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CNX Resources Corp

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3842
SEC CIK
0001070412
Parsed reports
294

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202601
Mar 202602
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 03, 2023 Filed Jan 4, 2023 22:55 UTC
Shepard Alan KChief Financial Officer
Tax withholdingCommon shares, $0.01 par value per share 4,286 $16.03 $68,704.58
Disclosure

SEC source: 0001214659-23-000225 · marketforms-58104.xml · nonDerivative · entry 1

Shepard Alan K · CIK 0001804674 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,483

F1 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of restricted stock units previously granted to him.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 22:55 UTC
Behl NavneetChief Operating Officer
GrantCommon shares, $0.01 par value per share 49,907 $16.03 $800,009.21
Disclosure

SEC source: 0001214659-23-000228 · marketforms-58108.xml · nonDerivative · entry 1

Behl Navneet · CIK 0001956006 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,949

F1 · shares: Grant of restricted stock units, which vest annually in equal installments over a period of three years.

F2 · balance_after: Of the shares owned, 75,949 are restricted stock units (including dividend equivalent rights).

Read SEC document
January 03, 2023 Filed Jan 4, 2023 22:55 UTC
Akinkugbe OlayemiChief Excellence Officer
GrantCommon shares, $0.01 par value per share 35,871 $16.03 $575,012.13
Disclosure

SEC source: 0001214659-23-000223 · marketforms-58102.xml · nonDerivative · entry 3

Akinkugbe Olayemi · CIK 0001784061 · Chief Excellence Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 296,252

F3 · shares: Grant of restricted stock units, which vest annually in equal installments over a period of three years.

F4 · balance_after: Of the shares owned, 238,886 are restricted stock units (including dividend equivalent rights).

Read SEC document
January 03, 2023 Filed Jan 4, 2023 22:55 UTC
Akinkugbe OlayemiChief Excellence Officer
Tax withholdingCommon shares, $0.01 par value per share 12,957 $16.03 $207,700.71
Disclosure

SEC source: 0001214659-23-000223 · marketforms-58102.xml · nonDerivative · entry 2

Akinkugbe Olayemi · CIK 0001784061 · Chief Excellence Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,381

F2 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of restricted stock units previously granted to him.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 22:55 UTC
Reyes Alexander JohnEVP, GC & Corp. Sec.
GrantCommon shares, $0.01 par value per share 24,954 $16.03 $400,012.62
Disclosure

SEC source: 0001214659-23-000224 · marketforms-58103.xml · nonDerivative · entry 2

Reyes Alexander John · CIK 0001841033 · EVP, GC & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,217

F2 · shares: Grant of restricted stock units, which vest annually in equal installments over a period of three years.

F3 · balance_after: Of the shares owned, 86,847 are restricted stock units (including dividend equivalent rights).

Read SEC document
January 03, 2023 Filed Jan 4, 2023 22:55 UTC
Reyes Alexander JohnEVP, GC & Corp. Sec.
Tax withholdingCommon shares, $0.01 par value per share 4,500 $16.03 $72,135.00
Disclosure

SEC source: 0001214659-23-000224 · marketforms-58103.xml · nonDerivative · entry 1

Reyes Alexander John · CIK 0001841033 · EVP, GC & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,263

F1 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of restricted stock units previously granted to him.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 22:55 UTC
DEIULIIS NICHOLAS JDirector · President and CEO
GrantCommon shares, $0.01 par value per share 93,575 $16.03 $1,500,007.25
Disclosure

SEC source: 0001214659-23-000222 · marketforms-58101.xml · nonDerivative · entry 3

DEIULIIS N J · CIK 0001288995 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,951,688

F3 · shares: Grant of restricted stock units, which vest annually in equal installments over a period of three years.

F4 · balance_after: Of the shares owned, 627,704 are restricted stock units (including dividend equivalent rights).

Read SEC document
January 03, 2023 Filed Jan 4, 2023 22:55 UTC
DEIULIIS NICHOLAS JDirector · President and CEO
Tax withholdingCommon shares, $0.01 par value per share 18,218 $16.03 $292,034.54
Disclosure

SEC source: 0001214659-23-000222 · marketforms-58101.xml · nonDerivative · entry 2

DEIULIIS N J · CIK 0001288995 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,858,113

F2 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of restricted stock units previously granted to him.

Read SEC document
January 02, 2023 Filed Jan 4, 2023 22:55 UTC
Akinkugbe OlayemiChief Excellence Officer
Tax withholdingCommon shares, $0.01 par value per share 4,625 $16.84 $77,885.00
Disclosure

SEC source: 0001214659-23-000223 · marketforms-58102.xml · nonDerivative · entry 1

Akinkugbe Olayemi · CIK 0001784061 · Chief Excellence Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,338

F1 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of restricted stock units previously granted to him.

Read SEC document
January 02, 2023 Filed Jan 4, 2023 22:55 UTC
DEIULIIS NICHOLAS JDirector · President and CEO
Tax withholdingCommon shares, $0.01 par value per share 39,308 $16.84 $661,946.72
Disclosure

SEC source: 0001214659-23-000222 · marketforms-58101.xml · nonDerivative · entry 1

DEIULIIS N J · CIK 0001288995 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,876,331

F1 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of restricted stock units previously granted to him.

Read SEC document
May 05, 2022 Filed May 9, 2022 22:16 UTC GrantStock Option (right to buy) · Derivative 10,850 $0.00 Strike: $10.60 $0.00
Disclosure

SEC source: 0001214659-22-006488 · marketforms-56131.xml · derivative · entry 4

Thorndike William N Jr · CIK 0001437827 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,850

Underlying: Common shares, $0.01 par value per share · 10,850 shares

Expires 2032-05-05

F2 · derivative.exercise_date: The stock option grant provides that the options vest and become exercisable on the date of the Company's next annual meeting.

Read SEC document
May 05, 2022 Filed May 9, 2022 22:16 UTC GrantCommon shares, $0.01 par value per share 19,503 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-006488 · marketforms-56131.xml · nonDerivative · entry 1

Thorndike William N Jr · CIK 0001437827 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 327,704

F1 · balance_after: Of the shares owned directly, 205,018 are restricted stock units and 10,501 are deferred stock units.

Read SEC document
May 05, 2022 Filed May 9, 2022 22:15 UTC GrantCommon shares, $0.01 par value per share 8,777 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-006487 · marketforms-56130.xml · nonDerivative · entry 1

LANIGAN BERNARD JR · CIK 0001243788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,355

F1 · balance_after: Of the shares owned directly, 91,819 are restricted stock units and 16,579 are deferred stock units.

Read SEC document
May 05, 2022 Filed May 9, 2022 22:15 UTC GrantCommon shares, $0.01 par value per share 8,777 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-006486 · marketforms-56129.xml · nonDerivative · entry 1

Agbede Robert · CIK 0001904493 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,812

F1 · balance_after: Of the shares owned directly, 8,777 are restricted stock units.

Read SEC document
May 05, 2022 Filed May 9, 2022 22:15 UTC GrantCommon shares, $0.01 par value per share 14,628 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-006485 · marketforms-56127.xml · nonDerivative · entry 1

MCGUIRE IAN R · CIK 0001297913 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,960

F1 · balance_after: Of the shares owned directly, 39,945 are restricted stock units and 39,193 are deferred stock units.

Read SEC document
May 05, 2022 Filed May 9, 2022 22:15 UTC GrantCommon shares, $0.01 par value per share 12,983 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-006484 · marketforms-56126.xml · nonDerivative · entry 1

Lally-Green Maureen · CIK 0001469912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,719

F1 · balance_after: Of the shares owned directly, 48,506 are restricted stock units and 6,727 are deferred stock units.

Read SEC document
May 05, 2022 Filed May 9, 2022 22:15 UTC GrantCommon shares, $0.01 par value per share 14,628 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-006483 · marketforms-56122.xml · nonDerivative · entry 1

Clarkson J. Palmer · CIK 0001705595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,608

F1 · balance_after: Of the shares owned directly, 52,167 are restricted stock units and 50,849 are deferred stock units.

Read SEC document
April 20, 2022 Filed Apr 21, 2022 21:00 UTC
Scott HayleyChief Risk Officer
GrantCommon shares, $0.01 par value per share 1,614 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-005605 · marketforms-56019.xml · nonDerivative · entry 1

Scott Hayley · CIK 0001766716 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,564

F1 · shares: Represents the vesting of performance share units previously granted to the reporting person under a Performance Incentive Program for the 2022-2024 performance period.

F2 · balance_after: Of the shares owned, 19,984 are restricted stock units (including dividend equivalent rights).

Read SEC document
April 20, 2022 Filed Apr 21, 2022 21:00 UTC
Srivastava RaviPresident, New Technologies
GrantCommon shares, $0.01 par value per share 11,030 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-005604 · marketforms-56018.xml · nonDerivative · entry 1

Srivastava Ravi · CIK 0001901559 · President, New Technologies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,619

F1 · shares: Represents the vesting of performance share units previously granted to the reporting person under a Performance Incentive Program for the 2022-2024 performance period.

F2 · balance_after: Of the shares owned, 40,355 are restricted stock units (including dividend equivalent rights).

Read SEC document
April 20, 2022 Filed Apr 21, 2022 21:00 UTC
Shepard Alan KVice President and CAO
GrantCommon shares, $0.01 par value per share 13,787 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-005603 · marketforms-56017.xml · nonDerivative · entry 1

Shepard Alan K · CIK 0001804674 · Vice President and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,769

F1 · shares: Represents the vesting of performance share units previously granted to the reporting person under a Performance Incentive Program for the 2022-2024 performance period.

F2 · balance_after: Of the shares owned, 72,067 are restricted stock units (including dividend equivalent rights).

Read SEC document
April 20, 2022 Filed Apr 21, 2022 21:00 UTC
Akinkugbe OlayemiChief Excellence Officer
GrantCommon shares, $0.01 par value per share 45,956 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-005602 · marketforms-56015.xml · nonDerivative · entry 1

Akinkugbe Olayemi · CIK 0001784061 · Chief Excellence Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277,963

F1 · shares: Represents the vesting of performance share units previously granted to the reporting person under a Performance Incentive Program for the 2022-2024 performance period.

F2 · balance_after: Of the shares owned, 242,880 are restricted stock units (including dividend equivalent rights).

Read SEC document
April 20, 2022 Filed Apr 21, 2022 21:00 UTC
Reyes Alexander JohnEVP, GC & Corp. Sec.
GrantCommon shares, $0.01 par value per share 14,706 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-005601 · marketforms-56016.xml · nonDerivative · entry 1

Reyes Alexander John · CIK 0001841033 · EVP, GC & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,763

F1 · shares: Represents the vesting of performance share units previously granted to the reporting person under a Performance Incentive Program for the 2022-2024 performance period.

F2 · balance_after: Of the shares owned, 71,499 are restricted stock units (including dividend equivalent rights).

Read SEC document
April 20, 2022 Filed Apr 21, 2022 21:00 UTC
Rush Donald W.EVP & Chief Financial Officer
GrantCommon shares, $0.01 par value per share 51,471 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-005600 · marketforms-56013.xml · nonDerivative · entry 1

Rush Donald W. · CIK 0001712541 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 606,372

F1 · shares: Represents the vesting of performance share units previously granted to the reporting person under a Performance Incentive Program for the 2022-2024 performance period.

F2 · balance_after: Of the shares owned, 391,012 are restricted stock units (including dividend equivalent rights).

Read SEC document
April 20, 2022 Filed Apr 21, 2022 21:00 UTC
Griffith Chad AVP Commercial & VP Marketing
GrantCommon shares, $0.01 par value per share 45,956 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-005599 · marketforms-56014.xml · nonDerivative · entry 1

Griffith Chad A · CIK 0001753549 · VP Commercial & VP Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 373,703

F1 · shares: Represents the vesting of performance share units previously granted to the reporting person under a Performance Incentive Program for the 2022-2024 performance period.

F2 · balance_after: Of the shares owned, 297,193 are restricted stock units (including dividend equivalent rights).

Read SEC document
April 20, 2022 Filed Apr 21, 2022 21:00 UTC
DEIULIIS NICHOLAS JDirector · President and CEO
GrantCommon shares, $0.01 par value per share 64,339 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-005598 · marketforms-56012.xml · nonDerivative · entry 1

DEIULIIS N J · CIK 0001288995 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,915,639

F1 · shares: Represents the vesting of performance share units previously granted to the reporting person under a Performance Incentive Program for the 2022-2024 performance period.

F2 · balance_after: Of the shares owned, 665,230 are restricted stock units (including dividend equivalent rights).

Read SEC document
March 28, 2022 Filed Mar 30, 2022 21:30 UTC
DEIULIIS NICHOLAS JDirector · President and CEO
GrantCommon shares, $0.01 par value per share 106,699 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-004523 · marketforms-55878.xml · nonDerivative · entry 1

DEIULIIS N J · CIK 0001288995 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,851,300

F1 · shares: Represents the vesting of performance share units previously granted to the reporting person under a Performance Incentive Program for the 2021-2023 performance period.

F2 · balance_after: Of the shares owned, 600,891 are restricted stock units (including dividend equivalent rights).

Read SEC document
March 28, 2022 Filed Mar 30, 2022 21:31 UTC
Shepard Alan KVice President and CAO
GrantCommon shares, $0.01 par value per share 7,825 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-004529 · marketforms-55886.xml · nonDerivative · entry 1

Shepard Alan K · CIK 0001804674 · Vice President and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,982

F1 · shares: Represents the vesting of performance share units previously granted to the reporting person under a Performance Incentive Program for the 2021-2023 performance period.

F2 · balance_after: Of the shares owned, 58,280 are restricted stock units (including dividend equivalent rights).

Read SEC document
March 28, 2022 Filed Mar 30, 2022 21:31 UTC
Griffith Chad AVP Commercial & VP Marketing
GrantCommon shares, $0.01 par value per share 52,164 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-004525 · marketforms-55882.xml · nonDerivative · entry 1

Griffith Chad A · CIK 0001753549 · VP Commercial & VP Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 327,747

F1 · shares: Represents the vesting of performance share units previously granted to the reporting person under a Performance Incentive Program for the 2021-2023 performance period.

F2 · balance_after: Of the shares owned, 251,237 are restricted stock units (including dividend equivalent rights).

Read SEC document
March 28, 2022 Filed Mar 30, 2022 21:31 UTC
Srivastava RaviPresident, New Technologies
GrantCommon shares, $0.01 par value per share 1,625 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-004528 · marketforms-55887.xml · nonDerivative · entry 1

Srivastava Ravi · CIK 0001901559 · President, New Technologies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,589

F1 · shares: Represents the vesting of performance share units previously granted to the reporting person under a Performance Incentive Program for the 2021-2023 performance period.

F2 · balance_after: Of the shares owned, 29,325 are restricted stock units (including dividend equivalent rights).

Read SEC document
March 28, 2022 Filed Mar 30, 2022 21:31 UTC
Rush Donald W.EVP & Chief Financial Officer
GrantCommon shares, $0.01 par value per share 73,030 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-004524 · marketforms-55879.xml · nonDerivative · entry 1

Rush Donald W. · CIK 0001712541 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 554,901

F1 · shares: Represents the vesting of performance share units previously granted to the reporting person under a Performance Incentive Program for the 2021-2023 performance period.

F2 · balance_after: Of the shares owned, 339,541 are restricted stock units (including dividend equivalent rights).

Read SEC document
March 28, 2022 Filed Mar 30, 2022 21:30 UTC
Akinkugbe OlayemiChief Excellence Officer
GrantCommon shares, $0.01 par value per share 39,123 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-004527 · marketforms-55885.xml · nonDerivative · entry 1

Akinkugbe Olayemi · CIK 0001784061 · Chief Excellence Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,007

F1 · shares: Represents the vesting of performance share units previously granted to the reporting person under a Performance Incentive Program for the 2021-2023 performance period.

F2 · balance_after: Of the shares owned, 196,924 are restricted stock units (including dividend equivalent rights).

Read SEC document
March 28, 2022 Filed Mar 30, 2022 21:30 UTC
Reyes Alexander JohnEVP, GC & Corp. Sec.
GrantCommon shares, $0.01 par value per share 12,330 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-004526 · marketforms-55884.xml · nonDerivative · entry 1

Reyes Alexander John · CIK 0001841033 · EVP, GC & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,057

F1 · shares: Represents the vesting of performance share units previously granted to the reporting person under a Performance Incentive Program for the 2021-2023 performance period.

F2 · balance_after: Of the shares owned, 56,793 are restricted stock units (including dividend equivalent rights).

Read SEC document
March 28, 2022 Filed Mar 30, 2022 21:30 UTC
Scott HayleyChief Risk Officer
GrantCommon shares, $0.01 par value per share 2,040 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-004522 · marketforms-55888.xml · nonDerivative · entry 1

Scott Hayley · CIK 0001766716 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,950

F1 · shares: Represents the vesting of performance share units previously granted to the reporting person under a Performance Incentive Program for the 2021-2023 performance period.

F2 · balance_after: Of the shares owned, 18,370 are restricted stock units (including dividend equivalent rights).

Read SEC document
February 25, 2022 Filed Feb 28, 2022 22:00 UTC
Shepard Alan KVice President and CAO
Tax withholdingCommon shares, $0.01 par value per share 1,171 $16.44 $19,251.24
Disclosure

SEC source: 0001214659-22-003366 · marketforms-55598.xml · nonDerivative · entry 1

Shepard Alan K · CIK 0001804674 · Vice President and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,157

F1 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting and settlement of restricted stock units previously granted to him.

F2 · balance_after: Of the shares owned, 50,455 are restricted stock units (including dividend equivalent rights).

Read SEC document
February 03, 2022 Filed Feb 7, 2022 22:30 UTC
Srivastava RaviPresident, New Technologies
Tax withholdingCommon shares, $0.01 par value per share 100 $15.29 $1,529.00
Disclosure

SEC source: 0001214659-22-001956 · marketforms-55330.xml · nonDerivative · entry 1

Srivastava Ravi · CIK 0001901559 · President, New Technologies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,964

F1 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of restricted stock units previously granted to him.

F2 · balance_after: Of the shares owned, 27,700 are restricted stock units (including dividend equivalent rights).

Read SEC document
February 03, 2022 Filed Feb 7, 2022 22:30 UTC
Scott HayleyChief Risk Officer
Tax withholdingCommon shares, $0.01 par value per share 192 $15.29 $2,935.68
Disclosure

SEC source: 0001214659-22-001957 · marketforms-55331.xml · nonDerivative · entry 1

Scott Hayley · CIK 0001766716 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,910

F1 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of restricted stock units previously granted to him.

F2 · balance_after: Of the shares owned, 16,330 are restricted stock units (including dividend equivalent rights).

Read SEC document
January 31, 2022 Filed Feb 2, 2022 23:46 UTC
Shepard Alan KVice President and CAO
Tax withholdingCommon shares, $0.01 par value per share 295 $14.83 $4,374.85
Disclosure

SEC source: 0001214659-22-001747 · marketforms-55250.xml · nonDerivative · entry 2

Shepard Alan K · CIK 0001804674 · Vice President and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,328

F2 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of performance share units and restricted stock units previously granted to reporting person.

F3 · balance_after: Of the shares owned, 53,059 are restricted stock units (including dividend equivalent rights).

Read SEC document
January 31, 2022 Filed Feb 2, 2022 23:46 UTC
Shepard Alan KVice President and CAO
GrantCommon shares, $0.01 par value per share 902 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-001747 · marketforms-55250.xml · nonDerivative · entry 1

Shepard Alan K · CIK 0001804674 · Vice President and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,623

F1 · shares: Represents the vesting, for 2021 performance, of Performance-Based Restricted Stock Units (ESG) previously granted to the reporting person under a 2021-2023 Performance Incentive Program.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 23:46 UTC
Srivastava RaviPresident, New Technologies
Tax withholdingCommon shares, $0.01 par value per share 487 $14.83 $7,222.21
Disclosure

SEC source: 0001214659-22-001745 · marketforms-55247.xml · nonDerivative · entry 2

Srivastava Ravi · CIK 0001901559 · President, New Technologies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,064

F2 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of performance share units and restricted stock units previously granted to reporting person.

F3 · balance_after: Of the shares owned, 28,168 are restricted stock units (including dividend equivalent rights).

Read SEC document
January 31, 2022 Filed Feb 2, 2022 23:46 UTC
Srivastava RaviPresident, New Technologies
GrantCommon shares, $0.01 par value per share 206 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-001745 · marketforms-55247.xml · nonDerivative · entry 1

Srivastava Ravi · CIK 0001901559 · President, New Technologies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,551

F1 · shares: Represents the vesting, for 2021 performance, of Performance-Based Restricted Stock Units (ESG) previously granted to the reporting person under a 2021-2023 Performance Incentive Program.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 23:46 UTC
Griffith Chad AChief Operating Officer
Tax withholdingCommon shares, $0.01 par value per share 7,858 $14.83 $116,534.14
Disclosure

SEC source: 0001214659-22-001742 · marketforms-55244.xml · nonDerivative · entry 3

Griffith Chad A · CIK 0001753549 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,583

F3 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of performance share units and restricted stock units previously granted to reporting person.

F4 · balance_after: Of the shares owned, 199,073 are restricted stock units (including dividend equivalent rights).

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January 31, 2022 Filed Feb 2, 2022 23:46 UTC
Griffith Chad AChief Operating Officer
GrantCommon shares, $0.01 par value per share 6,017 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-001742 · marketforms-55244.xml · nonDerivative · entry 2

Griffith Chad A · CIK 0001753549 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,441

F2 · shares: Represents the vesting, for 2021 performance, of Performance-Based Restricted Stock Units (ESG) previously granted to the reporting person under a 2021-2023 Performance Incentive Program.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 23:46 UTC
Griffith Chad AChief Operating Officer
GrantCommon shares, $0.01 par value per share 1,214 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-001742 · marketforms-55244.xml · nonDerivative · entry 1

Griffith Chad A · CIK 0001753549 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277,424

F1 · shares: Represents the vesting, for 2021 performance, of Performance Share Units previously granted to the reporting person under the 2019-2023 Long Term Incentive Program.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 23:46 UTC
Rush Donald W.EVP & Chief Financial Officer
Tax withholdingCommon shares, $0.01 par value per share 16,569 $14.83 $245,718.27
Disclosure

SEC source: 0001214659-22-001741 · marketforms-55243.xml · nonDerivative · entry 3

Rush Donald W. · CIK 0001712541 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 481,871

F3 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of performance share units and restricted stock units previously granted to reporting person.

F4 · balance_after: Of the shares owned, 266,511 are restricted stock units (including dividend equivalent rights).

Read SEC document
January 31, 2022 Filed Feb 2, 2022 23:46 UTC
Rush Donald W.EVP & Chief Financial Officer
GrantCommon shares, $0.01 par value per share 8,423 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-001741 · marketforms-55243.xml · nonDerivative · entry 2

Rush Donald W. · CIK 0001712541 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 498,440

F2 · shares: Represents the vesting, for 2021 performance, of Performance-Based Restricted Stock Units (ESG) previously granted to the reporting person under a 2021-2023 Performance Incentive Program.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 23:46 UTC
Rush Donald W.EVP & Chief Financial Officer
GrantCommon shares, $0.01 par value per share 5,281 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-001741 · marketforms-55243.xml · nonDerivative · entry 1

Rush Donald W. · CIK 0001712541 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 490,017

F1 · shares: Represents the vesting, for 2021 performance, of Performance Share Units previously granted to the reporting person under the 2019-2023 Long Term Incentive Program.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 23:46 UTC
Akinkugbe OlayemiChief Excellence Officer
Tax withholdingCommon shares, $0.01 par value per share 2,547 $14.83 $37,772.01
Disclosure

SEC source: 0001214659-22-001744 · marketforms-55245.xml · nonDerivative · entry 3

Akinkugbe Olayemi · CIK 0001784061 · Chief Excellence Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,884

F3 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of performance share units and restricted stock units previously granted to reporting person.

F4 · balance_after: Of the shares owned,157,801 are restricted stock units (including dividend equivalent rights).

Read SEC document
January 31, 2022 Filed Feb 2, 2022 23:46 UTC
Akinkugbe OlayemiChief Excellence Officer
GrantCommon shares, $0.01 par value per share 4,512 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-001744 · marketforms-55245.xml · nonDerivative · entry 2

Akinkugbe Olayemi · CIK 0001784061 · Chief Excellence Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,431

F2 · shares: Represents the vesting, for 2021 performance, of Performance-Based Restricted Stock Units (ESG) previously granted to the reporting person under a 2021-2023 Performance Incentive Program.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 23:46 UTC
Akinkugbe OlayemiChief Excellence Officer
GrantCommon shares, $0.01 par value per share 427 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-001744 · marketforms-55245.xml · nonDerivative · entry 1

Akinkugbe Olayemi · CIK 0001784061 · Chief Excellence Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,919

F1 · shares: Represents the vesting, for 2021 performance, of Performance Share Units previously granted to the reporting person under the 2019-2023 Long Term Incentive Program.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 23:46 UTC
Reyes Alexander JohnEVP, GC & Corp. Sec.
Tax withholdingCommon shares, $0.01 par value per share 496 $14.83 $7,355.68
Disclosure

SEC source: 0001214659-22-001746 · marketforms-55248.xml · nonDerivative · entry 2

Reyes Alexander John · CIK 0001841033 · EVP, GC & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,727

F2 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of performance share units and restricted stock units previously granted to reporting person.

F3 · balance_after: Of the shares owned, 44,463 are restricted stock units (including dividend equivalent rights).

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.