COF

SEC source: 0001727277-26-000020 · wk-form4_1791403746.xml · nonDerivative · entry 1

Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 79,694

F1 · kind: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 26, 2026 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

SEC source: 0001741344-26-000024 · wk-form4_1789589175.xml · nonDerivative · entry 1

Karam Celia · CIK 0001741344 · Pres, Retail Bank

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 57,696

F1 · kind: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 14, 2026, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

SEC source: 0001741273-26-000020 · wk-form4_1789589129.xml · nonDerivative · entry 1

Dean Lia · CIK 0001741273 · Pres, Banking & Prem. Products

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 61,195

F1 · kind: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 14, 2026, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

SEC source: 0001727277-26-000018 · wk-form4_1788380597.xml · nonDerivative · entry 1

Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 83,194

F1 · kind: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 26, 2026, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

SEC source: 0001741273-26-000017 · wk-form4_1787096590.xml · nonDerivative · entry 2

Dean Lia · CIK 0001741273 · Pres, Banking & Prem. Products

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 63,261

F1 · kind: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 14, 2026, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

SEC source: 0001741273-26-000017 · wk-form4_1787096590.xml · nonDerivative · entry 1

Dean Lia · CIK 0001741273 · Pres, Banking & Prem. Products

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 63,262

F1 · kind: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 14, 2026, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

SEC source: 0001741344-26-000021 · wk-form4_1787096558.xml · nonDerivative · entry 2

Karam Celia · CIK 0001741344 · Pres, Retail Bank

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 59,708

F1 · kind: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 14, 2026, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

SEC source: 0001741344-26-000021 · wk-form4_1787096558.xml · nonDerivative · entry 1

Karam Celia · CIK 0001741344 · Pres, Retail Bank

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 59,709

F1 · kind: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 14, 2026, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

SEC source: 0001938196-26-000017 · wk-form4_1786997871.xml · nonDerivative · entry 1

Mouadeb Mark Daniel · CIK 0001938196 · President, Card

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 49,132

F1 · kind: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 14, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

SEC source: 0001938261-26-000008 · wk-form4_1786479329.xml · nonDerivative · entry 1

Zamsky Michael · CIK 0001938261 · Chief Credit & Fin'l Risk Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,992

SEC source: 0001938203-26-000013 · wk-form4_1786392312.xml · nonDerivative · entry 1

Raghu Ravi · CIK 0001938203 · Pres, Software, Intl & Sm Bus

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 26,278

F1 · kind: This transaction was executed pursuant to a trading plan entered into by the reporting person on April 23, 2026, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

SEC source: 0001727277-26-000016 · wk-form4_1785960285.xml · nonDerivative · entry 1

Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 86,694

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 26, 2026, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

SEC source: 0001938196-26-000015 · wk-form4_1785960371.xml · nonDerivative · entry 1

Mouadeb Mark Daniel · CIK 0001938196 · President, Card

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 50,331

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 14, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

SEC source: 0001938196-26-000012 · wk-form4_1785875053.xml · nonDerivative · entry 1

Mouadeb Mark Daniel · CIK 0001938196 · President, Card

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 51,514

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 14, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

SEC source: 0001982604-26-000011 · wk-form4_1785876387.xml · derivative · entry 3

Hanson Jason P. · CIK 0001982604 · Pres.- Global Payment Network

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,014 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Shares of Issuer common stock in respect of restricted stock unit awards. Reflects restricted stock unit awards in respect of shares of common stock of Discover Financial Services that were converted into restircted stock unit awards in respect of shares of common stock of the Issuer.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The restricted stock units vest in two equal annual installments beginning 08/01/2025. The RSUs have no expiration date.

F4 · derivative.expiration_date: The restricted stock units vest in two equal annual installments beginning 08/01/2025. The RSUs have no expiration date.

F5 · balance_after: The total number of securities reported has been updated to correct an administrative error. The restricted stock unit has vested in full.

SEC source: 0001982604-26-000011 · wk-form4_1785876387.xml · nonDerivative · entry 2

Hanson Jason P. · CIK 0001982604 · Pres.- Global Payment Network

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,351

F2 · kind: These shares were withheld by the Company to satisfy the reporting person's tax obligation associated with the restricted stock. This share withholding was authorized in the restricted stock award agreement.

SEC source: 0001982604-26-000011 · wk-form4_1785876387.xml · nonDerivative · entry 1

Hanson Jason P. · CIK 0001982604 · Pres.- Global Payment Network

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,244

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001938203-26-000011 · wk-form4_1785787808.xml · nonDerivative · entry 3

Raghu Ravi · CIK 0001938203 · Pres, Software, Intl & Sm Bus

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 26,328

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on April 23, 2026, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F4 · balance_after: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $210.63 to $210.89. Information regarding the number of shares sold at each price will be provided upon request.

SEC source: 0001938203-26-000011 · wk-form4_1785787808.xml · nonDerivative · entry 2

Raghu Ravi · CIK 0001938203 · Pres, Software, Intl & Sm Bus

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 26,772

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on April 23, 2026, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · balance_after: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $209.60 to $210.54. Information regarding the number of shares sold at each price will be provided upon request.

SEC source: 0001938203-26-000011 · wk-form4_1785787808.xml · nonDerivative · entry 1

Raghu Ravi · CIK 0001938203 · Pres, Software, Intl & Sm Bus

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 32,592

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on April 23, 2026, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · balance_after: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $208.59 to $209.57. Information regarding the number of shares sold at each price will be provided upon request.

SEC source: 0001706865-26-000007 · wk-form4_1785444712.xml · nonDerivative · entry 1

Golden Timothy P · CIK 0001706865 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,429

F1 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

SEC source: 0001727277-26-000014 · wk-form4_1783541305.xml · nonDerivative · entry 1

Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 90,194

F1 · date: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 26, 2026, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

SEC source: 0001727277-26-000012 · wk-form4_1780517504.xml · nonDerivative · entry 1

Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 93,694

F1 · date: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 26, 2026 , in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

SEC source: 0001905899-26-000009 · wk-form4_1778791181.xml · nonDerivative · entry 2

Haggerty Kaitlin · CIK 0001905899 · Chief Human Resources Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 49,181

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 6, 2026, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

SEC source: 0001727277-26-000010 · wk-form4_1778791130.xml · nonDerivative · entry 1

Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 97,194

F1 · date: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 26, 2026, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

SEC source: 0001905899-26-000009 · wk-form4_1778791181.xml · nonDerivative · entry 1

Haggerty Kaitlin · CIK 0001905899 · Chief Human Resources Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 49,300

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 6, 2026, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

SEC source: 0001087426-26-000003 · wk-form4_1778619504.xml · nonDerivative · entry 1

SHATTUCK MAYO A III · CIK 0001087426 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,911

F1 · security: Restricted stock units that vest in their entirety on May 8, 2027. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement.

F2 · balance_after: Includes shares representing dividends accrued on shares that were issued upon vesting of restricted stock units and on deferred restricted stock units since the last reported transaction.

SEC source: 0001181669-26-000003 · wk-form4_1778619633.xml · nonDerivative · entry 1

RASKIND PETER E · CIK 0001181669 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,396

F1 · security: Restricted stock units that vest in their entirety on May 8, 2027. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement.

F2 · balance_after: Includes shares representing dividends accrued on shares that were issued upon vesting of restricted stock units since the last reported transaction.

SEC source: 0001526624-26-000013 · wk-form4_1778619809.xml · nonDerivative · entry 1

Locoh-Donou Francois · CIK 0001526624 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,802

F1 · security: Restricted stock units which vest in their entirety and settle in shares of the Company's common stock on May 8, 2027. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement.

F2 · balance_after: Includes shares representing dividends accrued on shares that were issued upon vesting of restricted stock units since the last reported transaction.

SEC source: 0001549838-26-000002 · wk-form4_1778619714.xml · nonDerivative · entry 1

Leenaars Cornelis PAJ · CIK 0001549838 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,192

F1 · security: Restricted stock units which vest in their entirety and settle in shares of the Company's common stock on May 8, 2027. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement.

SEC source: 0001594796-26-000002 · wk-form4_1778619797.xml · nonDerivative · entry 1

Detrick Christine Rose · CIK 0001594796 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,923

F1 · security: Restricted stock units which vest in their entirety and settle in shares of the Company's common stock on May 8, 2027. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement.

F2 · balance_after: Includes shares representing dividends accrued on shares that were issued upon vesting of restricted stock units since the last reported transaction.

SEC source: 0001638728-26-000003 · wk-form4_1778619577.xml · nonDerivative · entry 1

Killalea Peter Thomas · CIK 0001638728 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,378

F1 · security: Restricted stock units that vest in their entirety on May 8, 2027. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement.

F2 · balance_after: Includes shares representing dividends accrued on shares that were issued upon vesting of restricted stock units and on deferred restricted stock units since the last reported transaction.

SEC source: 0001663651-26-000009 · wk-form4_1778619458.xml · nonDerivative · entry 1

Wong Jennifer L. · CIK 0001663651 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,226

F1 · security: Restricted stock units that vest in their entirety on May 8, 2027. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement.

SEC source: 0001680502-26-000004 · wk-form4_1778619265.xml · nonDerivative · entry 1

SHEPHERD MICHAEL · CIK 0001680502 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,987

F1 · security: Restricted stock units that vest in their entirety on May 8, 2027. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement.

SEC source: 0001721344-26-000002 · wk-form4_1778619236.xml · nonDerivative · entry 1

Serra Eileen · CIK 0001721344 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,844

F1 · security: Restricted stock units that vest in their entirety on May 8, 2027. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement.

F2 · balance_after: Includes shares representing dividends accrued on shares that were issued upon vesting of restricted stock units since the last reported transaction.

SEC source: 0001848476-26-000003 · wk-form4_1778619607.xml · nonDerivative · entry 1

Archibong Ime · CIK 0001848476 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,977

F1 · security: Restricted stock units that vest in their entirety on May 8, 2027. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement.

F2 · balance_after: Includes shares representing dividends accrued on shares that were issued upon vesting of restricted stock units and on deferred restricted stock units since the last reported transaction.

SEC source: 0001848752-26-000002 · wk-form4_1778619286.xml · nonDerivative · entry 1

williams craig a. · CIK 0001848752 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,218

F1 · security: Restricted stock units that vest in their entirety on May 8, 2027. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement.

F2 · balance_after: Includes shares representing dividends accrued on shares that were issued upon vesting of restricted stock units since the last reported transaction.

SEC source: 0002015867-26-000002 · wk-form4_1778619774.xml · nonDerivative · entry 1

Harford Suni P · CIK 0002015867 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,314

F1 · security: Restricted stock units which vest in their entirety and settle in shares of the Company's common stock on May 8, 2027. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement.

SEC source: 0001741344-26-000019 · wk-form4_1777928136.xml · nonDerivative · entry 1

Karam Celia · CIK 0001741344 · Pres, Retail Bank

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 61,579

F1 · date: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 14, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

SEC source: 0001497948-26-000008 · wk-form4_1775767241.xml · nonDerivative · entry 1

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,283

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on April 7, 2027 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

SEC source: 0001741273-26-000015 · wk-form4_1775249809.xml · nonDerivative · entry 1

Dean Lia · CIK 0001741273 · Pres, Banking & Prem. Products

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 65,454

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 14, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

SEC source: 0001741344-26-000017 · wk-form4_1775249773.xml · nonDerivative · entry 1

Karam Celia · CIK 0001741344 · Pres, Retail Bank

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 63,323

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 14, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

SEC source: 0001238032-26-000007 · wk-form4_1773261934.xml · nonDerivative · entry 4

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,068,510

F3 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement.

SEC source: 0001238032-26-000007 · wk-form4_1773261934.xml · nonDerivative · entry 3

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,098,683

F4 · kind: These shares were earned pursuant to an award of performance shares granted on January 26, 2023 , as amended on November 2, 2023, based on the Company's total shareholder return against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.

SEC source: 0001238032-26-000007 · wk-form4_1773261934.xml · nonDerivative · entry 2

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,031,782

F3 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement.

SEC source: 0001238032-26-000007 · wk-form4_1773261934.xml · nonDerivative · entry 1

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,056,875

F1 · kind: These shares were earned pursuant to an award of performance shares granted on January 26, 2023, as amended on November 2, 2023, based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Dividend Reinvestment Plan since the last reported transaction.

SEC source: 0001425374-26-000008 · wk-form4_1773262408.xml · nonDerivative · entry 2

Alexander Robert M. · CIK 0001425374 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,292

F2 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement.

SEC source: 0001425374-26-000008 · wk-form4_1773262408.xml · nonDerivative · entry 1

Alexander Robert M. · CIK 0001425374 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,783

F1 · kind: These shares were earned pursuant to an award of performance shares granted on January 26, 2023, as amended on November 2, 2023, based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.

SEC source: 0001466919-26-000006 · wk-form4_1773262143.xml · nonDerivative · entry 2

Sanjiv Yajnik · CIK 0001466919 · President, Financial Services

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 149,383

F3 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement.

SEC source: 0001466919-26-000006 · wk-form4_1773262143.xml · nonDerivative · entry 1

Sanjiv Yajnik · CIK 0001466919 · President, Financial Services

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 153,858

F1 · kind: These shares were earned pursuant to an award of performance shares granted on January 26, 2023, as amended on November 2, 2023, based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.