Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CONDUENT IncCNDT · Entity 1191 | EVP, GC & Secretary | July 01, 2019 | September 27, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CONDUENT Inc
Report date July 01, 2019 · Filed September 27, 2019 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 114,561 |
Reported balance
After 2019-07-01 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2019-07-01 · Tax withholding · Disposed 3,051 · Balance 114,561 F1: Amending Form 4 originally filed to report the payment of taxes, for the purposes of reflecting the correct amount of taxes. |
Filing footnotes · ownership attribution and instrument terms
F1: Amending Form 4 originally filed to report the payment of taxes, for the purposes of reflecting the correct amount of taxes.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 01, 2019 Filed Aug 2, 2019 20:02 UTC | CONDUENT Inc CNDT · Entity 1191 | Tax withholdingCommon Stock | 11,393 | $9.08 | $103,448.44 |
DisclosureSEC source: 0001127602-19-025858 · form4.xml · nonDerivative · entry 3 Peffer James Michael · CIK 0001681011 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,612 F2 · shares: Shares withheld to pay for taxes on Restricted Stock Units that have vested. Read SEC document |
| August 01, 2019 Filed Aug 2, 2019 20:02 UTC | CONDUENT Inc CNDT · Entity 1191 | Exercise / conversionCommon Stock | 18,464 | $9.08 | $167,653.12 |
DisclosureSEC source: 0001127602-19-025858 · form4.xml · nonDerivative · entry 2 Peffer James Michael · CIK 0001681011 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,005 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Restricted Stock Units vested and converted to shares of Conduent Incorporated common stock. Read SEC document |
| August 01, 2019 Filed Aug 2, 2019 20:02 UTC | CONDUENT Inc CNDT · Entity 1191 | Exercise / conversionRestricted E-LTIP (RSU) | 18,464 | $9.08 | $167,653.12 |
DisclosureSEC source: 0001127602-19-025858 · form4.xml · nonDerivative · entry 1 Peffer James Michael · CIK 0001681011 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,193 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Restricted Stock Units vested and converted to shares of Conduent Incorporated common stock. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 23:14 UTC | CONDUENT Inc CNDT · Entity 1191 | Exercise / conversionPerformance Shares · Derivative | 8,018 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-024035 · form4.xml · derivative · entry 6 Peffer James Michael · CIK 0001681011 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,018 shares Expires 2000-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 23:14 UTC | CONDUENT Inc CNDT · Entity 1191 | Tax withholdingCommon Stock | 8,236 | $9.76 | $80,383.36 |
DisclosureSEC source: 0001127602-19-024035 · form4.xml · nonDerivative · entry 5 Peffer James Michael · CIK 0001681011 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,541 F4 · shares: Shares withheld to pay for taxes on Restricted Stock that have vested. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 23:14 UTC | CONDUENT Inc CNDT · Entity 1191 | Exercise / conversionCommon Stock | 16,686 | $9.76 | $162,855.36 |
DisclosureSEC source: 0001127602-19-024035 · form4.xml · nonDerivative · entry 4 Peffer James Michael · CIK 0001681011 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,777 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Restricted Stock Units vested and converted to shares of Conduent Incorporated common stock. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 23:14 UTC | CONDUENT Inc CNDT · Entity 1191 | Exercise / conversionRestricted E-LTIP (RSU) | 16,686 | $9.76 | $162,855.36 |
DisclosureSEC source: 0001127602-19-024035 · form4.xml · nonDerivative · entry 3 Peffer James Michael · CIK 0001681011 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,657 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Restricted Stock Units vested and converted to shares of Conduent Incorporated common stock. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 23:14 UTC | CONDUENT Inc CNDT · Entity 1191 | Tax withholdingCommon Stock | 3,957 | $9.76 | $38,620.32 |
DisclosureSEC source: 0001127602-19-024035 · form4.xml · nonDerivative · entry 2 Peffer James Michael · CIK 0001681011 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,091 F2 · shares: Shares withheld to pay for taxes on Performance Shares that have vested. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 23:14 UTC | CONDUENT Inc CNDT · Entity 1191 | Exercise / conversionCommon Stock | 8,018 | $9.76 | $78,255.68 |
DisclosureSEC source: 0001127602-19-024035 · form4.xml · nonDerivative · entry 1 Peffer James Michael · CIK 0001681011 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,048 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Performance Shares vested and converted to shares of Conduent Incorporated common stock. Read SEC document |
| July 01, 2019 Filed Sep 27, 2019 20:02 UTC Amendment | CONDUENT Inc CNDT · Entity 1191 | Tax withholdingCommon Stock | 3,051 | $9.76 | $29,777.76 |
DisclosureSEC source: 0001127602-19-029182 · form4a.xml · nonDerivative · entry 1 Peffer James Michael · CIK 0001681011 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,561 F1 · shares: Amending Form 4 originally filed to report the payment of taxes, for the purposes of reflecting the correct amount of taxes. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 21:12 UTC | CONDUENT Inc CNDT · Entity 1191 | Tax withholdingCommon Stock | 22,705 | $10.63 | $241,354.15 |
DisclosureSEC source: 0001127602-19-006785 · form4.xml · nonDerivative · entry 2 Peffer James Michael · CIK 0001681011 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,030 F2 · shares: Shares withheld to pay for taxes on shares that have vested. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 21:12 UTC | CONDUENT Inc CNDT · Entity 1191 | GrantCommon Stock | 43,750 | $10.63 | $465,062.50 |
DisclosureSEC source: 0001127602-19-006785 · form4.xml · nonDerivative · entry 1 Peffer James Michael · CIK 0001681011 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,735 F1 · shares: Performance based restricted stock awarded on April 1, 2017 that vested on February 15, 2019 based on the certification of the achievement of certain performance criteria. Read SEC document |
| January 01, 2019 Filed Jan 3, 2019 21:09 UTC | CONDUENT Inc CNDT · Entity 1191 | Tax withholdingRestricted E-LTIP (RSU) | 10,575 | $10.63 | $112,412.25 |
DisclosureSEC source: 0001127602-19-000656 · form4.xml · nonDerivative · entry 3 Peffer James Michael · CIK 0001681011 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,343 F1 · shares: Shares withheld to pay for taxes on Restricted Stock that have vested. Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 21:09 UTC | CONDUENT Inc CNDT · Entity 1191 | Tax withholdingCommon Stock | 24,599 | $10.63 | $261,487.37 |
DisclosureSEC source: 0001127602-19-000656 · form4.xml · nonDerivative · entry 2 Peffer James Michael · CIK 0001681011 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,985 F1 · shares: Shares withheld to pay for taxes on Restricted Stock that have vested. Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 21:09 UTC | CONDUENT Inc CNDT · Entity 1191 | Tax withholdingRestricted E-LTIP (RSU) | 4,789 | $10.63 | $50,907.07 |
DisclosureSEC source: 0001127602-19-000656 · form4.xml · nonDerivative · entry 1 Peffer James Michael · CIK 0001681011 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,918 F1 · shares: Shares withheld to pay for taxes on Restricted Stock that have vested. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 17:28 UTC | CONDUENT Inc CNDT · Entity 1191 | Exercise / conversionPerformance Shares · Derivative | 5,552 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-022492 · form4.xml · derivative · entry 3 Peffer James Michael · CIK 0001681011 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,018 Underlying: Common Stock · 5,552 shares Expires 2000-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 17:28 UTC | CONDUENT Inc CNDT · Entity 1191 | Tax withholdingCommon Stock | 2,281 | $18.17 | $41,445.77 |
DisclosureSEC source: 0001127602-18-022492 · form4.xml · nonDerivative · entry 2 Peffer James Michael · CIK 0001681011 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,584 F2 · shares: Shares withheld to pay for taxes on Performance Shares that have vested. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 17:28 UTC | CONDUENT Inc CNDT · Entity 1191 | Exercise / conversionCommon Stock | 5,552 | $18.17 | $100,879.84 |
DisclosureSEC source: 0001127602-18-022492 · form4.xml · nonDerivative · entry 1 Peffer James Michael · CIK 0001681011 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,865 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Performance shares vested and converted to shares of Conduent Incorporated ("Conduent") common stock. Read SEC document |
| April 01, 2018 Filed Apr 3, 2018 21:28 UTC | CONDUENT Inc CNDT · Entity 1191 | GrantRestricted E-LTIP (RSU) | 21,459 | $18.64 | $399,995.76 |
DisclosureSEC source: 0001127602-18-013820 · form4.xml · nonDerivative · entry 1 Peffer James Michael · CIK 0001681011 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,707 F1 · shares: Restricted stock awards vesting one-third yearly over the next three years. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 19:47 UTC | CONDUENT Inc CNDT · Entity 1191 | Tax withholdingCommon Stock | 18,895 | $16.16 | $305,343.20 |
DisclosureSEC source: 0001127602-18-000470 · form4.xml · nonDerivative · entry 1 Peffer James Michael · CIK 0001681011 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,313 F1 · shares: Shares withheld to pay for taxes on Restricted Stock that have vested. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 17:08 UTC | CONDUENT Inc CNDT · Entity 1191 | Exercise / conversionPerformance Shares · Derivative | 1,627 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-022732 · form4.xml · derivative · entry 3 Peffer James Michael · CIK 0001681011 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,570 Underlying: Common Stock · 1,627 shares Expires 2000-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 17:08 UTC | CONDUENT Inc CNDT · Entity 1191 | Tax withholdingCommon Stock | 607 | $15.94 | $9,675.58 |
DisclosureSEC source: 0001127602-17-022732 · form4.xml · nonDerivative · entry 2 Peffer James Michael · CIK 0001681011 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,208 F2 · shares: 2. Shares withheld to pay for taxes on Performance Shares that have vested. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 17:08 UTC | CONDUENT Inc CNDT · Entity 1191 | Exercise / conversionCommon Stock | 1,627 | $15.94 | $25,934.38 |
DisclosureSEC source: 0001127602-17-022732 · form4.xml · nonDerivative · entry 1 Peffer James Michael · CIK 0001681011 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,815 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: 1. Performance Shares vested and converted to shares of Conduent Incorporated ("Conduent") common stock. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 20:09 UTC | CONDUENT Inc CNDT · Entity 1191 | GrantCommon Stock | 111,337 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-013869 · form4.xml · nonDerivative · entry 1 Peffer James Michael · CIK 0001681011 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,188 F1 · shares: Restricted stock award vesting one-third yearly over the next three years. Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 16:46 UTC | CONDUENT Inc CNDT · Entity 1191 | GrantPerformance Shares · Derivative | 1,627 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-010754 · form4.xml · derivative · entry 3 Peffer James Michael · CIK 0001681011 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,197 Underlying: Common Stock · 1,627 shares Expires 2000-01-01 F1 · derivative.exercise_price: Not Applicable. F2 · shares: These performance shares were earned based on the achievement of specific performance criteria that are not tied to the market price of Issuer securities. Performance shares, to the extent earned, are scheduled to vest three years from their respective grant date. F1 · price: Not Applicable. F1 · derivative.exercise_date: Not Applicable. F1 · derivative.expiration_date: Not Applicable. Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 16:46 UTC | CONDUENT Inc CNDT · Entity 1191 | GrantPerformance Shares · Derivative | 5,552 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-010754 · form4.xml · derivative · entry 2 Peffer James Michael · CIK 0001681011 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,570 Underlying: Common Stock · 5,552 shares Expires 2000-01-01 F1 · derivative.exercise_price: Not Applicable. F2 · shares: These performance shares were earned based on the achievement of specific performance criteria that are not tied to the market price of Issuer securities. Performance shares, to the extent earned, are scheduled to vest three years from their respective grant date. F1 · price: Not Applicable. F1 · derivative.exercise_date: Not Applicable. F1 · derivative.expiration_date: Not Applicable. Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 16:46 UTC | CONDUENT Inc CNDT · Entity 1191 | GrantPerformance Shares · Derivative | 8,018 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-010754 · form4.xml · derivative · entry 1 Peffer James Michael · CIK 0001681011 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,018 Underlying: Common Stock · 8,018 shares Expires 2000-01-01 F1 · derivative.exercise_price: Not Applicable. F2 · shares: These performance shares were earned based on the achievement of specific performance criteria that are not tied to the market price of Issuer securities. Performance shares, to the extent earned, are scheduled to vest three years from their respective grant date. F1 · price: Not Applicable. F1 · derivative.exercise_date: Not Applicable. F1 · derivative.expiration_date: Not Applicable. Read SEC document |
| January 03, 2017 Filed Jan 6, 2017 02:28 UTC | CONDUENT Inc CNDT · Entity 1191 | Tax withholdingCommon Stock | 1,667 | $13.72 | $22,871.24 |
DisclosureSEC source: 0001127602-17-001215 · form4.xml · nonDerivative · entry 2 Peffer James Michael · CIK 0001681011 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,359 F2 · shares: Shares withheld to pay for taxes on Performance Shares that have vested. Read SEC document |
| January 03, 2017 Filed Jan 6, 2017 02:28 UTC | CONDUENT Inc CNDT · Entity 1191 | Exercise / conversionCommon Stock | 4,026 | $13.72 | $55,236.72 |
DisclosureSEC source: 0001127602-17-001215 · form4.xml · nonDerivative · entry 1 Peffer James Michael · CIK 0001681011 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,026 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Performance Shares vested and converted to shares of Conduent Incorporated ("Conduent") common stock, par value $0.01 per share ("Conduent Common Stock"). In connection with the legal and structural separation ("Spin-Off") of Conduent from Xerox Corporation ("Xerox"), each Xerox Performance Share award was converted into a Performance Share award in respect of shares of Conduent Common Stock pursuant to the terms of the employee matters agreement between Xerox and Conduent. The number of shares of Conduent Common Stock subject to the award was determined based on (i) the number of shares subject to the Xerox RSU award immediately prior to the Spin-Off and (ii) the ratio of (A) the pre-Spin-Off closing price on December 30, 2016 of Xerox common stock, par value $1.00 per share and (B) the volume weighted average price of Conduent Common Stock trading on the New York Stock Exchange on January 3, 2017 (the "Conduent Conversion Ratio"). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.