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Shepard Alan K

Disclosed activity across 1 company

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23045
SEC CIK
0001804674

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CNX Resources CorpCNX · Entity 3842Director · President & CEOAugust 13, 2026August 17, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CNX Resources Corp

Report date August 13, 2026 · Filed August 17, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common shares, $0.01 par value per shareSEC Table I · non-derivativeDirect299,192 Reported balance After 2026-08-13 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-08-13 · Exercise / conversion · Acquired 39,771 · Balance 299,192

F1: Represents the vesting of the first tranche of Performance Share Units ("PSUs") granted to the reporting person on August 1, 2023.

Common shares, $0.01 par value per shareSEC Table I · non-derivativeDirect281,895 Reported balance After 2026-08-13 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2026-08-13 · Tax withholding · Disposed 17,297 · Balance 281,895

F2: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of PSUs previously granted to him.

F3: Of the shares owned directly, 86,856 are restricted stock units (including dividend equivalent rights).

Performance Share UnitsSEC Table II · derivative / convertible security · Expires 2030-07-31Direct287,501 Reported balance After 2026-08-13 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-08-13 · Exercise / conversion · Disposed 39,771 · Balance 287,501

F4: Each Performance Share Unit ("PSU") represents a contingent right to receive one share of common stock. The PSUs vest upon the common stock of CNX Resources achieving certain pre-determined prices per share in three tranches over approximately seven years.

F1: Represents the vesting of the first tranche of Performance Share Units ("PSUs") granted to the reporting person on August 1, 2023.

F5: The remaining PSUs have been further reduced by 56,062 target PSUs, which were not earned in the first tranche, and for which the reporting person has no further vesting opportunity.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the vesting of the first tranche of Performance Share Units ("PSUs") granted to the reporting person on August 1, 2023.

F2: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of PSUs previously granted to him.

F3: Of the shares owned directly, 86,856 are restricted stock units (including dividend equivalent rights).

F4: Each Performance Share Unit ("PSU") represents a contingent right to receive one share of common stock. The PSUs vest upon the common stock of CNX Resources achieving certain pre-determined prices per share in three tranches over approximately seven years.

F5: The remaining PSUs have been further reduced by 56,062 target PSUs, which were not earned in the first tranche, and for which the reporting person has no further vesting opportunity.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 13, 2026 Filed Aug 17, 2026 21:47 UTC CNX Resources Corp CNX · Entity 3842 Exercise / conversionPerformance Share Units · Derivative 39,771 $0.00 $0.00
Disclosure

SEC source: 0001804674-26-000003 · wk-form4_1787003229.xml · derivative · entry 3

Shepard Alan K · CIK 0001804674 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 287,501

Underlying: Common shares, $0.01 par value per share · 39,771 shares

Expires 2030-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Performance Share Unit ("PSU") represents a contingent right to receive one share of common stock. The PSUs vest upon the common stock of CNX Resources achieving certain pre-determined prices per share in three tranches over approximately seven years.

F1 · shares: Represents the vesting of the first tranche of Performance Share Units ("PSUs") granted to the reporting person on August 1, 2023.

F4 · derivative.exercise_date: Each Performance Share Unit ("PSU") represents a contingent right to receive one share of common stock. The PSUs vest upon the common stock of CNX Resources achieving certain pre-determined prices per share in three tranches over approximately seven years.

F1 · derivative.underlying_shares: Represents the vesting of the first tranche of Performance Share Units ("PSUs") granted to the reporting person on August 1, 2023.

F5 · balance_after: The remaining PSUs have been further reduced by 56,062 target PSUs, which were not earned in the first tranche, and for which the reporting person has no further vesting opportunity.

Read SEC document
August 13, 2026 Filed Aug 17, 2026 21:47 UTC CNX Resources Corp CNX · Entity 3842 Tax withholdingCommon shares, $0.01 par value per share 17,297 $35.38 $611,967.86
Disclosure

SEC source: 0001804674-26-000003 · wk-form4_1787003229.xml · nonDerivative · entry 2

Shepard Alan K · CIK 0001804674 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 281,895

F2 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of PSUs previously granted to him.

F3 · balance_after: Of the shares owned directly, 86,856 are restricted stock units (including dividend equivalent rights).

Read SEC document
August 13, 2026 Filed Aug 17, 2026 21:47 UTC CNX Resources Corp CNX · Entity 3842 Exercise / conversionCommon shares, $0.01 par value per share 39,771 $0.00 $0.00
Disclosure

SEC source: 0001804674-26-000003 · wk-form4_1787003229.xml · nonDerivative · entry 1

Shepard Alan K · CIK 0001804674 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 299,192

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of the first tranche of Performance Share Units ("PSUs") granted to the reporting person on August 1, 2023.

Read SEC document
January 30, 2026 Filed Feb 3, 2026 21:53 UTC CNX Resources Corp CNX · Entity 3842 Tax withholdingCommon shares, $0.01 par value per share 28,337 $38.80 $1,099,475.60
Disclosure

SEC source: 0001070412-26-000029 · wk-form4_1770155629.xml · nonDerivative · entry 4

Shepard Alan K · CIK 0001804674 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 259,421

F4 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of restricted stock units previously granted to him.

F5 · balance_after: Of the shares owned, 86,856 are restricted stock units (including dividend equivalent rights).

Read SEC document
January 30, 2026 Filed Feb 3, 2026 21:53 UTC CNX Resources Corp CNX · Entity 3842 GrantCommon shares, $0.01 par value per share 57,579 $0.00 $0.00
Disclosure

SEC source: 0001070412-26-000029 · wk-form4_1770155629.xml · nonDerivative · entry 3

Shepard Alan K · CIK 0001804674 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 287,758

F3 · shares: Represents the vesting of Performance Share Units previously granted to the reporting person under a 2023-2025 Performance Incentive Program.

Read SEC document
January 30, 2026 Filed Feb 3, 2026 21:53 UTC CNX Resources Corp CNX · Entity 3842 GrantCommon shares, $0.01 par value per share 4,038 $0.00 $0.00
Disclosure

SEC source: 0001070412-26-000029 · wk-form4_1770155629.xml · nonDerivative · entry 2

Shepard Alan K · CIK 0001804674 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 230,179

F2 · shares: Represents the vesting, for 2025 performance, of Performance-Based Restricted Stock Units (ESG) previously granted to the reporting person under a 2024-2026 Performance Incentive Program.

Read SEC document
January 30, 2026 Filed Feb 3, 2026 21:53 UTC CNX Resources Corp CNX · Entity 3842 GrantCommon shares, $0.01 par value per share 3,536 $0.00 $0.00
Disclosure

SEC source: 0001070412-26-000029 · wk-form4_1770155629.xml · nonDerivative · entry 1

Shepard Alan K · CIK 0001804674 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 226,141

F1 · shares: Represents the vesting, for 2025 performance, of Performance-Based Restricted Stock Units (ESG) previously granted to the reporting person under a 2023-2025 Performance Incentive Program.

Read SEC document
January 05, 2026 Filed Jan 6, 2026 22:51 UTC CNX Resources Corp CNX · Entity 3842 GrantCommon shares, $0.01 par value per share 41,506 $0.00 $0.00
Disclosure

SEC source: 0001070412-26-000016 · wk-form4_1767739899.xml · nonDerivative · entry 2

Shepard Alan K · CIK 0001804674 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 222,605

F2 · shares: Grant of restricted stock units, which vest annually in equal installments over a period of three years.

F3 · balance_after: Of the shares owned, 86,856 are restricted stock units (including dividend equivalent rights).

Read SEC document
January 03, 2026 Filed Jan 6, 2026 22:51 UTC CNX Resources Corp CNX · Entity 3842 Tax withholdingCommon shares, $0.01 par value per share 22,099 $36.46 $805,729.54
Disclosure

SEC source: 0001070412-26-000016 · wk-form4_1767739899.xml · nonDerivative · entry 1

Shepard Alan K · CIK 0001804674 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 181,099

F1 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of restricted stock units previously granted to him.

Read SEC document
January 31, 2025 Filed Feb 5, 2025 00:31 UTC CNX Resources Corp CNX · Entity 3842 Tax withholdingCommon shares, $0.01 par value per share 16,070 $27.38 $439,996.60
Disclosure

SEC source: 0001070412-25-000041 · wk-form4_1738715488.xml · nonDerivative · entry 5

Shepard Alan K · CIK 0001804674 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 203,198

F5 · shares: Represents shares automatically withheld to satisfy the reporting persons tax liability from the vesting of performance share units and restricted stock units previously granted to him.

F6 · balance_after: Of the shares owned, 95,794 are restricted stock units (including dividend equivalent rights).

Read SEC document
January 31, 2025 Filed Feb 5, 2025 00:31 UTC CNX Resources Corp CNX · Entity 3842 GrantCommon shares, $0.01 par value per share 4,037 $0.00 $0.00
Disclosure

SEC source: 0001070412-25-000041 · wk-form4_1738715488.xml · nonDerivative · entry 4

Shepard Alan K · CIK 0001804674 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 219,268

F4 · shares: Represents the vesting, for 2024 performance, of Performance-Based Restricted Stock Units (ESG) previously granted to the reporting person under a 2024-2026 Performance Incentive Program.

Read SEC document
January 31, 2025 Filed Feb 5, 2025 00:31 UTC CNX Resources Corp CNX · Entity 3842 GrantCommon shares, $0.01 par value per share 3,535 $0.00 $0.00
Disclosure

SEC source: 0001070412-25-000041 · wk-form4_1738715488.xml · nonDerivative · entry 3

Shepard Alan K · CIK 0001804674 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 215,231

F3 · shares: Represents the vesting, for 2024 performance, of Performance-Based Restricted Stock Units (ESG) previously granted to the reporting person under a 2023-2025 Performance Incentive Program.

Read SEC document
January 31, 2025 Filed Feb 5, 2025 00:31 UTC CNX Resources Corp CNX · Entity 3842 GrantCommon shares, $0.01 par value per share 1,802 $0.00 $0.00
Disclosure

SEC source: 0001070412-25-000041 · wk-form4_1738715488.xml · nonDerivative · entry 2

Shepard Alan K · CIK 0001804674 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 211,696

F2 · shares: Represents the vesting, for 2024 performance, of Performance-Based Restricted Stock Units (ESG) previously granted to the reporting person under a 2022-2024 Performance Incentive Program.

Read SEC document
January 31, 2025 Filed Feb 5, 2025 00:31 UTC CNX Resources Corp CNX · Entity 3842 GrantCommon shares, $0.01 par value per share 13,787 $0.00 $0.00
Disclosure

SEC source: 0001070412-25-000041 · wk-form4_1738715488.xml · nonDerivative · entry 1

Shepard Alan K · CIK 0001804674 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 209,894

F1 · shares: Represents the vesting, for 2024 performance, of Performance Share Units previously granted to the reporting person under the 2022-2024 Long-Term Incentive Program.

Read SEC document
January 03, 2025 Filed Jan 7, 2025 21:17 UTC CNX Resources Corp CNX · Entity 3842 Tax withholdingCommon shares, $0.01 par value per share 20,491 $33.12 $678,661.92
Disclosure

SEC source: 0001070412-25-000016 · wk-form4_1736284658.xml · nonDerivative · entry 2

Shepard Alan K · CIK 0001804674 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 196,107

F2 · shares: Represents shares automatically withheld to satisfy the reporting persons tax liability from the vesting of restricted stock units previously granted to him.

F3 · balance_after: Of the shares owned, 109,581 are restricted stock units (including dividend equivalent rights).

Read SEC document
January 03, 2025 Filed Jan 7, 2025 21:17 UTC CNX Resources Corp CNX · Entity 3842 GrantCommon shares, $0.01 par value per share 37,742 $0.00 $0.00
Disclosure

SEC source: 0001070412-25-000016 · wk-form4_1736284658.xml · nonDerivative · entry 1

Shepard Alan K · CIK 0001804674 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 216,598

F1 · shares: Grant of restricted stock units, which vest annually in equal installments over a period of three years.

Read SEC document
January 31, 2024 Filed Feb 2, 2024 22:30 UTC CNX Resources Corp CNX · Entity 3842 Tax withholdingCommon shares, $0.01 par value per share 9,168 $20.20 $185,193.60
Disclosure

SEC source: 0001214659-24-001794 · marketforms-64555.xml · nonDerivative · entry 5

Shepard Alan K · CIK 0001804674 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 178,856

F5 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of performance share units and restricted stock units previously granted to reporting person.

F6 · balance_after: Of the shares owned, 118,708 are restricted stock units (including dividend equivalent rights).

Read SEC document
January 31, 2024 Filed Feb 2, 2024 22:30 UTC CNX Resources Corp CNX · Entity 3842 GrantCommon shares, $0.01 par value per share 3,535 $0.00 $0.00
Disclosure

SEC source: 0001214659-24-001794 · marketforms-64555.xml · nonDerivative · entry 4

Shepard Alan K · CIK 0001804674 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 188,024

F4 · shares: Represents the vesting, for 2023 performance, of Performance-Based Restricted Stock Units (ESG) previously granted to the reporting person under a 2023-2025 Performance Incentive Program.

Read SEC document
January 31, 2024 Filed Feb 2, 2024 22:30 UTC CNX Resources Corp CNX · Entity 3842 GrantCommon shares, $0.01 par value per share 1,801 $0.00 $0.00
Disclosure

SEC source: 0001214659-24-001794 · marketforms-64555.xml · nonDerivative · entry 3

Shepard Alan K · CIK 0001804674 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 184,489

F3 · shares: Represents the vesting, for 2023 performance, of Performance-Based Restricted Stock Units (ESG) previously granted to the reporting person under a 2022-2024 Performance Incentive Program.

Read SEC document
January 31, 2024 Filed Feb 2, 2024 22:30 UTC CNX Resources Corp CNX · Entity 3842 GrantCommon shares, $0.01 par value per share 7,825 $0.00 $0.00
Disclosure

SEC source: 0001214659-24-001794 · marketforms-64555.xml · nonDerivative · entry 2

Shepard Alan K · CIK 0001804674 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 182,688

F2 · shares: Represents the vesting, for 2023 performance, of Performance Share Units previously granted to the reporting person under the 2021-2023 Long Term Incentive Program.

Read SEC document
January 31, 2024 Filed Feb 2, 2024 22:30 UTC CNX Resources Corp CNX · Entity 3842 GrantCommon shares, $0.01 par value per share 904 $0.00 $0.00
Disclosure

SEC source: 0001214659-24-001794 · marketforms-64555.xml · nonDerivative · entry 1

Shepard Alan K · CIK 0001804674 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 174,863

F1 · shares: Represents the vesting, for 2023 performance, of Performance-Based Restricted Stock Units (ESG) previously granted to the reporting person under a 2021-2023 Performance Incentive Program.

Read SEC document
January 04, 2024 Filed Jan 5, 2024 22:00 UTC CNX Resources Corp CNX · Entity 3842 Tax withholdingCommon shares, $0.01 par value per share 1,874 $20.37 $38,173.38
Disclosure

SEC source: 0001214659-24-000341 · marketforms-64023.xml · nonDerivative · entry 4

Shepard Alan K · CIK 0001804674 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 173,959

F2 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of restricted stock units previously granted to him.

F3 · balance_after: Of the shares owned, 126,533 are restricted stock units (including dividend equivalent rights).

Read SEC document
January 03, 2024 Filed Jan 5, 2024 22:00 UTC CNX Resources Corp CNX · Entity 3842 Tax withholdingCommon shares, $0.01 par value per share 7,593 $20.64 $156,719.52
Disclosure

SEC source: 0001214659-24-000341 · marketforms-64023.xml · nonDerivative · entry 3

Shepard Alan K · CIK 0001804674 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 175,833

F2 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of restricted stock units previously granted to him.

Read SEC document
January 03, 2024 Filed Jan 5, 2024 22:00 UTC CNX Resources Corp CNX · Entity 3842 Tax withholdingCommon shares, $0.01 par value per share 4,255 $20.64 $87,823.20
Disclosure

SEC source: 0001214659-24-000341 · marketforms-64023.xml · nonDerivative · entry 2

Shepard Alan K · CIK 0001804674 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 183,426

F2 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of restricted stock units previously granted to him.

Read SEC document
January 03, 2024 Filed Jan 5, 2024 22:00 UTC CNX Resources Corp CNX · Entity 3842 GrantCommon shares, $0.01 par value per share 60,563 $0.00 $0.00
Disclosure

SEC source: 0001214659-24-000341 · marketforms-64023.xml · nonDerivative · entry 1

Shepard Alan K · CIK 0001804674 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 187,681

F1 · shares: Grant of restricted stock units, which vest annually in equal installments over a period of three years.

Read SEC document
August 01, 2023 Filed Aug 1, 2023 21:00 UTC CNX Resources Corp CNX · Entity 3842 GrantPerformance Share Units · Derivative 383,334 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-010563 · marketforms-62149.xml · derivative · entry 1

Shepard Alan K · CIK 0001804674 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 383,334

Underlying: Common Stock · 383,334 shares

Expires 2030-07-31

F1 · derivative.exercise_price: Each Performance Share Unit ("PSU") represents a contingent right to receive one share of common stock. The PSUs vest upon the common stock of CNX Resources achieving certain pre-determined prices per share in three tranches over approximately seven years.

F1 · derivative.exercise_date: Each Performance Share Unit ("PSU") represents a contingent right to receive one share of common stock. The PSUs vest upon the common stock of CNX Resources achieving certain pre-determined prices per share in three tranches over approximately seven years.

Read SEC document
February 25, 2023 Filed Feb 27, 2023 22:23 UTC CNX Resources Corp CNX · Entity 3842 Tax withholdingCommon shares, $0.01 par value per share 8,811 $15.69 $138,244.59
Disclosure

SEC source: 0001214659-23-003151 · marketforms-59691.xml · nonDerivative · entry 2

Shepard Alan K · CIK 0001804674 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,118

F2 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of performance share units and restricted stock units previously granted to reporting person.

F3 · balance_after: Of the shares owned, 97,165 are restricted stock units (including dividend equivalent rights).

Read SEC document
February 25, 2023 Filed Feb 27, 2023 22:23 UTC CNX Resources Corp CNX · Entity 3842 GrantCommon shares, $0.01 par value per share 6,600 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-003151 · marketforms-59691.xml · nonDerivative · entry 1

Shepard Alan K · CIK 0001804674 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,929

F1 · shares: Represents the vesting of performance share units previously granted to the reporting person under a Performance Incentive Program for the 2020-2023 performance period.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 23:55 UTC CNX Resources Corp CNX · Entity 3842 Tax withholdingCommon shares, $0.01 par value per share 997 $16.73 $16,679.81
Disclosure

SEC source: 0001214659-23-001535 · marketforms-59272.xml · nonDerivative · entry 3

Shepard Alan K · CIK 0001804674 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,329

F3 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of performance share units and restricted stock units previously granted to reporting person.

F4 · balance_after: Of the shares owned, 111,576 are restricted stock units (including dividend equivalent rights).

Read SEC document
January 31, 2023 Filed Feb 2, 2023 23:55 UTC CNX Resources Corp CNX · Entity 3842 GrantCommon shares, $0.01 par value per share 1,801 $16.73 $30,130.73
Disclosure

SEC source: 0001214659-23-001535 · marketforms-59272.xml · nonDerivative · entry 2

Shepard Alan K · CIK 0001804674 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,326

F2 · shares: Represents the vesting, for 2022 performance, of Performance-Based Restricted Stock Units (ESG) previously granted to the reporting person under a 2022-2024 Performance Incentive Program.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 23:55 UTC CNX Resources Corp CNX · Entity 3842 GrantCommon shares, $0.01 par value per share 902 $16.73 $15,090.46
Disclosure

SEC source: 0001214659-23-001535 · marketforms-59272.xml · nonDerivative · entry 1

Shepard Alan K · CIK 0001804674 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,525

F1 · shares: Represents the vesting, for 2022 performance, of Performance-Based Restricted Stock Units (ESG) previously granted to the reporting person under a 2021-2023 Performance Incentive Program.

Read SEC document
January 04, 2023 Filed Jan 6, 2023 21:55 UTC CNX Resources Corp CNX · Entity 3842 Tax withholdingCommon shares, $0.01 par value per share 1,886 $16.36 $30,854.96
Disclosure

SEC source: 0001214659-23-000366 · marketforms-58136.xml · nonDerivative · entry 1

Shepard Alan K · CIK 0001804674 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,623

F1 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of restricted stock units previously granted to him.

F2 · balance_after: Of the shares owned, 111,576 are restricted stock units (including dividend equivalent rights).

Read SEC document
January 03, 2023 Filed Jan 4, 2023 22:55 UTC CNX Resources Corp CNX · Entity 3842 GrantCommon shares, $0.01 par value per share 53,026 $16.03 $850,006.78
Disclosure

SEC source: 0001214659-23-000225 · marketforms-58104.xml · nonDerivative · entry 2

Shepard Alan K · CIK 0001804674 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,509

F2 · shares: Grant of restricted stock units, which vest annually in equal installments over a period of three years.

F3 · balance_after: Of the shares owned, 116,088 are restricted stock units (including dividend equivalent rights).

Read SEC document
January 03, 2023 Filed Jan 4, 2023 22:55 UTC CNX Resources Corp CNX · Entity 3842 Tax withholdingCommon shares, $0.01 par value per share 4,286 $16.03 $68,704.58
Disclosure

SEC source: 0001214659-23-000225 · marketforms-58104.xml · nonDerivative · entry 1

Shepard Alan K · CIK 0001804674 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,483

F1 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of restricted stock units previously granted to him.

Read SEC document
April 20, 2022 Filed Apr 21, 2022 21:00 UTC CNX Resources Corp CNX · Entity 3842 GrantCommon shares, $0.01 par value per share 13,787 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-005603 · marketforms-56017.xml · nonDerivative · entry 1

Shepard Alan K · CIK 0001804674 · Vice President and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,769

F1 · shares: Represents the vesting of performance share units previously granted to the reporting person under a Performance Incentive Program for the 2022-2024 performance period.

F2 · balance_after: Of the shares owned, 72,067 are restricted stock units (including dividend equivalent rights).

Read SEC document
March 28, 2022 Filed Mar 30, 2022 21:31 UTC CNX Resources Corp CNX · Entity 3842 GrantCommon shares, $0.01 par value per share 7,825 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-004529 · marketforms-55886.xml · nonDerivative · entry 1

Shepard Alan K · CIK 0001804674 · Vice President and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,982

F1 · shares: Represents the vesting of performance share units previously granted to the reporting person under a Performance Incentive Program for the 2021-2023 performance period.

F2 · balance_after: Of the shares owned, 58,280 are restricted stock units (including dividend equivalent rights).

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February 25, 2022 Filed Feb 28, 2022 22:00 UTC CNX Resources Corp CNX · Entity 3842 Tax withholdingCommon shares, $0.01 par value per share 1,171 $16.44 $19,251.24
Disclosure

SEC source: 0001214659-22-003366 · marketforms-55598.xml · nonDerivative · entry 1

Shepard Alan K · CIK 0001804674 · Vice President and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,157

F1 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting and settlement of restricted stock units previously granted to him.

F2 · balance_after: Of the shares owned, 50,455 are restricted stock units (including dividend equivalent rights).

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January 31, 2022 Filed Feb 2, 2022 23:46 UTC CNX Resources Corp CNX · Entity 3842 Tax withholdingCommon shares, $0.01 par value per share 295 $14.83 $4,374.85
Disclosure

SEC source: 0001214659-22-001747 · marketforms-55250.xml · nonDerivative · entry 2

Shepard Alan K · CIK 0001804674 · Vice President and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,328

F2 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of performance share units and restricted stock units previously granted to reporting person.

F3 · balance_after: Of the shares owned, 53,059 are restricted stock units (including dividend equivalent rights).

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January 31, 2022 Filed Feb 2, 2022 23:46 UTC CNX Resources Corp CNX · Entity 3842 GrantCommon shares, $0.01 par value per share 902 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-001747 · marketforms-55250.xml · nonDerivative · entry 1

Shepard Alan K · CIK 0001804674 · Vice President and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,623

F1 · shares: Represents the vesting, for 2021 performance, of Performance-Based Restricted Stock Units (ESG) previously granted to the reporting person under a 2021-2023 Performance Incentive Program.

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January 04, 2022 Filed Jan 6, 2022 01:28 UTC CNX Resources Corp CNX · Entity 3842 Tax withholdingCommon shares, $0.01 par value per share 2,092 $14.65 $30,647.80
Disclosure

SEC source: 0001214659-22-000374 · marketforms-55007.xml · nonDerivative · entry 2

Shepard Alan K · CIK 0001804674 · Vice President and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,721

F2 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of restricted stock units previously granted to reporting person.

F3 · balance_after: Of the shares owned, 53,059 are restricted stock units (including dividend equivalent rights).

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January 03, 2022 Filed Jan 6, 2022 01:28 UTC CNX Resources Corp CNX · Entity 3842 GrantCommon shares, $0.01 par value per share 27,018 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-000374 · marketforms-55007.xml · nonDerivative · entry 1

Shepard Alan K · CIK 0001804674 · Vice President and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,813

F1 · shares: Grant of restricted stock units subject to time-based vesting.

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February 25, 2021 Filed Mar 1, 2021 22:30 UTC CNX Resources Corp CNX · Entity 3842 Tax withholdingCommon shares, $0.01 par value per share 1,012 $13.14 $13,297.68
Disclosure

SEC source: 0001214659-21-002525 · marketforms-51654.xml · nonDerivative · entry 1

Shepard Alan K · CIK 0001804674 · Vice President and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,795

F1 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of restricted stock units previously granted to reporting person.

F2 · balance_after: Of the shares owned, 30,553 are restricted stock units.

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February 01, 2021 Filed Feb 3, 2021 02:34 UTC CNX Resources Corp CNX · Entity 3842 GrantCommon shares, $0.01 par value per share 11,806 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-001169 · marketforms-51360.xml · nonDerivative · entry 1

Shepard Alan K · CIK 0001804674 · Vice President and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,807

F1 · shares: Represents the vesting of performance share units previously granted to the reporting person under a Performance Incentive Program for the 2020-2023 performance period.

F2 · balance_after: Of the shares owned, 33,157 are restricted stock units.

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January 04, 2021 Filed Jan 7, 2021 00:00 UTC CNX Resources Corp CNX · Entity 3842 GrantCommon shares, $0.01 par value per share 13,538 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-000234 · marketforms-50894.xml · nonDerivative · entry 1

Shepard Alan K · CIK 0001804674 · Vice President and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,001

F1 · shares: Grant of restricted stock units, which vest annually in equal installments over a period of three years.

F2 · balance_after: Of the shares owned, 21,351 are restricted stock units.

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December 01, 2020 Filed Dec 3, 2020 22:00 UTC CNX Resources Corp CNX · Entity 3842 PurchaseCommon shares, $0.01 par value per share 2,650 $9.72 $25,757.74
Disclosure

SEC source: 0001214659-20-010158 · marketforms-50378.xml · nonDerivative · entry 1

Shepard Alan K · CIK 0001804674 · Vice President and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,463

F1 · balance_after: Of the 10,463 shares owned, 7,813 are restricted stock units.

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February 25, 2020 Filed Feb 27, 2020 21:45 UTC CNX Resources Corp CNX · Entity 3842 GrantCommon shares, $0.01 par value per share · Derivative 3,051 $0.00 Strike: $7.20 $0.00
Disclosure

SEC source: 0001214659-20-001934 · marketforms-47965.xml · derivative · entry 2

Shepard Alan K · CIK 0001804674 · Vice President and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,051

Underlying: Common shares, $0.01 par value per share · 3,051 shares

Expires 2030-02-25

F2 · derivative.exercise_price: The option is exercisable at a price equal to 125% of the closing stock price on the date of grant.

F3 · derivative.exercise_date: The option vests in three equal annual installments beginning on the anniversary of the date of grant.

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February 25, 2020 Filed Feb 27, 2020 21:45 UTC CNX Resources Corp CNX · Entity 3842 GrantCommon shares, $0.01 per share 7,813 $0.00 $0.00
Disclosure

SEC source: 0001214659-20-001934 · marketforms-47965.xml · nonDerivative · entry 1

Shepard Alan K · CIK 0001804674 · Vice President and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,813

F1 · shares: Grant of restricted stock units, which vest annually in equal installments over a period of three years.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.