COF

SEC source: 0000927628-23-000258 · wk-form4_1690924442.xml · derivative · entry 6

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 85,598

Underlying: Common Stock · 3,891 shares

Expires 2024-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 10, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

SEC source: 0000927628-23-000258 · wk-form4_1690924442.xml · nonDerivative · entry 4

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,848,406

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 10, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

SEC source: 0000927628-23-000258 · wk-form4_1690924442.xml · nonDerivative · entry 3

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,852,297

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 10, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

SEC source: 0000927628-23-000258 · wk-form4_1690924442.xml · derivative · entry 5

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 89,489

Underlying: Common Stock · 3,891 shares

Expires 2024-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 10, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

SEC source: 0000927628-23-000258 · wk-form4_1690924442.xml · nonDerivative · entry 2

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,848,406

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 10, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

SEC source: 0000927628-23-000258 · wk-form4_1690924442.xml · nonDerivative · entry 1

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,852,297

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 10, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

SEC source: 0000927628-23-000256 · wk-form4_1690573681.xml · derivative · entry 6

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 93,380

Underlying: Common Stock · 3,891 shares

Expires 2024-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 10, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

SEC source: 0000927628-23-000256 · wk-form4_1690573681.xml · nonDerivative · entry 4

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,848,406

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 10, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

SEC source: 0000927628-23-000256 · wk-form4_1690573681.xml · nonDerivative · entry 3

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,852,297

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 10, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

SEC source: 0000927628-23-000255 · wk-form4_1690573534.xml · nonDerivative · entry 1

West Kara · CIK 0001938284 · Chief Audit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,450

F1 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

SEC source: 0000927628-23-000256 · wk-form4_1690573681.xml · derivative · entry 5

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 97,271

Underlying: Common Stock · 3,891 shares

Expires 2024-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 10, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

SEC source: 0000927628-23-000256 · wk-form4_1690573681.xml · nonDerivative · entry 2

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,848,406

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 10, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

SEC source: 0000927628-23-000256 · wk-form4_1690573681.xml · nonDerivative · entry 1

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,852,297

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 10, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

SEC source: 0000927628-23-000243 · wk-form4_1690418417.xml · derivative · entry 6

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 101,162

Underlying: Common Stock · 3,891 shares

Expires 2024-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 10, 2023 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

SEC source: 0000927628-23-000243 · wk-form4_1690418417.xml · nonDerivative · entry 4

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,848,406

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 10, 2023 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Dividend Reinvestment Plan since the last reported transaction.

SEC source: 0000927628-23-000243 · wk-form4_1690418417.xml · nonDerivative · entry 3

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,852,290

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 10, 2023 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

SEC source: 0000927628-23-000252 · wk-form4_1690490025.xml · nonDerivative · entry 2

Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 66,034

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 26, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $117.03 to $117.57. Information regarding the number of shares sold at each price will be provided upon request.

SEC source: 0000927628-23-000252 · wk-form4_1690490025.xml · nonDerivative · entry 1

Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 71,022

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 26, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $116.03 to $117.02. Information regarding the number of shares sold at each price will be provided upon request.

SEC source: 0000927628-23-000243 · wk-form4_1690418417.xml · derivative · entry 5

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 105,053

Underlying: Common Stock · 3,891 shares

Expires 2024-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 10, 2023 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

SEC source: 0000927628-23-000243 · wk-form4_1690418417.xml · nonDerivative · entry 2

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,848,399

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 10, 2023 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

SEC source: 0000927628-23-000243 · wk-form4_1690418417.xml · nonDerivative · entry 1

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,852,290

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 10, 2023 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

SEC source: 0000927628-23-000233 · wk-form4_1689885399.xml · nonDerivative · entry 1

Mouadeb Mark Daniel · CIK 0001938196 · President, U.S. Card

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 15,493

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 13, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

SEC source: 0000927628-23-000209 · wk-form4_1686082158.xml · nonDerivative · entry 1

Mouadeb Mark Daniel · CIK 0001938196 · President, U.S. Card

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 16,396

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 13, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

SEC source: 0000927628-23-000183 · wf-form4_168357659446749.xml · nonDerivative · entry 1

Leenaars Cornelis PAJ · CIK 0001549838 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,999

F1 · security: Restricted stock units which vest in their entirety on May 4, 2024 and settle in shares of the Company's common stock upon termination of service as a director. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement.

SEC source: 0000927628-23-000184 · wf-form4_168357661416844.xml · nonDerivative · entry 1

Killalea Peter Thomas · CIK 0001638728 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,120

F1 · security: Restricted stock units which vest in their entirety on May 4, 2024 and settle in shares of the Company's common stock upon termination of service as a director. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement.

SEC source: 0000927628-23-000185 · wf-form4_168357663747292.xml · nonDerivative · entry 1

SHATTUCK MAYO A III · CIK 0001087426 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,295

F1 · security: Restricted stock units which vest in their entirety on May 4, 2024 and settle in shares of the Company's common stock upon termination of service as a director. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement.

SEC source: 0000927628-23-000186 · wf-form4_168357665924667.xml · nonDerivative · entry 1

WARNER BRADFORD H · CIK 0001195086 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,554

F1 · security: Restricted stock units which vest in their entirety on May 4, 2024 and settle in shares of the Company's common stock upon termination of service as a director. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement.

SEC source: 0000927628-23-000187 · wf-form4_168357669289256.xml · nonDerivative · entry 1

HACKETT ANN F · CIK 0001188662 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,980

F1 · security: Restricted stock units which vest in their entirety on May 4, 2024 and settle in shares of the Company's common stock upon termination of service as a director. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement.

SEC source: 0000927628-23-000188 · wf-form4_168357672045552.xml · nonDerivative · entry 1

Detrick Christine Rose · CIK 0001594796 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,711

F1 · security: Restricted stock units which vest in their entirety on May 4, 2024 and settle in shares of the Company's common stock upon termination of service as a director. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement.

SEC source: 0000927628-23-000189 · wf-form4_168357674356463.xml · nonDerivative · entry 1

williams craig a. · CIK 0001848752 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,962

F1 · security: Restricted stock units which vest in their entirety on May 4, 2024 and settle in shares of the Company's common stock upon termination of service as a director. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement.

SEC source: 0000927628-23-000190 · wf-form4_168357677788136.xml · nonDerivative · entry 1

Serra Eileen · CIK 0001721344 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,609

F1 · security: Restricted stock units which vest in their entirety on May 4, 2024 and settle in shares of the Company's common stock upon termination of service as a director. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement.

SEC source: 0000927628-23-000191 · wf-form4_168357680383466.xml · nonDerivative · entry 1

Locoh-Donou Francois · CIK 0001526624 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,567

F1 · security: Restricted stock units which vest in their entirety on May 4, 2024 and settle in shares of the Company's common stock upon termination of service as a director. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement.

SEC source: 0000927628-23-000192 · wf-form4_168357682461742.xml · nonDerivative · entry 1

RASKIND PETER E · CIK 0001181669 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,161

F1 · security: Restricted stock units which vest in their entirety on May 4, 2024 and settle in shares of the Company's common stock upon termination of service as a director. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement.

SEC source: 0000927628-23-000193 · wf-form4_168357684276778.xml · nonDerivative · entry 1

Archibong Ime · CIK 0001848476 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,719

F1 · security: Restricted stock units which vest in their entirety on May 4, 2024 and settle in shares of the Company's common stock upon termination of service as a director. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement.

SEC source: 0000927628-23-000129 · wf-form4_167787750320511.xml · nonDerivative · entry 2

Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,344

F2 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement.

SEC source: 0000927628-23-000129 · wf-form4_167787750320511.xml · nonDerivative · entry 1

Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,256

F1 · kind: These shares were earned pursuant to an award of performance shares granted on January 30, 2020 based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.

SEC source: 0000927628-23-000130 · wf-form4_167787752347396.xml · nonDerivative · entry 2

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,206

F2 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement.

SEC source: 0000927628-23-000130 · wf-form4_167787752347396.xml · nonDerivative · entry 1

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,982

F1 · kind: These shares were earned pursuant to an award of performance shares granted on January 30, 2020 based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.

SEC source: 0000927628-23-000131 · wf-form4_167787755248511.xml · nonDerivative · entry 2

Alexander Robert M. · CIK 0001425374 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,822

F2 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement.

SEC source: 0000927628-23-000131 · wf-form4_167787755248511.xml · nonDerivative · entry 1

Alexander Robert M. · CIK 0001425374 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,593

F1 · kind: These shares were earned pursuant to an award of performance shares granted on January 30, 2020 based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.

SEC source: 0000927628-23-000132 · wf-form4_167787758163504.xml · nonDerivative · entry 2

Sanjiv Yajnik · CIK 0001466919 · President, Financial Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,421

F2 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement.

SEC source: 0000927628-23-000132 · wf-form4_167787758163504.xml · nonDerivative · entry 1

Sanjiv Yajnik · CIK 0001466919 · President, Financial Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,551

F1 · kind: These shares were earned pursuant to an award of performance shares granted on January 30, 2020 based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.

SEC source: 0000927628-23-000133 · wf-form4_167787761832723.xml · nonDerivative · entry 2

Hall Sheldon · CIK 0001748065 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,733

F2 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement.

SEC source: 0000927628-23-000133 · wf-form4_167787761832723.xml · nonDerivative · entry 1

Hall Sheldon · CIK 0001748065 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,097

F1 · kind: These shares were earned pursuant to an award of performance shares granted on January 30, 2020 based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.

SEC source: 0000927628-23-000134 · wf-form4_167787765841214.xml · nonDerivative · entry 2

Karam Celia · CIK 0001741344 · Pres, Retail Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,688

F2 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement.

SEC source: 0000927628-23-000134 · wf-form4_167787765841214.xml · nonDerivative · entry 1

Karam Celia · CIK 0001741344 · Pres, Retail Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,885

F1 · kind: These shares were earned pursuant to an award of performance shares granted on January 30, 2020 based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.

SEC source: 0000927628-23-000135 · wf-form4_167787769402413.xml · nonDerivative · entry 2

Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,824

F2 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement.

SEC source: 0000927628-23-000135 · wf-form4_167787769402413.xml · nonDerivative · entry 1

Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,533

F1 · kind: These shares were earned pursuant to an award of performance shares granted on January 30, 2020 based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.

SEC source: 0000927628-23-000136 · wf-form4_167787773688862.xml · nonDerivative · entry 2

Raghu Ravi · CIK 0001938203 · Pres, Software, Intl & Sm Bus

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,960

F2 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement.

SEC source: 0000927628-23-000136 · wf-form4_167787773688862.xml · nonDerivative · entry 1

Raghu Ravi · CIK 0001938203 · Pres, Software, Intl & Sm Bus

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,083

F1 · kind: These shares were earned pursuant to an award of performance shares granted on January 30, 2020 based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.