Tapewire

NYSE · USD

CNX

CNX Resources Corp

Export transactions ↓
Tapewire entity
3842
SEC CIK
0001070412
Parsed reports
294

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202601
Mar 202602
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 30, 2020 Filed Feb 4, 2020 02:49 UTC
Griffith Chad AVP Commercial & VP Marketing
Tax withholdingCommon shares, $0.01 par value per share 228 $7.01 $1,598.28
Disclosure

SEC source: 0001214659-20-000878 · marketforms-47642.xml · nonDerivative · entry 1

Griffith Chad A · CIK 0001753549 · VP Commercial & VP Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,415

F1 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of restricted stock units previously granted to him.

Read SEC document
January 30, 2020 Filed Feb 4, 2020 02:49 UTC
Rush Donald W.EVP & Chief Financial Officer
Tax withholdingCommon shares, $0.01 par value per share 3,503 $7.01 $24,556.03
Disclosure

SEC source: 0001214659-20-000879 · marketforms-47641.xml · nonDerivative · entry 4

Rush Donald W. · CIK 0001712541 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,684

F2 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of performance share units previously granted to reporting person.

Read SEC document
January 30, 2020 Filed Feb 4, 2020 02:49 UTC
Rush Donald W.EVP & Chief Financial Officer
GrantCommon shares, $0.01 par value per share 12,323 $0.00 $0.00
Disclosure

SEC source: 0001214659-20-000879 · marketforms-47641.xml · nonDerivative · entry 3

Rush Donald W. · CIK 0001712541 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,187

F3 · shares: Represents the vesting and settlement of performance share units previously granted to the reporting person under the Long Term Incentive Program for the 2019-2023 performance period.

Read SEC document
January 30, 2020 Filed Feb 4, 2020 02:49 UTC
Rush Donald W.EVP & Chief Financial Officer
Tax withholdingCommon shares, $0.01 par value per share 452 $7.01 $3,168.52
Disclosure

SEC source: 0001214659-20-000879 · marketforms-47641.xml · nonDerivative · entry 2

Rush Donald W. · CIK 0001712541 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,864

F2 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of performance share units previously granted to reporting person.

Read SEC document
January 30, 2020 Filed Feb 4, 2020 02:49 UTC
Rush Donald W.EVP & Chief Financial Officer
GrantCommon shares, $0.01 par value per share 1,589 $0.00 $0.00
Disclosure

SEC source: 0001214659-20-000879 · marketforms-47641.xml · nonDerivative · entry 1

Rush Donald W. · CIK 0001712541 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,316

F1 · shares: Represents the vesting and settlement of performance share units previously granted to the reporting person under the Long Term Incentive Program for the 2016-2020 performance period.

Read SEC document
January 30, 2020 Filed Feb 4, 2020 02:51 UTC Tax withholdingCommon shares, $0.01 par value per share 220 $7.01 $1,542.20
Disclosure

SEC source: 0001214659-20-000882 · marketforms-47644.xml · nonDerivative · entry 3

Mumford Jason L. · CIK 0001722355 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,319

F3 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of performance share units previously granted to reporting person.

Read SEC document
January 30, 2020 Filed Feb 4, 2020 02:51 UTC GrantCommon shares, $0.01 par value per share 797 $0.00 $0.00
Disclosure

SEC source: 0001214659-20-000882 · marketforms-47644.xml · nonDerivative · entry 2

Mumford Jason L. · CIK 0001722355 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,539

F2 · shares: Represents the vesting and settlement of performance share units previously granted to the reporting person under the Long Term Incentive Program for the 2019-2023 performance period.

Read SEC document
January 30, 2020 Filed Feb 4, 2020 02:51 UTC Tax withholdingCommon shares, $0.01 par value per share 172 $7.01 $1,205.72
Disclosure

SEC source: 0001214659-20-000882 · marketforms-47644.xml · nonDerivative · entry 1

Mumford Jason L. · CIK 0001722355 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,742

F1 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of restricted stock units previously granted to reporting person.

Read SEC document
January 30, 2020 Filed Feb 4, 2020 02:50 UTC
Akinkugbe OlayemiChief Excellence Officer
Tax withholdingCommon shares, $0.01 par value per share 284 $7.01 $1,990.84
Disclosure

SEC source: 0001214659-20-000881 · marketforms-47643.xml · nonDerivative · entry 3

Akinkugbe Olayemi · CIK 0001784061 · Chief Excellence Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,158

F3 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of performance share units previously granted to reporting person.

Read SEC document
January 30, 2020 Filed Feb 4, 2020 02:50 UTC
Akinkugbe OlayemiChief Excellence Officer
GrantCommon shares, $0.01 par value per share 996 $0.00 $0.00
Disclosure

SEC source: 0001214659-20-000881 · marketforms-47643.xml · nonDerivative · entry 2

Akinkugbe Olayemi · CIK 0001784061 · Chief Excellence Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,442

F2 · shares: Represents the vesting and settlement of performance share units previously granted to the reporting person under the Long Term Incentive Program for the 2019-2023 performance period.

Read SEC document
January 30, 2020 Filed Feb 4, 2020 02:50 UTC
Akinkugbe OlayemiChief Excellence Officer
Tax withholdingCommon shares, $0.01 par value per share 359 $7.01 $2,516.59
Disclosure

SEC source: 0001214659-20-000881 · marketforms-47643.xml · nonDerivative · entry 1

Akinkugbe Olayemi · CIK 0001784061 · Chief Excellence Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,446

F1 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of restricted stock units previously granted to reporting person.

Read SEC document
January 30, 2020 Filed Feb 4, 2020 02:50 UTC
DEIULIIS NICHOLAS JDirector · President and CEO
Tax withholdingCommon shares, $0.01 par value per share 19,807 $7.01 $138,847.07
Disclosure

SEC source: 0001214659-20-000880 · marketforms-47640.xml · nonDerivative · entry 4

DEIULIIS N J · CIK 0001288995 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,513,993

F2 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of performance share units previously granted to reporting person.

Read SEC document
January 30, 2020 Filed Feb 4, 2020 02:50 UTC
DEIULIIS NICHOLAS JDirector · President and CEO
GrantCommon shares, $0.01 par value per share 45,304 $0.00 $0.00
Disclosure

SEC source: 0001214659-20-000880 · marketforms-47640.xml · nonDerivative · entry 3

DEIULIIS N J · CIK 0001288995 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,533,800

F3 · shares: Represents the vesting and settlement of performance share units previously granted to the reporting person under the Long Term Incentive Program for the 2019-2023 performance period.

Read SEC document
January 30, 2020 Filed Feb 4, 2020 02:50 UTC
DEIULIIS NICHOLAS JDirector · President and CEO
Tax withholdingCommon shares, $0.01 par value per share 55,576 $7.01 $389,587.76
Disclosure

SEC source: 0001214659-20-000880 · marketforms-47640.xml · nonDerivative · entry 2

DEIULIIS N J · CIK 0001288995 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,488,496

F2 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of performance share units previously granted to reporting person.

Read SEC document
January 30, 2020 Filed Feb 4, 2020 02:50 UTC
DEIULIIS NICHOLAS JDirector · President and CEO
GrantCommon shares, $0.01 par value per share 127,118 $0.00 $0.00
Disclosure

SEC source: 0001214659-20-000880 · marketforms-47640.xml · nonDerivative · entry 1

DEIULIIS N J · CIK 0001288995 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,544,072

F1 · shares: Represents the vesting and settlement of performance share units previously granted to the reporting person under the Long Term Incentive Program for the 2016-2020 performance period.

Read SEC document
January 02, 2020 Filed Jan 7, 2020 00:04 UTC
Akinkugbe OlayemiEVP & Chief Excellence Officer
GrantStock Option (right to buy) · Derivative 11,348 $0.00 Strike: $10.53 $0.00
Disclosure

SEC source: 0001214659-20-000153 · marketforms-47221.xml · derivative · entry 3

Akinkugbe Olayemi · CIK 0001784061 · EVP & Chief Excellence Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,348

Underlying: Common shares, $0.01 par value per share · 11,348 shares

Expires 2030-01-02

F3 · derivative.exercise_price: The option is exercisable at a price equal to 125% of the closing stock price on the date of grant.

F4 · derivative.exercise_date: The option vests in three equal annual installments beginning on the anniversary of the date of grant.

Read SEC document
January 02, 2020 Filed Jan 7, 2020 00:04 UTC
Akinkugbe OlayemiEVP & Chief Excellence Officer
GrantCommon shares, $0.01 par value per share 23,753 $0.00 $0.00
Disclosure

SEC source: 0001214659-20-000153 · marketforms-47221.xml · nonDerivative · entry 1

Akinkugbe Olayemi · CIK 0001784061 · EVP & Chief Excellence Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,805

F1 · shares: Grant of restricted stock units, which vest annually in equal installments over a period of three years.

F2 · balance_after: Of the 36,805 shares owned directly, 31,507 are restricted stock units (including dividend equivalent rights).

Read SEC document
January 02, 2020 Filed Jan 7, 2020 00:05 UTC GrantStock Option (right to buy) · Derivative 1,998 $0.00 Strike: $10.53 $0.00
Disclosure

SEC source: 0001214659-20-000157 · marketforms-47222.xml · derivative · entry 3

Mumford Jason L. · CIK 0001722355 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,998

Underlying: Common shares, $0.01 par value per share · 1,998 shares

Expires 2030-01-02

F3 · derivative.exercise_price: The option is exercisable at a price equal to 125% of the closing stock price on the date of grant.

F4 · derivative.exercise_date: The option vests in three equal annual installments beginning on the anniversary of the date of grant.

Read SEC document
January 02, 2020 Filed Jan 7, 2020 00:05 UTC GrantCommon shares, $0.01 par value per share 4,181 $0.00 $0.00
Disclosure

SEC source: 0001214659-20-000157 · marketforms-47222.xml · nonDerivative · entry 1

Mumford Jason L. · CIK 0001722355 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,914

F1 · shares: Grant of restricted stock units, which vest annually in equal installments over a period of three years.

F2 · balance_after: Of the 14,914 shares owned directly, 11,295 are restricted stock units (including dividend equivalent rights).

Read SEC document
January 02, 2020 Filed Jan 7, 2020 00:05 UTC
DEIULIIS NICHOLAS JDirector · President and CEO
GrantStock Option (right to buy) · Derivative 127,660 $0.00 Strike: $10.53 $0.00
Disclosure

SEC source: 0001214659-20-000156 · marketforms-47218.xml · derivative · entry 3

DEIULIIS N J · CIK 0001288995 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,660

Underlying: Common shares, $0.01 par value per share · 127,660 shares

Expires 2030-01-02

F4 · derivative.exercise_price: The option is exercisable at a price equal to 125% of the closing stock price on the date of grant.

F5 · derivative.exercise_date: The option vests in three equal annual installments beginning on the anniversary of the date of grant.

Read SEC document
January 02, 2020 Filed Jan 7, 2020 00:05 UTC
DEIULIIS NICHOLAS JDirector · President and CEO
GrantCommon shares, $0.01 par value per share 267,221 $0.00 $0.00
Disclosure

SEC source: 0001214659-20-000156 · marketforms-47218.xml · nonDerivative · entry 1

DEIULIIS N J · CIK 0001288995 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,416,954

F1 · shares: Grant of restricted stock units, which vest annually in equal installments over a period of three years.

F2 · balance_after: Of the 1,416,954 shares owned directly, 452,559 are restricted stock units (including dividend equivalent rights).

Read SEC document
January 02, 2020 Filed Jan 7, 2020 00:05 UTC
Rush Donald W.EVP & Chief Financial Officer
GrantStock Option (right to buy) · Derivative 40,852 $0.00 Strike: $10.53 $0.00
Disclosure

SEC source: 0001214659-20-000155 · marketforms-47219.xml · derivative · entry 3

Rush Donald W. · CIK 0001712541 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,852

Underlying: Common shares, $0.01 par value per share · 40,852 shares

Expires 2030-01-02

F3 · derivative.exercise_price: The option is exercisable at a price equal to 125% of the closing stock price on the date of grant.

F4 · derivative.exercise_date: The option vests in three equal annual installments beginning on the anniversary of the date of grant.

Read SEC document
January 02, 2020 Filed Jan 7, 2020 00:05 UTC
Rush Donald W.EVP & Chief Financial Officer
GrantCommon shares, $0.01 par value per share 85,511 $0.00 $0.00
Disclosure

SEC source: 0001214659-20-000155 · marketforms-47219.xml · nonDerivative · entry 1

Rush Donald W. · CIK 0001712541 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,727

F1 · shares: Grant of restricted stock units, which vest annually in equal installments over a period of three years.

F2 · balance_after: Of the 211,727 shares owned directly, 135,923 are restricted stock units (including dividend equivalent rights).

Read SEC document
January 02, 2020 Filed Jan 7, 2020 00:04 UTC
Griffith Chad AEVP and COO
GrantCommon shares, $0.01 par value per share · Derivative 24,511 $0.00 Strike: $10.53 $0.00
Disclosure

SEC source: 0001214659-20-000154 · marketforms-47220.xml · derivative · entry 2

Griffith Chad A · CIK 0001753549 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,511

Underlying: Common shares, $0.01 par value per share · 24,511 shares

Expires 2030-01-02

F3 · derivative.exercise_price: The option is exercisable at a price equal to 125% of the closing stock price on the date of grant.

F4 · derivative.exercise_date: The option vests in three equal annual installments beginning on the anniversary of the date of grant.

Read SEC document
January 02, 2020 Filed Jan 7, 2020 00:04 UTC
Griffith Chad AEVP and COO
GrantCommon shares, $0.01 par value per share 51,307 $0.00 $0.00
Disclosure

SEC source: 0001214659-20-000154 · marketforms-47220.xml · nonDerivative · entry 1

Griffith Chad A · CIK 0001753549 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,643

F1 · shares: Grant of restricted stock units, which vest annually in equal installments over a period of three years.

F2 · balance_after: Of the 71,643 shares owned directly, 68,111 are restricted stock units (including dividend equivalent rights).

Read SEC document
November 08, 2019 Filed Nov 12, 2019 21:49 UTC Tax withholdingCommon shares, $0.01 par value per share 143 $9.37 $1,339.91
Disclosure

SEC source: 0001070412-19-000127 · wf-form4_157359536343780.xml · nonDerivative · entry 1

Mumford Jason L. · CIK 0001722355 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,733

F1 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of restricted stock units previously granted to him.

F2 · balance_after: Of the 10,733 shares owned directly, 7,114 are restricted stock units (including dividend equivalent rights).

Read SEC document
August 01, 2019 Filed Aug 2, 2019 20:21 UTC GrantCommon shares, $0.01 par value per share 12,563 $0.00 $0.00
Disclosure

SEC source: 0001070412-19-000110 · wf-form4_156477729399789.xml · nonDerivative · entry 1

MCGUIRE IAN R · CIK 0001297913 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,385

F1 · balance_after: Of the 35,385 shares owned directly, 22,822 are restricted stock units (including dividend equivalent rights) and 12,563 are deferred shares (including dividend equivalent rights).

Read SEC document
July 26, 2019 Filed Jul 26, 2019 21:57 UTC PurchaseCommon shares, $0.01 par value per share 200,000 $6.39 $1,277,600.00
Disclosure

SEC source: 0001070412-19-000095 · wf-form4_156417821165278.xml · nonDerivative · entry 1

LANIGAN BERNARD JR · CIK 0001243788 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Conifer Partners III, LLC

Disclosed balance after: 637,950

F1 · kind: This purchase was made pursuant to a 10b5-1 plan entered into on June 26, 2019 by the reporting person.

F2 · price: The purchase price represents the weighted average of 10 open-market purchase transactions ranging from $6.3550 to $6.40. The reporting person agrees to provide full information regarding the number of shares purchased at each separate price paid if requested by the SEC staff, the Company or a security holder of the Company.

F3 · balance_after: Shares held in Conifer Partners III, LLC, of which Mr. Lanigan is part owner of the managing member.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:38 UTC GrantCommon shares, $0.01 par value per share 22,822 $0.00 $0.00
Disclosure

SEC source: 0001070412-19-000090 · wf-form4_156209991447742.xml · nonDerivative · entry 1

MCGUIRE IAN R · CIK 0001297913 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,822

F1 · balance_after: Of the 22,822 shares owned directly, 22,822 are restricted stock units (including dividend equivalent rights).

Read SEC document
June 25, 2019 Filed Jun 25, 2019 21:27 UTC PurchaseCommon shares, $0.01 par value per share 36,200 $6.91 $250,123.90
Disclosure

SEC source: 0001070412-19-000079 · wf-form4_156149805799096.xml · nonDerivative · entry 1

LANIGAN BERNARD JR · CIK 0001243788 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Conifer Partners III, LLC

Disclosed balance after: 437,950

F1 · price: The purchase price represents the weighted average of 10 open-market purchase transactions ranging from $6.895 to $6.9185. The reporting person agrees to provide full information regarding the number of shares purchased at each separate price paid if requested by the SEC staff, the Company or a security holder of the Company.

F2 · balance_after: Shares held in Conifer Partners III, LLC, of which Mr. Lanigan is part owner of the managing member.

Read SEC document
June 25, 2019 Filed Jun 25, 2019 21:27 UTC PurchaseCommon shares, $0.01 par value per share 20,000 $6.98 $139,600.00
Disclosure

SEC source: 0001070412-19-000078 · wf-form4_156149803518615.xml · nonDerivative · entry 1

Clarkson J. Palmer · CIK 0001705595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,093

F1 · balance_after: Of the 136,093 shares owned directly, 11,936 are restricted stock units, 24,219 are deferred stock units and 27,805 are deferred shares(including dividend equivalent rights).

Read SEC document
June 19, 2019 Filed Jun 19, 2019 20:24 UTC PurchaseCommon shares, $0.01 par value per share 34,150 $7.32 $250,018.98
Disclosure

SEC source: 0001070412-19-000072 · wf-form4_156097588027449.xml · nonDerivative · entry 1

LANIGAN BERNARD JR · CIK 0001243788 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Conifer Partners III, LLC

Disclosed balance after: 401,750

F1 · price: The purchase price represents the weighted average of 25 open-market purchase transactions ranging from $7.25 to $7.379. The reporting person agrees to provide full information regarding the number of shares purchased at each separate price paid if requested by the SEC staff, the Company or a security holder of the Company.

F2 · balance_after: Shares held in Conifer Partners III, LLC, of which Mr. Lanigan is part owner of the managing member.

Read SEC document
June 17, 2019 Filed Jun 19, 2019 20:25 UTC
DEIULIIS NICHOLAS JDirector · President and CEO
Tax withholdingCommon shares, $0.01 par value per share 84,362 $7.26 $612,468.12
Disclosure

SEC source: 0001070412-19-000075 · wf-form4_156097593380366.xml · nonDerivative · entry 1

DEIULIIS N J · CIK 0001288995 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,149,733

F1 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of restricted stock units previously granted to him.

F2 · balance_after: Of the 1,149,733 shares owned directly, 185,338 are restricted stock units (including dividend equivalent rights).

Read SEC document
June 17, 2019 Filed Jun 19, 2019 20:25 UTC
Dugan Timothy CEVP & Chief Op. Officer
Tax withholdingCommon shares, $0.01 par value per share 35,178 $7.26 $255,392.28
Disclosure

SEC source: 0001070412-19-000074 · wf-form4_156097591660601.xml · nonDerivative · entry 1

Dugan Timothy C · CIK 0001620593 · EVP & Chief Op. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,723

F1 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of restricted stock units previously granted to him.

Read SEC document
June 17, 2019 Filed Jun 19, 2019 20:25 UTC
Rush Donald W.EVP & Chief Financial Officer
Tax withholdingCommon shares, $0.01 par value per share 30,273 $7.26 $219,781.98
Disclosure

SEC source: 0001070412-19-000073 · wf-form4_156097589747962.xml · nonDerivative · entry 1

Rush Donald W. · CIK 0001712541 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,216

F1 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of restricted stock units previously granted to him.

F2 · balance_after: Of the 126,216 shares owned directly, 50,412 are restricted stock units (including dividend equivalent rights).

Read SEC document
June 12, 2019 Filed Jun 12, 2019 20:35 UTC PurchaseCommon shares, $0.01 par value per share 35,400 $7.06 $249,750.54
Disclosure

SEC source: 0001070412-19-000067 · wf-form4_156037168795660.xml · nonDerivative · entry 1

LANIGAN BERNARD JR · CIK 0001243788 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Conifer Partners III, LLC

Disclosed balance after: 367,600

F1 · price: The purchase price represents the weighted average of 24 open-market purchase transactions ranging from $7.00 to $7.153. The reporting person agrees to provide full information regarding the number of shares purchased at each separate price paid if requested by the SEC staff, the Company or a security holder of the Company.

F2 · balance_after: Shares held in Conifer Partners III, LLC, of which Mr. Lanigan is part owner of the managing member.

Read SEC document
June 12, 2019 Filed Jun 12, 2019 20:11 UTC PurchaseCommon shares, $0.01 par value per share 10,000 $7.00 $70,000.00
Disclosure

SEC source: 0001070412-19-000063 · wf-form4_156037025584797.xml · nonDerivative · entry 1

Clarkson J. Palmer · CIK 0001705595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,093

F1 · price: The purchase price represents the weighted average of 2 open-market purchase transactions of $7.00 each. The reporting person agrees to provide full information regarding the number of shares purchased at each separate price paid if requested by the SEC staff, the Company or a security holder of the Company.

F2 · balance_after: Of the 116,093 shares owned directly, 11,936 are restricted stock units, 24,219 are deferred stock units and 27,805 are deferred shares(including dividend equivalent rights).

Read SEC document
June 11, 2019 Filed Jun 11, 2019 21:18 UTC PurchaseCommon shares, $0.01 par value per share 34,200 $7.30 $249,803.64
Disclosure

SEC source: 0001070412-19-000058 · wf-form4_156028787769722.xml · nonDerivative · entry 1

LANIGAN BERNARD JR · CIK 0001243788 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Conifer Partners III, LLC

Disclosed balance after: 332,200

F1 · price: The purchase price represents the weighted average of 16 open-market purchase transactions ranging from $7.26 to $7.37. The reporting person agrees to provide full information regarding the number of shares purchased at each separate price paid if requested by the SEC staff, the Company or a security holder of the Company.

F2 · balance_after: Shares held in Conifer Partners III, LLC, of which Mr. Lanigan is part owner of the managing member.

Read SEC document
June 10, 2019 Filed Jun 10, 2019 20:26 UTC PurchaseCommon shares, $0.01 par value per share 10,000 $7.50 $75,000.00
Disclosure

SEC source: 0001070412-19-000056 · wf-form4_156019837901065.xml · nonDerivative · entry 1

Clarkson J. Palmer · CIK 0001705595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,093

F1 · balance_after: Of the 106,093 shares owned directly, 11,936 are restricted stock units, 24,219 are deferred stock units and 27,805 are deferred shares(including dividend equivalent rights).

Read SEC document
May 31, 2019 Filed May 31, 2019 20:19 UTC PurchaseCommon shares, $0.01 par value per share 198,000 $7.56 $1,496,880.00
Disclosure

SEC source: 0001070412-19-000054 · wf-form4_155933394484588.xml · nonDerivative · entry 4

LANIGAN BERNARD JR · CIK 0001243788 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Conifer Partners III, LLC

Disclosed balance after: 298,000

F4 · price: The purchase price represents the weighted average of 40 open-market purchase transactions ranging from $7.37 to $7.68. The reporting person agrees to provide full information regarding the number of shares purchased at each separate price paid if requested by the SEC staff, the Company or a security holder of the Company.

F5 · balance_after: Shares held in Conifer Partners III, LLC, of which Mr. Lanigan is part owner of the managing member.

Read SEC document
May 29, 2019 Filed May 31, 2019 20:17 UTC GrantCommon shares, $0.01 par value per share · Derivative 14,368 $0.00 Strike: $7.54 $0.00
Disclosure

SEC source: 0001070412-19-000051 · wf-form4_155933385755291.xml · derivative · entry 4

Thorndike William N Jr · CIK 0001437827 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,368

Underlying: Common shares, $0.01 par value per share · 14,368 shares

Expires 2029-05-29

F4 · derivative.exercise_date: The stock option grant provides that the options vest and become exercisable upon the earlier of the date of the Company's next annual meeting or the one year anniversary of the award.

Read SEC document
May 29, 2019 Filed May 31, 2019 20:17 UTC GrantCommon shares, $0.01 par value per share 59,683 $0.00 $0.00
Disclosure

SEC source: 0001070412-19-000051 · wf-form4_155933385755291.xml · nonDerivative · entry 1

Thorndike William N Jr · CIK 0001437827 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,779

F1 · balance_after: Of the 219,779 shares owned directly, 16,162 are deferred stock units and 116,255 are deferred shares(including dividend equivalent rights).

Read SEC document
May 29, 2019 Filed May 31, 2019 20:19 UTC GrantCommon shares, $0.01 par value per share 40,452 $0.00 $0.00
Disclosure

SEC source: 0001070412-19-000054 · wf-form4_155933394484588.xml · nonDerivative · entry 1

LANIGAN BERNARD JR · CIK 0001243788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,053

F1 · balance_after: Of the 89,053 shares owned directly, 51,874 are deferred shares and 16,579 are deferred stock units(including dividend equivalent rights).

Read SEC document
May 29, 2019 Filed May 31, 2019 16:17 UTC GrantCommon shares, $0.01 par value per share 23,873 $0.00 $0.00
Disclosure

SEC source: 0001070412-19-000050 · wf-form4_155933382780338.xml · nonDerivative · entry 1

DAVIS WILLIAM E · CIK 0001073250 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,571

F1 · balance_after: Of the 91,571 shares owned directly, 72,515 are deferred shares (including dividend equivalent rights).

Read SEC document
May 29, 2019 Filed May 31, 2019 20:18 UTC GrantCommon shares, $0.01 par value per share 23,873 $0.00 $0.00
Disclosure

SEC source: 0001070412-19-000053 · wf-form4_155933391601060.xml · nonDerivative · entry 1

Lally-Green Maureen · CIK 0001469912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,273

F1 · balance_after: Of the 70,273 shares owned directly, 23,873 are restricted stock units and 24,144 are deferred shares (including dividend equivalent rights).

Read SEC document
May 29, 2019 Filed May 31, 2019 20:18 UTC GrantCommon shares, $0.01 par value per share 39,125 $0.00 $0.00
Disclosure

SEC source: 0001070412-19-000052 · wf-form4_155933388726580.xml · nonDerivative · entry 1

Clarkson J. Palmer · CIK 0001705595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,093

F1 · balance_after: Of the 96,093 shares owned directly, 11,936 are restricted stock units, 24,219 are deferred stock units and 27,805 are deferred shares(including dividend equivalent rights).

Read SEC document
February 01, 2019 Filed Feb 1, 2019 22:08 UTC Tax withholdingCommon shares, $0.01 par value per share 169 $11.15 $1,884.35
Disclosure

SEC source: 0001070412-19-000008 · wf-form4_154905889036752.xml · nonDerivative · entry 6

Mumford Jason L. · CIK 0001722355 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,876

F3 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of restricted stock units previously granted to him.

F5 · balance_after: Of the 10,876 shares owned directly, 7,614 are restricted stock units (including dividend equivalent rights).

Read SEC document
January 31, 2019 Filed Feb 1, 2019 22:08 UTC GrantCommon shares, $0.01 par value per share 3,262 $0.00 $0.00
Disclosure

SEC source: 0001070412-19-000008 · wf-form4_154905889036752.xml · nonDerivative · entry 5

Mumford Jason L. · CIK 0001722355 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,045

F4 · shares: Grant of restricted stock units, which vest annually in equal installments over a period of three years, under the Company's Equity Incentive Plan.

Read SEC document
January 31, 2019 Filed Feb 1, 2019 22:08 UTC Tax withholdingCommon shares, $0.01 par value per share 240 $12.14 $2,913.60
Disclosure

SEC source: 0001070412-19-000008 · wf-form4_154905889036752.xml · nonDerivative · entry 4

Mumford Jason L. · CIK 0001722355 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,783

F3 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of restricted stock units previously granted to him.

Read SEC document
January 31, 2019 Filed Feb 1, 2019 22:21 UTC
DEIULIIS NICHOLAS JDirector · President and CEO
GrantCommon shares, $0.01 par value per share 185,338 $0.00 $0.00
Disclosure

SEC source: 0001070412-19-000014 · wf-form4_154905966882385.xml · nonDerivative · entry 10

DEIULIIS N J · CIK 0001288995 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,234,095

F6 · shares: Grant of restricted stock units, which vest annually in equal installments over a period of three years, under the Company's Equity Incentive Plan.

F7 · balance_after: Of the 1,234,095 shares owned directly, 378,290 are restricted stock units (including dividend equivalent rights).

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.