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CNX Resources Corp

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3842
SEC CIK
0001070412
Parsed reports
294

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202601
Mar 202602
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 31, 2019 Filed Feb 1, 2019 22:21 UTC
DEIULIIS NICHOLAS JDirector · President and CEO
Tax withholdingCommon shares, $0.01 par value per share 26,830 $12.14 $325,716.20
Disclosure

SEC source: 0001070412-19-000014 · wf-form4_154905966882385.xml · nonDerivative · entry 9

DEIULIIS N J · CIK 0001288995 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,048,757

F4 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of restricted stock units previously granted to him.

Read SEC document
January 31, 2019 Filed Feb 1, 2019 22:26 UTC
Rush Donald W.EVP & Chief Financial Officer
GrantCommon shares, $0.01 par value per share 50,412 $0.00 $0.00
Disclosure

SEC source: 0001070412-19-000016 · wf-form4_154905995730749.xml · nonDerivative · entry 8

Rush Donald W. · CIK 0001712541 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,489

F5 · shares: Grant of restricted stock units, which vest annually in equal installments over a period of three years, under the Company's Equity Incentive Plan.

F6 · balance_after: Of the 156,489 shares owned directly, 120,112 are restricted stock units (including dividend equivalent rights).

Read SEC document
January 31, 2019 Filed Feb 1, 2019 22:26 UTC
Rush Donald W.EVP & Chief Financial Officer
Tax withholdingCommon shares, $0.01 par value per share 444 $12.14 $5,390.16
Disclosure

SEC source: 0001070412-19-000016 · wf-form4_154905995730749.xml · nonDerivative · entry 7

Rush Donald W. · CIK 0001712541 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,077

F4 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of restricted stock units previously granted to him.

Read SEC document
January 31, 2019 Filed Feb 1, 2019 22:17 UTC
Dugan Timothy CEVP & Chief Op. Officer - E&P
Tax withholdingCommon shares, $0.01 par value per share 8,438 $12.14 $102,437.32
Disclosure

SEC source: 0001070412-19-000012 · wf-form4_154905942323410.xml · nonDerivative · entry 7

Dugan Timothy C · CIK 0001620593 · EVP & Chief Op. Officer - E&P

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,901

F4 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of restricted stock units previously granted to him.

F5 · balance_after: Of the 247,901 shares owned directly, 81,005 are restricted stock units (including dividend equivalent rights).

Read SEC document
January 31, 2019 Filed Feb 1, 2019 22:13 UTC
Johnson Stephen WEVP - Chief Legal Off
Tax withholdingCommon shares, $0.01 par value per share 9,058 $12.14 $109,964.12
Disclosure

SEC source: 0001070412-19-000010 · wf-form4_154905919726524.xml · nonDerivative · entry 7

Johnson Stephen W · CIK 0001346614 · EVP - Chief Legal Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 334,441

F4 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of restricted stock units previously granted to him.

F5 · balance_after: Of the 334,441 shares owned directly, 74,899 are restricted stock units (including dividend equivalent rights).

Read SEC document
January 30, 2019 Filed Feb 1, 2019 22:08 UTC Tax withholdingCommon shares, $0.01 par value per share 172 $13.53 $2,327.16
Disclosure

SEC source: 0001070412-19-000008 · wf-form4_154905889036752.xml · nonDerivative · entry 3

Mumford Jason L. · CIK 0001722355 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,023

F3 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of restricted stock units previously granted to him.

Read SEC document
January 30, 2019 Filed Feb 1, 2019 22:08 UTC Tax withholdingCommon shares, $0.01 par value per share 42 $13.53 $568.26
Disclosure

SEC source: 0001070412-19-000008 · wf-form4_154905889036752.xml · nonDerivative · entry 2

Mumford Jason L. · CIK 0001722355 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,195

F2 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of performance share units previously granted to him.

Read SEC document
January 30, 2019 Filed Feb 1, 2019 22:08 UTC GrantCommon shares, $0.01 par value per share 152 $0.00 $0.00
Disclosure

SEC source: 0001070412-19-000008 · wf-form4_154905889036752.xml · nonDerivative · entry 1

Mumford Jason L. · CIK 0001722355 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,237

F1 · shares: Represents the vesting and settlement of performance share units previously granted to the reporting person under the Long Term Incentive Program for the 2018-2022 performance period.

Read SEC document
January 30, 2019 Filed Feb 1, 2019 22:21 UTC
DEIULIIS NICHOLAS JDirector · President and CEO
Tax withholdingCommon shares, $0.01 par value per share 28,764 $13.53 $389,176.92
Disclosure

SEC source: 0001070412-19-000014 · wf-form4_154905966882385.xml · nonDerivative · entry 5

DEIULIIS N J · CIK 0001288995 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,064,419

F4 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of restricted stock units previously granted to him.

Read SEC document
January 30, 2019 Filed Feb 1, 2019 22:21 UTC
DEIULIIS NICHOLAS JDirector · President and CEO
Tax withholdingCommon shares, $0.01 par value per share 6,962 $13.53 $94,195.86
Disclosure

SEC source: 0001070412-19-000014 · wf-form4_154905966882385.xml · nonDerivative · entry 4

DEIULIIS N J · CIK 0001288995 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,093,183

F2 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of performance share units previously granted to him.

Read SEC document
January 30, 2019 Filed Feb 1, 2019 22:21 UTC
DEIULIIS NICHOLAS JDirector · President and CEO
GrantCommon shares, $0.01 par value per share 15,922 $0.00 $0.00
Disclosure

SEC source: 0001070412-19-000014 · wf-form4_154905966882385.xml · nonDerivative · entry 3

DEIULIIS N J · CIK 0001288995 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,100,145

F3 · shares: Represents the vesting and settlement of performance share units previously granted to the reporting person under the Long Term Incentive Program for the 2018-2022 performance period.

Read SEC document
January 30, 2019 Filed Feb 1, 2019 22:21 UTC
DEIULIIS NICHOLAS JDirector · President and CEO
Tax withholdingCommon shares, $0.01 par value per share 83,952 $13.53 $1,135,870.56
Disclosure

SEC source: 0001070412-19-000014 · wf-form4_154905966882385.xml · nonDerivative · entry 2

DEIULIIS N J · CIK 0001288995 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,084,223

F2 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of performance share units previously granted to him.

Read SEC document
January 30, 2019 Filed Feb 1, 2019 22:21 UTC
DEIULIIS NICHOLAS JDirector · President and CEO
GrantCommon shares, $0.01 par value per share 192,020 $0.00 $0.00
Disclosure

SEC source: 0001070412-19-000014 · wf-form4_154905966882385.xml · nonDerivative · entry 1

DEIULIIS N J · CIK 0001288995 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,168,175

F1 · shares: Represents the vesting and settlement of performance share units previously granted to the reporting person under the Long Term Incentive Program for the 2016-2020 performance period.

Read SEC document
January 30, 2019 Filed Feb 1, 2019 22:26 UTC
Rush Donald W.EVP & Chief Financial Officer
Tax withholdingCommon shares, $0.01 par value per share 3,314 $13.53 $44,838.42
Disclosure

SEC source: 0001070412-19-000016 · wf-form4_154905995730749.xml · nonDerivative · entry 6

Rush Donald W. · CIK 0001712541 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,521

F4 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of restricted stock units previously granted to him.

Read SEC document
January 30, 2019 Filed Feb 1, 2019 22:26 UTC
Rush Donald W.EVP & Chief Financial Officer
Tax withholdingCommon shares, $0.01 par value per share 1,386 $13.53 $18,752.58
Disclosure

SEC source: 0001070412-19-000016 · wf-form4_154905995730749.xml · nonDerivative · entry 5

Rush Donald W. · CIK 0001712541 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,835

F4 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of restricted stock units previously granted to him.

Read SEC document
January 30, 2019 Filed Feb 1, 2019 22:26 UTC
Rush Donald W.EVP & Chief Financial Officer
Tax withholdingCommon shares, $0.01 par value per share 1,104 $13.53 $14,937.12
Disclosure

SEC source: 0001070412-19-000016 · wf-form4_154905995730749.xml · nonDerivative · entry 4

Rush Donald W. · CIK 0001712541 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,221

F2 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of performance share units previously granted to him.

Read SEC document
January 30, 2019 Filed Feb 1, 2019 22:26 UTC
Rush Donald W.EVP & Chief Financial Officer
GrantCommon shares, $0.01 par value per share 2,822 $0.00 $0.00
Disclosure

SEC source: 0001070412-19-000016 · wf-form4_154905995730749.xml · nonDerivative · entry 3

Rush Donald W. · CIK 0001712541 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,325

F3 · shares: Represents the vesting and settlement of performance share units previously granted to the reporting person under the Long Term Incentive Program for the 2018-2022 performance period.

Read SEC document
January 30, 2019 Filed Feb 1, 2019 22:26 UTC
Rush Donald W.EVP & Chief Financial Officer
Tax withholdingCommon shares, $0.01 par value per share 682 $13.53 $9,227.46
Disclosure

SEC source: 0001070412-19-000016 · wf-form4_154905995730749.xml · nonDerivative · entry 2

Rush Donald W. · CIK 0001712541 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,503

F2 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of performance share units previously granted to him.

Read SEC document
January 30, 2019 Filed Feb 1, 2019 22:26 UTC
Rush Donald W.EVP & Chief Financial Officer
GrantCommon shares, $0.01 par value per share 2,396 $0.00 $0.00
Disclosure

SEC source: 0001070412-19-000016 · wf-form4_154905995730749.xml · nonDerivative · entry 1

Rush Donald W. · CIK 0001712541 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,185

F1 · shares: Represents the vesting and settlement of performance share units previously granted to the reporting person under the Long Term Incentive Program for the 2016-2020 performance period.

Read SEC document
January 30, 2019 Filed Feb 1, 2019 22:17 UTC
Dugan Timothy CEVP & Chief Op. Officer - E&P
Tax withholdingCommon shares, $0.01 par value per share 9,046 $13.53 $122,392.38
Disclosure

SEC source: 0001070412-19-000012 · wf-form4_154905942323410.xml · nonDerivative · entry 6

Dugan Timothy C · CIK 0001620593 · EVP & Chief Op. Officer - E&P

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,339

F4 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of restricted stock units previously granted to him.

Read SEC document
January 30, 2019 Filed Feb 1, 2019 22:17 UTC
Dugan Timothy CEVP & Chief Op. Officer - E&P
Tax withholdingCommon shares, $0.01 par value per share 1,588 $13.53 $21,485.64
Disclosure

SEC source: 0001070412-19-000012 · wf-form4_154905942323410.xml · nonDerivative · entry 5

Dugan Timothy C · CIK 0001620593 · EVP & Chief Op. Officer - E&P

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,385

F4 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of restricted stock units previously granted to him.

Read SEC document
January 30, 2019 Filed Feb 1, 2019 22:17 UTC
Dugan Timothy CEVP & Chief Op. Officer - E&P
Tax withholdingCommon shares, $0.01 par value per share 2,190 $13.53 $29,630.70
Disclosure

SEC source: 0001070412-19-000012 · wf-form4_154905942323410.xml · nonDerivative · entry 4

Dugan Timothy C · CIK 0001620593 · EVP & Chief Op. Officer - E&P

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,973

F2 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of performance share units previously granted to him.

Read SEC document
January 30, 2019 Filed Feb 1, 2019 22:17 UTC
Dugan Timothy CEVP & Chief Op. Officer - E&P
GrantCommon shares, $0.01 par value per share 5,042 $0.00 $0.00
Disclosure

SEC source: 0001070412-19-000012 · wf-form4_154905942323410.xml · nonDerivative · entry 3

Dugan Timothy C · CIK 0001620593 · EVP & Chief Op. Officer - E&P

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,163

F3 · shares: Represents the vesting and settlement of performance share units previously granted to the reporting person under the Long Term Incentive Program for the 2018-2022 performance period.

Read SEC document
January 30, 2019 Filed Feb 1, 2019 22:17 UTC
Dugan Timothy CEVP & Chief Op. Officer - E&P
Tax withholdingCommon shares, $0.01 par value per share 15,995 $13.53 $216,412.35
Disclosure

SEC source: 0001070412-19-000012 · wf-form4_154905942323410.xml · nonDerivative · entry 2

Dugan Timothy C · CIK 0001620593 · EVP & Chief Op. Officer - E&P

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,121

F2 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of performance share units previously granted to him.

Read SEC document
January 30, 2019 Filed Feb 1, 2019 22:17 UTC
Dugan Timothy CEVP & Chief Op. Officer - E&P
GrantCommon shares, $0.01 par value per share 44,800 $0.00 $0.00
Disclosure

SEC source: 0001070412-19-000012 · wf-form4_154905942323410.xml · nonDerivative · entry 1

Dugan Timothy C · CIK 0001620593 · EVP & Chief Op. Officer - E&P

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,116

F1 · shares: Represents the vesting and settlement of performance share units previously granted to the reporting person under the Long Term Incentive Program for the 2016-2020 performance period.

Read SEC document
January 30, 2019 Filed Feb 1, 2019 22:13 UTC
Johnson Stephen WEVP - Chief Legal Off
Tax withholdingCommon shares, $0.01 par value per share 9,712 $13.53 $131,403.36
Disclosure

SEC source: 0001070412-19-000010 · wf-form4_154905919726524.xml · nonDerivative · entry 6

Johnson Stephen W · CIK 0001346614 · EVP - Chief Legal Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343,499

F4 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of restricted stock units previously granted to him.

Read SEC document
January 30, 2019 Filed Feb 1, 2019 22:13 UTC
Johnson Stephen WEVP - Chief Legal Off
Tax withholdingCommon shares, $0.01 par value per share 2,768 $13.53 $37,451.04
Disclosure

SEC source: 0001070412-19-000010 · wf-form4_154905919726524.xml · nonDerivative · entry 5

Johnson Stephen W · CIK 0001346614 · EVP - Chief Legal Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 353,211

F4 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of restricted stock units previously granted to him.

Read SEC document
January 30, 2019 Filed Feb 1, 2019 22:13 UTC
Johnson Stephen WEVP - Chief Legal Off
Tax withholdingCommon shares, $0.01 par value per share 2,352 $13.53 $31,822.56
Disclosure

SEC source: 0001070412-19-000010 · wf-form4_154905919726524.xml · nonDerivative · entry 4

Johnson Stephen W · CIK 0001346614 · EVP - Chief Legal Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 355,979

F2 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of performance share units previously granted to him.

Read SEC document
January 30, 2019 Filed Feb 1, 2019 22:13 UTC
Johnson Stephen WEVP - Chief Legal Off
GrantCommon shares, $0.01 par value per share 5,176 $0.00 $0.00
Disclosure

SEC source: 0001070412-19-000010 · wf-form4_154905919726524.xml · nonDerivative · entry 3

Johnson Stephen W · CIK 0001346614 · EVP - Chief Legal Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358,331

F3 · shares: Represents the vesting and settlement of performance share units previously granted to the reporting person under the Long Term Incentive Program for the 2018-2022 performance period.

Read SEC document
January 30, 2019 Filed Feb 1, 2019 22:13 UTC
Johnson Stephen WEVP - Chief Legal Off
Tax withholdingCommon shares, $0.01 par value per share 18,622 $13.53 $251,955.66
Disclosure

SEC source: 0001070412-19-000010 · wf-form4_154905919726524.xml · nonDerivative · entry 2

Johnson Stephen W · CIK 0001346614 · EVP - Chief Legal Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 353,155

F2 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of performance share units previously granted to him.

Read SEC document
January 30, 2019 Filed Feb 1, 2019 22:13 UTC
Johnson Stephen WEVP - Chief Legal Off
GrantCommon shares, $0.01 par value per share 48,004 $0.00 $0.00
Disclosure

SEC source: 0001070412-19-000010 · wf-form4_154905919726524.xml · nonDerivative · entry 1

Johnson Stephen W · CIK 0001346614 · EVP - Chief Legal Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 371,777

F1 · shares: Represents the vesting and settlement of performance share units previously granted to the reporting person under the Long Term Incentive Program for the 2016-2020 performance period.

Read SEC document
December 19, 2018 Filed Dec 20, 2018 21:56 UTC PurchaseCommon shares, $0.01 par value per share 100,000 $11.95 $1,195,000.00
Disclosure

SEC source: 0001070412-18-000092 · wf-form4_154534294402801.xml · nonDerivative · entry 1

LANIGAN BERNARD JR · CIK 0001243788 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Conifer Partners III, LLC

Disclosed balance after: 100,000

F1 · price: The purchase price represents the weighted average of 27 open-market purchase transactions ranging from $11.90 to $12.01. The reporting person agrees to provide full information regarding the number of shares purchased at each separate price paid if requested by the SEC staff, the Company or a security holder of the Company.

F2 · balance_after: Shares held in Conifer Partners III, LLC, of which Mr. Lanigan is part owner of the managing member.

Read SEC document
November 08, 2018 Filed Nov 13, 2018 22:38 UTC Tax withholdingCommon shares, $0.01 par value per share 143 $15.40 $2,202.20
Disclosure

SEC source: 0001070412-18-000090 · wf-form4_154214870466718.xml · nonDerivative · entry 1

Mumford Jason L. · CIK 0001722355 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,085

F1 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of restricted stock units previously granted to him.

F2 · balance_after: Of the 8,085 shares owned directly, 6,460 are restricted stock units (including dividend equivalent rights).

Read SEC document
November 01, 2018 Filed Nov 2, 2018 20:14 UTC
Rush Donald W.EVP & Chief Financial Officer
Tax withholdingCommon shares, $0.01 par value per share 1,336 $15.64 $20,895.04
Disclosure

SEC source: 0001070412-18-000088 · wf-form4_154118965141270.xml · nonDerivative · entry 1

Rush Donald W. · CIK 0001712541 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,789

F1 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of restricted stock units previously granted to him.

F2 · balance_after: Of the 107,789 shares owned directly, 87,248 are restricted stock units (including dividend equivalent rights).

Read SEC document
August 16, 2018 Filed Aug 16, 2018 22:18 UTC PurchaseCommon shares, $0.01 par value per share 10,000 $14.90 $148,980.00
Disclosure

SEC source: 0001070412-18-000075 · wf-form4_153445791262630.xml · nonDerivative · entry 1

Clarkson J. Palmer · CIK 0001705595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,968

F1 · price: Represents the weighted average of 26 open-market purchase transactions ranging from $14.90 to $14.895. The reporting person agrees to provide full information regarding the number of shares purchased at each separate price paid if requested by the SEC staff, the Company or a security holder of the Company.

F2 · balance_after: Of the 56,968 shares owned directly, 28,001 are restricted stock units and 8,967 are deferred stock units (including dividend equivalent rights).

Read SEC document
August 03, 2018 Filed Aug 7, 2018 12:07 UTC
Rush Donald W.EVP & Chief Financial Officer
Tax withholdingCommon shares, $0.01 par value per share 2,196 $15.95 $35,026.20
Disclosure

SEC source: 0001070412-18-000073 · wf-form4_153364361020331.xml · nonDerivative · entry 1

Rush Donald W. · CIK 0001712541 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,125

F1 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of restricted stock units previously granted to him.

F2 · balance_after: Of the 109,125 shares owned directly, 91,948 are restricted stock units (including dividend equivalent rights).

Read SEC document
May 09, 2018 Filed May 11, 2018 16:08 UTC GrantStock Option (right to buy) · Derivative 4,231 $0.00 Strike: $15.55 $0.00
Disclosure

SEC source: 0001070412-18-000056 · wf-form4_152606928580382.xml · derivative · entry 2

DAVIS WILLIAM E · CIK 0001073250 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,231

Underlying: Common shares, $0.01 par value per share · 4,231 shares

Expires 2028-05-09

F2 · derivative.exercise_date: The stock option grant provides that the options vest and become exercisable on the date of the Company's next annual meeting.

Read SEC document
May 09, 2018 Filed May 11, 2018 16:08 UTC GrantCommon shares, $0.01 par value per share 9,647 $0.00 $0.00
Disclosure

SEC source: 0001070412-18-000056 · wf-form4_152606928580382.xml · nonDerivative · entry 1

DAVIS WILLIAM E · CIK 0001073250 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,698

F1 · balance_after: Of the 67,698 shares owned directly, 18,354 are restricted stock units and 37,598 are deferred shares (including dividend equivalent rights).

Read SEC document
May 09, 2018 Filed May 11, 2018 20:08 UTC GrantStock Option (right to buy) · Derivative 7,693 $0.00 Strike: $15.55 $0.00
Disclosure

SEC source: 0001070412-18-000058 · wf-form4_152606931907244.xml · derivative · entry 4

Thorndike William N Jr · CIK 0001437827 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,693

Underlying: Common shares, $0.01 par value per share · 7,693 shares

Expires 2028-05-09

F4 · derivative.exercise_date: The stock option grant provides that the options vest and become exercisable on the date of the Company's next annual meeting.

Read SEC document
May 09, 2018 Filed May 11, 2018 20:08 UTC GrantCommon shares, $0.01 par value per share 28,940 $0.00 $0.00
Disclosure

SEC source: 0001070412-18-000058 · wf-form4_152606931907244.xml · nonDerivative · entry 1

Thorndike William N Jr · CIK 0001437827 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,096

F1 · balance_after: Of the 160,096 shares owned directly, 16,893 are deferred stock units, 33,756 are deferred shares and 29,447 are restricted stock units (including dividend equivalent rights).

Read SEC document
May 09, 2018 Filed May 11, 2018 20:08 UTC GrantCommon shares, $0.01 par value per share 9,647 $0.00 $0.00
Disclosure

SEC source: 0001070412-18-000057 · wf-form4_152606930259378.xml · nonDerivative · entry 1

Lally-Green Maureen · CIK 0001469912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,400

F1 · balance_after: Of the 46,400 shares owned directly, 28,001 are restricted stock units and 13,100 are deferred shares (including dividend equivalent rights).

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May 09, 2018 Filed May 11, 2018 20:08 UTC GrantCommon shares, $0.01 par value per share 9,647 $0.00 $0.00
Disclosure

SEC source: 0001070412-18-000055 · wf-form4_152606926779688.xml · nonDerivative · entry 1

LANIGAN BERNARD JR · CIK 0001243788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,601

F1 · balance_after: Of the 48,601 shares owned directly, 28,001 are deferred shares (including dividend equivalent rights).

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May 09, 2018 Filed May 11, 2018 20:07 UTC GrantStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $15.55 $0.00
Disclosure

SEC source: 0001070412-18-000054 · wf-form4_152606925052185.xml · derivative · entry 2

Clarkson J. Palmer · CIK 0001705595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common shares, $0.01 par value per share · 10,000 shares

Expires 2028-05-09

F2 · derivative.exercise_date: The stock option grant provides that the options vest and become exercisable on the date of the Company's next annual meeting.

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May 09, 2018 Filed May 11, 2018 20:07 UTC GrantCommon shares, $0.01 par value per share 13,828 $0.00 $0.00
Disclosure

SEC source: 0001070412-18-000054 · wf-form4_152606925052185.xml · nonDerivative · entry 1

Clarkson J. Palmer · CIK 0001705595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,968

F1 · balance_after: Of the 46,968 shares owned directly, 28,001 are restricted stock units and 8,967 are deferred stock units (including dividend equivalent rights).

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April 02, 2018 Filed Feb 1, 2019 22:21 UTC
DEIULIIS NICHOLAS JDirector · President and CEO
GiftCommon shares, $0.01 par value per share 11,168 $0.00 $0.00
Disclosure

SEC source: 0001070412-19-000014 · wf-form4_154905966882385.xml · nonDerivative · entry 8

DEIULIIS N J · CIK 0001288995 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,075,587

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April 02, 2018 Filed Feb 1, 2019 22:21 UTC
DEIULIIS NICHOLAS JDirector · President and CEO
GiftCommon shares, $0.01 par value per share 9,661 $0.00 $0.00
Disclosure

SEC source: 0001070412-19-000014 · wf-form4_154905966882385.xml · nonDerivative · entry 7

DEIULIIS N J · CIK 0001288995 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust for Daughters

Disclosed balance after: 65,421

F5 · ownership.nature: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for the purposes of Section 16 or for any other purpose.

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April 02, 2018 Filed Feb 1, 2019 22:21 UTC
DEIULIIS NICHOLAS JDirector · President and CEO
GiftCommon shares, $0.01 par value per share 20,829 $0.00 $0.00
Disclosure

SEC source: 0001070412-19-000014 · wf-form4_154905966882385.xml · nonDerivative · entry 6

DEIULIIS N J · CIK 0001288995 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By 2016-1 GRAT

Disclosed balance after: 0

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February 13, 2018 Filed Feb 13, 2018 22:50 UTC PurchaseCommon shares, $0.01 par value per share 1,500 $12.99 $19,477.50
Disclosure

SEC source: 0001070412-18-000034 · wf-form4_151856221266461.xml · nonDerivative · entry 1

Lally-Green Maureen · CIK 0001469912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,753

F1 · balance_after: Of the 36,753 share owned directly, 18,354 are restricted stock units and 13,100 are deferred shares (including dividend equivalent rights).

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February 12, 2018 Filed Feb 13, 2018 22:50 UTC PurchaseCommon shares, $0.01 par value per share 35,000 $12.80 $448,024.50
Disclosure

SEC source: 0001070412-18-000035 · wf-form4_151856222917088.xml · nonDerivative · entry 1

Thorndike William N Jr · CIK 0001437827 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 35,000

F1 · price: Represents the weighted average of 294 open-market purchase transactions ranging from $12.71 to $12.93 per share. The reporting person agrees to provide full infomration regarding the number of shares purchased at each separate price paid if requested by the SEC staff, the Company or a security holder of the Company.

F2 · balance_after: The shares being reported were purchased by The W. Nicholas and Joan I. Thorndike 1998 Trust for William N. Thorndike, Jr. U/I dtd 12/22/98, in which the reporting person shares voting and investment power.

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February 01, 2018 Filed Feb 2, 2018 21:35 UTC
Mumford Jason L.Interim Controller
GrantCommon shares, $0.01 par value per share 1,837 $0.00 $0.00
Disclosure

SEC source: 0001070412-18-000023 · wf-form4_151760733228630.xml · nonDerivative · entry 1

Mumford Jason L. · CIK 0001722355 · Interim Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,228

F1 · shares: Grant of restricted stock units, which vest annually in equal installments over a period of three years, under the Company's Equity Incentive Plan.

F2 · balance_after: Of the 8,228 shares owned directly, 6,960 are restricted stock units (including dividend equivalent rights).

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.