Last 12 months
Inside the activity.
5 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 5 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 13, 2019 Filed May 13, 2019 22:01 UTC |
ICAHN CARL C10% owner
HIGH RIVER LIMITED PARTNERSHIP10% owner
ICAHN PARTNERS LP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
|
OtherShares | 210,115 | $10.00 | $2,101,150.00 |
DisclosureSEC source: 0001567619-19-010643 · doc1.xml · nonDerivative · entry 5 ICAHN CARL C · CIK 0000921669 · 10% owner HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · please see footnotes Disclosed balance after: 22,759,002 F10 · kind: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 42,023 Shares, (ii) Icahn Partners of 98,375 Shares, and (iii) Icahn Master of 69,717 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.21 per Share at the inception of the forward contract. F1 · ownership.nature: This Form 4 is being filed by, and on behalf of, Mr. Carl C. Icahn, High River Limited Partnership ("High River"), Icahn Partners LP ("Icahn Partners"), and Icahn Partners Master Fund LP ("Icahn Master," and, collectively with Mr. Icahn, High River, and Icahn Partners, the "Reporting Persons"). F2 · ownership.nature: Barberry Corp. ("Barberry") is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master. F3 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Mr. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners, and Icahn Master. Each of Hopper, Barberry, and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under Securities Exchange Act of 1934, as amended (the "Act")), the common stock, $0.01 par value shares (the "Shares") of Conduent Incorporated which High River owns. Each of Hopper, Barberry, and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein, if any. F4 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn may be deemed to indirectly beneficially own the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein, if any. F5 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn may be deemed to indirectly beneficially own the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein, if any. F10 · ownership.nature: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 42,023 Shares, (ii) Icahn Partners of 98,375 Shares, and (iii) Icahn Master of 69,717 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.21 per Share at the inception of the forward contract. Read SEC document |
| May 13, 2019 Filed May 13, 2019 22:01 UTC |
ICAHN CARL C10% owner
HIGH RIVER LIMITED PARTNERSHIP10% owner
ICAHN PARTNERS LP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
|
OtherShares | 242,887 | $10.00 | $2,428,870.00 |
DisclosureSEC source: 0001567619-19-010643 · doc1.xml · nonDerivative · entry 4 ICAHN CARL C · CIK 0000921669 · 10% owner HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · please see footnotes Disclosed balance after: 22,548,887 F9 · kind: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 48,577 Shares, (ii) Icahn Partners of 113,717 Shares, and (iii) Icahn Master of 80,593 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.16 per Share at the inception of the forward contract. F1 · ownership.nature: This Form 4 is being filed by, and on behalf of, Mr. Carl C. Icahn, High River Limited Partnership ("High River"), Icahn Partners LP ("Icahn Partners"), and Icahn Partners Master Fund LP ("Icahn Master," and, collectively with Mr. Icahn, High River, and Icahn Partners, the "Reporting Persons"). F2 · ownership.nature: Barberry Corp. ("Barberry") is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master. F3 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Mr. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners, and Icahn Master. Each of Hopper, Barberry, and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under Securities Exchange Act of 1934, as amended (the "Act")), the common stock, $0.01 par value shares (the "Shares") of Conduent Incorporated which High River owns. Each of Hopper, Barberry, and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein, if any. F4 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn may be deemed to indirectly beneficially own the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein, if any. F5 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn may be deemed to indirectly beneficially own the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein, if any. F9 · ownership.nature: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 48,577 Shares, (ii) Icahn Partners of 113,717 Shares, and (iii) Icahn Master of 80,593 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.16 per Share at the inception of the forward contract. Read SEC document |
| May 13, 2019 Filed May 13, 2019 22:01 UTC |
ICAHN CARL C10% owner
HIGH RIVER LIMITED PARTNERSHIP10% owner
ICAHN PARTNERS LP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
|
OtherShares | 700,000 | $10.00 | $7,000,000.00 |
DisclosureSEC source: 0001567619-19-010643 · doc1.xml · nonDerivative · entry 3 ICAHN CARL C · CIK 0000921669 · 10% owner HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · please see footnotes Disclosed balance after: 22,306,000 F8 · kind: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 140,000 Shares, (ii) Icahn Partners of 327,735 Shares, and (iii) Icahn Master of 232,265 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.42 per Share at the inception of the forward contract. F1 · ownership.nature: This Form 4 is being filed by, and on behalf of, Mr. Carl C. Icahn, High River Limited Partnership ("High River"), Icahn Partners LP ("Icahn Partners"), and Icahn Partners Master Fund LP ("Icahn Master," and, collectively with Mr. Icahn, High River, and Icahn Partners, the "Reporting Persons"). F2 · ownership.nature: Barberry Corp. ("Barberry") is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master. F3 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Mr. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners, and Icahn Master. Each of Hopper, Barberry, and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under Securities Exchange Act of 1934, as amended (the "Act")), the common stock, $0.01 par value shares (the "Shares") of Conduent Incorporated which High River owns. Each of Hopper, Barberry, and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein, if any. F4 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn may be deemed to indirectly beneficially own the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein, if any. F5 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn may be deemed to indirectly beneficially own the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein, if any. F8 · ownership.nature: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 140,000 Shares, (ii) Icahn Partners of 327,735 Shares, and (iii) Icahn Master of 232,265 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.42 per Share at the inception of the forward contract. Read SEC document |
| May 13, 2019 Filed May 13, 2019 22:01 UTC |
ICAHN CARL C10% owner
HIGH RIVER LIMITED PARTNERSHIP10% owner
ICAHN PARTNERS LP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
|
OtherShares | 1,100,000 | $10.00 | $11,000,000.00 |
DisclosureSEC source: 0001567619-19-010643 · doc1.xml · nonDerivative · entry 2 ICAHN CARL C · CIK 0000921669 · 10% owner HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · please see footnotes Disclosed balance after: 21,606,000 F7 · kind: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 220,000 Shares, (ii) Icahn Partners of 515,011 Shares, and (iii) Icahn Master of 369,989 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.38 per Share at the inception of the forward contract. F1 · ownership.nature: This Form 4 is being filed by, and on behalf of, Mr. Carl C. Icahn, High River Limited Partnership ("High River"), Icahn Partners LP ("Icahn Partners"), and Icahn Partners Master Fund LP ("Icahn Master," and, collectively with Mr. Icahn, High River, and Icahn Partners, the "Reporting Persons"). F2 · ownership.nature: Barberry Corp. ("Barberry") is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master. F3 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Mr. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners, and Icahn Master. Each of Hopper, Barberry, and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under Securities Exchange Act of 1934, as amended (the "Act")), the common stock, $0.01 par value shares (the "Shares") of Conduent Incorporated which High River owns. Each of Hopper, Barberry, and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein, if any. F4 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn may be deemed to indirectly beneficially own the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein, if any. F5 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn may be deemed to indirectly beneficially own the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein, if any. F7 · ownership.nature: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 220,000 Shares, (ii) Icahn Partners of 515,011 Shares, and (iii) Icahn Master of 369,989 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.38 per Share at the inception of the forward contract. Read SEC document |
| May 13, 2019 Filed May 13, 2019 22:01 UTC |
ICAHN CARL C10% owner
HIGH RIVER LIMITED PARTNERSHIP10% owner
ICAHN PARTNERS LP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
|
OtherCommon Stock, par value $0.01 per share (the "Shares") | 700,000 | $10.00 | $7,000,000.00 |
DisclosureSEC source: 0001567619-19-010643 · doc1.xml · nonDerivative · entry 1 ICAHN CARL C · CIK 0000921669 · 10% owner HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · please see footnotes Disclosed balance after: 20,506,000 F6 · kind: On or about the date of this Form 4 (the "Reporting Date"), the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 140,000 Shares, (ii) Icahn Partners of 318,966 Shares, and (iii) Icahn Master of 241,034 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $2.98 per Share at the inception of the forward contract. F1 · ownership.nature: This Form 4 is being filed by, and on behalf of, Mr. Carl C. Icahn, High River Limited Partnership ("High River"), Icahn Partners LP ("Icahn Partners"), and Icahn Partners Master Fund LP ("Icahn Master," and, collectively with Mr. Icahn, High River, and Icahn Partners, the "Reporting Persons"). F2 · ownership.nature: Barberry Corp. ("Barberry") is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master. F3 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Mr. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners, and Icahn Master. Each of Hopper, Barberry, and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under Securities Exchange Act of 1934, as amended (the "Act")), the common stock, $0.01 par value shares (the "Shares") of Conduent Incorporated which High River owns. Each of Hopper, Barberry, and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein, if any. F4 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn may be deemed to indirectly beneficially own the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein, if any. F5 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn may be deemed to indirectly beneficially own the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein, if any. F6 · ownership.nature: On or about the date of this Form 4 (the "Reporting Date"), the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 140,000 Shares, (ii) Icahn Partners of 318,966 Shares, and (iii) Icahn Master of 241,034 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $2.98 per Share at the inception of the forward contract. Read SEC document |
| May 10, 2019 Filed May 13, 2019 20:29 UTC |
Letier A. ScottDirector
|
PurchaseCommon Stock | 2,500 | $8.20 | $20,500.00 |
DisclosureSEC source: 0001127602-19-018307 · form4.xml · nonDerivative · entry 1 Letier A. Scott · CIK 0001741602 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,500 Read SEC document |
| May 10, 2019 Filed May 13, 2019 22:01 UTC |
ICAHN CARL C10% owner
HIGH RIVER LIMITED PARTNERSHIP10% owner
ICAHN PARTNERS LP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
|
PurchaseShares | 1,700,000 | $8.37 | $14,229,000.00 |
DisclosureSEC source: 0001567619-19-010643 · doc1.xml · nonDerivative · entry 15 ICAHN CARL C · CIK 0000921669 · 10% owner HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · please see footnotes Disclosed balance after: 26,686,540 F1 · ownership.nature: This Form 4 is being filed by, and on behalf of, Mr. Carl C. Icahn, High River Limited Partnership ("High River"), Icahn Partners LP ("Icahn Partners"), and Icahn Partners Master Fund LP ("Icahn Master," and, collectively with Mr. Icahn, High River, and Icahn Partners, the "Reporting Persons"). F2 · ownership.nature: Barberry Corp. ("Barberry") is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master. F3 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Mr. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners, and Icahn Master. Each of Hopper, Barberry, and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under Securities Exchange Act of 1934, as amended (the "Act")), the common stock, $0.01 par value shares (the "Shares") of Conduent Incorporated which High River owns. Each of Hopper, Barberry, and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein, if any. F4 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn may be deemed to indirectly beneficially own the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein, if any. F5 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn may be deemed to indirectly beneficially own the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein, if any. F20 · ownership.nature: Each of the purchase transactions as set forth on this Form 4 were purchases effected in ordinary course brokerage transactions. F21 · ownership.nature: On or about the Reporting Date and after all of the transactions reported on this Form 4, High River directly beneficially owns 5,780,391 Shares, Icahn Partners directly beneficially owns 13,530,504 Shares, and Icahn Master directly beneficially owns 9,591,062 Shares. Read SEC document |
| April 30, 2019 Filed May 2, 2019 16:25 UTC |
LYNN JESSEDirector
|
GrantDeferred Stock Units (DSU) | 11,151 | $12.78 | $142,509.78 |
DisclosureSEC source: 0001127602-19-016951 · form4.xml · nonDerivative · entry 1 LYNN JESSE · CIK 0001605350 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,151 Read SEC document |
| April 01, 2019 Filed Feb 14, 2020 21:06 UTC |
Webb-Walsh Brian J.EVP & CFO
|
GrantCommon Stock | 34,871 | $13.98 | $487,496.58 |
DisclosureSEC source: 0001127602-20-005613 · form5.xml · nonDerivative · entry 1 Webb-Walsh Brian J. · CIK 0001688789 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,987 F1 · shares: Award of restricted stock units (RSU) that vest in equal increments over the next three years. Each RSU converts to one share of Conduent Incorporated common stock upon vesting. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 16:18 UTC |
Friedel JeffreyEVP & Chief People Officer
|
Tax withholdingCommon Stock | 22,748 | $10.63 | $241,811.24 |
DisclosureSEC source: 0001127602-19-006802 · form4.xml · nonDerivative · entry 2 Friedel Jeffrey · CIK 0001699835 · EVP & Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,545 F2 · shares: Shares withheld to pay for taxes on shares that have vested. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 16:18 UTC |
Friedel JeffreyEVP & Chief People Officer
|
GrantCommon Stock | 43,750 | $10.63 | $465,062.50 |
DisclosureSEC source: 0001127602-19-006802 · form4.xml · nonDerivative · entry 1 Friedel Jeffrey · CIK 0001699835 · EVP & Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,293 F1 · shares: Performance based restricted stock awarded on April 1, 2017 that vested on February 15, 2019 based on the certification of the achievement of certain performance criteria. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 21:07 UTC |
Webb-Walsh Brian J.EVP & CFO
|
Tax withholdingCommon Stock | 24,920 | $10.63 | $264,899.60 |
DisclosureSEC source: 0001127602-19-006773 · form4.xml · nonDerivative · entry 2 Webb-Walsh Brian J. · CIK 0001688789 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,284 F2 · shares: Shares withheld to pay for taxes on shares that have vested. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 21:07 UTC |
Webb-Walsh Brian J.EVP & CFO
|
GrantCommon Stock | 43,750 | $10.63 | $465,062.50 |
DisclosureSEC source: 0001127602-19-006773 · form4.xml · nonDerivative · entry 1 Webb-Walsh Brian J. · CIK 0001688789 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,204 F1 · shares: Performance based restricted stock awarded on April 1, 2017 that vested on February 15, 2019 based on the certification of the achievement of certain performance criteria. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 21:31 UTC |
Vemuri AshokDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 35,207 | $10.63 | $374,250.41 |
DisclosureSEC source: 0001127602-19-006830 · form4.xml · nonDerivative · entry 2 Vemuri Ashok · CIK 0001586651 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,026 F2 · shares: Shares withheld to pay for taxes on shares that have vested. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 21:31 UTC |
Vemuri AshokDirector · Chief Executive Officer
|
GrantCommon Stock | 68,750 | $10.63 | $730,812.50 |
DisclosureSEC source: 0001127602-19-006830 · form4.xml · nonDerivative · entry 1 Vemuri Ashok · CIK 0001586651 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 251,233 F1 · shares: Performance based restricted stock awarded on April 1, 2017 that vested on February 15, 2019 based on the certification of the achievement of certain performance criteria. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 21:12 UTC |
Peffer James MichaelEVP, GC & Secretary
|
Tax withholdingCommon Stock | 22,705 | $10.63 | $241,354.15 |
DisclosureSEC source: 0001127602-19-006785 · form4.xml · nonDerivative · entry 2 Peffer James Michael · CIK 0001681011 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,030 F2 · shares: Shares withheld to pay for taxes on shares that have vested. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 21:12 UTC |
Peffer James MichaelEVP, GC & Secretary
|
GrantCommon Stock | 43,750 | $10.63 | $465,062.50 |
DisclosureSEC source: 0001127602-19-006785 · form4.xml · nonDerivative · entry 1 Peffer James Michael · CIK 0001681011 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,735 F1 · shares: Performance based restricted stock awarded on April 1, 2017 that vested on February 15, 2019 based on the certification of the achievement of certain performance criteria. Read SEC document |
| January 15, 2019 Filed Jan 17, 2019 13:27 UTC |
Nutter Michael AnthonyDirector
|
Exercise / conversionCommon Stock | 11,297 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-002274 · form4.xml · nonDerivative · entry 3 Nutter Michael Anthony · CIK 0001693648 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,297 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: This transaction relates to the conversion of DSUs to common stock under the Conduent Equity Compensation Plan for non-employee directors. F3 · price: Not Applicable. Read SEC document |
| January 15, 2019 Filed Jan 17, 2019 13:27 UTC |
Nutter Michael AnthonyDirector
|
Exercise / conversionDeferred Stock Units (DSU) | 11,297 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-002274 · form4.xml · nonDerivative · entry 2 Nutter Michael Anthony · CIK 0001693648 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,494 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: This transaction relates to the conversion of DSUs to common stock under the Conduent Equity Compensation Plan for non-employee directors. F3 · price: Not Applicable. Read SEC document |
| January 15, 2019 Filed Jan 17, 2019 13:27 UTC |
Nutter Michael AnthonyDirector
|
GrantDeferred Stock Units (DSU) | 15,807 | $12.02 | $190,000.14 |
DisclosureSEC source: 0001127602-19-002274 · form4.xml · nonDerivative · entry 1 Nutter Michael Anthony · CIK 0001693648 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,791 F1 · kind: Each DSU represent the right to receive one share of common stock upon the reporting person's termination of service as a director. Read SEC document |
| January 15, 2019 Filed Jan 17, 2019 12:54 UTC |
NEVIN MICHAELDirector
|
Exercise / conversionCommon Stock | 11,297 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-002272 · form4.xml · nonDerivative · entry 3 NEVIN MICHAEL · CIK 0001667597 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,297 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: This transaction relates to the conversation of DSUs to common stock under the Conduent Equity Compensation Plan for non-employee directors. F3 · price: Not Applicable. Read SEC document |
| January 15, 2019 Filed Jan 17, 2019 12:54 UTC |
NEVIN MICHAELDirector
|
Exercise / conversionDeferred Stock Units (DSU) | 11,297 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-002272 · form4.xml · nonDerivative · entry 2 NEVIN MICHAEL · CIK 0001667597 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,494 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: This transaction relates to the conversation of DSUs to common stock under the Conduent Equity Compensation Plan for non-employee directors. F3 · price: Not Applicable. Read SEC document |
| January 15, 2019 Filed Jan 17, 2019 12:54 UTC |
NEVIN MICHAELDirector
|
GrantDeferred Stock Units (DSU) | 15,807 | $12.02 | $190,000.14 |
DisclosureSEC source: 0001127602-19-002272 · form4.xml · nonDerivative · entry 1 NEVIN MICHAEL · CIK 0001667597 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,791 F1 · kind: Each DSU represent the right to receive one share of common stock on the earlier of one year following date of grant or termination of service as a director. Read SEC document |
| January 15, 2019 Filed Jan 17, 2019 16:59 UTC |
Parrett William GDirector
|
GrantDeferred Stock Units (DSU) | 19,135 | $12.02 | $230,002.70 |
DisclosureSEC source: 0001127602-19-002259 · form4.xml · nonDerivative · entry 1 Parrett William G · CIK 0001418280 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,650 F1 · shares: Each DSU represents the right to receive one share of common stock upon termination of service as a Director. Read SEC document |
| January 15, 2019 Filed Jan 17, 2019 17:38 UTC |
WILSON VIRGINIA MDirector
|
Exercise / conversionCommon Stock | 11,297 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-002270 · form4.xml · nonDerivative · entry 3 WILSON VIRGINIA M · CIK 0001262696 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,297 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: This transaction relates to the conversation of DSUs to common stock under the Conduent Equity Compensation Plan for non-employee directors. F3 · price: Not Applicable. Read SEC document |
| January 15, 2019 Filed Jan 17, 2019 17:38 UTC |
WILSON VIRGINIA MDirector
|
Exercise / conversionDeferred Stock Units (DSU) | 11,297 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-002270 · form4.xml · nonDerivative · entry 2 WILSON VIRGINIA M · CIK 0001262696 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,494 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: This transaction relates to the conversation of DSUs to common stock under the Conduent Equity Compensation Plan for non-employee directors. F3 · price: Not Applicable. Read SEC document |
| January 15, 2019 Filed Jan 17, 2019 17:38 UTC |
WILSON VIRGINIA MDirector
|
GrantDeferred Stock Units (DSU) | 15,807 | $12.02 | $190,000.14 |
DisclosureSEC source: 0001127602-19-002270 · form4.xml · nonDerivative · entry 1 WILSON VIRGINIA M · CIK 0001262696 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,791 F1 · kind: Each DSU represent the right to receive one share of common stock upon the reporting person's termination of service as a director. Read SEC document |
| January 15, 2019 Filed Jan 17, 2019 12:08 UTC |
GREGOR JOIE ADirector
|
GrantDeferred Stock Units (DSU) | 15,807 | $12.02 | $190,000.14 |
DisclosureSEC source: 0001127602-19-002263 · form4.xml · nonDerivative · entry 1 GREGOR JOIE A · CIK 0001256987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,791 F1 · shares: Each DSU represent the right to receive one share of common stock on the earlier of four years following the date of grant, or separation from Board service. Read SEC document |
| January 15, 2019 Filed Jan 17, 2019 12:21 UTC |
Graziano NickDirector
|
GrantDeferred Stock Units (DSU) | 15,807 | $12.02 | $190,000.14 |
DisclosureSEC source: 0001127602-19-002265 · form4.xml · nonDerivative · entry 1 Graziano Nick · CIK 0001398154 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,565 Read SEC document |
| January 15, 2019 Filed Jan 17, 2019 17:03 UTC |
MATHER COURTNEYDirector
|
GrantDeferred Stock Units (DSU) | 19,135 | $12.02 | $230,002.70 |
DisclosureSEC source: 0001127602-19-002261 · form4.xml · nonDerivative · entry 1 MATHER COURTNEY · CIK 0001608717 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,650 F1 · shares: Each DSU represent the right to receive one share of common stock upon the reporting person's termination of service as a director. Read SEC document |
| January 15, 2019 Filed Jan 17, 2019 17:26 UTC |
Letier A. ScottDirector
|
GrantDeferred Stock Units (DSU) | 18,789 | $12.02 | $225,843.78 |
DisclosureSEC source: 0001127602-19-002267 · form4.xml · nonDerivative · entry 1 Letier A. Scott · CIK 0001741602 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,789 F1 · shares: Each DSU represents the right to receive one share of common stock upon termination of service as a director. Read SEC document |
| January 01, 2019 Filed Jan 3, 2019 21:09 UTC |
Peffer James MichaelEVP, GC & Secretary
|
Tax withholdingRestricted E-LTIP (RSU) | 10,575 | $10.63 | $112,412.25 |
DisclosureSEC source: 0001127602-19-000656 · form4.xml · nonDerivative · entry 3 Peffer James Michael · CIK 0001681011 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,343 F1 · shares: Shares withheld to pay for taxes on Restricted Stock that have vested. Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 16:11 UTC |
Friedel JeffreyEVP & Chief People Officer
|
Tax withholdingCommon Stock | 18,569 | $10.63 | $197,388.47 |
DisclosureSEC source: 0001127602-19-000659 · form4.xml · nonDerivative · entry 2 Friedel Jeffrey · CIK 0001699835 · EVP & Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,543 F1 · shares: Shares withheld to pay for taxes on Restricted Stock that have vested. Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 16:11 UTC |
Friedel JeffreyEVP & Chief People Officer
|
Tax withholdingRestricted E-LTIP (RSU) | 2,457 | $10.63 | $26,117.91 |
DisclosureSEC source: 0001127602-19-000659 · form4.xml · nonDerivative · entry 1 Friedel Jeffrey · CIK 0001699835 · EVP & Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,518 F1 · shares: Shares withheld to pay for taxes on Restricted Stock that have vested. Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 21:12 UTC |
Webb-Walsh Brian J.EVP & CFO
|
Tax withholdingCommon Stock | 23,059 | $10.63 | $245,117.17 |
DisclosureSEC source: 0001127602-19-000660 · form4.xml · nonDerivative · entry 2 Webb-Walsh Brian J. · CIK 0001688789 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,454 F1 · shares: Shares withheld to pay for taxes due on Restricted Stock that have vested. Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 21:12 UTC |
Webb-Walsh Brian J.EVP & CFO
|
Tax withholdingRestricted E-LTIP (RSU) | 8,224 | $10.63 | $87,421.12 |
DisclosureSEC source: 0001127602-19-000660 · form4.xml · nonDerivative · entry 1 Webb-Walsh Brian J. · CIK 0001688789 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,674 F1 · shares: Shares withheld to pay for taxes due on Restricted Stock that have vested. Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 16:07 UTC |
AMORIELL DAVIDPresident
|
Tax withholdingCommon Stock | 17,011 | $10.63 | $180,826.93 |
DisclosureSEC source: 0001127602-19-000655 · form4.xml · nonDerivative · entry 2 AMORIELL DAVID · CIK 0001457838 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,877 F1 · shares: Shares withheld to pay for taxes due on Restricted Stock that have vested. Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 16:07 UTC |
AMORIELL DAVIDPresident
|
Tax withholdingRestricted E-LTIP (RSU) | 3,438 | $10.63 | $36,545.94 |
DisclosureSEC source: 0001127602-19-000655 · form4.xml · nonDerivative · entry 1 AMORIELL DAVID · CIK 0001457838 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,720 F1 · shares: Shares withheld to pay for taxes due on Restricted Stock that have vested. Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 21:15 UTC |
Vemuri AshokDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 56,678 | $10.63 | $602,487.14 |
DisclosureSEC source: 0001127602-19-000661 · form4.xml · nonDerivative · entry 2 Vemuri Ashok · CIK 0001586651 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,483 F1 · shares: Shares withheld to pay taxes on Restricted Stock that have vested. Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 21:15 UTC |
Vemuri AshokDirector · Chief Executive Officer
|
Tax withholdingRestricted E-LTIP (RSU) | 29,374 | $10.63 | $312,245.62 |
DisclosureSEC source: 0001127602-19-000661 · form4.xml · nonDerivative · entry 1 Vemuri Ashok · CIK 0001586651 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,055 F1 · shares: Shares withheld to pay taxes on Restricted Stock that have vested. Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 21:09 UTC |
Peffer James MichaelEVP, GC & Secretary
|
Tax withholdingCommon Stock | 24,599 | $10.63 | $261,487.37 |
DisclosureSEC source: 0001127602-19-000656 · form4.xml · nonDerivative · entry 2 Peffer James Michael · CIK 0001681011 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,985 F1 · shares: Shares withheld to pay for taxes on Restricted Stock that have vested. Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 21:09 UTC |
Peffer James MichaelEVP, GC & Secretary
|
Tax withholdingRestricted E-LTIP (RSU) | 4,789 | $10.63 | $50,907.07 |
DisclosureSEC source: 0001127602-19-000656 · form4.xml · nonDerivative · entry 1 Peffer James Michael · CIK 0001681011 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,918 F1 · shares: Shares withheld to pay for taxes on Restricted Stock that have vested. Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 21:05 UTC |
Cohen Allan CVP & Chief Accounting Officer
|
Tax withholdingRestricted E-LTIP (RSU) | 894 | $10.63 | $9,503.22 |
DisclosureSEC source: 0001127602-19-000652 · form4.xml · nonDerivative · entry 1 Cohen Allan C · CIK 0001720217 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,812 F1 · shares: Shares withheld to pay for taxes due on Restricted Stock that have vested. Read SEC document |
| December 28, 2018 Filed Jan 2, 2019 21:26 UTC |
Cohen Allan CVP & Chief Accounting Officer
|
Tax withholdingCommon Stock | 1,031 | $10.59 | $10,918.29 |
DisclosureSEC source: 0001127602-19-000266 · form4.xml · nonDerivative · entry 1 Cohen Allan C · CIK 0001720217 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,704 F1 · shares: Shares withheld to pay for taxes due on Restricted Stock that have vested. Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 21:17 UTC |
ICAHN CARL C10% owner
HIGH RIVER LIMITED PARTNERSHIP10% owner
ICAHN PARTNERS LP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
|
OtherForward contract (obligation to purchase) · Derivative | 1 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-18-007432 · doc1.xml · derivative · entry 2 ICAHN CARL C · CIK 0000921669 · 10% owner HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · please see footnotes Disclosed balance after: 1 Underlying: Shares · 400,000 shares Expires 2020-11-09 F2 · derivative.exercise_price: On December 4, 2018, High River Limited Partnership ("High River") entered into a forward contract providing for the purchase by High River of 80,000 Shares, Icahn Partners LP ("Icahn Partners") entered into a forward contract providing for the purchase by Icahn Partners of 187,303 Shares and Icahn Partners Master Fund LP ("Icahn Master") entered into a forward contract providing for the purchase by Icahn Master of 132,697 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, each of High River, Icahn Partners and Icahn Master paid the counterparty to the forward contracts $3.03 per Share upon establishing the forward contracts. Subject to the rights of High River, Icahn Partners and Icahn Master to accelerate the settlement dates, the forward contracts will settle on November 9, 2020. F2 · kind: On December 4, 2018, High River Limited Partnership ("High River") entered into a forward contract providing for the purchase by High River of 80,000 Shares, Icahn Partners LP ("Icahn Partners") entered into a forward contract providing for the purchase by Icahn Partners of 187,303 Shares and Icahn Partners Master Fund LP ("Icahn Master") entered into a forward contract providing for the purchase by Icahn Master of 132,697 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, each of High River, Icahn Partners and Icahn Master paid the counterparty to the forward contracts $3.03 per Share upon establishing the forward contracts. Subject to the rights of High River, Icahn Partners and Icahn Master to accelerate the settlement dates, the forward contracts will settle on November 9, 2020. F2 · price: On December 4, 2018, High River Limited Partnership ("High River") entered into a forward contract providing for the purchase by High River of 80,000 Shares, Icahn Partners LP ("Icahn Partners") entered into a forward contract providing for the purchase by Icahn Partners of 187,303 Shares and Icahn Partners Master Fund LP ("Icahn Master") entered into a forward contract providing for the purchase by Icahn Master of 132,697 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, each of High River, Icahn Partners and Icahn Master paid the counterparty to the forward contracts $3.03 per Share upon establishing the forward contracts. Subject to the rights of High River, Icahn Partners and Icahn Master to accelerate the settlement dates, the forward contracts will settle on November 9, 2020. F2 · ownership.nature: On December 4, 2018, High River Limited Partnership ("High River") entered into a forward contract providing for the purchase by High River of 80,000 Shares, Icahn Partners LP ("Icahn Partners") entered into a forward contract providing for the purchase by Icahn Partners of 187,303 Shares and Icahn Partners Master Fund LP ("Icahn Master") entered into a forward contract providing for the purchase by Icahn Master of 132,697 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, each of High River, Icahn Partners and Icahn Master paid the counterparty to the forward contracts $3.03 per Share upon establishing the forward contracts. Subject to the rights of High River, Icahn Partners and Icahn Master to accelerate the settlement dates, the forward contracts will settle on November 9, 2020. F3 · ownership.nature: The forward contracts provide for physical settlement, with High River, Icahn Partners and Icahn Master, respectively, retaining the right to elect cash settlement. None of the forward contracts give High River, Icahn Partners nor Icahn Master, as applicable, direct or indirect voting, investment or dispositive control over the Shares to which such contracts relate. F4 · ownership.nature: Barberry Corp. ("Barberry"), is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master. F5 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners and Icahn Master. Each of Hopper, Barberry and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F6 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F7 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. Read SEC document |
| December 03, 2018 Filed Dec 6, 2018 21:17 UTC |
ICAHN CARL C10% owner
HIGH RIVER LIMITED PARTNERSHIP10% owner
ICAHN PARTNERS LP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
|
OtherForward contract (obligation to purchase) · Derivative | 1 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-18-007432 · doc1.xml · derivative · entry 1 ICAHN CARL C · CIK 0000921669 · 10% owner HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · please see footnotes Disclosed balance after: 1 Underlying: Common Stock, par value $0.01 per share ("Shares") · 184,368 shares Expires 2020-11-09 F1 · derivative.exercise_price: On December 3, 2018, High River Limited Partnership ("High River") entered into a forward contract providing for the purchase by High River of 36,874 Shares, Icahn Partners LP ("Icahn Partners") entered into a forward contract providing for the purchase by Icahn Partners of 87,894 Shares and Icahn Partners Master Fund LP ("Icahn Master") entered into a forward contract providing for the purchase by Icahn Master of 59,600 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, each of High River, Icahn Partners and Icahn Master paid the counterparty to the forward contracts $3.19 per Share upon establishing the forward contracts. Subject to the rights of High River, Icahn Partners and Icahn Master to accelerate the settlement dates, the forward contracts will settle on November 9, 2020. F1 · kind: On December 3, 2018, High River Limited Partnership ("High River") entered into a forward contract providing for the purchase by High River of 36,874 Shares, Icahn Partners LP ("Icahn Partners") entered into a forward contract providing for the purchase by Icahn Partners of 87,894 Shares and Icahn Partners Master Fund LP ("Icahn Master") entered into a forward contract providing for the purchase by Icahn Master of 59,600 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, each of High River, Icahn Partners and Icahn Master paid the counterparty to the forward contracts $3.19 per Share upon establishing the forward contracts. Subject to the rights of High River, Icahn Partners and Icahn Master to accelerate the settlement dates, the forward contracts will settle on November 9, 2020. F1 · price: On December 3, 2018, High River Limited Partnership ("High River") entered into a forward contract providing for the purchase by High River of 36,874 Shares, Icahn Partners LP ("Icahn Partners") entered into a forward contract providing for the purchase by Icahn Partners of 87,894 Shares and Icahn Partners Master Fund LP ("Icahn Master") entered into a forward contract providing for the purchase by Icahn Master of 59,600 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, each of High River, Icahn Partners and Icahn Master paid the counterparty to the forward contracts $3.19 per Share upon establishing the forward contracts. Subject to the rights of High River, Icahn Partners and Icahn Master to accelerate the settlement dates, the forward contracts will settle on November 9, 2020. F1 · ownership.nature: On December 3, 2018, High River Limited Partnership ("High River") entered into a forward contract providing for the purchase by High River of 36,874 Shares, Icahn Partners LP ("Icahn Partners") entered into a forward contract providing for the purchase by Icahn Partners of 87,894 Shares and Icahn Partners Master Fund LP ("Icahn Master") entered into a forward contract providing for the purchase by Icahn Master of 59,600 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, each of High River, Icahn Partners and Icahn Master paid the counterparty to the forward contracts $3.19 per Share upon establishing the forward contracts. Subject to the rights of High River, Icahn Partners and Icahn Master to accelerate the settlement dates, the forward contracts will settle on November 9, 2020. F3 · ownership.nature: The forward contracts provide for physical settlement, with High River, Icahn Partners and Icahn Master, respectively, retaining the right to elect cash settlement. None of the forward contracts give High River, Icahn Partners nor Icahn Master, as applicable, direct or indirect voting, investment or dispositive control over the Shares to which such contracts relate. F4 · ownership.nature: Barberry Corp. ("Barberry"), is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master. F5 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners and Icahn Master. Each of Hopper, Barberry and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F6 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F7 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. Read SEC document |
| November 28, 2018 Filed Nov 28, 2018 21:51 UTC |
ICAHN CARL C10% owner
HIGH RIVER LIMITED PARTNERSHIP10% owner
ICAHN PARTNERS LP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
|
OtherForward contract (obligation to purchase) · Derivative | 1 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-18-007042 · doc1.xml · derivative · entry 3 ICAHN CARL C · CIK 0000921669 · 10% owner HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · please see footnotes Disclosed balance after: 1 Underlying: Shares · 360,000 shares Expires 2020-11-09 F3 · derivative.exercise_price: On November 28, 2018, High River Limited Partnership ("High River") entered into a forward contract providing for the purchase by High River of 72,000 Shares, Icahn Partners LP ("Icahn Partners") entered into a forward contract providing for the purchase by Icahn Partners of 168,550 Shares and Icahn Partners Master Fund LP ("Icahn Master") entered into a forward contract providing for the purchase by Icahn Master of 119,450 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, each of High River, Icahn Partners and Icahn Master paid the counterparty to the forward contracts $3.19 per Share upon establishing the forward contracts. Subject to the rights of High River, Icahn Partners and Icahn Master to accelerate the settlement dates, the forward contracts will settle on November 9, 2020. F3 · kind: On November 28, 2018, High River Limited Partnership ("High River") entered into a forward contract providing for the purchase by High River of 72,000 Shares, Icahn Partners LP ("Icahn Partners") entered into a forward contract providing for the purchase by Icahn Partners of 168,550 Shares and Icahn Partners Master Fund LP ("Icahn Master") entered into a forward contract providing for the purchase by Icahn Master of 119,450 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, each of High River, Icahn Partners and Icahn Master paid the counterparty to the forward contracts $3.19 per Share upon establishing the forward contracts. Subject to the rights of High River, Icahn Partners and Icahn Master to accelerate the settlement dates, the forward contracts will settle on November 9, 2020. F3 · price: On November 28, 2018, High River Limited Partnership ("High River") entered into a forward contract providing for the purchase by High River of 72,000 Shares, Icahn Partners LP ("Icahn Partners") entered into a forward contract providing for the purchase by Icahn Partners of 168,550 Shares and Icahn Partners Master Fund LP ("Icahn Master") entered into a forward contract providing for the purchase by Icahn Master of 119,450 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, each of High River, Icahn Partners and Icahn Master paid the counterparty to the forward contracts $3.19 per Share upon establishing the forward contracts. Subject to the rights of High River, Icahn Partners and Icahn Master to accelerate the settlement dates, the forward contracts will settle on November 9, 2020. F3 · ownership.nature: On November 28, 2018, High River Limited Partnership ("High River") entered into a forward contract providing for the purchase by High River of 72,000 Shares, Icahn Partners LP ("Icahn Partners") entered into a forward contract providing for the purchase by Icahn Partners of 168,550 Shares and Icahn Partners Master Fund LP ("Icahn Master") entered into a forward contract providing for the purchase by Icahn Master of 119,450 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, each of High River, Icahn Partners and Icahn Master paid the counterparty to the forward contracts $3.19 per Share upon establishing the forward contracts. Subject to the rights of High River, Icahn Partners and Icahn Master to accelerate the settlement dates, the forward contracts will settle on November 9, 2020. F4 · ownership.nature: The forward contracts provide for physical settlement, with High River, Icahn Partners and Icahn Master, respectively, retaining the right to elect cash settlement. None of the forward contracts give High River, Icahn Partners nor Icahn Master, as applicable, direct or indirect voting, investment or dispositive control over the Shares to which such contracts relate. F5 · ownership.nature: Barberry Corp. ("Barberry"), is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master. F6 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners and Icahn Master. Each of Hopper, Barberry and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F7 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F8 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. Read SEC document |
| November 27, 2018 Filed Nov 28, 2018 21:51 UTC |
ICAHN CARL C10% owner
HIGH RIVER LIMITED PARTNERSHIP10% owner
ICAHN PARTNERS LP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
|
OtherForward contract (obligation to purchase) · Derivative | 1 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-18-007042 · doc1.xml · derivative · entry 2 ICAHN CARL C · CIK 0000921669 · 10% owner HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · please see footnotes Disclosed balance after: 1 Underlying: Shares · 500,000 shares Expires 2020-11-09 F2 · derivative.exercise_price: On November 27, 2018, High River Limited Partnership ("High River") entered into a forward contract providing for the purchase by High River of 100,000 Shares, Icahn Partners LP ("Icahn Partners") entered into a forward contract providing for the purchase by Icahn Partners of 234,095 Shares and Icahn Partners Master Fund LP ("Icahn Master") entered into a forward contract providing for the purchase by Icahn Master of 165,905 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, each of High River, Icahn Partners and Icahn Master paid the counterparty to the forward contracts $3.21 per Share upon establishing the forward contracts. Subject to the rights of High River, Icahn Partners and Icahn Master to accelerate the settlement dates, the forward contracts will settle on November 9, 2020. F2 · kind: On November 27, 2018, High River Limited Partnership ("High River") entered into a forward contract providing for the purchase by High River of 100,000 Shares, Icahn Partners LP ("Icahn Partners") entered into a forward contract providing for the purchase by Icahn Partners of 234,095 Shares and Icahn Partners Master Fund LP ("Icahn Master") entered into a forward contract providing for the purchase by Icahn Master of 165,905 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, each of High River, Icahn Partners and Icahn Master paid the counterparty to the forward contracts $3.21 per Share upon establishing the forward contracts. Subject to the rights of High River, Icahn Partners and Icahn Master to accelerate the settlement dates, the forward contracts will settle on November 9, 2020. F2 · price: On November 27, 2018, High River Limited Partnership ("High River") entered into a forward contract providing for the purchase by High River of 100,000 Shares, Icahn Partners LP ("Icahn Partners") entered into a forward contract providing for the purchase by Icahn Partners of 234,095 Shares and Icahn Partners Master Fund LP ("Icahn Master") entered into a forward contract providing for the purchase by Icahn Master of 165,905 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, each of High River, Icahn Partners and Icahn Master paid the counterparty to the forward contracts $3.21 per Share upon establishing the forward contracts. Subject to the rights of High River, Icahn Partners and Icahn Master to accelerate the settlement dates, the forward contracts will settle on November 9, 2020. F2 · ownership.nature: On November 27, 2018, High River Limited Partnership ("High River") entered into a forward contract providing for the purchase by High River of 100,000 Shares, Icahn Partners LP ("Icahn Partners") entered into a forward contract providing for the purchase by Icahn Partners of 234,095 Shares and Icahn Partners Master Fund LP ("Icahn Master") entered into a forward contract providing for the purchase by Icahn Master of 165,905 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, each of High River, Icahn Partners and Icahn Master paid the counterparty to the forward contracts $3.21 per Share upon establishing the forward contracts. Subject to the rights of High River, Icahn Partners and Icahn Master to accelerate the settlement dates, the forward contracts will settle on November 9, 2020. F4 · ownership.nature: The forward contracts provide for physical settlement, with High River, Icahn Partners and Icahn Master, respectively, retaining the right to elect cash settlement. None of the forward contracts give High River, Icahn Partners nor Icahn Master, as applicable, direct or indirect voting, investment or dispositive control over the Shares to which such contracts relate. F5 · ownership.nature: Barberry Corp. ("Barberry"), is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master. F6 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners and Icahn Master. Each of Hopper, Barberry and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F7 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F8 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. Read SEC document |
| November 26, 2018 Filed Nov 28, 2018 21:51 UTC |
ICAHN CARL C10% owner
HIGH RIVER LIMITED PARTNERSHIP10% owner
ICAHN PARTNERS LP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
|
OtherForward contract (obligation to purchase) · Derivative | 1 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-18-007042 · doc1.xml · derivative · entry 1 ICAHN CARL C · CIK 0000921669 · 10% owner HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · please see footnotes Disclosed balance after: 1 Underlying: Common Stock, par value $0.01 per share ("Shares") · 92,910 shares Expires 2020-11-09 F1 · derivative.exercise_price: On November 26, 2018, High River Limited Partnership ("High River") entered into a forward contract providing for the purchase by High River of 18,582 Shares, Icahn Partners LP ("Icahn Partners") entered into a forward contract providing for the purchase by Icahn Partners of 43,500 Shares and Icahn Partners Master Fund LP ("Icahn Master") entered into a forward contract providing for the purchase by Icahn Master of 30,828 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, each of High River, Icahn Partners and Icahn Master paid the counterparty to the forward contracts $3.26 per Share upon establishing the forward contracts. Subject to the rights of High River, Icahn Partners and Icahn Master to accelerate the settlement dates, the forward contracts will settle on November 9, 2020. F1 · kind: On November 26, 2018, High River Limited Partnership ("High River") entered into a forward contract providing for the purchase by High River of 18,582 Shares, Icahn Partners LP ("Icahn Partners") entered into a forward contract providing for the purchase by Icahn Partners of 43,500 Shares and Icahn Partners Master Fund LP ("Icahn Master") entered into a forward contract providing for the purchase by Icahn Master of 30,828 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, each of High River, Icahn Partners and Icahn Master paid the counterparty to the forward contracts $3.26 per Share upon establishing the forward contracts. Subject to the rights of High River, Icahn Partners and Icahn Master to accelerate the settlement dates, the forward contracts will settle on November 9, 2020. F1 · price: On November 26, 2018, High River Limited Partnership ("High River") entered into a forward contract providing for the purchase by High River of 18,582 Shares, Icahn Partners LP ("Icahn Partners") entered into a forward contract providing for the purchase by Icahn Partners of 43,500 Shares and Icahn Partners Master Fund LP ("Icahn Master") entered into a forward contract providing for the purchase by Icahn Master of 30,828 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, each of High River, Icahn Partners and Icahn Master paid the counterparty to the forward contracts $3.26 per Share upon establishing the forward contracts. Subject to the rights of High River, Icahn Partners and Icahn Master to accelerate the settlement dates, the forward contracts will settle on November 9, 2020. F1 · ownership.nature: On November 26, 2018, High River Limited Partnership ("High River") entered into a forward contract providing for the purchase by High River of 18,582 Shares, Icahn Partners LP ("Icahn Partners") entered into a forward contract providing for the purchase by Icahn Partners of 43,500 Shares and Icahn Partners Master Fund LP ("Icahn Master") entered into a forward contract providing for the purchase by Icahn Master of 30,828 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, each of High River, Icahn Partners and Icahn Master paid the counterparty to the forward contracts $3.26 per Share upon establishing the forward contracts. Subject to the rights of High River, Icahn Partners and Icahn Master to accelerate the settlement dates, the forward contracts will settle on November 9, 2020. F4 · ownership.nature: The forward contracts provide for physical settlement, with High River, Icahn Partners and Icahn Master, respectively, retaining the right to elect cash settlement. None of the forward contracts give High River, Icahn Partners nor Icahn Master, as applicable, direct or indirect voting, investment or dispositive control over the Shares to which such contracts relate. F5 · ownership.nature: Barberry Corp. ("Barberry"), is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master. F6 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners and Icahn Master. Each of Hopper, Barberry and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F7 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F8 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. Read SEC document |
| November 23, 2018 Filed Nov 23, 2018 22:32 UTC |
ICAHN CARL C10% owner
HIGH RIVER LIMITED PARTNERSHIP10% owner
ICAHN PARTNERS LP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
|
OtherForward contract (obligation to purchase) · Derivative | 1 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-18-006887 · doc1.xml · derivative · entry 3 ICAHN CARL C · CIK 0000921669 · 10% owner HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · please see footnotes Disclosed balance after: 1 Underlying: Shares · 22,110 shares Expires 2020-11-09 F3 · derivative.exercise_price: On November 23, 2018, High River Limited Partnership ("High River") entered into a forward contract providing for the purchase by High River of 4,422 Shares, Icahn Partners LP ("Icahn Partners") entered into a forward contract providing for the purchase by Icahn Partners of 10,351 Shares and Icahn Partners Master Fund LP ("Icahn Master") entered into a forward contract providing for the purchase by Icahn Master of 7,337 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, each of High River, Icahn Partners and Icahn Master paid the counterparty to the forward contracts $3.25 per Share upon establishing the forward contracts. Subject to the rights of High River, Icahn Partners and Icahn Master to accelerate the settlement dates, the forward contracts will settle on November 9, 2020. F3 · kind: On November 23, 2018, High River Limited Partnership ("High River") entered into a forward contract providing for the purchase by High River of 4,422 Shares, Icahn Partners LP ("Icahn Partners") entered into a forward contract providing for the purchase by Icahn Partners of 10,351 Shares and Icahn Partners Master Fund LP ("Icahn Master") entered into a forward contract providing for the purchase by Icahn Master of 7,337 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, each of High River, Icahn Partners and Icahn Master paid the counterparty to the forward contracts $3.25 per Share upon establishing the forward contracts. Subject to the rights of High River, Icahn Partners and Icahn Master to accelerate the settlement dates, the forward contracts will settle on November 9, 2020. F3 · price: On November 23, 2018, High River Limited Partnership ("High River") entered into a forward contract providing for the purchase by High River of 4,422 Shares, Icahn Partners LP ("Icahn Partners") entered into a forward contract providing for the purchase by Icahn Partners of 10,351 Shares and Icahn Partners Master Fund LP ("Icahn Master") entered into a forward contract providing for the purchase by Icahn Master of 7,337 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, each of High River, Icahn Partners and Icahn Master paid the counterparty to the forward contracts $3.25 per Share upon establishing the forward contracts. Subject to the rights of High River, Icahn Partners and Icahn Master to accelerate the settlement dates, the forward contracts will settle on November 9, 2020. F3 · ownership.nature: On November 23, 2018, High River Limited Partnership ("High River") entered into a forward contract providing for the purchase by High River of 4,422 Shares, Icahn Partners LP ("Icahn Partners") entered into a forward contract providing for the purchase by Icahn Partners of 10,351 Shares and Icahn Partners Master Fund LP ("Icahn Master") entered into a forward contract providing for the purchase by Icahn Master of 7,337 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, each of High River, Icahn Partners and Icahn Master paid the counterparty to the forward contracts $3.25 per Share upon establishing the forward contracts. Subject to the rights of High River, Icahn Partners and Icahn Master to accelerate the settlement dates, the forward contracts will settle on November 9, 2020. F4 · ownership.nature: The forward contracts provide for physical settlement, with High River, Icahn Partners and Icahn Master, respectively, retaining the right to elect cash settlement. None of the forward contracts give High River, Icahn Partners nor Icahn Master, as applicable, direct or indirect voting, investment or dispositive control over the Shares to which such contracts relate. F5 · ownership.nature: Barberry Corp. ("Barberry"), is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master. F6 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners and Icahn Master. Each of Hopper, Barberry and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F7 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F8 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.