Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CNX Resources CorpCNX · Entity 3842 | Controller | February 01, 2020 | February 05, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CNX Resources Corp
Report date February 01, 2020 · Filed February 05, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common shares, $0.01 par value per shareSEC Table I · non-derivative | Direct | 14,609 |
Reported balance
After 2020-02-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-02-01 · Tax withholding · Disposed 169 · Balance 14,609 F1: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of restricted stock units previously granted to reporting person. F2: Of the 14,609 shares owned directly, 8,098 are restricted stock units (including dividend equivalent rights). |
| Common shares, $0.01 par value per shareSEC Table I · non-derivative | IndirectBy 401(k) Plan | 2,742 |
Reported balance
Holding disclosure · report date 2020-02-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 2,742 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of restricted stock units previously granted to reporting person.
F2: Of the 14,609 shares owned directly, 8,098 are restricted stock units (including dividend equivalent rights).
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CNX Midstream Partners LP
Report date September 28, 2020 · Filed September 30, 2020
Section 16 reporting ended · disclosed 2020-09-30. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Unit (Right to Common Units)SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2020-09-28 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2020-09-28 · Other · Disposed 1,156 · Balance 0 F1: The phantom units, and accompanying accrued dividend equivalent rights, are settled upon vesting in common units on a one-for-one basis or, at the discretion of the Issuer, in cash. F2: These phantom units, including all accrued dividend equivalent rights, which provided for vesting on the first anniversary of the original grant date, were assumed by CNX Resources Corporation ("CNX") on September 28, 2020, upon its acquisition of the remaining common units of the Issuer, and replaced with a grant of 1,019 restricted stock units of CNX at a per share grant price of $10.22. |
Filing footnotes · ownership attribution and instrument terms
F1: The phantom units, and accompanying accrued dividend equivalent rights, are settled upon vesting in common units on a one-for-one basis or, at the discretion of the Issuer, in cash.
F2: These phantom units, including all accrued dividend equivalent rights, which provided for vesting on the first anniversary of the original grant date, were assumed by CNX Resources Corporation ("CNX") on September 28, 2020, upon its acquisition of the remaining common units of the Issuer, and replaced with a grant of 1,019 restricted stock units of CNX at a per share grant price of $10.22.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 28, 2020 Filed Sep 30, 2020 21:05 UTC | CNX Midstream Partners LP CNXM · Entity 146355 | OtherPhantom Unit (Right to Common Units) · Derivative | 1,156 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-008248 · marketforms-49784.xml · derivative · entry 1 Mumford Jason L. · CIK 0001722355 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Units (limited partner interests) · 0 shares Expires not disclosed F1 · derivative.exercise_price: The phantom units, and accompanying accrued dividend equivalent rights, are settled upon vesting in common units on a one-for-one basis or, at the discretion of the Issuer, in cash. F2 · derivative.exercise_date: These phantom units, including all accrued dividend equivalent rights, which provided for vesting on the first anniversary of the original grant date, were assumed by CNX Resources Corporation ("CNX") on September 28, 2020, upon its acquisition of the remaining common units of the Issuer, and replaced with a grant of 1,019 restricted stock units of CNX at a per share grant price of $10.22. F2 · derivative.expiration_date: These phantom units, including all accrued dividend equivalent rights, which provided for vesting on the first anniversary of the original grant date, were assumed by CNX Resources Corporation ("CNX") on September 28, 2020, upon its acquisition of the remaining common units of the Issuer, and replaced with a grant of 1,019 restricted stock units of CNX at a per share grant price of $10.22. Read SEC document |
| August 14, 2020 Filed Aug 18, 2020 19:15 UTC | CNX Midstream Partners LP CNXM · Entity 146355 | GrantPhantom Unit (Right to Common Units) · Derivative | 56 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-007350 · marketforms-49472.xml · derivative · entry 1 Mumford Jason L. · CIK 0001722355 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,126 Underlying: Common Units · 56 shares Expires not disclosed F1 · derivative.exercise_price: The phantom units were acquired from the Issuer through dividend equivalent rights that accrued on outstanding phantom units and are subject to the same terms as the phantom units to which they relate. F2 · derivative.exercise_date: The phantom unit awards vest in three equal annual installments. The phantom units become payable, in cash or in common stock, at the Issuer's election, upon vesting. F2 · derivative.expiration_date: The phantom unit awards vest in three equal annual installments. The phantom units become payable, in cash or in common stock, at the Issuer's election, upon vesting. Read SEC document |
| May 15, 2020 Filed May 19, 2020 20:08 UTC | CNX Midstream Partners LP CNXM · Entity 146355 | GrantPhantom Unit (Right to Common Units) · Derivative | 15 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-004832 · marketforms-48823.xml · derivative · entry 1 Mumford Jason L. · CIK 0001722355 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,070 Underlying: Common Units · 15 shares Expires not disclosed F1 · derivative.exercise_price: The phantom units were acquired from the Issuer through dividend equivalent rights that accrued on outstanding phantom units and are subject to the same terms as the phantom units to which they relate. F2 · derivative.exercise_date: The phantom unit awards vest in three equal annual installments. The phantom units become payable, in cash or in common stock, at the Issuer's election, upon vesting. F2 · derivative.expiration_date: The phantom unit awards vest in three equal annual installments. The phantom units become payable, in cash or in common stock, at the Issuer's election, upon vesting. Read SEC document |
| February 13, 2020 Filed Feb 14, 2020 17:45 UTC | CNX Midstream Partners LP CNXM · Entity 146355 | GrantPhantom Units (Rights to Common Units) · Derivative | 30 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-001538 · marketforms-47757.xml · derivative · entry 1 Mumford Jason L. · CIK 0001722355 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,085 Underlying: Common Units · 30 shares Expires not disclosed F1 · derivative.exercise_price: The phantom units were acquired from the Issuer through dividend equivalent rights that accrued on outstanding phantom units and are subject to the same terms as the phantom units to which they relate. F2 · derivative.exercise_date: The phantom unit awards vest in three equal annual installments. The phantom units become payable, in cash or in common stock, at the Issuer's election, upon vesting. F2 · derivative.expiration_date: The phantom unit awards vest in three equal annual installments. The phantom units become payable, in cash or in common stock, at the Issuer's election, upon vesting. Read SEC document |
| February 01, 2020 Filed Feb 5, 2020 00:34 UTC | CNX Resources Corp CNX · Entity 3842 | Tax withholdingCommon shares, $0.01 par value per share | 169 | $7.23 | $1,221.87 |
DisclosureSEC source: 0001214659-20-000942 · marketforms-47668.xml · nonDerivative · entry 1 Mumford Jason L. · CIK 0001722355 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,609 F1 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of restricted stock units previously granted to reporting person. F2 · balance_after: Of the 14,609 shares owned directly, 8,098 are restricted stock units (including dividend equivalent rights). Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 02:51 UTC | CNX Resources Corp CNX · Entity 3842 | Tax withholdingCommon shares, $0.01 par value per share | 541 | $7.23 | $3,911.43 |
DisclosureSEC source: 0001214659-20-000882 · marketforms-47644.xml · nonDerivative · entry 4 Mumford Jason L. · CIK 0001722355 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,778 F1 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of restricted stock units previously granted to reporting person. F4 · balance_after: Of the 14,778 shares owned directly, 8,098 are restricted stock units (including dividend equivalent rights). Read SEC document |
| January 30, 2020 Filed Feb 4, 2020 02:51 UTC | CNX Resources Corp CNX · Entity 3842 | Tax withholdingCommon shares, $0.01 par value per share | 220 | $7.01 | $1,542.20 |
DisclosureSEC source: 0001214659-20-000882 · marketforms-47644.xml · nonDerivative · entry 3 Mumford Jason L. · CIK 0001722355 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,319 F3 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of performance share units previously granted to reporting person. Read SEC document |
| January 30, 2020 Filed Feb 4, 2020 02:51 UTC | CNX Resources Corp CNX · Entity 3842 | GrantCommon shares, $0.01 par value per share | 797 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-000882 · marketforms-47644.xml · nonDerivative · entry 2 Mumford Jason L. · CIK 0001722355 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,539 F2 · shares: Represents the vesting and settlement of performance share units previously granted to the reporting person under the Long Term Incentive Program for the 2019-2023 performance period. Read SEC document |
| January 30, 2020 Filed Feb 4, 2020 02:51 UTC | CNX Resources Corp CNX · Entity 3842 | Tax withholdingCommon shares, $0.01 par value per share | 172 | $7.01 | $1,205.72 |
DisclosureSEC source: 0001214659-20-000882 · marketforms-47644.xml · nonDerivative · entry 1 Mumford Jason L. · CIK 0001722355 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,742 F1 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of restricted stock units previously granted to reporting person. Read SEC document |
| January 02, 2020 Filed Jan 7, 2020 00:05 UTC | CNX Resources Corp CNX · Entity 3842 | GrantStock Option (right to buy) · Derivative | 1,998 | $0.00 Strike: $10.53 | $0.00 |
DisclosureSEC source: 0001214659-20-000157 · marketforms-47222.xml · derivative · entry 3 Mumford Jason L. · CIK 0001722355 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,998 Underlying: Common shares, $0.01 par value per share · 1,998 shares Expires 2030-01-02 F3 · derivative.exercise_price: The option is exercisable at a price equal to 125% of the closing stock price on the date of grant. F4 · derivative.exercise_date: The option vests in three equal annual installments beginning on the anniversary of the date of grant. Read SEC document |
| January 02, 2020 Filed Jan 7, 2020 00:05 UTC | CNX Resources Corp CNX · Entity 3842 | GrantCommon shares, $0.01 par value per share | 4,181 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-000157 · marketforms-47222.xml · nonDerivative · entry 1 Mumford Jason L. · CIK 0001722355 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,914 F1 · shares: Grant of restricted stock units, which vest annually in equal installments over a period of three years. F2 · balance_after: Of the 14,914 shares owned directly, 11,295 are restricted stock units (including dividend equivalent rights). Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 19:06 UTC | CNX Midstream Partners LP CNXM · Entity 146355 | GrantCommon Units · Derivative | 1,055 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-000158 · marketforms-47230.xml · derivative · entry 1 Mumford Jason L. · CIK 0001722355 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,055 Underlying: Common Units · 1,055 shares Expires not disclosed F1 · derivative.exercise_price: The phantom units are settled upon vesting in common units on a one-for-one basis or, at the discretion of the Issuer, in cash. F2 · derivative.exercise_date: The phantom unit awards vest in three equal annual installments. The phantom units become payable, in cash or in common stock, at the Issuer's election, upon vesting. F2 · derivative.expiration_date: The phantom unit awards vest in three equal annual installments. The phantom units become payable, in cash or in common stock, at the Issuer's election, upon vesting. Read SEC document |
| November 08, 2019 Filed Nov 12, 2019 21:49 UTC | CNX Resources Corp CNX · Entity 3842 | Tax withholdingCommon shares, $0.01 par value per share | 143 | $9.37 | $1,339.91 |
DisclosureSEC source: 0001070412-19-000127 · wf-form4_157359536343780.xml · nonDerivative · entry 1 Mumford Jason L. · CIK 0001722355 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,733 F1 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of restricted stock units previously granted to him. F2 · balance_after: Of the 10,733 shares owned directly, 7,114 are restricted stock units (including dividend equivalent rights). Read SEC document |
| February 01, 2019 Filed Feb 1, 2019 22:08 UTC | CNX Resources Corp CNX · Entity 3842 | Tax withholdingCommon shares, $0.01 par value per share | 169 | $11.15 | $1,884.35 |
DisclosureSEC source: 0001070412-19-000008 · wf-form4_154905889036752.xml · nonDerivative · entry 6 Mumford Jason L. · CIK 0001722355 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,876 F3 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of restricted stock units previously granted to him. F5 · balance_after: Of the 10,876 shares owned directly, 7,614 are restricted stock units (including dividend equivalent rights). Read SEC document |
| January 31, 2019 Filed Feb 1, 2019 22:08 UTC | CNX Resources Corp CNX · Entity 3842 | GrantCommon shares, $0.01 par value per share | 3,262 | $0.00 | $0.00 |
DisclosureSEC source: 0001070412-19-000008 · wf-form4_154905889036752.xml · nonDerivative · entry 5 Mumford Jason L. · CIK 0001722355 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,045 F4 · shares: Grant of restricted stock units, which vest annually in equal installments over a period of three years, under the Company's Equity Incentive Plan. Read SEC document |
| January 31, 2019 Filed Feb 1, 2019 22:08 UTC | CNX Resources Corp CNX · Entity 3842 | Tax withholdingCommon shares, $0.01 par value per share | 240 | $12.14 | $2,913.60 |
DisclosureSEC source: 0001070412-19-000008 · wf-form4_154905889036752.xml · nonDerivative · entry 4 Mumford Jason L. · CIK 0001722355 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,783 F3 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of restricted stock units previously granted to him. Read SEC document |
| January 30, 2019 Filed Feb 1, 2019 22:08 UTC | CNX Resources Corp CNX · Entity 3842 | Tax withholdingCommon shares, $0.01 par value per share | 172 | $13.53 | $2,327.16 |
DisclosureSEC source: 0001070412-19-000008 · wf-form4_154905889036752.xml · nonDerivative · entry 3 Mumford Jason L. · CIK 0001722355 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,023 F3 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of restricted stock units previously granted to him. Read SEC document |
| January 30, 2019 Filed Feb 1, 2019 22:08 UTC | CNX Resources Corp CNX · Entity 3842 | Tax withholdingCommon shares, $0.01 par value per share | 42 | $13.53 | $568.26 |
DisclosureSEC source: 0001070412-19-000008 · wf-form4_154905889036752.xml · nonDerivative · entry 2 Mumford Jason L. · CIK 0001722355 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,195 F2 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of performance share units previously granted to him. Read SEC document |
| January 30, 2019 Filed Feb 1, 2019 22:08 UTC | CNX Resources Corp CNX · Entity 3842 | GrantCommon shares, $0.01 par value per share | 152 | $0.00 | $0.00 |
DisclosureSEC source: 0001070412-19-000008 · wf-form4_154905889036752.xml · nonDerivative · entry 1 Mumford Jason L. · CIK 0001722355 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,237 F1 · shares: Represents the vesting and settlement of performance share units previously granted to the reporting person under the Long Term Incentive Program for the 2018-2022 performance period. Read SEC document |
| November 08, 2018 Filed Nov 13, 2018 22:38 UTC | CNX Resources Corp CNX · Entity 3842 | Tax withholdingCommon shares, $0.01 par value per share | 143 | $15.40 | $2,202.20 |
DisclosureSEC source: 0001070412-18-000090 · wf-form4_154214870466718.xml · nonDerivative · entry 1 Mumford Jason L. · CIK 0001722355 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,085 F1 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of restricted stock units previously granted to him. F2 · balance_after: Of the 8,085 shares owned directly, 6,460 are restricted stock units (including dividend equivalent rights). Read SEC document |
| February 01, 2018 Filed Feb 2, 2018 21:35 UTC | CNX Resources Corp CNX · Entity 3842 | GrantCommon shares, $0.01 par value per share | 1,837 | $0.00 | $0.00 |
DisclosureSEC source: 0001070412-18-000023 · wf-form4_151760733228630.xml · nonDerivative · entry 1 Mumford Jason L. · CIK 0001722355 · Interim Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,228 F1 · shares: Grant of restricted stock units, which vest annually in equal installments over a period of three years, under the Company's Equity Incentive Plan. F2 · balance_after: Of the 8,228 shares owned directly, 6,960 are restricted stock units (including dividend equivalent rights). Read SEC document |
| January 30, 2018 Filed Feb 1, 2018 22:16 UTC | CNX Resources Corp CNX · Entity 3842 | Tax withholdingCommon shares, $0.01 par value per share | 295 | $14.01 | $4,132.95 |
DisclosureSEC source: 0001070412-18-000019 · wf-form4_151752335202042.xml · nonDerivative · entry 3 Mumford Jason L. · CIK 0001722355 · Interim Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,391 F3 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of restricted stock units previously granted to him. F2 · balance_after: On November 28, 2017, the Issuer completed the separation of its business into two independent, publicly-traded companies (the "Separation"): the Issuer and CONSOL Energy Inc. In connection with the Separation, and pursuant to the terms of an Employee Matters Agreement dated November 28, 2017 (the "Employee Matters Agreement"), all equity awards held by the reporting person with respect to the Issuer's common stock were adjusted in a manner intended to preserve the aggregate intrinsic value of the original award. The amount of securities reported on this Form 4 reflect the aforementioned adjustment. F4 · balance_after: Of the 6,391 shares owned directly, 5,123 are restricted stock units (including dividend equivalent rights). Read SEC document |
| January 30, 2018 Filed Feb 1, 2018 22:16 UTC | CNX Resources Corp CNX · Entity 3842 | Tax withholdingCommon shares, $0.01 par value per share | 158 | $13.68 | $2,161.44 |
DisclosureSEC source: 0001070412-18-000019 · wf-form4_151752335202042.xml · nonDerivative · entry 2 Mumford Jason L. · CIK 0001722355 · Interim Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,686 F3 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of restricted stock units previously granted to him. F2 · balance_after: On November 28, 2017, the Issuer completed the separation of its business into two independent, publicly-traded companies (the "Separation"): the Issuer and CONSOL Energy Inc. In connection with the Separation, and pursuant to the terms of an Employee Matters Agreement dated November 28, 2017 (the "Employee Matters Agreement"), all equity awards held by the reporting person with respect to the Issuer's common stock were adjusted in a manner intended to preserve the aggregate intrinsic value of the original award. The amount of securities reported on this Form 4 reflect the aforementioned adjustment. Read SEC document |
| January 30, 2018 Filed Feb 1, 2018 22:16 UTC | CNX Resources Corp CNX · Entity 3842 | GrantCommon shares, $0.01 par value per share | 1,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001070412-18-000019 · wf-form4_151752335202042.xml · nonDerivative · entry 1 Mumford Jason L. · CIK 0001722355 · Interim Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,844 F1 · shares: Grant of restricted stock units, which vest annually in equal installments over a period of three years, under the Company's Equity Incentive Plan. F2 · balance_after: On November 28, 2017, the Issuer completed the separation of its business into two independent, publicly-traded companies (the "Separation"): the Issuer and CONSOL Energy Inc. In connection with the Separation, and pursuant to the terms of an Employee Matters Agreement dated November 28, 2017 (the "Employee Matters Agreement"), all equity awards held by the reporting person with respect to the Issuer's common stock were adjusted in a manner intended to preserve the aggregate intrinsic value of the original award. The amount of securities reported on this Form 4 reflect the aforementioned adjustment. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.