form4_167666794700494.xml · nonDerivative · entry 4

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,757,029

F1 · price: On February 15, 2023, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:06 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Disposition to issuerCommon Stock 19,087 $117.47 $2,242,149.89
Disclosure

SEC source: 0000927628-23-000089 · wf-form4_167666794700494.xml · nonDerivative · entry 3

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,773,786

F1 · price: On February 15, 2023, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:06 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Exercise / conversionCommon Stock 16,757 $0.00 $0.00
Disclosure

SEC source: 0000927628-23-000089 · wf-form4_167666794700494.xml · nonDerivative · entry 2

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,792,873

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On February 15, 2023, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:06 UTC
FAIRBANK RICHARD DDirector · Chairman and CEO
Exercise / conversionCommon Stock 19,087 $0.00 $0.00
Disclosure

SEC source: 0000927628-23-000089 · wf-form4_167666794700494.xml · nonDerivative · entry 1

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,776,116

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On February 15, 2023, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:07 UTC
Sanjiv YajnikPresident, Financial Services
Tax withholdingCommon Stock 1,516 $114.63 $173,779.08
Disclosure

SEC source: 0000927628-23-000090 · wf-form4_167666798601189.xml · nonDerivative · entry 3

Sanjiv Yajnik · CIK 0001466919 · President, Financial Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,308

F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 3, 2022. This is authorized in the applicable restricted stock award agreement.

F4 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:07 UTC
Sanjiv YajnikPresident, Financial Services
Tax withholdingCommon Stock 1,330 $114.63 $152,457.90
Disclosure

SEC source: 0000927628-23-000090 · wf-form4_167666798601189.xml · nonDerivative · entry 2

Sanjiv Yajnik · CIK 0001466919 · President, Financial Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,687

F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2021. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:07 UTC
Sanjiv YajnikPresident, Financial Services
Tax withholdingCommon Stock 1,295 $114.63 $148,445.85
Disclosure

SEC source: 0000927628-23-000090 · wf-form4_167666798601189.xml · nonDerivative · entry 1

Sanjiv Yajnik · CIK 0001466919 · President, Financial Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,017

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 30, 2020. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:08 UTC
Cooper Matthew WGeneral Counsel & Corp Secy
Tax withholdingCommon Stock 872 $114.63 $99,957.36
Disclosure

SEC source: 0000927628-23-000092 · wf-form4_167666806043911.xml · nonDerivative · entry 3

Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,932

F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 3, 2022. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:08 UTC
Cooper Matthew WGeneral Counsel & Corp Secy
Tax withholdingCommon Stock 874 $114.63 $100,186.62
Disclosure

SEC source: 0000927628-23-000092 · wf-form4_167666806043911.xml · nonDerivative · entry 2

Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,804

F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2021. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:08 UTC
Cooper Matthew WGeneral Counsel & Corp Secy
Tax withholdingCommon Stock 980 $114.63 $112,337.40
Disclosure

SEC source: 0000927628-23-000092 · wf-form4_167666806043911.xml · nonDerivative · entry 1

Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,678

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 30, 2020. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:07 UTC
Young Andrew MChief Financial Officer
Tax withholdingCommon Stock 762 $114.63 $87,348.06
Disclosure

SEC source: 0000927628-23-000091 · wf-form4_167666802410573.xml · nonDerivative · entry 3

Young Andrew M · CIK 0001839737 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,660

F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 3, 2022. This is authorized in the applicable restricted stock award agreement.

F4 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:07 UTC
Young Andrew MChief Financial Officer
Tax withholdingCommon Stock 539 $114.63 $61,785.57
Disclosure

SEC source: 0000927628-23-000091 · wf-form4_167666802410573.xml · nonDerivative · entry 2

Young Andrew M · CIK 0001839737 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,317

F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2021. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:07 UTC
Young Andrew MChief Financial Officer
Tax withholdingCommon Stock 440 $114.63 $50,437.20
Disclosure

SEC source: 0000927628-23-000091 · wf-form4_167666802410573.xml · nonDerivative · entry 1

Young Andrew M · CIK 0001839737 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,856

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 30, 2020. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:08 UTC
LaPrade,III Frank G.Chief Enterprise Srvcs Officer
Tax withholdingCommon Stock 1,654 $114.63 $189,598.02
Disclosure

SEC source: 0000927628-23-000093 · wf-form4_167666808837544.xml · nonDerivative · entry 3

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,460

F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 3, 2022. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:08 UTC
LaPrade,III Frank G.Chief Enterprise Srvcs Officer
Tax withholdingCommon Stock 1,431 $114.63 $164,035.53
Disclosure

SEC source: 0000927628-23-000093 · wf-form4_167666808837544.xml · nonDerivative · entry 2

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,114

F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2021. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:08 UTC
LaPrade,III Frank G.Chief Enterprise Srvcs Officer
Tax withholdingCommon Stock 1,307 $114.63 $149,821.41
Disclosure

SEC source: 0000927628-23-000093 · wf-form4_167666808837544.xml · nonDerivative · entry 1

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,545

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 30, 2020. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:09 UTC
Dean LiaPres, Banking & Prem. Products
Tax withholdingCommon Stock 1,006 $114.63 $115,317.78
Disclosure

SEC source: 0000927628-23-000094 · wf-form4_167666814021579.xml · nonDerivative · entry 3

Dean Lia · CIK 0001741273 · Pres, Banking & Prem. Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,884

F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 3, 2022. This is authorized in the applicable restricted stock award agreement.

F4 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:09 UTC
Dean LiaPres, Banking & Prem. Products
Tax withholdingCommon Stock 923 $114.63 $105,803.49
Disclosure

SEC source: 0000927628-23-000094 · wf-form4_167666814021579.xml · nonDerivative · entry 2

Dean Lia · CIK 0001741273 · Pres, Banking & Prem. Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,778

F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2021. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:09 UTC
Dean LiaPres, Banking & Prem. Products
Tax withholdingCommon Stock 962 $114.63 $110,274.06
Disclosure

SEC source: 0000927628-23-000094 · wf-form4_167666814021579.xml · nonDerivative · entry 1

Dean Lia · CIK 0001741273 · Pres, Banking & Prem. Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,701

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 30, 2020. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:10 UTC
Raghu RaviPres, Software, Intl & Sm Bus
Tax withholdingCommon Stock 452 $114.63 $51,812.76
Disclosure

SEC source: 0000927628-23-000095 · wf-form4_167666817893197.xml · nonDerivative · entry 3

Raghu Ravi · CIK 0001938203 · Pres, Software, Intl & Sm Bus

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,230

F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 3, 2022. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:10 UTC
Raghu RaviPres, Software, Intl & Sm Bus
Tax withholdingCommon Stock 497 $114.63 $56,971.11
Disclosure

SEC source: 0000927628-23-000095 · wf-form4_167666817893197.xml · nonDerivative · entry 2

Raghu Ravi · CIK 0001938203 · Pres, Software, Intl & Sm Bus

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,682

F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2021. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:10 UTC
Raghu RaviPres, Software, Intl & Sm Bus
Tax withholdingCommon Stock 551 $114.63 $63,161.13
Disclosure

SEC source: 0000927628-23-000095 · wf-form4_167666817893197.xml · nonDerivative · entry 1

Raghu Ravi · CIK 0001938203 · Pres, Software, Intl & Sm Bus

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,179

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 30, 2020. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:10 UTC
Haggerty KaitlinChief Human Resources Officer
Tax withholdingCommon Stock 259 $114.63 $29,689.17
Disclosure

SEC source: 0000927628-23-000096 · wf-form4_167666820792805.xml · nonDerivative · entry 3

Haggerty Kaitlin · CIK 0001905899 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,542

F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 3, 2022. This is authorized in the applicable restricted stock award agreement.

F4 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:10 UTC
Haggerty KaitlinChief Human Resources Officer
Tax withholdingCommon Stock 124 $114.63 $14,214.12
Disclosure

SEC source: 0000927628-23-000096 · wf-form4_167666820792805.xml · nonDerivative · entry 2

Haggerty Kaitlin · CIK 0001905899 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,779

F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2021. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:10 UTC
Haggerty KaitlinChief Human Resources Officer
Tax withholdingCommon Stock 122 $114.63 $13,984.86
Disclosure

SEC source: 0000927628-23-000096 · wf-form4_167666820792805.xml · nonDerivative · entry 1

Haggerty Kaitlin · CIK 0001905899 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,903

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 30, 2020. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:11 UTC
Hall SheldonChief Risk Officer
Tax withholdingCommon Stock 1,087 $114.63 $124,602.81
Disclosure

SEC source: 0000927628-23-000097 · wf-form4_167666825042480.xml · nonDerivative · entry 3

Hall Sheldon · CIK 0001748065 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,394

F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 3, 2022. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:11 UTC
Hall SheldonChief Risk Officer
Tax withholdingCommon Stock 1,089 $114.63 $124,832.07
Disclosure

SEC source: 0000927628-23-000097 · wf-form4_167666825042480.xml · nonDerivative · entry 2

Hall Sheldon · CIK 0001748065 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,481

F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2021. This is authorized in the applicable restricted stock award agreement.

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February 15, 2023 Filed Feb 17, 2023 21:11 UTC
Hall SheldonChief Risk Officer
Tax withholdingCommon Stock 1,094 $114.63 $125,405.22
Disclosure

SEC source: 0000927628-23-000097 · wf-form4_167666825042480.xml · nonDerivative · entry 1

Hall Sheldon · CIK 0001748065 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,570

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 30, 2020. This is authorized in the applicable restricted stock award agreement.

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February 15, 2023 Filed Feb 17, 2023 21:12 UTC
Karam CeliaPres, Retail Bank
Tax withholdingCommon Stock 724 $114.63 $82,992.12
Disclosure

SEC source: 0000927628-23-000098 · wf-form4_167666830414959.xml · nonDerivative · entry 3

Karam Celia · CIK 0001741344 · Pres, Retail Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,362

F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 3, 2022. This is authorized in the applicable restricted stock award agreement.

F4 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

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February 15, 2023 Filed Feb 17, 2023 21:12 UTC
Karam CeliaPres, Retail Bank
Tax withholdingCommon Stock 905 $114.63 $103,740.15
Disclosure

SEC source: 0000927628-23-000098 · wf-form4_167666830414959.xml · nonDerivative · entry 2

Karam Celia · CIK 0001741344 · Pres, Retail Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,079

F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2021. This is authorized in the applicable restricted stock award agreement.

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February 15, 2023 Filed Feb 17, 2023 21:12 UTC
Karam CeliaPres, Retail Bank
Tax withholdingCommon Stock 759 $114.63 $87,004.17
Disclosure

SEC source: 0000927628-23-000098 · wf-form4_167666830414959.xml · nonDerivative · entry 1

Karam Celia · CIK 0001741344 · Pres, Retail Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,984

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 30, 2020. This is authorized in the applicable restricted stock award agreement.

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February 15, 2023 Filed Feb 17, 2023 21:13 UTC
Zamsky MichaelChief Consumer Credit Officer
Tax withholdingCommon Stock 1,174 $114.63 $134,575.62
Disclosure

SEC source: 0000927628-23-000099 · wf-form4_167666835535561.xml · nonDerivative · entry 3

Zamsky Michael · CIK 0001938261 · Chief Consumer Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,384

F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 3, 2022. This is authorized in the applicable restricted stock award agreement.

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February 15, 2023 Filed Feb 17, 2023 21:13 UTC
Zamsky MichaelChief Consumer Credit Officer
Tax withholdingCommon Stock 1,083 $114.63 $124,144.29
Disclosure

SEC source: 0000927628-23-000099 · wf-form4_167666835535561.xml · nonDerivative · entry 2

Zamsky Michael · CIK 0001938261 · Chief Consumer Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,558

F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2021. This is authorized in the applicable restricted stock award agreement.

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February 15, 2023 Filed Feb 17, 2023 21:13 UTC
Zamsky MichaelChief Consumer Credit Officer
Tax withholdingCommon Stock 946 $114.63 $108,439.98
Disclosure

SEC source: 0000927628-23-000099 · wf-form4_167666835535561.xml · nonDerivative · entry 1

Zamsky Michael · CIK 0001938261 · Chief Consumer Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,641

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 30, 2020. This is authorized in the applicable restricted stock award agreement.

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February 15, 2023 Filed Feb 17, 2023 21:13 UTC Tax withholdingCommon Stock 432 $114.63 $49,520.16
Disclosure

SEC source: 0000927628-23-000100 · wf-form4_167666839782931.xml · nonDerivative · entry 4

Golden Timothy P · CIK 0001706865 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,424

F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 3, 2022. This is authorized in the applicable restricted stock award agreement.

F4 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

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February 15, 2023 Filed Feb 17, 2023 21:13 UTC Tax withholdingCommon Stock 446 $114.63 $51,124.98
Disclosure

SEC source: 0000927628-23-000100 · wf-form4_167666839782931.xml · nonDerivative · entry 3

Golden Timothy P · CIK 0001706865 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,829

F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2021. This is authorized in the applicable restricted stock award agreement.

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February 15, 2023 Filed Feb 17, 2023 21:13 UTC Tax withholdingCommon Stock 395 $114.63 $45,278.85
Disclosure

SEC source: 0000927628-23-000100 · wf-form4_167666839782931.xml · nonDerivative · entry 2

Golden Timothy P · CIK 0001706865 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,275

F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2021. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:13 UTC Tax withholdingCommon Stock 431 $114.63 $49,405.53
Disclosure

SEC source: 0000927628-23-000100 · wf-form4_167666839782931.xml · nonDerivative · entry 1

Golden Timothy P · CIK 0001706865 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,670

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 30, 2020. This is authorized in the applicable restricted stock award agreement.

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February 15, 2023 Filed Feb 17, 2023 21:14 UTC
Alexander Robert M.Chief Information Officer
Tax withholdingCommon Stock 1,261 $114.63 $144,548.43
Disclosure

SEC source: 0000927628-23-000101 · wf-form4_167666844507698.xml · nonDerivative · entry 3

Alexander Robert M. · CIK 0001425374 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,581

F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 3, 2022. This is authorized in the applicable restricted stock award agreement.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.