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CNDT

CONDUENT Inc

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1191
SEC CIK
0001677703
Parsed reports
405

Last 12 months

Inside the activity.

5 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202650
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 13, 2019 Filed May 13, 2019 22:01 UTC
ICAHN CARL C10% owner
OtherShares 210,115 $10.00 $2,101,150.00
Disclosure

SEC source: 0001567619-19-010643 · doc1.xml · nonDerivative · entry 5

ICAHN CARL C · CIK 0000921669 · 10% owner

HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner

ICAHN PARTNERS LP · CIK 0001313666 · 10% owner

ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · please see footnotes

Disclosed balance after: 22,759,002

F10 · kind: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 42,023 Shares, (ii) Icahn Partners of 98,375 Shares, and (iii) Icahn Master of 69,717 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.21 per Share at the inception of the forward contract.

F1 · ownership.nature: This Form 4 is being filed by, and on behalf of, Mr. Carl C. Icahn, High River Limited Partnership ("High River"), Icahn Partners LP ("Icahn Partners"), and Icahn Partners Master Fund LP ("Icahn Master," and, collectively with Mr. Icahn, High River, and Icahn Partners, the "Reporting Persons").

F2 · ownership.nature: Barberry Corp. ("Barberry") is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master.

F3 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Mr. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners, and Icahn Master. Each of Hopper, Barberry, and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under Securities Exchange Act of 1934, as amended (the "Act")), the common stock, $0.01 par value shares (the "Shares") of Conduent Incorporated which High River owns. Each of Hopper, Barberry, and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein, if any.

F4 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn may be deemed to indirectly beneficially own the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein, if any.

F5 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn may be deemed to indirectly beneficially own the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein, if any.

F10 · ownership.nature: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 42,023 Shares, (ii) Icahn Partners of 98,375 Shares, and (iii) Icahn Master of 69,717 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.21 per Share at the inception of the forward contract.

Read SEC document
May 13, 2019 Filed May 13, 2019 22:01 UTC
ICAHN CARL C10% owner
OtherShares 242,887 $10.00 $2,428,870.00
Disclosure

SEC source: 0001567619-19-010643 · doc1.xml · nonDerivative · entry 4

ICAHN CARL C · CIK 0000921669 · 10% owner

HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner

ICAHN PARTNERS LP · CIK 0001313666 · 10% owner

ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · please see footnotes

Disclosed balance after: 22,548,887

F9 · kind: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 48,577 Shares, (ii) Icahn Partners of 113,717 Shares, and (iii) Icahn Master of 80,593 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.16 per Share at the inception of the forward contract.

F1 · ownership.nature: This Form 4 is being filed by, and on behalf of, Mr. Carl C. Icahn, High River Limited Partnership ("High River"), Icahn Partners LP ("Icahn Partners"), and Icahn Partners Master Fund LP ("Icahn Master," and, collectively with Mr. Icahn, High River, and Icahn Partners, the "Reporting Persons").

F2 · ownership.nature: Barberry Corp. ("Barberry") is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master.

F3 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Mr. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners, and Icahn Master. Each of Hopper, Barberry, and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under Securities Exchange Act of 1934, as amended (the "Act")), the common stock, $0.01 par value shares (the "Shares") of Conduent Incorporated which High River owns. Each of Hopper, Barberry, and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein, if any.

F4 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn may be deemed to indirectly beneficially own the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein, if any.

F5 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn may be deemed to indirectly beneficially own the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein, if any.

F9 · ownership.nature: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 48,577 Shares, (ii) Icahn Partners of 113,717 Shares, and (iii) Icahn Master of 80,593 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.16 per Share at the inception of the forward contract.

Read SEC document
May 13, 2019 Filed May 13, 2019 22:01 UTC
ICAHN CARL C10% owner
OtherShares 700,000 $10.00 $7,000,000.00
Disclosure

SEC source: 0001567619-19-010643 · doc1.xml · nonDerivative · entry 3

ICAHN CARL C · CIK 0000921669 · 10% owner

HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner

ICAHN PARTNERS LP · CIK 0001313666 · 10% owner

ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · please see footnotes

Disclosed balance after: 22,306,000

F8 · kind: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 140,000 Shares, (ii) Icahn Partners of 327,735 Shares, and (iii) Icahn Master of 232,265 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.42 per Share at the inception of the forward contract.

F1 · ownership.nature: This Form 4 is being filed by, and on behalf of, Mr. Carl C. Icahn, High River Limited Partnership ("High River"), Icahn Partners LP ("Icahn Partners"), and Icahn Partners Master Fund LP ("Icahn Master," and, collectively with Mr. Icahn, High River, and Icahn Partners, the "Reporting Persons").

F2 · ownership.nature: Barberry Corp. ("Barberry") is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master.

F3 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Mr. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners, and Icahn Master. Each of Hopper, Barberry, and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under Securities Exchange Act of 1934, as amended (the "Act")), the common stock, $0.01 par value shares (the "Shares") of Conduent Incorporated which High River owns. Each of Hopper, Barberry, and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein, if any.

F4 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn may be deemed to indirectly beneficially own the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein, if any.

F5 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn may be deemed to indirectly beneficially own the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein, if any.

F8 · ownership.nature: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 140,000 Shares, (ii) Icahn Partners of 327,735 Shares, and (iii) Icahn Master of 232,265 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.42 per Share at the inception of the forward contract.

Read SEC document
May 13, 2019 Filed May 13, 2019 22:01 UTC
ICAHN CARL C10% owner
OtherShares 1,100,000 $10.00 $11,000,000.00
Disclosure

SEC source: 0001567619-19-010643 · doc1.xml · nonDerivative · entry 2

ICAHN CARL C · CIK 0000921669 · 10% owner

HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner

ICAHN PARTNERS LP · CIK 0001313666 · 10% owner

ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · please see footnotes

Disclosed balance after: 21,606,000

F7 · kind: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 220,000 Shares, (ii) Icahn Partners of 515,011 Shares, and (iii) Icahn Master of 369,989 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.38 per Share at the inception of the forward contract.

F1 · ownership.nature: This Form 4 is being filed by, and on behalf of, Mr. Carl C. Icahn, High River Limited Partnership ("High River"), Icahn Partners LP ("Icahn Partners"), and Icahn Partners Master Fund LP ("Icahn Master," and, collectively with Mr. Icahn, High River, and Icahn Partners, the "Reporting Persons").

F2 · ownership.nature: Barberry Corp. ("Barberry") is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master.

F3 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Mr. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners, and Icahn Master. Each of Hopper, Barberry, and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under Securities Exchange Act of 1934, as amended (the "Act")), the common stock, $0.01 par value shares (the "Shares") of Conduent Incorporated which High River owns. Each of Hopper, Barberry, and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein, if any.

F4 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn may be deemed to indirectly beneficially own the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein, if any.

F5 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn may be deemed to indirectly beneficially own the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein, if any.

F7 · ownership.nature: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 220,000 Shares, (ii) Icahn Partners of 515,011 Shares, and (iii) Icahn Master of 369,989 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.38 per Share at the inception of the forward contract.

Read SEC document
May 13, 2019 Filed May 13, 2019 22:01 UTC
ICAHN CARL C10% owner
OtherCommon Stock, par value $0.01 per share (the "Shares") 700,000 $10.00 $7,000,000.00
Disclosure

SEC source: 0001567619-19-010643 · doc1.xml · nonDerivative · entry 1

ICAHN CARL C · CIK 0000921669 · 10% owner

HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner

ICAHN PARTNERS LP · CIK 0001313666 · 10% owner

ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · please see footnotes

Disclosed balance after: 20,506,000

F6 · kind: On or about the date of this Form 4 (the "Reporting Date"), the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 140,000 Shares, (ii) Icahn Partners of 318,966 Shares, and (iii) Icahn Master of 241,034 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $2.98 per Share at the inception of the forward contract.

F1 · ownership.nature: This Form 4 is being filed by, and on behalf of, Mr. Carl C. Icahn, High River Limited Partnership ("High River"), Icahn Partners LP ("Icahn Partners"), and Icahn Partners Master Fund LP ("Icahn Master," and, collectively with Mr. Icahn, High River, and Icahn Partners, the "Reporting Persons").

F2 · ownership.nature: Barberry Corp. ("Barberry") is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master.

F3 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Mr. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners, and Icahn Master. Each of Hopper, Barberry, and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under Securities Exchange Act of 1934, as amended (the "Act")), the common stock, $0.01 par value shares (the "Shares") of Conduent Incorporated which High River owns. Each of Hopper, Barberry, and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein, if any.

F4 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn may be deemed to indirectly beneficially own the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein, if any.

F5 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn may be deemed to indirectly beneficially own the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein, if any.

F6 · ownership.nature: On or about the date of this Form 4 (the "Reporting Date"), the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 140,000 Shares, (ii) Icahn Partners of 318,966 Shares, and (iii) Icahn Master of 241,034 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $2.98 per Share at the inception of the forward contract.

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May 10, 2019 Filed May 13, 2019 20:29 UTC PurchaseCommon Stock 2,500 $8.20 $20,500.00
Disclosure

SEC source: 0001127602-19-018307 · form4.xml · nonDerivative · entry 1

Letier A. Scott · CIK 0001741602 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,500

Read SEC document
May 10, 2019 Filed May 13, 2019 22:01 UTC
ICAHN CARL C10% owner
PurchaseShares 1,700,000 $8.37 $14,229,000.00
Disclosure

SEC source: 0001567619-19-010643 · doc1.xml · nonDerivative · entry 15

ICAHN CARL C · CIK 0000921669 · 10% owner

HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner

ICAHN PARTNERS LP · CIK 0001313666 · 10% owner

ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · please see footnotes

Disclosed balance after: 26,686,540

F1 · ownership.nature: This Form 4 is being filed by, and on behalf of, Mr. Carl C. Icahn, High River Limited Partnership ("High River"), Icahn Partners LP ("Icahn Partners"), and Icahn Partners Master Fund LP ("Icahn Master," and, collectively with Mr. Icahn, High River, and Icahn Partners, the "Reporting Persons").

F2 · ownership.nature: Barberry Corp. ("Barberry") is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master.

F3 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Mr. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners, and Icahn Master. Each of Hopper, Barberry, and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under Securities Exchange Act of 1934, as amended (the "Act")), the common stock, $0.01 par value shares (the "Shares") of Conduent Incorporated which High River owns. Each of Hopper, Barberry, and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein, if any.

F4 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn may be deemed to indirectly beneficially own the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein, if any.

F5 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn may be deemed to indirectly beneficially own the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein, if any.

F20 · ownership.nature: Each of the purchase transactions as set forth on this Form 4 were purchases effected in ordinary course brokerage transactions.

F21 · ownership.nature: On or about the Reporting Date and after all of the transactions reported on this Form 4, High River directly beneficially owns 5,780,391 Shares, Icahn Partners directly beneficially owns 13,530,504 Shares, and Icahn Master directly beneficially owns 9,591,062 Shares.

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April 30, 2019 Filed May 2, 2019 16:25 UTC
LYNN JESSEDirector
GrantDeferred Stock Units (DSU) 11,151 $12.78 $142,509.78
Disclosure

SEC source: 0001127602-19-016951 · form4.xml · nonDerivative · entry 1

LYNN JESSE · CIK 0001605350 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,151

Read SEC document
April 01, 2019 Filed Feb 14, 2020 21:06 UTC GrantCommon Stock 34,871 $13.98 $487,496.58
Disclosure

SEC source: 0001127602-20-005613 · form5.xml · nonDerivative · entry 1

Webb-Walsh Brian J. · CIK 0001688789 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,987

F1 · shares: Award of restricted stock units (RSU) that vest in equal increments over the next three years. Each RSU converts to one share of Conduent Incorporated common stock upon vesting.

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February 15, 2019 Filed Feb 19, 2019 16:18 UTC
Friedel JeffreyEVP & Chief People Officer
Tax withholdingCommon Stock 22,748 $10.63 $241,811.24
Disclosure

SEC source: 0001127602-19-006802 · form4.xml · nonDerivative · entry 2

Friedel Jeffrey · CIK 0001699835 · EVP & Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,545

F2 · shares: Shares withheld to pay for taxes on shares that have vested.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 16:18 UTC
Friedel JeffreyEVP & Chief People Officer
GrantCommon Stock 43,750 $10.63 $465,062.50
Disclosure

SEC source: 0001127602-19-006802 · form4.xml · nonDerivative · entry 1

Friedel Jeffrey · CIK 0001699835 · EVP & Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,293

F1 · shares: Performance based restricted stock awarded on April 1, 2017 that vested on February 15, 2019 based on the certification of the achievement of certain performance criteria.

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February 15, 2019 Filed Feb 19, 2019 21:07 UTC Tax withholdingCommon Stock 24,920 $10.63 $264,899.60
Disclosure

SEC source: 0001127602-19-006773 · form4.xml · nonDerivative · entry 2

Webb-Walsh Brian J. · CIK 0001688789 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,284

F2 · shares: Shares withheld to pay for taxes on shares that have vested.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 21:07 UTC GrantCommon Stock 43,750 $10.63 $465,062.50
Disclosure

SEC source: 0001127602-19-006773 · form4.xml · nonDerivative · entry 1

Webb-Walsh Brian J. · CIK 0001688789 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,204

F1 · shares: Performance based restricted stock awarded on April 1, 2017 that vested on February 15, 2019 based on the certification of the achievement of certain performance criteria.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 21:31 UTC
Vemuri AshokDirector · Chief Executive Officer
Tax withholdingCommon Stock 35,207 $10.63 $374,250.41
Disclosure

SEC source: 0001127602-19-006830 · form4.xml · nonDerivative · entry 2

Vemuri Ashok · CIK 0001586651 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,026

F2 · shares: Shares withheld to pay for taxes on shares that have vested.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 21:31 UTC
Vemuri AshokDirector · Chief Executive Officer
GrantCommon Stock 68,750 $10.63 $730,812.50
Disclosure

SEC source: 0001127602-19-006830 · form4.xml · nonDerivative · entry 1

Vemuri Ashok · CIK 0001586651 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,233

F1 · shares: Performance based restricted stock awarded on April 1, 2017 that vested on February 15, 2019 based on the certification of the achievement of certain performance criteria.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 21:12 UTC
Peffer James MichaelEVP, GC & Secretary
Tax withholdingCommon Stock 22,705 $10.63 $241,354.15
Disclosure

SEC source: 0001127602-19-006785 · form4.xml · nonDerivative · entry 2

Peffer James Michael · CIK 0001681011 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,030

F2 · shares: Shares withheld to pay for taxes on shares that have vested.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 21:12 UTC
Peffer James MichaelEVP, GC & Secretary
GrantCommon Stock 43,750 $10.63 $465,062.50
Disclosure

SEC source: 0001127602-19-006785 · form4.xml · nonDerivative · entry 1

Peffer James Michael · CIK 0001681011 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,735

F1 · shares: Performance based restricted stock awarded on April 1, 2017 that vested on February 15, 2019 based on the certification of the achievement of certain performance criteria.

Read SEC document
January 15, 2019 Filed Jan 17, 2019 13:27 UTC Exercise / conversionCommon Stock 11,297 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-002274 · form4.xml · nonDerivative · entry 3

Nutter Michael Anthony · CIK 0001693648 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,297

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: This transaction relates to the conversion of DSUs to common stock under the Conduent Equity Compensation Plan for non-employee directors.

F3 · price: Not Applicable.

Read SEC document
January 15, 2019 Filed Jan 17, 2019 13:27 UTC Exercise / conversionDeferred Stock Units (DSU) 11,297 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-002274 · form4.xml · nonDerivative · entry 2

Nutter Michael Anthony · CIK 0001693648 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,494

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: This transaction relates to the conversion of DSUs to common stock under the Conduent Equity Compensation Plan for non-employee directors.

F3 · price: Not Applicable.

Read SEC document
January 15, 2019 Filed Jan 17, 2019 13:27 UTC GrantDeferred Stock Units (DSU) 15,807 $12.02 $190,000.14
Disclosure

SEC source: 0001127602-19-002274 · form4.xml · nonDerivative · entry 1

Nutter Michael Anthony · CIK 0001693648 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,791

F1 · kind: Each DSU represent the right to receive one share of common stock upon the reporting person's termination of service as a director.

Read SEC document
January 15, 2019 Filed Jan 17, 2019 12:54 UTC Exercise / conversionCommon Stock 11,297 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-002272 · form4.xml · nonDerivative · entry 3

NEVIN MICHAEL · CIK 0001667597 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,297

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: This transaction relates to the conversation of DSUs to common stock under the Conduent Equity Compensation Plan for non-employee directors.

F3 · price: Not Applicable.

Read SEC document
January 15, 2019 Filed Jan 17, 2019 12:54 UTC Exercise / conversionDeferred Stock Units (DSU) 11,297 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-002272 · form4.xml · nonDerivative · entry 2

NEVIN MICHAEL · CIK 0001667597 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,494

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: This transaction relates to the conversation of DSUs to common stock under the Conduent Equity Compensation Plan for non-employee directors.

F3 · price: Not Applicable.

Read SEC document
January 15, 2019 Filed Jan 17, 2019 12:54 UTC GrantDeferred Stock Units (DSU) 15,807 $12.02 $190,000.14
Disclosure

SEC source: 0001127602-19-002272 · form4.xml · nonDerivative · entry 1

NEVIN MICHAEL · CIK 0001667597 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,791

F1 · kind: Each DSU represent the right to receive one share of common stock on the earlier of one year following date of grant or termination of service as a director.

Read SEC document
January 15, 2019 Filed Jan 17, 2019 16:59 UTC GrantDeferred Stock Units (DSU) 19,135 $12.02 $230,002.70
Disclosure

SEC source: 0001127602-19-002259 · form4.xml · nonDerivative · entry 1

Parrett William G · CIK 0001418280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,650

F1 · shares: Each DSU represents the right to receive one share of common stock upon termination of service as a Director.

Read SEC document
January 15, 2019 Filed Jan 17, 2019 17:38 UTC Exercise / conversionCommon Stock 11,297 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-002270 · form4.xml · nonDerivative · entry 3

WILSON VIRGINIA M · CIK 0001262696 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,297

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: This transaction relates to the conversation of DSUs to common stock under the Conduent Equity Compensation Plan for non-employee directors.

F3 · price: Not Applicable.

Read SEC document
January 15, 2019 Filed Jan 17, 2019 17:38 UTC Exercise / conversionDeferred Stock Units (DSU) 11,297 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-002270 · form4.xml · nonDerivative · entry 2

WILSON VIRGINIA M · CIK 0001262696 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,494

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: This transaction relates to the conversation of DSUs to common stock under the Conduent Equity Compensation Plan for non-employee directors.

F3 · price: Not Applicable.

Read SEC document
January 15, 2019 Filed Jan 17, 2019 17:38 UTC GrantDeferred Stock Units (DSU) 15,807 $12.02 $190,000.14
Disclosure

SEC source: 0001127602-19-002270 · form4.xml · nonDerivative · entry 1

WILSON VIRGINIA M · CIK 0001262696 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,791

F1 · kind: Each DSU represent the right to receive one share of common stock upon the reporting person's termination of service as a director.

Read SEC document
January 15, 2019 Filed Jan 17, 2019 12:08 UTC GrantDeferred Stock Units (DSU) 15,807 $12.02 $190,000.14
Disclosure

SEC source: 0001127602-19-002263 · form4.xml · nonDerivative · entry 1

GREGOR JOIE A · CIK 0001256987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,791

F1 · shares: Each DSU represent the right to receive one share of common stock on the earlier of four years following the date of grant, or separation from Board service.

Read SEC document
January 15, 2019 Filed Jan 17, 2019 12:21 UTC GrantDeferred Stock Units (DSU) 15,807 $12.02 $190,000.14
Disclosure

SEC source: 0001127602-19-002265 · form4.xml · nonDerivative · entry 1

Graziano Nick · CIK 0001398154 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,565

Read SEC document
January 15, 2019 Filed Jan 17, 2019 17:03 UTC GrantDeferred Stock Units (DSU) 19,135 $12.02 $230,002.70
Disclosure

SEC source: 0001127602-19-002261 · form4.xml · nonDerivative · entry 1

MATHER COURTNEY · CIK 0001608717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,650

F1 · shares: Each DSU represent the right to receive one share of common stock upon the reporting person's termination of service as a director.

Read SEC document
January 15, 2019 Filed Jan 17, 2019 17:26 UTC GrantDeferred Stock Units (DSU) 18,789 $12.02 $225,843.78
Disclosure

SEC source: 0001127602-19-002267 · form4.xml · nonDerivative · entry 1

Letier A. Scott · CIK 0001741602 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,789

F1 · shares: Each DSU represents the right to receive one share of common stock upon termination of service as a director.

Read SEC document
January 01, 2019 Filed Jan 3, 2019 21:09 UTC
Peffer James MichaelEVP, GC & Secretary
Tax withholdingRestricted E-LTIP (RSU) 10,575 $10.63 $112,412.25
Disclosure

SEC source: 0001127602-19-000656 · form4.xml · nonDerivative · entry 3

Peffer James Michael · CIK 0001681011 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,343

F1 · shares: Shares withheld to pay for taxes on Restricted Stock that have vested.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 16:11 UTC
Friedel JeffreyEVP & Chief People Officer
Tax withholdingCommon Stock 18,569 $10.63 $197,388.47
Disclosure

SEC source: 0001127602-19-000659 · form4.xml · nonDerivative · entry 2

Friedel Jeffrey · CIK 0001699835 · EVP & Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,543

F1 · shares: Shares withheld to pay for taxes on Restricted Stock that have vested.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 16:11 UTC
Friedel JeffreyEVP & Chief People Officer
Tax withholdingRestricted E-LTIP (RSU) 2,457 $10.63 $26,117.91
Disclosure

SEC source: 0001127602-19-000659 · form4.xml · nonDerivative · entry 1

Friedel Jeffrey · CIK 0001699835 · EVP & Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,518

F1 · shares: Shares withheld to pay for taxes on Restricted Stock that have vested.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 21:12 UTC Tax withholdingCommon Stock 23,059 $10.63 $245,117.17
Disclosure

SEC source: 0001127602-19-000660 · form4.xml · nonDerivative · entry 2

Webb-Walsh Brian J. · CIK 0001688789 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,454

F1 · shares: Shares withheld to pay for taxes due on Restricted Stock that have vested.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 21:12 UTC Tax withholdingRestricted E-LTIP (RSU) 8,224 $10.63 $87,421.12
Disclosure

SEC source: 0001127602-19-000660 · form4.xml · nonDerivative · entry 1

Webb-Walsh Brian J. · CIK 0001688789 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,674

F1 · shares: Shares withheld to pay for taxes due on Restricted Stock that have vested.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 16:07 UTC Tax withholdingCommon Stock 17,011 $10.63 $180,826.93
Disclosure

SEC source: 0001127602-19-000655 · form4.xml · nonDerivative · entry 2

AMORIELL DAVID · CIK 0001457838 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,877

F1 · shares: Shares withheld to pay for taxes due on Restricted Stock that have vested.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 16:07 UTC Tax withholdingRestricted E-LTIP (RSU) 3,438 $10.63 $36,545.94
Disclosure

SEC source: 0001127602-19-000655 · form4.xml · nonDerivative · entry 1

AMORIELL DAVID · CIK 0001457838 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,720

F1 · shares: Shares withheld to pay for taxes due on Restricted Stock that have vested.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 21:15 UTC
Vemuri AshokDirector · Chief Executive Officer
Tax withholdingCommon Stock 56,678 $10.63 $602,487.14
Disclosure

SEC source: 0001127602-19-000661 · form4.xml · nonDerivative · entry 2

Vemuri Ashok · CIK 0001586651 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,483

F1 · shares: Shares withheld to pay taxes on Restricted Stock that have vested.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 21:15 UTC
Vemuri AshokDirector · Chief Executive Officer
Tax withholdingRestricted E-LTIP (RSU) 29,374 $10.63 $312,245.62
Disclosure

SEC source: 0001127602-19-000661 · form4.xml · nonDerivative · entry 1

Vemuri Ashok · CIK 0001586651 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,055

F1 · shares: Shares withheld to pay taxes on Restricted Stock that have vested.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 21:09 UTC
Peffer James MichaelEVP, GC & Secretary
Tax withholdingCommon Stock 24,599 $10.63 $261,487.37
Disclosure

SEC source: 0001127602-19-000656 · form4.xml · nonDerivative · entry 2

Peffer James Michael · CIK 0001681011 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,985

F1 · shares: Shares withheld to pay for taxes on Restricted Stock that have vested.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 21:09 UTC
Peffer James MichaelEVP, GC & Secretary
Tax withholdingRestricted E-LTIP (RSU) 4,789 $10.63 $50,907.07
Disclosure

SEC source: 0001127602-19-000656 · form4.xml · nonDerivative · entry 1

Peffer James Michael · CIK 0001681011 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,918

F1 · shares: Shares withheld to pay for taxes on Restricted Stock that have vested.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 21:05 UTC
Cohen Allan CVP & Chief Accounting Officer
Tax withholdingRestricted E-LTIP (RSU) 894 $10.63 $9,503.22
Disclosure

SEC source: 0001127602-19-000652 · form4.xml · nonDerivative · entry 1

Cohen Allan C · CIK 0001720217 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,812

F1 · shares: Shares withheld to pay for taxes due on Restricted Stock that have vested.

Read SEC document
December 28, 2018 Filed Jan 2, 2019 21:26 UTC
Cohen Allan CVP & Chief Accounting Officer
Tax withholdingCommon Stock 1,031 $10.59 $10,918.29
Disclosure

SEC source: 0001127602-19-000266 · form4.xml · nonDerivative · entry 1

Cohen Allan C · CIK 0001720217 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,704

F1 · shares: Shares withheld to pay for taxes due on Restricted Stock that have vested.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 21:17 UTC
ICAHN CARL C10% owner
OtherForward contract (obligation to purchase) · Derivative 1 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-18-007432 · doc1.xml · derivative · entry 2

ICAHN CARL C · CIK 0000921669 · 10% owner

HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner

ICAHN PARTNERS LP · CIK 0001313666 · 10% owner

ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · please see footnotes

Disclosed balance after: 1

Underlying: Shares · 400,000 shares

Expires 2020-11-09

F2 · derivative.exercise_price: On December 4, 2018, High River Limited Partnership ("High River") entered into a forward contract providing for the purchase by High River of 80,000 Shares, Icahn Partners LP ("Icahn Partners") entered into a forward contract providing for the purchase by Icahn Partners of 187,303 Shares and Icahn Partners Master Fund LP ("Icahn Master") entered into a forward contract providing for the purchase by Icahn Master of 132,697 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, each of High River, Icahn Partners and Icahn Master paid the counterparty to the forward contracts $3.03 per Share upon establishing the forward contracts. Subject to the rights of High River, Icahn Partners and Icahn Master to accelerate the settlement dates, the forward contracts will settle on November 9, 2020.

F2 · kind: On December 4, 2018, High River Limited Partnership ("High River") entered into a forward contract providing for the purchase by High River of 80,000 Shares, Icahn Partners LP ("Icahn Partners") entered into a forward contract providing for the purchase by Icahn Partners of 187,303 Shares and Icahn Partners Master Fund LP ("Icahn Master") entered into a forward contract providing for the purchase by Icahn Master of 132,697 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, each of High River, Icahn Partners and Icahn Master paid the counterparty to the forward contracts $3.03 per Share upon establishing the forward contracts. Subject to the rights of High River, Icahn Partners and Icahn Master to accelerate the settlement dates, the forward contracts will settle on November 9, 2020.

F2 · price: On December 4, 2018, High River Limited Partnership ("High River") entered into a forward contract providing for the purchase by High River of 80,000 Shares, Icahn Partners LP ("Icahn Partners") entered into a forward contract providing for the purchase by Icahn Partners of 187,303 Shares and Icahn Partners Master Fund LP ("Icahn Master") entered into a forward contract providing for the purchase by Icahn Master of 132,697 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, each of High River, Icahn Partners and Icahn Master paid the counterparty to the forward contracts $3.03 per Share upon establishing the forward contracts. Subject to the rights of High River, Icahn Partners and Icahn Master to accelerate the settlement dates, the forward contracts will settle on November 9, 2020.

F2 · ownership.nature: On December 4, 2018, High River Limited Partnership ("High River") entered into a forward contract providing for the purchase by High River of 80,000 Shares, Icahn Partners LP ("Icahn Partners") entered into a forward contract providing for the purchase by Icahn Partners of 187,303 Shares and Icahn Partners Master Fund LP ("Icahn Master") entered into a forward contract providing for the purchase by Icahn Master of 132,697 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, each of High River, Icahn Partners and Icahn Master paid the counterparty to the forward contracts $3.03 per Share upon establishing the forward contracts. Subject to the rights of High River, Icahn Partners and Icahn Master to accelerate the settlement dates, the forward contracts will settle on November 9, 2020.

F3 · ownership.nature: The forward contracts provide for physical settlement, with High River, Icahn Partners and Icahn Master, respectively, retaining the right to elect cash settlement. None of the forward contracts give High River, Icahn Partners nor Icahn Master, as applicable, direct or indirect voting, investment or dispositive control over the Shares to which such contracts relate.

F4 · ownership.nature: Barberry Corp. ("Barberry"), is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master.

F5 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners and Icahn Master. Each of Hopper, Barberry and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.

F6 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.

F7 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.

Read SEC document
December 03, 2018 Filed Dec 6, 2018 21:17 UTC
ICAHN CARL C10% owner
OtherForward contract (obligation to purchase) · Derivative 1 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-18-007432 · doc1.xml · derivative · entry 1

ICAHN CARL C · CIK 0000921669 · 10% owner

HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner

ICAHN PARTNERS LP · CIK 0001313666 · 10% owner

ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · please see footnotes

Disclosed balance after: 1

Underlying: Common Stock, par value $0.01 per share ("Shares") · 184,368 shares

Expires 2020-11-09

F1 · derivative.exercise_price: On December 3, 2018, High River Limited Partnership ("High River") entered into a forward contract providing for the purchase by High River of 36,874 Shares, Icahn Partners LP ("Icahn Partners") entered into a forward contract providing for the purchase by Icahn Partners of 87,894 Shares and Icahn Partners Master Fund LP ("Icahn Master") entered into a forward contract providing for the purchase by Icahn Master of 59,600 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, each of High River, Icahn Partners and Icahn Master paid the counterparty to the forward contracts $3.19 per Share upon establishing the forward contracts. Subject to the rights of High River, Icahn Partners and Icahn Master to accelerate the settlement dates, the forward contracts will settle on November 9, 2020.

F1 · kind: On December 3, 2018, High River Limited Partnership ("High River") entered into a forward contract providing for the purchase by High River of 36,874 Shares, Icahn Partners LP ("Icahn Partners") entered into a forward contract providing for the purchase by Icahn Partners of 87,894 Shares and Icahn Partners Master Fund LP ("Icahn Master") entered into a forward contract providing for the purchase by Icahn Master of 59,600 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, each of High River, Icahn Partners and Icahn Master paid the counterparty to the forward contracts $3.19 per Share upon establishing the forward contracts. Subject to the rights of High River, Icahn Partners and Icahn Master to accelerate the settlement dates, the forward contracts will settle on November 9, 2020.

F1 · price: On December 3, 2018, High River Limited Partnership ("High River") entered into a forward contract providing for the purchase by High River of 36,874 Shares, Icahn Partners LP ("Icahn Partners") entered into a forward contract providing for the purchase by Icahn Partners of 87,894 Shares and Icahn Partners Master Fund LP ("Icahn Master") entered into a forward contract providing for the purchase by Icahn Master of 59,600 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, each of High River, Icahn Partners and Icahn Master paid the counterparty to the forward contracts $3.19 per Share upon establishing the forward contracts. Subject to the rights of High River, Icahn Partners and Icahn Master to accelerate the settlement dates, the forward contracts will settle on November 9, 2020.

F1 · ownership.nature: On December 3, 2018, High River Limited Partnership ("High River") entered into a forward contract providing for the purchase by High River of 36,874 Shares, Icahn Partners LP ("Icahn Partners") entered into a forward contract providing for the purchase by Icahn Partners of 87,894 Shares and Icahn Partners Master Fund LP ("Icahn Master") entered into a forward contract providing for the purchase by Icahn Master of 59,600 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, each of High River, Icahn Partners and Icahn Master paid the counterparty to the forward contracts $3.19 per Share upon establishing the forward contracts. Subject to the rights of High River, Icahn Partners and Icahn Master to accelerate the settlement dates, the forward contracts will settle on November 9, 2020.

F3 · ownership.nature: The forward contracts provide for physical settlement, with High River, Icahn Partners and Icahn Master, respectively, retaining the right to elect cash settlement. None of the forward contracts give High River, Icahn Partners nor Icahn Master, as applicable, direct or indirect voting, investment or dispositive control over the Shares to which such contracts relate.

F4 · ownership.nature: Barberry Corp. ("Barberry"), is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master.

F5 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners and Icahn Master. Each of Hopper, Barberry and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.

F6 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.

F7 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.

Read SEC document
November 28, 2018 Filed Nov 28, 2018 21:51 UTC
ICAHN CARL C10% owner
OtherForward contract (obligation to purchase) · Derivative 1 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-18-007042 · doc1.xml · derivative · entry 3

ICAHN CARL C · CIK 0000921669 · 10% owner

HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner

ICAHN PARTNERS LP · CIK 0001313666 · 10% owner

ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · please see footnotes

Disclosed balance after: 1

Underlying: Shares · 360,000 shares

Expires 2020-11-09

F3 · derivative.exercise_price: On November 28, 2018, High River Limited Partnership ("High River") entered into a forward contract providing for the purchase by High River of 72,000 Shares, Icahn Partners LP ("Icahn Partners") entered into a forward contract providing for the purchase by Icahn Partners of 168,550 Shares and Icahn Partners Master Fund LP ("Icahn Master") entered into a forward contract providing for the purchase by Icahn Master of 119,450 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, each of High River, Icahn Partners and Icahn Master paid the counterparty to the forward contracts $3.19 per Share upon establishing the forward contracts. Subject to the rights of High River, Icahn Partners and Icahn Master to accelerate the settlement dates, the forward contracts will settle on November 9, 2020.

F3 · kind: On November 28, 2018, High River Limited Partnership ("High River") entered into a forward contract providing for the purchase by High River of 72,000 Shares, Icahn Partners LP ("Icahn Partners") entered into a forward contract providing for the purchase by Icahn Partners of 168,550 Shares and Icahn Partners Master Fund LP ("Icahn Master") entered into a forward contract providing for the purchase by Icahn Master of 119,450 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, each of High River, Icahn Partners and Icahn Master paid the counterparty to the forward contracts $3.19 per Share upon establishing the forward contracts. Subject to the rights of High River, Icahn Partners and Icahn Master to accelerate the settlement dates, the forward contracts will settle on November 9, 2020.

F3 · price: On November 28, 2018, High River Limited Partnership ("High River") entered into a forward contract providing for the purchase by High River of 72,000 Shares, Icahn Partners LP ("Icahn Partners") entered into a forward contract providing for the purchase by Icahn Partners of 168,550 Shares and Icahn Partners Master Fund LP ("Icahn Master") entered into a forward contract providing for the purchase by Icahn Master of 119,450 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, each of High River, Icahn Partners and Icahn Master paid the counterparty to the forward contracts $3.19 per Share upon establishing the forward contracts. Subject to the rights of High River, Icahn Partners and Icahn Master to accelerate the settlement dates, the forward contracts will settle on November 9, 2020.

F3 · ownership.nature: On November 28, 2018, High River Limited Partnership ("High River") entered into a forward contract providing for the purchase by High River of 72,000 Shares, Icahn Partners LP ("Icahn Partners") entered into a forward contract providing for the purchase by Icahn Partners of 168,550 Shares and Icahn Partners Master Fund LP ("Icahn Master") entered into a forward contract providing for the purchase by Icahn Master of 119,450 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, each of High River, Icahn Partners and Icahn Master paid the counterparty to the forward contracts $3.19 per Share upon establishing the forward contracts. Subject to the rights of High River, Icahn Partners and Icahn Master to accelerate the settlement dates, the forward contracts will settle on November 9, 2020.

F4 · ownership.nature: The forward contracts provide for physical settlement, with High River, Icahn Partners and Icahn Master, respectively, retaining the right to elect cash settlement. None of the forward contracts give High River, Icahn Partners nor Icahn Master, as applicable, direct or indirect voting, investment or dispositive control over the Shares to which such contracts relate.

F5 · ownership.nature: Barberry Corp. ("Barberry"), is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master.

F6 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners and Icahn Master. Each of Hopper, Barberry and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.

F7 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.

F8 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.

Read SEC document
November 27, 2018 Filed Nov 28, 2018 21:51 UTC
ICAHN CARL C10% owner
OtherForward contract (obligation to purchase) · Derivative 1 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-18-007042 · doc1.xml · derivative · entry 2

ICAHN CARL C · CIK 0000921669 · 10% owner

HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner

ICAHN PARTNERS LP · CIK 0001313666 · 10% owner

ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · please see footnotes

Disclosed balance after: 1

Underlying: Shares · 500,000 shares

Expires 2020-11-09

F2 · derivative.exercise_price: On November 27, 2018, High River Limited Partnership ("High River") entered into a forward contract providing for the purchase by High River of 100,000 Shares, Icahn Partners LP ("Icahn Partners") entered into a forward contract providing for the purchase by Icahn Partners of 234,095 Shares and Icahn Partners Master Fund LP ("Icahn Master") entered into a forward contract providing for the purchase by Icahn Master of 165,905 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, each of High River, Icahn Partners and Icahn Master paid the counterparty to the forward contracts $3.21 per Share upon establishing the forward contracts. Subject to the rights of High River, Icahn Partners and Icahn Master to accelerate the settlement dates, the forward contracts will settle on November 9, 2020.

F2 · kind: On November 27, 2018, High River Limited Partnership ("High River") entered into a forward contract providing for the purchase by High River of 100,000 Shares, Icahn Partners LP ("Icahn Partners") entered into a forward contract providing for the purchase by Icahn Partners of 234,095 Shares and Icahn Partners Master Fund LP ("Icahn Master") entered into a forward contract providing for the purchase by Icahn Master of 165,905 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, each of High River, Icahn Partners and Icahn Master paid the counterparty to the forward contracts $3.21 per Share upon establishing the forward contracts. Subject to the rights of High River, Icahn Partners and Icahn Master to accelerate the settlement dates, the forward contracts will settle on November 9, 2020.

F2 · price: On November 27, 2018, High River Limited Partnership ("High River") entered into a forward contract providing for the purchase by High River of 100,000 Shares, Icahn Partners LP ("Icahn Partners") entered into a forward contract providing for the purchase by Icahn Partners of 234,095 Shares and Icahn Partners Master Fund LP ("Icahn Master") entered into a forward contract providing for the purchase by Icahn Master of 165,905 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, each of High River, Icahn Partners and Icahn Master paid the counterparty to the forward contracts $3.21 per Share upon establishing the forward contracts. Subject to the rights of High River, Icahn Partners and Icahn Master to accelerate the settlement dates, the forward contracts will settle on November 9, 2020.

F2 · ownership.nature: On November 27, 2018, High River Limited Partnership ("High River") entered into a forward contract providing for the purchase by High River of 100,000 Shares, Icahn Partners LP ("Icahn Partners") entered into a forward contract providing for the purchase by Icahn Partners of 234,095 Shares and Icahn Partners Master Fund LP ("Icahn Master") entered into a forward contract providing for the purchase by Icahn Master of 165,905 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, each of High River, Icahn Partners and Icahn Master paid the counterparty to the forward contracts $3.21 per Share upon establishing the forward contracts. Subject to the rights of High River, Icahn Partners and Icahn Master to accelerate the settlement dates, the forward contracts will settle on November 9, 2020.

F4 · ownership.nature: The forward contracts provide for physical settlement, with High River, Icahn Partners and Icahn Master, respectively, retaining the right to elect cash settlement. None of the forward contracts give High River, Icahn Partners nor Icahn Master, as applicable, direct or indirect voting, investment or dispositive control over the Shares to which such contracts relate.

F5 · ownership.nature: Barberry Corp. ("Barberry"), is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master.

F6 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners and Icahn Master. Each of Hopper, Barberry and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.

F7 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.

F8 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.

Read SEC document
November 26, 2018 Filed Nov 28, 2018 21:51 UTC
ICAHN CARL C10% owner
OtherForward contract (obligation to purchase) · Derivative 1 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-18-007042 · doc1.xml · derivative · entry 1

ICAHN CARL C · CIK 0000921669 · 10% owner

HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner

ICAHN PARTNERS LP · CIK 0001313666 · 10% owner

ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · please see footnotes

Disclosed balance after: 1

Underlying: Common Stock, par value $0.01 per share ("Shares") · 92,910 shares

Expires 2020-11-09

F1 · derivative.exercise_price: On November 26, 2018, High River Limited Partnership ("High River") entered into a forward contract providing for the purchase by High River of 18,582 Shares, Icahn Partners LP ("Icahn Partners") entered into a forward contract providing for the purchase by Icahn Partners of 43,500 Shares and Icahn Partners Master Fund LP ("Icahn Master") entered into a forward contract providing for the purchase by Icahn Master of 30,828 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, each of High River, Icahn Partners and Icahn Master paid the counterparty to the forward contracts $3.26 per Share upon establishing the forward contracts. Subject to the rights of High River, Icahn Partners and Icahn Master to accelerate the settlement dates, the forward contracts will settle on November 9, 2020.

F1 · kind: On November 26, 2018, High River Limited Partnership ("High River") entered into a forward contract providing for the purchase by High River of 18,582 Shares, Icahn Partners LP ("Icahn Partners") entered into a forward contract providing for the purchase by Icahn Partners of 43,500 Shares and Icahn Partners Master Fund LP ("Icahn Master") entered into a forward contract providing for the purchase by Icahn Master of 30,828 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, each of High River, Icahn Partners and Icahn Master paid the counterparty to the forward contracts $3.26 per Share upon establishing the forward contracts. Subject to the rights of High River, Icahn Partners and Icahn Master to accelerate the settlement dates, the forward contracts will settle on November 9, 2020.

F1 · price: On November 26, 2018, High River Limited Partnership ("High River") entered into a forward contract providing for the purchase by High River of 18,582 Shares, Icahn Partners LP ("Icahn Partners") entered into a forward contract providing for the purchase by Icahn Partners of 43,500 Shares and Icahn Partners Master Fund LP ("Icahn Master") entered into a forward contract providing for the purchase by Icahn Master of 30,828 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, each of High River, Icahn Partners and Icahn Master paid the counterparty to the forward contracts $3.26 per Share upon establishing the forward contracts. Subject to the rights of High River, Icahn Partners and Icahn Master to accelerate the settlement dates, the forward contracts will settle on November 9, 2020.

F1 · ownership.nature: On November 26, 2018, High River Limited Partnership ("High River") entered into a forward contract providing for the purchase by High River of 18,582 Shares, Icahn Partners LP ("Icahn Partners") entered into a forward contract providing for the purchase by Icahn Partners of 43,500 Shares and Icahn Partners Master Fund LP ("Icahn Master") entered into a forward contract providing for the purchase by Icahn Master of 30,828 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, each of High River, Icahn Partners and Icahn Master paid the counterparty to the forward contracts $3.26 per Share upon establishing the forward contracts. Subject to the rights of High River, Icahn Partners and Icahn Master to accelerate the settlement dates, the forward contracts will settle on November 9, 2020.

F4 · ownership.nature: The forward contracts provide for physical settlement, with High River, Icahn Partners and Icahn Master, respectively, retaining the right to elect cash settlement. None of the forward contracts give High River, Icahn Partners nor Icahn Master, as applicable, direct or indirect voting, investment or dispositive control over the Shares to which such contracts relate.

F5 · ownership.nature: Barberry Corp. ("Barberry"), is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master.

F6 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners and Icahn Master. Each of Hopper, Barberry and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.

F7 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.

F8 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.

Read SEC document
November 23, 2018 Filed Nov 23, 2018 22:32 UTC
ICAHN CARL C10% owner
OtherForward contract (obligation to purchase) · Derivative 1 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-18-006887 · doc1.xml · derivative · entry 3

ICAHN CARL C · CIK 0000921669 · 10% owner

HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner

ICAHN PARTNERS LP · CIK 0001313666 · 10% owner

ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · please see footnotes

Disclosed balance after: 1

Underlying: Shares · 22,110 shares

Expires 2020-11-09

F3 · derivative.exercise_price: On November 23, 2018, High River Limited Partnership ("High River") entered into a forward contract providing for the purchase by High River of 4,422 Shares, Icahn Partners LP ("Icahn Partners") entered into a forward contract providing for the purchase by Icahn Partners of 10,351 Shares and Icahn Partners Master Fund LP ("Icahn Master") entered into a forward contract providing for the purchase by Icahn Master of 7,337 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, each of High River, Icahn Partners and Icahn Master paid the counterparty to the forward contracts $3.25 per Share upon establishing the forward contracts. Subject to the rights of High River, Icahn Partners and Icahn Master to accelerate the settlement dates, the forward contracts will settle on November 9, 2020.

F3 · kind: On November 23, 2018, High River Limited Partnership ("High River") entered into a forward contract providing for the purchase by High River of 4,422 Shares, Icahn Partners LP ("Icahn Partners") entered into a forward contract providing for the purchase by Icahn Partners of 10,351 Shares and Icahn Partners Master Fund LP ("Icahn Master") entered into a forward contract providing for the purchase by Icahn Master of 7,337 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, each of High River, Icahn Partners and Icahn Master paid the counterparty to the forward contracts $3.25 per Share upon establishing the forward contracts. Subject to the rights of High River, Icahn Partners and Icahn Master to accelerate the settlement dates, the forward contracts will settle on November 9, 2020.

F3 · price: On November 23, 2018, High River Limited Partnership ("High River") entered into a forward contract providing for the purchase by High River of 4,422 Shares, Icahn Partners LP ("Icahn Partners") entered into a forward contract providing for the purchase by Icahn Partners of 10,351 Shares and Icahn Partners Master Fund LP ("Icahn Master") entered into a forward contract providing for the purchase by Icahn Master of 7,337 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, each of High River, Icahn Partners and Icahn Master paid the counterparty to the forward contracts $3.25 per Share upon establishing the forward contracts. Subject to the rights of High River, Icahn Partners and Icahn Master to accelerate the settlement dates, the forward contracts will settle on November 9, 2020.

F3 · ownership.nature: On November 23, 2018, High River Limited Partnership ("High River") entered into a forward contract providing for the purchase by High River of 4,422 Shares, Icahn Partners LP ("Icahn Partners") entered into a forward contract providing for the purchase by Icahn Partners of 10,351 Shares and Icahn Partners Master Fund LP ("Icahn Master") entered into a forward contract providing for the purchase by Icahn Master of 7,337 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, each of High River, Icahn Partners and Icahn Master paid the counterparty to the forward contracts $3.25 per Share upon establishing the forward contracts. Subject to the rights of High River, Icahn Partners and Icahn Master to accelerate the settlement dates, the forward contracts will settle on November 9, 2020.

F4 · ownership.nature: The forward contracts provide for physical settlement, with High River, Icahn Partners and Icahn Master, respectively, retaining the right to elect cash settlement. None of the forward contracts give High River, Icahn Partners nor Icahn Master, as applicable, direct or indirect voting, investment or dispositive control over the Shares to which such contracts relate.

F5 · ownership.nature: Barberry Corp. ("Barberry"), is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master.

F6 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners and Icahn Master. Each of Hopper, Barberry and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.

F7 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.

F8 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.