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Griffith Chad A

Disclosed activity across 2 companies

Tapewire entity
127916
SEC CIK
0001753549

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CNX Resources CorpCNX · Entity 3842VP Commercial & VP MarketingApril 20, 2022April 21, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CNX Resources Corp

Report date April 20, 2022 · Filed April 21, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common shares, $0.01 par value per shareSEC Table I · non-derivativeDirect373,703 Reported balance After 2022-04-20 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2022-04-20 · Grant · Acquired 45,956 · Balance 373,703

F1: Represents the vesting of performance share units previously granted to the reporting person under a Performance Incentive Program for the 2022-2024 performance period.

F2: Of the shares owned, 297,193 are restricted stock units (including dividend equivalent rights).

Filing footnotes · ownership attribution and instrument terms

F1: Represents the vesting of performance share units previously granted to the reporting person under a Performance Incentive Program for the 2022-2024 performance period.

F2: Of the shares owned, 297,193 are restricted stock units (including dividend equivalent rights).

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

CNX Midstream Partners LP

Report date September 28, 2020 · Filed September 30, 2020

Section 16 reporting ended · disclosed 2020-09-30. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common UnitsSEC Table I · non-derivativeDirect0 Reported balance After 2020-09-28 transaction · row 1
1 source row

Row 1 · 2020-09-28 · Other · Disposed 5,174 · Balance 0

F1: As part of the acquisition of Issuer, each outstanding common unit (representing a limited partner interest in the Issuer) has converted into the right to receive 0.88 shares of common stock, par value $0.01 per share, of CNX Resources Corporation.

Phantom Unit (Right to Common Units)SEC Table II · derivative / convertible securityDirect0 Reported balance After 2020-09-28 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2020-09-28 · Other · Disposed 30,035 · Balance 0

F2: The phantom units, and accompanying accrued dividend equivalent rights, are settled upon vesting in common units on a one-for-one basis or, at the discretion of the Issuer, in cash.

F3: These phantom units, including all accrued dividend equivalent rights, which provided for vesting on the first anniversary of the original grant date, were assumed by CNX Resources Corporation ("CNX") on September 28, 2020, upon its acquisition of the remaining common units of the Issuer, and replaced with a grant of 26,433 restricted stock units of CNX at a per share grant price of $10.22.

Filing footnotes · ownership attribution and instrument terms

F1: As part of the acquisition of Issuer, each outstanding common unit (representing a limited partner interest in the Issuer) has converted into the right to receive 0.88 shares of common stock, par value $0.01 per share, of CNX Resources Corporation.

F2: The phantom units, and accompanying accrued dividend equivalent rights, are settled upon vesting in common units on a one-for-one basis or, at the discretion of the Issuer, in cash.

F3: These phantom units, including all accrued dividend equivalent rights, which provided for vesting on the first anniversary of the original grant date, were assumed by CNX Resources Corporation ("CNX") on September 28, 2020, upon its acquisition of the remaining common units of the Issuer, and replaced with a grant of 26,433 restricted stock units of CNX at a per share grant price of $10.22.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 20, 2022 Filed Apr 21, 2022 21:00 UTC CNX Resources Corp CNX · Entity 3842 GrantCommon shares, $0.01 par value per share 45,956 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-005599 · marketforms-56014.xml · nonDerivative · entry 1

Griffith Chad A · CIK 0001753549 · VP Commercial & VP Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 373,703

F1 · shares: Represents the vesting of performance share units previously granted to the reporting person under a Performance Incentive Program for the 2022-2024 performance period.

F2 · balance_after: Of the shares owned, 297,193 are restricted stock units (including dividend equivalent rights).

Read SEC document
March 28, 2022 Filed Mar 30, 2022 21:31 UTC CNX Resources Corp CNX · Entity 3842 GrantCommon shares, $0.01 par value per share 52,164 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-004525 · marketforms-55882.xml · nonDerivative · entry 1

Griffith Chad A · CIK 0001753549 · VP Commercial & VP Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 327,747

F1 · shares: Represents the vesting of performance share units previously granted to the reporting person under a Performance Incentive Program for the 2021-2023 performance period.

F2 · balance_after: Of the shares owned, 251,237 are restricted stock units (including dividend equivalent rights).

Read SEC document
January 31, 2022 Filed Feb 2, 2022 23:46 UTC CNX Resources Corp CNX · Entity 3842 Tax withholdingCommon shares, $0.01 par value per share 7,858 $14.83 $116,534.14
Disclosure

SEC source: 0001214659-22-001742 · marketforms-55244.xml · nonDerivative · entry 3

Griffith Chad A · CIK 0001753549 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,583

F3 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of performance share units and restricted stock units previously granted to reporting person.

F4 · balance_after: Of the shares owned, 199,073 are restricted stock units (including dividend equivalent rights).

Read SEC document
January 31, 2022 Filed Feb 2, 2022 23:46 UTC CNX Resources Corp CNX · Entity 3842 GrantCommon shares, $0.01 par value per share 6,017 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-001742 · marketforms-55244.xml · nonDerivative · entry 2

Griffith Chad A · CIK 0001753549 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,441

F2 · shares: Represents the vesting, for 2021 performance, of Performance-Based Restricted Stock Units (ESG) previously granted to the reporting person under a 2021-2023 Performance Incentive Program.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 23:46 UTC CNX Resources Corp CNX · Entity 3842 GrantCommon shares, $0.01 par value per share 1,214 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-001742 · marketforms-55244.xml · nonDerivative · entry 1

Griffith Chad A · CIK 0001753549 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277,424

F1 · shares: Represents the vesting, for 2021 performance, of Performance Share Units previously granted to the reporting person under the 2019-2023 Long Term Incentive Program.

Read SEC document
January 04, 2022 Filed Jan 6, 2022 01:28 UTC CNX Resources Corp CNX · Entity 3842 Tax withholdingCommon shares, $0.01 par value per share 12,897 $14.65 $188,941.05
Disclosure

SEC source: 0001214659-22-000376 · marketforms-55004.xml · nonDerivative · entry 3

Griffith Chad A · CIK 0001753549 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,210

F1 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of restricted stock units previously granted to reporting person.

F3 · balance_after: Of the shares owned, 209,909 are restricted stock units (including dividend equivalent rights).

Read SEC document
January 03, 2022 Filed Jan 6, 2022 01:28 UTC CNX Resources Corp CNX · Entity 3842 GrantCommon shares, $0.01 par value per share 90,058 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-000376 · marketforms-55004.xml · nonDerivative · entry 2

Griffith Chad A · CIK 0001753549 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,107

F2 · shares: Grant of restricted stock units subject to time-based vesting.

Read SEC document
January 03, 2022 Filed Jan 6, 2022 01:28 UTC CNX Resources Corp CNX · Entity 3842 Tax withholdingCommon shares, $0.01 par value per share 9,329 $13.88 $129,486.52
Disclosure

SEC source: 0001214659-22-000376 · marketforms-55004.xml · nonDerivative · entry 1

Griffith Chad A · CIK 0001753549 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,049

F1 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of restricted stock units previously granted to reporting person.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 02:33 UTC CNX Resources Corp CNX · Entity 3842 GrantCommon shares, $0.01 par value per share 27,582 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-001166 · marketforms-51357.xml · nonDerivative · entry 5

Griffith Chad A · CIK 0001753549 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,378

F3 · shares: Represents the vesting of performance share units previously granted to the reporting person under a Performance Incentive Program for the 2020-2023 performance period.

F4 · balance_after: Of the shares owned, 171,198 are restricted stock units (including dividend equivalent rights).

Read SEC document
February 01, 2021 Filed Feb 3, 2021 02:33 UTC CNX Resources Corp CNX · Entity 3842 Tax withholdingCommon shares, $0.01 par value per share 349 $12.80 $4,467.20
Disclosure

SEC source: 0001214659-21-001166 · marketforms-51357.xml · nonDerivative · entry 4

Griffith Chad A · CIK 0001753549 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,796

F2 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of restricted stock units previously granted to reporting person.

Read SEC document
January 31, 2021 Filed Feb 3, 2021 02:33 UTC CNX Resources Corp CNX · Entity 3842 Tax withholdingCommon shares, $0.01 par value per share 4,097 $12.80 $52,441.60
Disclosure

SEC source: 0001214659-21-001166 · marketforms-51357.xml · nonDerivative · entry 3

Griffith Chad A · CIK 0001753549 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,145

F2 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of restricted stock units previously granted to reporting person.

Read SEC document
January 30, 2021 Filed Feb 3, 2021 02:33 UTC CNX Resources Corp CNX · Entity 3842 Tax withholdingCommon shares, $0.01 par value per share 228 $12.80 $2,918.40
Disclosure

SEC source: 0001214659-21-001166 · marketforms-51357.xml · nonDerivative · entry 2

Griffith Chad A · CIK 0001753549 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,242

F2 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of restricted stock units previously granted to reporting person.

Read SEC document
January 29, 2021 Filed Feb 3, 2021 02:33 UTC CNX Resources Corp CNX · Entity 3842 Tax withholdingCommon shares, $0.01 par value per share 1,015 $12.67 $12,860.05
Disclosure

SEC source: 0001214659-21-001166 · marketforms-51357.xml · nonDerivative · entry 1

Griffith Chad A · CIK 0001753549 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,470

F1 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of performance share units previously granted to reporting person.

Read SEC document
January 26, 2021 Filed Jan 28, 2021 22:30 UTC CNX Resources Corp CNX · Entity 3842 GrantCommon shares, $0.01 par value per share 2,831 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-000933 · marketforms-51301.xml · nonDerivative · entry 1

Griffith Chad A · CIK 0001753549 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,485

F1 · shares: Represents the vesting of performance share units previously granted to the reporting person under the Long Term Incentive Program for the 2019-2023 performance period.

F2 · balance_after: Of the shares owned, 156,479 are restricted stock units (including dividend equivalent rights).

Read SEC document
January 04, 2021 Filed Jan 7, 2021 00:00 UTC CNX Resources Corp CNX · Entity 3842 GrantCommon shares, $0.01 par value per share 90,253 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-000235 · marketforms-50892.xml · nonDerivative · entry 2

Griffith Chad A · CIK 0001753549 · VP Commercial & VP Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,654

F1 · shares: Grant of restricted stock units, which vest annually in equal installments over a period of three years.

F2 · balance_after: Of the shares owned, 156,479 are restricted stock units (including dividend equivalent rights).

Read SEC document
January 02, 2021 Filed Jan 7, 2021 00:00 UTC CNX Resources Corp CNX · Entity 3842 Tax withholdingCommon shares, $0.01 par value per share 9,246 $11.08 $102,445.68
Disclosure

SEC source: 0001214659-21-000235 · marketforms-50892.xml · nonDerivative · entry 1

Griffith Chad A · CIK 0001753549 · VP Commercial & VP Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,401

Read SEC document
September 28, 2020 Filed Oct 1, 2020 01:10 UTC CNX Resources Corp CNX · Entity 3842 OtherCommon shares, $0.01 par value per share 4,553 $0.00 $0.00
Disclosure

SEC source: 0001214659-20-008259 · marketforms-49789.xml · nonDerivative · entry 2

Griffith Chad A · CIK 0001753549 · VP Commercial & VP Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,647

F3 · shares: As part of the acquisition of Issuer, each outstanding common unit (representing a limited partner interest in the Issuer) has converted into the right to receive 0.88 shares of common stock, par value $0.01 per share, of CNX Resources Corporation.

F3 · price: As part of the acquisition of Issuer, each outstanding common unit (representing a limited partner interest in the Issuer) has converted into the right to receive 0.88 shares of common stock, par value $0.01 per share, of CNX Resources Corporation.

F2 · balance_after: Of the 98,094 shares owned directly, 87,490 are restricted stock units (including dividend equivalent rights).

Read SEC document
September 28, 2020 Filed Oct 1, 2020 01:10 UTC CNX Resources Corp CNX · Entity 3842 GrantCommon shares, $0.01 par value per share 26,433 $0.00 $0.00
Disclosure

SEC source: 0001214659-20-008259 · marketforms-49789.xml · nonDerivative · entry 1

Griffith Chad A · CIK 0001753549 · VP Commercial & VP Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,094

F1 · shares: As part of Issuer's acquisition on September 28, 2020 of the remaining common units of CNX Midstream Partners LP ("CNXM"), the reporting person received these restricted stock units in replacement of phantom units (and accrued dividend equivalent rights) of CNXM previously held by the reporting person.

F2 · balance_after: Of the 98,094 shares owned directly, 87,490 are restricted stock units (including dividend equivalent rights).

Read SEC document
September 28, 2020 Filed Sep 30, 2020 21:07 UTC CNX Midstream Partners LP CNXM · Entity 146355 OtherPhantom Unit (Right to Common Units) · Derivative 30,035 $0.00 $0.00
Disclosure

SEC source: 0001214659-20-008252 · marketforms-49795.xml · derivative · entry 2

Griffith Chad A · CIK 0001753549 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Units (limited partner interests) · 0 shares

Expires not disclosed

F2 · derivative.exercise_price: The phantom units, and accompanying accrued dividend equivalent rights, are settled upon vesting in common units on a one-for-one basis or, at the discretion of the Issuer, in cash.

F3 · derivative.exercise_date: These phantom units, including all accrued dividend equivalent rights, which provided for vesting on the first anniversary of the original grant date, were assumed by CNX Resources Corporation ("CNX") on September 28, 2020, upon its acquisition of the remaining common units of the Issuer, and replaced with a grant of 26,433 restricted stock units of CNX at a per share grant price of $10.22.

F3 · derivative.expiration_date: These phantom units, including all accrued dividend equivalent rights, which provided for vesting on the first anniversary of the original grant date, were assumed by CNX Resources Corporation ("CNX") on September 28, 2020, upon its acquisition of the remaining common units of the Issuer, and replaced with a grant of 26,433 restricted stock units of CNX at a per share grant price of $10.22.

Read SEC document
September 28, 2020 Filed Sep 30, 2020 21:07 UTC CNX Midstream Partners LP CNXM · Entity 146355 OtherCommon Units 5,174 Not disclosed Not disclosed
Disclosure

SEC source: 0001214659-20-008252 · marketforms-49795.xml · nonDerivative · entry 1

Griffith Chad A · CIK 0001753549 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: As part of the acquisition of Issuer, each outstanding common unit (representing a limited partner interest in the Issuer) has converted into the right to receive 0.88 shares of common stock, par value $0.01 per share, of CNX Resources Corporation.

F1 · price: As part of the acquisition of Issuer, each outstanding common unit (representing a limited partner interest in the Issuer) has converted into the right to receive 0.88 shares of common stock, par value $0.01 per share, of CNX Resources Corporation.

Read SEC document
August 14, 2020 Filed Aug 18, 2020 19:15 UTC CNX Midstream Partners LP CNXM · Entity 146355 GrantPhantom Unit (Right to Common Units) · Derivative 1,464 $0.00 $0.00
Disclosure

SEC source: 0001214659-20-007349 · marketforms-49470.xml · derivative · entry 1

Griffith Chad A · CIK 0001753549 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,785

Underlying: Common Units · 1,464 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom units were acquired from the Issuer through dividend equivalent rights that accrued on outstanding phantom units and are subject to the same terms as the phantom units to which they relate.

F2 · derivative.exercise_date: The phantom unit awards vest in three equal annual installments. The phantom units become payable, in cash or in common stock, at the Issuer's election, upon vesting.

F2 · derivative.expiration_date: The phantom unit awards vest in three equal annual installments. The phantom units become payable, in cash or in common stock, at the Issuer's election, upon vesting.

Read SEC document
May 15, 2020 Filed May 19, 2020 20:08 UTC CNX Midstream Partners LP CNXM · Entity 146355 GrantPhantom Unit (Right to Common Units) · Derivative 379 $0.00 $0.00
Disclosure

SEC source: 0001214659-20-004833 · marketforms-48820.xml · derivative · entry 1

Griffith Chad A · CIK 0001753549 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,321

Underlying: Common Units · 379 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom units were acquired from the Issuer through dividend equivalent rights that accrued on outstanding phantom units and are subject to the same terms as the phantom units to which they relate.

F2 · derivative.exercise_date: The phantom unit awards vest in three equal annual installments. The phantom units become payable, in cash or in common stock, at the Issuer's election, upon vesting.

F2 · derivative.expiration_date: The phantom unit awards vest in three equal annual installments. The phantom units become payable, in cash or in common stock, at the Issuer's election, upon vesting.

Read SEC document
February 13, 2020 Filed Feb 14, 2020 17:45 UTC CNX Midstream Partners LP CNXM · Entity 146355 GrantPhantom Units (Right to Common Units) · Derivative 791 $0.00 $0.00
Disclosure

SEC source: 0001214659-20-001539 · marketforms-47751.xml · derivative · entry 1

Griffith Chad A · CIK 0001753549 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,252

Underlying: Common Units · 791 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom units were acquired from the Issuer through dividend equivalent rights that accrued on outstanding phantom units and are subject to the same terms as the phantom units to which they relate.

F2 · derivative.exercise_date: The phantom unit awards vest in three equal annual installments. The phantom units become payable, in cash or in common stock, at the Issuer's election, upon vesting.

F2 · derivative.expiration_date: The phantom unit awards vest in three equal annual installments. The phantom units become payable, in cash or in common stock, at the Issuer's election, upon vesting.

Read SEC document
February 01, 2020 Filed Feb 5, 2020 00:35 UTC CNX Resources Corp CNX · Entity 3842 Tax withholdingCommon shares, $0.01 par value per share 348 $7.23 $2,516.04
Disclosure

SEC source: 0001214659-20-000943 · marketforms-47667.xml · nonDerivative · entry 1

Griffith Chad A · CIK 0001753549 · VP Commercial & VP Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,661

F1 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of restricted stock units previously granted to reporting person.

F2 · balance_after: Of the 71,661 shares owned directly, 61,057 are restricted stock units (including dividend equivalent rights).

Read SEC document
January 31, 2020 Filed Feb 4, 2020 02:49 UTC CNX Resources Corp CNX · Entity 3842 Tax withholdingCommon shares, $0.01 par value per share 1,432 $7.23 $10,353.36
Disclosure

SEC source: 0001214659-20-000878 · marketforms-47642.xml · nonDerivative · entry 4

Griffith Chad A · CIK 0001753549 · VP Commercial & VP Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,009

F1 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of restricted stock units previously granted to him.

F4 · balance_after: Of the 72,009 shares owned directly, 61,057 are restricted stock units (including dividend equivalent rights).

Read SEC document
January 31, 2020 Filed Feb 4, 2020 19:32 UTC CNX Midstream Partners LP CNXM · Entity 146355 Exercise / conversionPhantom Units (Rights to Common Units) · Derivative 7,229 $0.00 $0.00
Disclosure

SEC source: 0001214659-20-000941 · marketforms-47663.xml · derivative · entry 3

Griffith Chad A · CIK 0001753549 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,461

Underlying: Common Units · 7,229 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The phantom units are settled upon vesting in common units on a one-for-one basis or, at the discretion of the Issuer, in cash.

F3 · derivative.exercise_date: The phantom unit awards vest in three equal annual installments. The phantom units become payable, in cash or in common stock, at the Issuer's election, upon vesting.

F3 · derivative.expiration_date: The phantom unit awards vest in three equal annual installments. The phantom units become payable, in cash or in common stock, at the Issuer's election, upon vesting.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 19:32 UTC CNX Midstream Partners LP CNXM · Entity 146355 Tax withholdingCommon Units 2,055 $15.39 $31,626.45
Disclosure

SEC source: 0001214659-20-000941 · marketforms-47663.xml · nonDerivative · entry 2

Griffith Chad A · CIK 0001753549 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,174

F2 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of phantom units previously granted to reporting person.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 19:32 UTC CNX Midstream Partners LP CNXM · Entity 146355 Exercise / conversionCommon Units 7,229 $0.00 $0.00
Disclosure

SEC source: 0001214659-20-000941 · marketforms-47663.xml · nonDerivative · entry 1

Griffith Chad A · CIK 0001753549 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,229

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The phantom units are settled upon vesting in common units on a one-for-one basis or, at the discretion of the Issuer, in cash.

Read SEC document
January 30, 2020 Filed Feb 4, 2020 02:49 UTC CNX Resources Corp CNX · Entity 3842 Tax withholdingCommon shares, $0.01 par value per share 805 $7.01 $5,643.05
Disclosure

SEC source: 0001214659-20-000878 · marketforms-47642.xml · nonDerivative · entry 3

Griffith Chad A · CIK 0001753549 · VP Commercial & VP Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,441

F3 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of performance share units previously granted to reporting person.

Read SEC document
January 30, 2020 Filed Feb 4, 2020 02:49 UTC CNX Resources Corp CNX · Entity 3842 GrantCommon shares, $0.01 par value per share 2,831 $0.00 $0.00
Disclosure

SEC source: 0001214659-20-000878 · marketforms-47642.xml · nonDerivative · entry 2

Griffith Chad A · CIK 0001753549 · VP Commercial & VP Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,246

F2 · shares: Represents the vesting and settlement of performance share units previously granted to the reporting person under the Long Term Incentive Program for the 2019-2023 performance period.

Read SEC document
January 30, 2020 Filed Feb 4, 2020 02:49 UTC CNX Resources Corp CNX · Entity 3842 Tax withholdingCommon shares, $0.01 par value per share 228 $7.01 $1,598.28
Disclosure

SEC source: 0001214659-20-000878 · marketforms-47642.xml · nonDerivative · entry 1

Griffith Chad A · CIK 0001753549 · VP Commercial & VP Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,415

F1 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of restricted stock units previously granted to him.

Read SEC document
January 02, 2020 Filed Jan 7, 2020 00:04 UTC CNX Resources Corp CNX · Entity 3842 GrantCommon shares, $0.01 par value per share · Derivative 24,511 $0.00 Strike: $10.53 $0.00
Disclosure

SEC source: 0001214659-20-000154 · marketforms-47220.xml · derivative · entry 2

Griffith Chad A · CIK 0001753549 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,511

Underlying: Common shares, $0.01 par value per share · 24,511 shares

Expires 2030-01-02

F3 · derivative.exercise_price: The option is exercisable at a price equal to 125% of the closing stock price on the date of grant.

F4 · derivative.exercise_date: The option vests in three equal annual installments beginning on the anniversary of the date of grant.

Read SEC document
January 02, 2020 Filed Jan 7, 2020 00:04 UTC CNX Resources Corp CNX · Entity 3842 GrantCommon shares, $0.01 par value per share 51,307 $0.00 $0.00
Disclosure

SEC source: 0001214659-20-000154 · marketforms-47220.xml · nonDerivative · entry 1

Griffith Chad A · CIK 0001753549 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,643

F1 · shares: Grant of restricted stock units, which vest annually in equal installments over a period of three years.

F2 · balance_after: Of the 71,643 shares owned directly, 68,111 are restricted stock units (including dividend equivalent rights).

Read SEC document
January 02, 2020 Filed Jan 6, 2020 19:06 UTC CNX Midstream Partners LP CNXM · Entity 146355 GrantCommon Units · Derivative 12,942 $0.00 $0.00
Disclosure

SEC source: 0001214659-20-000159 · marketforms-47229.xml · derivative · entry 1

Griffith Chad A · CIK 0001753549 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,942

Underlying: Common Units · 12,942 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom units are settled upon vesting in common units on a one-for-one basis or, at the discretion of the Issuer, in cash.

F2 · derivative.exercise_date: The phantom unit awards vest in three equal annual installments. The phantom units become payable, in cash or in common stock, at the Issuer's election, upon vesting.

F2 · derivative.expiration_date: The phantom unit awards vest in three equal annual installments. The phantom units become payable, in cash or in common stock, at the Issuer's election, upon vesting.

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November 12, 2019 Filed Nov 12, 2019 16:38 UTC CNX Midstream Partners LP CNXM · Entity 146355 GrantPhantom Units (Rights to Common Units) · Derivative 598 $0.00 $0.00
Disclosure

SEC source: 0001610418-19-000109 · wf-form4_157359467361770.xml · derivative · entry 1

Griffith Chad A · CIK 0001753549 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,690

Underlying: Common Units · 598 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom units were acquired from the Issuer through dividend equivalent rights that accrued on outstanding phantom units and are subject to the same terms as the phantom units to which they relate.

F2 · derivative.exercise_date: The phantom unit awards vest in three equal annual installments. The phantom units become payable, in cash or in common stock, at the Issuer's election, upon vesting.

F2 · derivative.expiration_date: The phantom unit awards vest in three equal annual installments. The phantom units become payable, in cash or in common stock, at the Issuer's election, upon vesting.

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August 14, 2019 Filed Aug 15, 2019 16:31 UTC CNX Midstream Partners LP CNXM · Entity 146355 GrantPhantom Units (Rights to Common Units) · Derivative 565 $0.00 $0.00
Disclosure

SEC source: 0001610418-19-000087 · wf-form4_156590105976079.xml · derivative · entry 1

Griffith Chad A · CIK 0001753549 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,092

Underlying: Common Units · 565 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom units were acquired from the Issuer through dividend equivalent rights that accrued on outstanding phantom units and are subject to the same terms as the phantom units to which they relate.

F2 · derivative.exercise_date: The phantom unit awards vest in three equal annual installments. The phantom units become payable, in cash or in common stock, at the Issuer's election, upon vesting.

F2 · derivative.expiration_date: The phantom unit awards vest in three equal annual installments. The phantom units become payable, in cash or in common stock, at the Issuer's election, upon vesting.

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May 14, 2019 Filed May 15, 2019 16:32 UTC CNX Midstream Partners LP CNXM · Entity 146355 GrantPhantom Units (Rights to Common Units) · Derivative 498 $0.00 $0.00
Disclosure

SEC source: 0001610418-19-000068 · wf-form4_155795236381513.xml · derivative · entry 1

Griffith Chad A · CIK 0001753549 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,527

Underlying: Common Units · 498 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom units were acquired from the Issuer through dividend equivalent rights that accrued on outstanding phantom units and are subject to the same terms as the phantom units to which they relate.

F2 · derivative.exercise_date: The phantom unit awards vest in three equal annual installments. The phantom units become payable, in cash or in common stock, at the Issuer's election, upon vesting.

F2 · derivative.expiration_date: The phantom unit awards vest in three equal annual installments. The phantom units become payable, in cash or in common stock, at the Issuer's election, upon vesting.

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February 13, 2019 Filed Feb 14, 2019 16:49 UTC CNX Midstream Partners LP CNXM · Entity 146355 GrantCommon Units · Derivative 448 $0.00 $0.00
Disclosure

SEC source: 0001610418-19-000033 · wf-form4_155018096243116.xml · derivative · entry 1

Griffith Chad A · CIK 0001753549 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,029

Underlying: Common Units · 448 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom units were acquired from the Issuer through dividend equivalent rights that accrued on outstanding phantom units and are subject to the same terms as the phantom units to which they relate.

F2 · derivative.exercise_date: The phantom units are settled upon vesting in common units on a one-for-one basis or, at the discretion of the Issuer, in cash.

F2 · derivative.expiration_date: The phantom units are settled upon vesting in common units on a one-for-one basis or, at the discretion of the Issuer, in cash.

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January 31, 2019 Filed Feb 1, 2019 17:43 UTC CNX Midstream Partners LP CNXM · Entity 146355 GrantCommon Units · Derivative 19,581 $0.00 $0.00
Disclosure

SEC source: 0001610418-19-000011 · wf-form4_154906101745479.xml · derivative · entry 1

Griffith Chad A · CIK 0001753549 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,581

Underlying: Common Units · 19,581 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom units are settled upon vesting in common units on a one-for-one basis or, at the discretion of the Issuer, in cash.

F2 · derivative.exercise_date: The phantom unit awards vest in three equal annual installments. The phantom units become payable, in cash or in common stock, at the Issuer's election, upon vesting.

F2 · derivative.expiration_date: The phantom unit awards vest in three equal annual installments. The phantom units become payable, in cash or in common stock, at the Issuer's election, upon vesting.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.