Last 12 months
Inside the activity.
5 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 5 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 30, 2019 Filed Oct 1, 2019 18:23 UTC |
Pompeo MarioChief Accounting Officer
|
Tax withholdingCommon Stock | 385 | $6.34 | $2,440.90 |
DisclosureSEC source: 0001127602-19-029506 · form4.xml · nonDerivative · entry 3 Pompeo Mario · CIK 0001780010 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,956 F2 · shares: Shares withheld to pay for taxes on Restricted Stock Units that have vested. Read SEC document |
| September 30, 2019 Filed Oct 1, 2019 18:23 UTC |
Pompeo MarioChief Accounting Officer
|
Exercise / conversionCommon Stock | 1,063 | $6.34 | $6,739.42 |
DisclosureSEC source: 0001127602-19-029506 · form4.xml · nonDerivative · entry 2 Pompeo Mario · CIK 0001780010 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,341 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Restricted Stock Units vested and converted to shares of Conduent Incorporated common stock. Read SEC document |
| September 30, 2019 Filed Oct 1, 2019 18:23 UTC |
Pompeo MarioChief Accounting Officer
|
Exercise / conversionRestricted E-LTIP (RSU) | 1,063 | $6.34 | $6,739.42 |
DisclosureSEC source: 0001127602-19-029506 · form4.xml · nonDerivative · entry 1 Pompeo Mario · CIK 0001780010 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,663 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Restricted Stock Units vested and converted to shares of Conduent Incorporated common stock. Read SEC document |
| September 01, 2019 Filed Sep 4, 2019 16:16 UTC |
Palau Hernandez MargaritaDirector
|
GrantDeferred Stock Units (DSU) | 12,708 | $6.23 | $79,170.84 |
DisclosureSEC source: 0001127602-19-027870 · form4.xml · nonDerivative · entry 1 Palau Hernandez Margarita · CIK 0001674695 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,708 F1 · shares: Each DSU represents the right to receive one share of common stock at the earlier of one year from the date of grant or termination of service as a director. Read SEC document |
| September 01, 2019 Filed Sep 4, 2019 16:18 UTC |
HIGGINS VICTOR KATHY JDirector
|
GrantDeferred Stock Units (DSU) | 12,708 | $6.23 | $79,170.84 |
DisclosureSEC source: 0001127602-19-027873 · form4.xml · nonDerivative · entry 1 HIGGINS VICTOR KATHY J · CIK 0001188057 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,708 F1 · shares: Each DSU represents the right to receive one share of common stock at the earlier of one year from the date of grant or termination of service. Read SEC document |
| August 14, 2019 Filed Aug 16, 2019 20:45 UTC |
ICAHN CARL C10% owner
HIGH RIVER LIMITED PARTNERSHIP10% owner
ICAHN PARTNERS LP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
|
PurchaseCommon Stock, par value $0.01 per share (the "Shares") | 1,941,101 | $6.57 | $12,753,033.57 |
DisclosureSEC source: 0001567619-19-017206 · doc1.xml · nonDerivative · entry 1 ICAHN CARL C · CIK 0000921669 · 10% owner HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · please see footnotes Disclosed balance after: 38,149,336 F1 · ownership.nature: This Form 4 is being filed by, and on behalf of, Mr. Carl C. Icahn, High River Limited Partnership ("High River"), Icahn Partners LP ("Icahn Partners"), and Icahn Partners Master Fund LP ("Icahn Master," and, collectively with Mr. Icahn, High River, and Icahn Partners, the "Reporting Persons"). F2 · ownership.nature: Barberry Corp. ("Barberry") is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master. F3 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Mr. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners, and Icahn Master. Each of Hopper, Barberry, and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under Securities Exchange Act of 1934, as amended (the "Act")), the common stock, $0.01 par value shares (the "Shares") of Conduent Incorporated which High River owns. Each of Hopper, Barberry, and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein, if any. F4 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn may be deemed to indirectly beneficially own the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein, if any. F5 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn may be deemed to indirectly beneficially own the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein, if any. F6 · ownership.nature: Each of the purchase transactions as set forth on this Form 4 were purchases effected in ordinary course brokerage transactions. F7 · ownership.nature: On or about the date of this Form 4 and after all of the transactions reported on this Form 4, High River directly beneficially owns 7,629,868 Shares, Icahn Partners directly beneficially owns 17,846,985 Shares, and Icahn Master directly beneficially owns 12,672,483 Shares. Read SEC document |
| August 13, 2019 Filed Aug 13, 2019 21:19 UTC |
ICAHN CARL C10% owner
HIGH RIVER LIMITED PARTNERSHIP10% owner
ICAHN PARTNERS LP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
|
PurchaseShares | 1,496,143 | $6.59 | $9,859,582.37 |
DisclosureSEC source: 0001567619-19-016589 · doc1.xml · nonDerivative · entry 2 ICAHN CARL C · CIK 0000921669 · 10% owner HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · please see footnotes Disclosed balance after: 36,208,235 F1 · ownership.nature: This Form 4 is being filed by, and on behalf of, Mr. Carl C. Icahn, High River Limited Partnership ("High River"), Icahn Partners LP ("Icahn Partners"), and Icahn Partners Master Fund LP ("Icahn Master," and, collectively with Mr. Icahn, High River, and Icahn Partners, the "Reporting Persons"). F2 · ownership.nature: Barberry Corp. ("Barberry") is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master. F3 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Mr. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners, and Icahn Master. Each of Hopper, Barberry, and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under Securities Exchange Act of 1934, as amended (the "Act")), the common stock, $0.01 par value shares (the "Shares") of Conduent Incorporated which High River owns. Each of Hopper, Barberry, and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein, if any. F4 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn may be deemed to indirectly beneficially own the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein, if any. F5 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn may be deemed to indirectly beneficially own the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein, if any. F6 · ownership.nature: Each of the purchase transactions as set forth on this Form 4 were purchases effected in ordinary course brokerage transactions. F7 · ownership.nature: On or about the date of this Form 4 and after all of the transactions reported on this Form 4, High River directly beneficially owns 7,241,648 Shares, Icahn Partners directly beneficially owns 16,938,901 Shares, and Icahn Master directly beneficially owns 12,027,686 Shares. Read SEC document |
| August 12, 2019 Filed Aug 13, 2019 21:19 UTC |
ICAHN CARL C10% owner
HIGH RIVER LIMITED PARTNERSHIP10% owner
ICAHN PARTNERS LP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
|
PurchaseCommon Stock, par value $0.01 per share (the "Shares") | 3,076,378 | $6.43 | $19,781,110.54 |
DisclosureSEC source: 0001567619-19-016589 · doc1.xml · nonDerivative · entry 1 ICAHN CARL C · CIK 0000921669 · 10% owner HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · please see footnotes Disclosed balance after: 34,712,092 F1 · ownership.nature: This Form 4 is being filed by, and on behalf of, Mr. Carl C. Icahn, High River Limited Partnership ("High River"), Icahn Partners LP ("Icahn Partners"), and Icahn Partners Master Fund LP ("Icahn Master," and, collectively with Mr. Icahn, High River, and Icahn Partners, the "Reporting Persons"). F2 · ownership.nature: Barberry Corp. ("Barberry") is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master. F3 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Mr. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners, and Icahn Master. Each of Hopper, Barberry, and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under Securities Exchange Act of 1934, as amended (the "Act")), the common stock, $0.01 par value shares (the "Shares") of Conduent Incorporated which High River owns. Each of Hopper, Barberry, and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein, if any. F4 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn may be deemed to indirectly beneficially own the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein, if any. F5 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn may be deemed to indirectly beneficially own the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein, if any. F6 · ownership.nature: Each of the purchase transactions as set forth on this Form 4 were purchases effected in ordinary course brokerage transactions. F7 · ownership.nature: On or about the date of this Form 4 and after all of the transactions reported on this Form 4, High River directly beneficially owns 7,241,648 Shares, Icahn Partners directly beneficially owns 16,938,901 Shares, and Icahn Master directly beneficially owns 12,027,686 Shares. Read SEC document |
| August 01, 2019 Filed Aug 2, 2019 20:02 UTC |
Peffer James MichaelEVP, GC & Secretary
|
Tax withholdingCommon Stock | 11,393 | $9.08 | $103,448.44 |
DisclosureSEC source: 0001127602-19-025858 · form4.xml · nonDerivative · entry 3 Peffer James Michael · CIK 0001681011 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,612 F2 · shares: Shares withheld to pay for taxes on Restricted Stock Units that have vested. Read SEC document |
| August 01, 2019 Filed Aug 2, 2019 20:02 UTC |
Peffer James MichaelEVP, GC & Secretary
|
Exercise / conversionCommon Stock | 18,464 | $9.08 | $167,653.12 |
DisclosureSEC source: 0001127602-19-025858 · form4.xml · nonDerivative · entry 2 Peffer James Michael · CIK 0001681011 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,005 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Restricted Stock Units vested and converted to shares of Conduent Incorporated common stock. Read SEC document |
| August 01, 2019 Filed Aug 2, 2019 20:02 UTC |
Peffer James MichaelEVP, GC & Secretary
|
Exercise / conversionRestricted E-LTIP (RSU) | 18,464 | $9.08 | $167,653.12 |
DisclosureSEC source: 0001127602-19-025858 · form4.xml · nonDerivative · entry 1 Peffer James Michael · CIK 0001681011 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,193 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Restricted Stock Units vested and converted to shares of Conduent Incorporated common stock. Read SEC document |
| July 15, 2019 Filed Jul 17, 2019 20:05 UTC |
Parrett William GDirector
|
GrantDeferred Stock Units (DSU) | 4,450 | $8.99 | $40,005.50 |
DisclosureSEC source: 0001127602-19-024740 · form4.xml · nonDerivative · entry 1 Parrett William G · CIK 0001418280 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,100 F1 · shares: Each DSU represent the right to receive one share of common stock upon the reporting person's termination of service as a director. Read SEC document |
| July 15, 2019 Filed Jul 17, 2019 20:12 UTC |
MATHER COURTNEYDirector
|
GrantDeferred Stock Units (DSU) | 4,450 | $8.99 | $40,005.50 |
DisclosureSEC source: 0001127602-19-024753 · form4.xml · nonDerivative · entry 1 MATHER COURTNEY · CIK 0001608717 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,100 F1 · shares: Each DSU represent the right to receive one share of common stock upon the reporting person's termination of service as a director. Read SEC document |
| July 15, 2019 Filed Jul 17, 2019 20:02 UTC |
Letier A. ScottDirector
|
GrantDeferred Stock Units (DSU) | 2,225 | $8.99 | $20,002.75 |
DisclosureSEC source: 0001127602-19-024736 · form4.xml · nonDerivative · entry 1 Letier A. Scott · CIK 0001741602 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,014 F1 · shares: Each DSU represents the right to receive one share of common stock upon termination of service as a director. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 23:23 UTC |
Webb-Walsh Brian J.EVP & CFO
|
Exercise / conversionPerformance Shares · Derivative | 8,018 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-024037 · form4.xml · derivative · entry 6 Webb-Walsh Brian J. · CIK 0001688789 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,018 shares Expires 2000-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 23:23 UTC |
Webb-Walsh Brian J.EVP & CFO
|
Tax withholdingCommon Stock | 3,283 | $9.76 | $32,042.08 |
DisclosureSEC source: 0001127602-19-024037 · form4.xml · nonDerivative · entry 5 Webb-Walsh Brian J. · CIK 0001688789 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,206 F4 · shares: Shares withheld to pay for taxes due on Restricted Stock that have vested. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 23:23 UTC |
Webb-Walsh Brian J.EVP & CFO
|
Exercise / conversionCommon Stock | 8,343 | $9.76 | $81,427.68 |
DisclosureSEC source: 0001127602-19-024037 · form4.xml · nonDerivative · entry 4 Webb-Walsh Brian J. · CIK 0001688789 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,489 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Restricted Stock Units vested and converted to shares of Conduent Incorporated common stock. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 23:23 UTC |
Webb-Walsh Brian J.EVP & CFO
|
Exercise / conversionRestricted E-LTIP (RSU) | 8,343 | $9.76 | $81,427.68 |
DisclosureSEC source: 0001127602-19-024037 · form4.xml · nonDerivative · entry 3 Webb-Walsh Brian J. · CIK 0001688789 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,331 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Restricted Stock Units vested and converted to shares of Conduent Incorporated common stock. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 23:23 UTC |
Webb-Walsh Brian J.EVP & CFO
|
Tax withholdingCommon Stock | 3,156 | $9.76 | $30,802.56 |
DisclosureSEC source: 0001127602-19-024037 · form4.xml · nonDerivative · entry 2 Webb-Walsh Brian J. · CIK 0001688789 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,146 F2 · shares: Shares withheld to pay for taxes on Performance Shares that have vested. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 23:23 UTC |
Webb-Walsh Brian J.EVP & CFO
|
Exercise / conversionCommon Stock | 8,018 | $9.76 | $78,255.68 |
DisclosureSEC source: 0001127602-19-024037 · form4.xml · nonDerivative · entry 1 Webb-Walsh Brian J. · CIK 0001688789 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,302 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Performance Shares vested and converted to shares of Conduent Incorporated common stock. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 23:28 UTC |
Vemuri AshokDirector · Chief Executive Officer
|
Exercise / conversionPerformance Shares · Derivative | 80,180 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-024039 · form4.xml · derivative · entry 6 Vemuri Ashok · CIK 0001586651 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 80,180 shares Expires 2000-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 23:28 UTC |
Vemuri AshokDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 42,677 | $9.76 | $416,527.52 |
DisclosureSEC source: 0001127602-19-024039 · form4.xml · nonDerivative · entry 5 Vemuri Ashok · CIK 0001586651 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 295,950 F4 · shares: Shares withheld to pay taxes on Restricted Stock that have vested. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 23:28 UTC |
Vemuri AshokDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 83,434 | $9.76 | $814,315.84 |
DisclosureSEC source: 0001127602-19-024039 · form4.xml · nonDerivative · entry 4 Vemuri Ashok · CIK 0001586651 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 338,627 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Restricted Stock Units vested and converted to shares of Conduent Incorporated common stock. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 23:28 UTC |
Vemuri AshokDirector · Chief Executive Officer
|
Exercise / conversionRestricted E-LTIP (RSU) | 83,434 | $9.76 | $814,315.84 |
DisclosureSEC source: 0001127602-19-024039 · form4.xml · nonDerivative · entry 3 Vemuri Ashok · CIK 0001586651 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,621 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Restricted Stock Units vested and converted to shares of Conduent Incorporated common stock. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 23:28 UTC |
Vemuri AshokDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 41,013 | $9.76 | $400,286.88 |
DisclosureSEC source: 0001127602-19-024039 · form4.xml · nonDerivative · entry 2 Vemuri Ashok · CIK 0001586651 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,193 F2 · shares: Shares withheld to pay for taxes on Performance Shares that have vested. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 23:28 UTC |
Vemuri AshokDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 80,180 | $9.76 | $782,556.80 |
DisclosureSEC source: 0001127602-19-024039 · form4.xml · nonDerivative · entry 1 Vemuri Ashok · CIK 0001586651 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 296,206 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Performance Shares vested and converted to shares of Conduent Incorporated common stock Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 23:14 UTC |
Peffer James MichaelEVP, GC & Secretary
|
Exercise / conversionPerformance Shares · Derivative | 8,018 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-024035 · form4.xml · derivative · entry 6 Peffer James Michael · CIK 0001681011 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,018 shares Expires 2000-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 23:14 UTC |
Peffer James MichaelEVP, GC & Secretary
|
Tax withholdingCommon Stock | 8,236 | $9.76 | $80,383.36 |
DisclosureSEC source: 0001127602-19-024035 · form4.xml · nonDerivative · entry 5 Peffer James Michael · CIK 0001681011 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,541 F4 · shares: Shares withheld to pay for taxes on Restricted Stock that have vested. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 23:14 UTC |
Peffer James MichaelEVP, GC & Secretary
|
Exercise / conversionCommon Stock | 16,686 | $9.76 | $162,855.36 |
DisclosureSEC source: 0001127602-19-024035 · form4.xml · nonDerivative · entry 4 Peffer James Michael · CIK 0001681011 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,777 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Restricted Stock Units vested and converted to shares of Conduent Incorporated common stock. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 23:14 UTC |
Peffer James MichaelEVP, GC & Secretary
|
Exercise / conversionRestricted E-LTIP (RSU) | 16,686 | $9.76 | $162,855.36 |
DisclosureSEC source: 0001127602-19-024035 · form4.xml · nonDerivative · entry 3 Peffer James Michael · CIK 0001681011 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,657 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Restricted Stock Units vested and converted to shares of Conduent Incorporated common stock. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 23:14 UTC |
Peffer James MichaelEVP, GC & Secretary
|
Tax withholdingCommon Stock | 3,957 | $9.76 | $38,620.32 |
DisclosureSEC source: 0001127602-19-024035 · form4.xml · nonDerivative · entry 2 Peffer James Michael · CIK 0001681011 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,091 F2 · shares: Shares withheld to pay for taxes on Performance Shares that have vested. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 23:14 UTC |
Peffer James MichaelEVP, GC & Secretary
|
Exercise / conversionCommon Stock | 8,018 | $9.76 | $78,255.68 |
DisclosureSEC source: 0001127602-19-024035 · form4.xml · nonDerivative · entry 1 Peffer James Michael · CIK 0001681011 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,048 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Performance Shares vested and converted to shares of Conduent Incorporated common stock. Read SEC document |
| July 01, 2019 Filed Sep 27, 2019 20:02 UTC Amendment |
Peffer James MichaelEVP, GC & Secretary
|
Tax withholdingCommon Stock | 3,051 | $9.76 | $29,777.76 |
DisclosureSEC source: 0001127602-19-029182 · form4a.xml · nonDerivative · entry 1 Peffer James Michael · CIK 0001681011 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,561 F1 · shares: Amending Form 4 originally filed to report the payment of taxes, for the purposes of reflecting the correct amount of taxes. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 20:05 UTC |
Skelton CliffordPres.& Chief Operating Officer
|
GrantCommon Stock | 338,894 | $9.59 | $3,249,993.46 |
DisclosureSEC source: 0001127602-19-023530 · form4.xml · nonDerivative · entry 1 Skelton Clifford · CIK 0001779912 · Pres.& Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 338,894 F1 · shares: Restricted stock awards vesting one-third yearly over the next three years. Read SEC document |
| May 22, 2019 Filed May 23, 2019 21:00 UTC |
ICAHN CARL C10% owner
HIGH RIVER LIMITED PARTNERSHIP10% owner
ICAHN PARTNERS LP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
|
PurchaseShares | 16,270 | $9.00 | $146,430.00 |
DisclosureSEC source: 0001567619-19-011978 · doc1.xml · nonDerivative · entry 2 ICAHN CARL C · CIK 0000921669 · 10% owner HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · please see footnotes Disclosed balance after: 31,635,714 F1 · ownership.nature: This Form 4 is being filed by, and on behalf of, Mr. Carl C. Icahn, High River Limited Partnership ("High River"), Icahn Partners LP ("Icahn Partners"), and Icahn Partners Master Fund LP ("Icahn Master," and, collectively with Mr. Icahn, High River, and Icahn Partners, the "Reporting Persons"). F2 · ownership.nature: Barberry Corp. ("Barberry") is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master. F3 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Mr. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners, and Icahn Master. Each of Hopper, Barberry, and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under Securities Exchange Act of 1934, as amended (the "Act")), the common stock, $0.01 par value shares (the "Shares") of Conduent Incorporated which High River owns. Each of Hopper, Barberry, and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein, if any. F4 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn may be deemed to indirectly beneficially own the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein, if any. F5 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn may be deemed to indirectly beneficially own the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein, if any. F6 · ownership.nature: Each of the purchase transactions as set forth on this Form 4 were purchases effected in ordinary course brokerage transactions. F7 · ownership.nature: On or about the date of this Form 4 and after all of the transactions reported on this Form 4, High River directly beneficially owns 6,327,143 Shares, Icahn Partners directly beneficially owns 14,810,317 Shares, and Icahn Master directly beneficially owns 10,498,254 Shares. Read SEC document |
| May 21, 2019 Filed May 23, 2019 21:00 UTC |
ICAHN CARL C10% owner
HIGH RIVER LIMITED PARTNERSHIP10% owner
ICAHN PARTNERS LP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
|
PurchaseCommon Stock, par value $0.01 per share (the "Shares") | 194,889 | $9.00 | $1,754,001.00 |
DisclosureSEC source: 0001567619-19-011978 · doc1.xml · nonDerivative · entry 1 ICAHN CARL C · CIK 0000921669 · 10% owner HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · please see footnotes Disclosed balance after: 31,619,444 F1 · ownership.nature: This Form 4 is being filed by, and on behalf of, Mr. Carl C. Icahn, High River Limited Partnership ("High River"), Icahn Partners LP ("Icahn Partners"), and Icahn Partners Master Fund LP ("Icahn Master," and, collectively with Mr. Icahn, High River, and Icahn Partners, the "Reporting Persons"). F2 · ownership.nature: Barberry Corp. ("Barberry") is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master. F3 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Mr. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners, and Icahn Master. Each of Hopper, Barberry, and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under Securities Exchange Act of 1934, as amended (the "Act")), the common stock, $0.01 par value shares (the "Shares") of Conduent Incorporated which High River owns. Each of Hopper, Barberry, and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein, if any. F4 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn may be deemed to indirectly beneficially own the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein, if any. F5 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn may be deemed to indirectly beneficially own the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein, if any. F6 · ownership.nature: Each of the purchase transactions as set forth on this Form 4 were purchases effected in ordinary course brokerage transactions. F7 · ownership.nature: On or about the date of this Form 4 and after all of the transactions reported on this Form 4, High River directly beneficially owns 6,327,143 Shares, Icahn Partners directly beneficially owns 14,810,317 Shares, and Icahn Master directly beneficially owns 10,498,254 Shares. Read SEC document |
| May 20, 2019 Filed May 20, 2019 21:01 UTC |
ICAHN CARL C10% owner
HIGH RIVER LIMITED PARTNERSHIP10% owner
ICAHN PARTNERS LP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
|
PurchaseShares | 607,174 | $8.89 | $5,397,776.86 |
DisclosureSEC source: 0001567619-19-011665 · doc1.xml · nonDerivative · entry 3 ICAHN CARL C · CIK 0000921669 · 10% owner HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · please see footnotes Disclosed balance after: 31,424,555 F1 · ownership.nature: This Form 4 is being filed by, and on behalf of, Mr. Carl C. Icahn, High River Limited Partnership ("High River"), Icahn Partners LP ("Icahn Partners"), and Icahn Partners Master Fund LP ("Icahn Master," and, collectively with Mr. Icahn, High River, and Icahn Partners, the "Reporting Persons"). F2 · ownership.nature: Barberry Corp. ("Barberry") is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master. F3 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Mr. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners, and Icahn Master. Each of Hopper, Barberry, and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under Securities Exchange Act of 1934, as amended (the "Act")), the common stock, $0.01 par value shares (the "Shares") of Conduent Incorporated which High River owns. Each of Hopper, Barberry, and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein, if any. F4 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn may be deemed to indirectly beneficially own the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein, if any. F5 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn may be deemed to indirectly beneficially own the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein, if any. F6 · ownership.nature: Each of the purchase transactions as set forth on this Form 4 were purchases effected in ordinary course brokerage transactions. F7 · ownership.nature: On or about the date of this Form 4 and after all of the transactions reported on this Form 4, High River directly beneficially owns 6,284,911 Shares, Icahn Partners directly beneficially owns 14,711,463 Shares, and Icahn Master directly beneficially owns 10,428,181 Shares. Read SEC document |
| May 17, 2019 Filed May 20, 2019 21:01 UTC |
ICAHN CARL C10% owner
HIGH RIVER LIMITED PARTNERSHIP10% owner
ICAHN PARTNERS LP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
|
PurchaseShares | 1,350,000 | $8.82 | $11,907,000.00 |
DisclosureSEC source: 0001567619-19-011665 · doc1.xml · nonDerivative · entry 2 ICAHN CARL C · CIK 0000921669 · 10% owner HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · please see footnotes Disclosed balance after: 30,817,381 F1 · ownership.nature: This Form 4 is being filed by, and on behalf of, Mr. Carl C. Icahn, High River Limited Partnership ("High River"), Icahn Partners LP ("Icahn Partners"), and Icahn Partners Master Fund LP ("Icahn Master," and, collectively with Mr. Icahn, High River, and Icahn Partners, the "Reporting Persons"). F2 · ownership.nature: Barberry Corp. ("Barberry") is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master. F3 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Mr. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners, and Icahn Master. Each of Hopper, Barberry, and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under Securities Exchange Act of 1934, as amended (the "Act")), the common stock, $0.01 par value shares (the "Shares") of Conduent Incorporated which High River owns. Each of Hopper, Barberry, and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein, if any. F4 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn may be deemed to indirectly beneficially own the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein, if any. F5 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn may be deemed to indirectly beneficially own the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein, if any. F6 · ownership.nature: Each of the purchase transactions as set forth on this Form 4 were purchases effected in ordinary course brokerage transactions. F7 · ownership.nature: On or about the date of this Form 4 and after all of the transactions reported on this Form 4, High River directly beneficially owns 6,284,911 Shares, Icahn Partners directly beneficially owns 14,711,463 Shares, and Icahn Master directly beneficially owns 10,428,181 Shares. Read SEC document |
| May 16, 2019 Filed May 20, 2019 21:01 UTC |
ICAHN CARL C10% owner
HIGH RIVER LIMITED PARTNERSHIP10% owner
ICAHN PARTNERS LP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
|
PurchaseCommon Stock, par value $0.01 per share (the "Shares") | 565,424 | $8.85 | $5,004,002.40 |
DisclosureSEC source: 0001567619-19-011665 · doc1.xml · nonDerivative · entry 1 ICAHN CARL C · CIK 0000921669 · 10% owner HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · please see footnotes Disclosed balance after: 29,467,381 F1 · ownership.nature: This Form 4 is being filed by, and on behalf of, Mr. Carl C. Icahn, High River Limited Partnership ("High River"), Icahn Partners LP ("Icahn Partners"), and Icahn Partners Master Fund LP ("Icahn Master," and, collectively with Mr. Icahn, High River, and Icahn Partners, the "Reporting Persons"). F2 · ownership.nature: Barberry Corp. ("Barberry") is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master. F3 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Mr. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners, and Icahn Master. Each of Hopper, Barberry, and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under Securities Exchange Act of 1934, as amended (the "Act")), the common stock, $0.01 par value shares (the "Shares") of Conduent Incorporated which High River owns. Each of Hopper, Barberry, and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein, if any. F4 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn may be deemed to indirectly beneficially own the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein, if any. F5 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn may be deemed to indirectly beneficially own the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein, if any. F6 · ownership.nature: Each of the purchase transactions as set forth on this Form 4 were purchases effected in ordinary course brokerage transactions. F7 · ownership.nature: On or about the date of this Form 4 and after all of the transactions reported on this Form 4, High River directly beneficially owns 6,284,911 Shares, Icahn Partners directly beneficially owns 14,711,463 Shares, and Icahn Master directly beneficially owns 10,428,181 Shares. Read SEC document |
| May 13, 2019 Filed May 13, 2019 22:01 UTC |
ICAHN CARL C10% owner
HIGH RIVER LIMITED PARTNERSHIP10% owner
ICAHN PARTNERS LP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
|
OtherForward Contracts (obligation to purchase) · Derivative | 1 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-19-010643 · doc1.xml · derivative · entry 17 ICAHN CARL C · CIK 0000921669 · 10% owner HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · please see footnotes Disclosed balance after: 0 Underlying: Shares · 5,180,540 shares Expires not disclosed F6 · derivative.exercise_price: On or about the date of this Form 4 (the "Reporting Date"), the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 140,000 Shares, (ii) Icahn Partners of 318,966 Shares, and (iii) Icahn Master of 241,034 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $2.98 per Share at the inception of the forward contract. F7 · derivative.exercise_price: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 220,000 Shares, (ii) Icahn Partners of 515,011 Shares, and (iii) Icahn Master of 369,989 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.38 per Share at the inception of the forward contract. F8 · derivative.exercise_price: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 140,000 Shares, (ii) Icahn Partners of 327,735 Shares, and (iii) Icahn Master of 232,265 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.42 per Share at the inception of the forward contract. F9 · derivative.exercise_price: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 48,577 Shares, (ii) Icahn Partners of 113,717 Shares, and (iii) Icahn Master of 80,593 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.16 per Share at the inception of the forward contract. F10 · derivative.exercise_price: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 42,023 Shares, (ii) Icahn Partners of 98,375 Shares, and (iii) Icahn Master of 69,717 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.21 per Share at the inception of the forward contract. F11 · derivative.exercise_price: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 44,114 Shares, (ii) Icahn Partners of 103,270 Shares, and (iii) Icahn Master of 73,188 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.25 per Share at the inception of the forward contract. F12 · derivative.exercise_price: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 80,000 Shares, (ii) Icahn Partners of 182,277 Shares, and (iii) Icahn Master of 132,723 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.14 per Share at the inception of the forward contract. F13 · derivative.exercise_price: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 9,516 Shares, (ii) Icahn Partners of 22,276 Shares, and (iii) Icahn Master of 15,786 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.25 per Share at the inception of the forward contract. F14 · derivative.exercise_price: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 4,422 Shares, (ii) Icahn Partners of 10,351 Shares, and (iii) Icahn Master of 7,337 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.25 per Share at the inception of the forward contract. F15 · derivative.exercise_price: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 18,582 Shares, (ii) Icahn Partners of 43,500 Shares, and (iii) Icahn Master of 30,828 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.26 per Share at the inception of the forward contract. F16 · derivative.exercise_price: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 100,000 Shares, (ii) Icahn Partners of 234,095 Shares, and (iii) Icahn Master of 165,905 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.21 per Share at the inception of the forward contract. F17 · derivative.exercise_price: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 72,000 Shares, (ii) Icahn Partners of 168,550 Shares, and (iii) Icahn Master of 119,450 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.19 per Share at the inception of the forward contract. F18 · derivative.exercise_price: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 36,874 Shares, (ii) Icahn Partners of 87,894 Shares, and (iii) Icahn Master of 59,600 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.19 per Share at the inception of the forward contract. F19 · derivative.exercise_price: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 80,000 Shares, (ii) Icahn Partners of 187,303 Shares, and (iii) Icahn Master of 132,697 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.03 per Share at the inception of the forward contract. F6 · kind: On or about the date of this Form 4 (the "Reporting Date"), the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 140,000 Shares, (ii) Icahn Partners of 318,966 Shares, and (iii) Icahn Master of 241,034 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $2.98 per Share at the inception of the forward contract. F7 · kind: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 220,000 Shares, (ii) Icahn Partners of 515,011 Shares, and (iii) Icahn Master of 369,989 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.38 per Share at the inception of the forward contract. F8 · kind: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 140,000 Shares, (ii) Icahn Partners of 327,735 Shares, and (iii) Icahn Master of 232,265 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.42 per Share at the inception of the forward contract. F9 · kind: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 48,577 Shares, (ii) Icahn Partners of 113,717 Shares, and (iii) Icahn Master of 80,593 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.16 per Share at the inception of the forward contract. F10 · kind: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 42,023 Shares, (ii) Icahn Partners of 98,375 Shares, and (iii) Icahn Master of 69,717 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.21 per Share at the inception of the forward contract. F11 · kind: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 44,114 Shares, (ii) Icahn Partners of 103,270 Shares, and (iii) Icahn Master of 73,188 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.25 per Share at the inception of the forward contract. F12 · kind: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 80,000 Shares, (ii) Icahn Partners of 182,277 Shares, and (iii) Icahn Master of 132,723 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.14 per Share at the inception of the forward contract. F13 · kind: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 9,516 Shares, (ii) Icahn Partners of 22,276 Shares, and (iii) Icahn Master of 15,786 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.25 per Share at the inception of the forward contract. F14 · kind: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 4,422 Shares, (ii) Icahn Partners of 10,351 Shares, and (iii) Icahn Master of 7,337 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.25 per Share at the inception of the forward contract. F15 · kind: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 18,582 Shares, (ii) Icahn Partners of 43,500 Shares, and (iii) Icahn Master of 30,828 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.26 per Share at the inception of the forward contract. F16 · kind: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 100,000 Shares, (ii) Icahn Partners of 234,095 Shares, and (iii) Icahn Master of 165,905 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.21 per Share at the inception of the forward contract. F17 · kind: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 72,000 Shares, (ii) Icahn Partners of 168,550 Shares, and (iii) Icahn Master of 119,450 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.19 per Share at the inception of the forward contract. F18 · kind: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 36,874 Shares, (ii) Icahn Partners of 87,894 Shares, and (iii) Icahn Master of 59,600 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.19 per Share at the inception of the forward contract. F19 · kind: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 80,000 Shares, (ii) Icahn Partners of 187,303 Shares, and (iii) Icahn Master of 132,697 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.03 per Share at the inception of the forward contract. F6 · shares: On or about the date of this Form 4 (the "Reporting Date"), the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 140,000 Shares, (ii) Icahn Partners of 318,966 Shares, and (iii) Icahn Master of 241,034 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $2.98 per Share at the inception of the forward contract. F7 · shares: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 220,000 Shares, (ii) Icahn Partners of 515,011 Shares, and (iii) Icahn Master of 369,989 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.38 per Share at the inception of the forward contract. F8 · shares: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 140,000 Shares, (ii) Icahn Partners of 327,735 Shares, and (iii) Icahn Master of 232,265 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.42 per Share at the inception of the forward contract. F9 · shares: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 48,577 Shares, (ii) Icahn Partners of 113,717 Shares, and (iii) Icahn Master of 80,593 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.16 per Share at the inception of the forward contract. F10 · shares: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 42,023 Shares, (ii) Icahn Partners of 98,375 Shares, and (iii) Icahn Master of 69,717 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.21 per Share at the inception of the forward contract. F11 · shares: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 44,114 Shares, (ii) Icahn Partners of 103,270 Shares, and (iii) Icahn Master of 73,188 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.25 per Share at the inception of the forward contract. F12 · shares: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 80,000 Shares, (ii) Icahn Partners of 182,277 Shares, and (iii) Icahn Master of 132,723 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.14 per Share at the inception of the forward contract. F13 · shares: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 9,516 Shares, (ii) Icahn Partners of 22,276 Shares, and (iii) Icahn Master of 15,786 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.25 per Share at the inception of the forward contract. F14 · shares: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 4,422 Shares, (ii) Icahn Partners of 10,351 Shares, and (iii) Icahn Master of 7,337 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.25 per Share at the inception of the forward contract. F15 · shares: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 18,582 Shares, (ii) Icahn Partners of 43,500 Shares, and (iii) Icahn Master of 30,828 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.26 per Share at the inception of the forward contract. F16 · shares: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 100,000 Shares, (ii) Icahn Partners of 234,095 Shares, and (iii) Icahn Master of 165,905 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.21 per Share at the inception of the forward contract. F17 · shares: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 72,000 Shares, (ii) Icahn Partners of 168,550 Shares, and (iii) Icahn Master of 119,450 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.19 per Share at the inception of the forward contract. F18 · shares: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 36,874 Shares, (ii) Icahn Partners of 87,894 Shares, and (iii) Icahn Master of 59,600 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.19 per Share at the inception of the forward contract. F19 · shares: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 80,000 Shares, (ii) Icahn Partners of 187,303 Shares, and (iii) Icahn Master of 132,697 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.03 per Share at the inception of the forward contract. F6 · price: On or about the date of this Form 4 (the "Reporting Date"), the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 140,000 Shares, (ii) Icahn Partners of 318,966 Shares, and (iii) Icahn Master of 241,034 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $2.98 per Share at the inception of the forward contract. F7 · price: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 220,000 Shares, (ii) Icahn Partners of 515,011 Shares, and (iii) Icahn Master of 369,989 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.38 per Share at the inception of the forward contract. F8 · price: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 140,000 Shares, (ii) Icahn Partners of 327,735 Shares, and (iii) Icahn Master of 232,265 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.42 per Share at the inception of the forward contract. F9 · price: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 48,577 Shares, (ii) Icahn Partners of 113,717 Shares, and (iii) Icahn Master of 80,593 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.16 per Share at the inception of the forward contract. F10 · price: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 42,023 Shares, (ii) Icahn Partners of 98,375 Shares, and (iii) Icahn Master of 69,717 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.21 per Share at the inception of the forward contract. F11 · price: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 44,114 Shares, (ii) Icahn Partners of 103,270 Shares, and (iii) Icahn Master of 73,188 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.25 per Share at the inception of the forward contract. F12 · price: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 80,000 Shares, (ii) Icahn Partners of 182,277 Shares, and (iii) Icahn Master of 132,723 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.14 per Share at the inception of the forward contract. F13 · price: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 9,516 Shares, (ii) Icahn Partners of 22,276 Shares, and (iii) Icahn Master of 15,786 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.25 per Share at the inception of the forward contract. F14 · price: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 4,422 Shares, (ii) Icahn Partners of 10,351 Shares, and (iii) Icahn Master of 7,337 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.25 per Share at the inception of the forward contract. F15 · price: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 18,582 Shares, (ii) Icahn Partners of 43,500 Shares, and (iii) Icahn Master of 30,828 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.26 per Share at the inception of the forward contract. F16 · price: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 100,000 Shares, (ii) Icahn Partners of 234,095 Shares, and (iii) Icahn Master of 165,905 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.21 per Share at the inception of the forward contract. F17 · price: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 72,000 Shares, (ii) Icahn Partners of 168,550 Shares, and (iii) Icahn Master of 119,450 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.19 per Share at the inception of the forward contract. F18 · price: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 36,874 Shares, (ii) Icahn Partners of 87,894 Shares, and (iii) Icahn Master of 59,600 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.19 per Share at the inception of the forward contract. F19 · price: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 80,000 Shares, (ii) Icahn Partners of 187,303 Shares, and (iii) Icahn Master of 132,697 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.03 per Share at the inception of the forward contract. F6 · derivative.exercise_date: On or about the date of this Form 4 (the "Reporting Date"), the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 140,000 Shares, (ii) Icahn Partners of 318,966 Shares, and (iii) Icahn Master of 241,034 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $2.98 per Share at the inception of the forward contract. F7 · derivative.exercise_date: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 220,000 Shares, (ii) Icahn Partners of 515,011 Shares, and (iii) Icahn Master of 369,989 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.38 per Share at the inception of the forward contract. F8 · derivative.exercise_date: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 140,000 Shares, (ii) Icahn Partners of 327,735 Shares, and (iii) Icahn Master of 232,265 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.42 per Share at the inception of the forward contract. F9 · derivative.exercise_date: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 48,577 Shares, (ii) Icahn Partners of 113,717 Shares, and (iii) Icahn Master of 80,593 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.16 per Share at the inception of the forward contract. F10 · derivative.exercise_date: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 42,023 Shares, (ii) Icahn Partners of 98,375 Shares, and (iii) Icahn Master of 69,717 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.21 per Share at the inception of the forward contract. F11 · derivative.exercise_date: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 44,114 Shares, (ii) Icahn Partners of 103,270 Shares, and (iii) Icahn Master of 73,188 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.25 per Share at the inception of the forward contract. F12 · derivative.exercise_date: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 80,000 Shares, (ii) Icahn Partners of 182,277 Shares, and (iii) Icahn Master of 132,723 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.14 per Share at the inception of the forward contract. F13 · derivative.exercise_date: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 9,516 Shares, (ii) Icahn Partners of 22,276 Shares, and (iii) Icahn Master of 15,786 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.25 per Share at the inception of the forward contract. F14 · derivative.exercise_date: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 4,422 Shares, (ii) Icahn Partners of 10,351 Shares, and (iii) Icahn Master of 7,337 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.25 per Share at the inception of the forward contract. F15 · derivative.exercise_date: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 18,582 Shares, (ii) Icahn Partners of 43,500 Shares, and (iii) Icahn Master of 30,828 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.26 per Share at the inception of the forward contract. F16 · derivative.exercise_date: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 100,000 Shares, (ii) Icahn Partners of 234,095 Shares, and (iii) Icahn Master of 165,905 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.21 per Share at the inception of the forward contract. F17 · derivative.exercise_date: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 72,000 Shares, (ii) Icahn Partners of 168,550 Shares, and (iii) Icahn Master of 119,450 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.19 per Share at the inception of the forward contract. F18 · derivative.exercise_date: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 36,874 Shares, (ii) Icahn Partners of 87,894 Shares, and (iii) Icahn Master of 59,600 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.19 per Share at the inception of the forward contract. F19 · derivative.exercise_date: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 80,000 Shares, (ii) Icahn Partners of 187,303 Shares, and (iii) Icahn Master of 132,697 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.03 per Share at the inception of the forward contract. F6 · derivative.expiration_date: On or about the date of this Form 4 (the "Reporting Date"), the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 140,000 Shares, (ii) Icahn Partners of 318,966 Shares, and (iii) Icahn Master of 241,034 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $2.98 per Share at the inception of the forward contract. F7 · derivative.expiration_date: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 220,000 Shares, (ii) Icahn Partners of 515,011 Shares, and (iii) Icahn Master of 369,989 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.38 per Share at the inception of the forward contract. F8 · derivative.expiration_date: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 140,000 Shares, (ii) Icahn Partners of 327,735 Shares, and (iii) Icahn Master of 232,265 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.42 per Share at the inception of the forward contract. F9 · derivative.expiration_date: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 48,577 Shares, (ii) Icahn Partners of 113,717 Shares, and (iii) Icahn Master of 80,593 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.16 per Share at the inception of the forward contract. F10 · derivative.expiration_date: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 42,023 Shares, (ii) Icahn Partners of 98,375 Shares, and (iii) Icahn Master of 69,717 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.21 per Share at the inception of the forward contract. F11 · derivative.expiration_date: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 44,114 Shares, (ii) Icahn Partners of 103,270 Shares, and (iii) Icahn Master of 73,188 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.25 per Share at the inception of the forward contract. F12 · derivative.expiration_date: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 80,000 Shares, (ii) Icahn Partners of 182,277 Shares, and (iii) Icahn Master of 132,723 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.14 per Share at the inception of the forward contract. F13 · derivative.expiration_date: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 9,516 Shares, (ii) Icahn Partners of 22,276 Shares, and (iii) Icahn Master of 15,786 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.25 per Share at the inception of the forward contract. F14 · derivative.expiration_date: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 4,422 Shares, (ii) Icahn Partners of 10,351 Shares, and (iii) Icahn Master of 7,337 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.25 per Share at the inception of the forward contract. F15 · derivative.expiration_date: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 18,582 Shares, (ii) Icahn Partners of 43,500 Shares, and (iii) Icahn Master of 30,828 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.26 per Share at the inception of the forward contract. F16 · derivative.expiration_date: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 100,000 Shares, (ii) Icahn Partners of 234,095 Shares, and (iii) Icahn Master of 165,905 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.21 per Share at the inception of the forward contract. F17 · derivative.expiration_date: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 72,000 Shares, (ii) Icahn Partners of 168,550 Shares, and (iii) Icahn Master of 119,450 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.19 per Share at the inception of the forward contract. F18 · derivative.expiration_date: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 36,874 Shares, (ii) Icahn Partners of 87,894 Shares, and (iii) Icahn Master of 59,600 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.19 per Share at the inception of the forward contract. F19 · derivative.expiration_date: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 80,000 Shares, (ii) Icahn Partners of 187,303 Shares, and (iii) Icahn Master of 132,697 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.03 per Share at the inception of the forward contract. F1 · ownership.nature: This Form 4 is being filed by, and on behalf of, Mr. Carl C. Icahn, High River Limited Partnership ("High River"), Icahn Partners LP ("Icahn Partners"), and Icahn Partners Master Fund LP ("Icahn Master," and, collectively with Mr. Icahn, High River, and Icahn Partners, the "Reporting Persons"). F2 · ownership.nature: Barberry Corp. ("Barberry") is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master. F3 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Mr. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners, and Icahn Master. Each of Hopper, Barberry, and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under Securities Exchange Act of 1934, as amended (the "Act")), the common stock, $0.01 par value shares (the "Shares") of Conduent Incorporated which High River owns. Each of Hopper, Barberry, and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein, if any. F4 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn may be deemed to indirectly beneficially own the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein, if any. F5 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn may be deemed to indirectly beneficially own the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein, if any. Read SEC document |
| May 13, 2019 Filed May 13, 2019 22:01 UTC |
ICAHN CARL C10% owner
HIGH RIVER LIMITED PARTNERSHIP10% owner
ICAHN PARTNERS LP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
|
PurchaseShares | 2,215,417 | $8.33 | $18,454,423.61 |
DisclosureSEC source: 0001567619-19-010643 · doc1.xml · nonDerivative · entry 16 ICAHN CARL C · CIK 0000921669 · 10% owner HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · please see footnotes Disclosed balance after: 28,901,957 F1 · ownership.nature: This Form 4 is being filed by, and on behalf of, Mr. Carl C. Icahn, High River Limited Partnership ("High River"), Icahn Partners LP ("Icahn Partners"), and Icahn Partners Master Fund LP ("Icahn Master," and, collectively with Mr. Icahn, High River, and Icahn Partners, the "Reporting Persons"). F2 · ownership.nature: Barberry Corp. ("Barberry") is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master. F3 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Mr. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners, and Icahn Master. Each of Hopper, Barberry, and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under Securities Exchange Act of 1934, as amended (the "Act")), the common stock, $0.01 par value shares (the "Shares") of Conduent Incorporated which High River owns. Each of Hopper, Barberry, and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein, if any. F4 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn may be deemed to indirectly beneficially own the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein, if any. F5 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn may be deemed to indirectly beneficially own the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein, if any. F20 · ownership.nature: Each of the purchase transactions as set forth on this Form 4 were purchases effected in ordinary course brokerage transactions. F21 · ownership.nature: On or about the Reporting Date and after all of the transactions reported on this Form 4, High River directly beneficially owns 5,780,391 Shares, Icahn Partners directly beneficially owns 13,530,504 Shares, and Icahn Master directly beneficially owns 9,591,062 Shares. Read SEC document |
| May 13, 2019 Filed May 13, 2019 22:01 UTC |
ICAHN CARL C10% owner
HIGH RIVER LIMITED PARTNERSHIP10% owner
ICAHN PARTNERS LP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
|
OtherShares | 400,000 | $10.00 | $4,000,000.00 |
DisclosureSEC source: 0001567619-19-010643 · doc1.xml · nonDerivative · entry 14 ICAHN CARL C · CIK 0000921669 · 10% owner HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · please see footnotes Disclosed balance after: 24,986,540 F19 · kind: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 80,000 Shares, (ii) Icahn Partners of 187,303 Shares, and (iii) Icahn Master of 132,697 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.03 per Share at the inception of the forward contract. F1 · ownership.nature: This Form 4 is being filed by, and on behalf of, Mr. Carl C. Icahn, High River Limited Partnership ("High River"), Icahn Partners LP ("Icahn Partners"), and Icahn Partners Master Fund LP ("Icahn Master," and, collectively with Mr. Icahn, High River, and Icahn Partners, the "Reporting Persons"). F2 · ownership.nature: Barberry Corp. ("Barberry") is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master. F3 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Mr. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners, and Icahn Master. Each of Hopper, Barberry, and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under Securities Exchange Act of 1934, as amended (the "Act")), the common stock, $0.01 par value shares (the "Shares") of Conduent Incorporated which High River owns. Each of Hopper, Barberry, and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein, if any. F4 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn may be deemed to indirectly beneficially own the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein, if any. F5 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn may be deemed to indirectly beneficially own the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein, if any. F19 · ownership.nature: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 80,000 Shares, (ii) Icahn Partners of 187,303 Shares, and (iii) Icahn Master of 132,697 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.03 per Share at the inception of the forward contract. Read SEC document |
| May 13, 2019 Filed May 13, 2019 22:01 UTC |
ICAHN CARL C10% owner
HIGH RIVER LIMITED PARTNERSHIP10% owner
ICAHN PARTNERS LP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
|
OtherShares | 184,368 | $10.00 | $1,843,680.00 |
DisclosureSEC source: 0001567619-19-010643 · doc1.xml · nonDerivative · entry 13 ICAHN CARL C · CIK 0000921669 · 10% owner HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · please see all footnotes Disclosed balance after: 24,586,540 F18 · kind: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 36,874 Shares, (ii) Icahn Partners of 87,894 Shares, and (iii) Icahn Master of 59,600 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.19 per Share at the inception of the forward contract. F1 · ownership.nature: This Form 4 is being filed by, and on behalf of, Mr. Carl C. Icahn, High River Limited Partnership ("High River"), Icahn Partners LP ("Icahn Partners"), and Icahn Partners Master Fund LP ("Icahn Master," and, collectively with Mr. Icahn, High River, and Icahn Partners, the "Reporting Persons"). F2 · ownership.nature: Barberry Corp. ("Barberry") is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master. F3 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Mr. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners, and Icahn Master. Each of Hopper, Barberry, and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under Securities Exchange Act of 1934, as amended (the "Act")), the common stock, $0.01 par value shares (the "Shares") of Conduent Incorporated which High River owns. Each of Hopper, Barberry, and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein, if any. F4 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn may be deemed to indirectly beneficially own the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein, if any. F5 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn may be deemed to indirectly beneficially own the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein, if any. F18 · ownership.nature: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 36,874 Shares, (ii) Icahn Partners of 87,894 Shares, and (iii) Icahn Master of 59,600 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.19 per Share at the inception of the forward contract. Read SEC document |
| May 13, 2019 Filed May 13, 2019 22:01 UTC |
ICAHN CARL C10% owner
HIGH RIVER LIMITED PARTNERSHIP10% owner
ICAHN PARTNERS LP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
|
OtherShares | 360,000 | $10.00 | $3,600,000.00 |
DisclosureSEC source: 0001567619-19-010643 · doc1.xml · nonDerivative · entry 12 ICAHN CARL C · CIK 0000921669 · 10% owner HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · please see footnotes Disclosed balance after: 24,402,172 F17 · kind: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 72,000 Shares, (ii) Icahn Partners of 168,550 Shares, and (iii) Icahn Master of 119,450 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.19 per Share at the inception of the forward contract. F1 · ownership.nature: This Form 4 is being filed by, and on behalf of, Mr. Carl C. Icahn, High River Limited Partnership ("High River"), Icahn Partners LP ("Icahn Partners"), and Icahn Partners Master Fund LP ("Icahn Master," and, collectively with Mr. Icahn, High River, and Icahn Partners, the "Reporting Persons"). F2 · ownership.nature: Barberry Corp. ("Barberry") is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master. F3 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Mr. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners, and Icahn Master. Each of Hopper, Barberry, and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under Securities Exchange Act of 1934, as amended (the "Act")), the common stock, $0.01 par value shares (the "Shares") of Conduent Incorporated which High River owns. Each of Hopper, Barberry, and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein, if any. F4 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn may be deemed to indirectly beneficially own the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein, if any. F5 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn may be deemed to indirectly beneficially own the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein, if any. F17 · ownership.nature: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 72,000 Shares, (ii) Icahn Partners of 168,550 Shares, and (iii) Icahn Master of 119,450 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.19 per Share at the inception of the forward contract. Read SEC document |
| May 13, 2019 Filed May 13, 2019 22:01 UTC |
ICAHN CARL C10% owner
HIGH RIVER LIMITED PARTNERSHIP10% owner
ICAHN PARTNERS LP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
|
OtherShares | 500,000 | $10.00 | $5,000,000.00 |
DisclosureSEC source: 0001567619-19-010643 · doc1.xml · nonDerivative · entry 11 ICAHN CARL C · CIK 0000921669 · 10% owner HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · please see footnotes Disclosed balance after: 24,042,172 F16 · kind: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 100,000 Shares, (ii) Icahn Partners of 234,095 Shares, and (iii) Icahn Master of 165,905 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.21 per Share at the inception of the forward contract. F1 · ownership.nature: This Form 4 is being filed by, and on behalf of, Mr. Carl C. Icahn, High River Limited Partnership ("High River"), Icahn Partners LP ("Icahn Partners"), and Icahn Partners Master Fund LP ("Icahn Master," and, collectively with Mr. Icahn, High River, and Icahn Partners, the "Reporting Persons"). F2 · ownership.nature: Barberry Corp. ("Barberry") is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master. F3 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Mr. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners, and Icahn Master. Each of Hopper, Barberry, and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under Securities Exchange Act of 1934, as amended (the "Act")), the common stock, $0.01 par value shares (the "Shares") of Conduent Incorporated which High River owns. Each of Hopper, Barberry, and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein, if any. F4 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn may be deemed to indirectly beneficially own the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein, if any. F5 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn may be deemed to indirectly beneficially own the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein, if any. F16 · ownership.nature: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 100,000 Shares, (ii) Icahn Partners of 234,095 Shares, and (iii) Icahn Master of 165,905 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.21 per Share at the inception of the forward contract. Read SEC document |
| May 13, 2019 Filed May 13, 2019 22:01 UTC |
ICAHN CARL C10% owner
HIGH RIVER LIMITED PARTNERSHIP10% owner
ICAHN PARTNERS LP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
|
OtherShares | 92,910 | $10.00 | $929,100.00 |
DisclosureSEC source: 0001567619-19-010643 · doc1.xml · nonDerivative · entry 10 ICAHN CARL C · CIK 0000921669 · 10% owner HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · pleasee see footnotes Disclosed balance after: 23,542,172 F15 · kind: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 18,582 Shares, (ii) Icahn Partners of 43,500 Shares, and (iii) Icahn Master of 30,828 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.26 per Share at the inception of the forward contract. F1 · ownership.nature: This Form 4 is being filed by, and on behalf of, Mr. Carl C. Icahn, High River Limited Partnership ("High River"), Icahn Partners LP ("Icahn Partners"), and Icahn Partners Master Fund LP ("Icahn Master," and, collectively with Mr. Icahn, High River, and Icahn Partners, the "Reporting Persons"). F2 · ownership.nature: Barberry Corp. ("Barberry") is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master. F3 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Mr. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners, and Icahn Master. Each of Hopper, Barberry, and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under Securities Exchange Act of 1934, as amended (the "Act")), the common stock, $0.01 par value shares (the "Shares") of Conduent Incorporated which High River owns. Each of Hopper, Barberry, and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein, if any. F4 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn may be deemed to indirectly beneficially own the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein, if any. F5 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn may be deemed to indirectly beneficially own the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein, if any. F15 · ownership.nature: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 18,582 Shares, (ii) Icahn Partners of 43,500 Shares, and (iii) Icahn Master of 30,828 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.26 per Share at the inception of the forward contract. Read SEC document |
| May 13, 2019 Filed May 13, 2019 22:01 UTC |
ICAHN CARL C10% owner
HIGH RIVER LIMITED PARTNERSHIP10% owner
ICAHN PARTNERS LP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
|
OtherShares | 22,110 | $10.00 | $221,100.00 |
DisclosureSEC source: 0001567619-19-010643 · doc1.xml · nonDerivative · entry 9 ICAHN CARL C · CIK 0000921669 · 10% owner HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · pleasee see footnotes Disclosed balance after: 23,449,262 F14 · kind: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 4,422 Shares, (ii) Icahn Partners of 10,351 Shares, and (iii) Icahn Master of 7,337 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.25 per Share at the inception of the forward contract. F1 · ownership.nature: This Form 4 is being filed by, and on behalf of, Mr. Carl C. Icahn, High River Limited Partnership ("High River"), Icahn Partners LP ("Icahn Partners"), and Icahn Partners Master Fund LP ("Icahn Master," and, collectively with Mr. Icahn, High River, and Icahn Partners, the "Reporting Persons"). F2 · ownership.nature: Barberry Corp. ("Barberry") is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master. F3 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Mr. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners, and Icahn Master. Each of Hopper, Barberry, and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under Securities Exchange Act of 1934, as amended (the "Act")), the common stock, $0.01 par value shares (the "Shares") of Conduent Incorporated which High River owns. Each of Hopper, Barberry, and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein, if any. F4 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn may be deemed to indirectly beneficially own the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein, if any. F5 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn may be deemed to indirectly beneficially own the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein, if any. F14 · ownership.nature: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 4,422 Shares, (ii) Icahn Partners of 10,351 Shares, and (iii) Icahn Master of 7,337 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.25 per Share at the inception of the forward contract. Read SEC document |
| May 13, 2019 Filed May 13, 2019 22:01 UTC |
ICAHN CARL C10% owner
HIGH RIVER LIMITED PARTNERSHIP10% owner
ICAHN PARTNERS LP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
|
OtherShares | 47,578 | $10.00 | $475,780.00 |
DisclosureSEC source: 0001567619-19-010643 · doc1.xml · nonDerivative · entry 8 ICAHN CARL C · CIK 0000921669 · 10% owner HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · please see footnotes Disclosed balance after: 23,427,152 F13 · kind: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 9,516 Shares, (ii) Icahn Partners of 22,276 Shares, and (iii) Icahn Master of 15,786 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.25 per Share at the inception of the forward contract. F1 · ownership.nature: This Form 4 is being filed by, and on behalf of, Mr. Carl C. Icahn, High River Limited Partnership ("High River"), Icahn Partners LP ("Icahn Partners"), and Icahn Partners Master Fund LP ("Icahn Master," and, collectively with Mr. Icahn, High River, and Icahn Partners, the "Reporting Persons"). F2 · ownership.nature: Barberry Corp. ("Barberry") is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master. F3 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Mr. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners, and Icahn Master. Each of Hopper, Barberry, and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under Securities Exchange Act of 1934, as amended (the "Act")), the common stock, $0.01 par value shares (the "Shares") of Conduent Incorporated which High River owns. Each of Hopper, Barberry, and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein, if any. F4 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn may be deemed to indirectly beneficially own the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein, if any. F5 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn may be deemed to indirectly beneficially own the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein, if any. F13 · ownership.nature: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 9,516 Shares, (ii) Icahn Partners of 22,276 Shares, and (iii) Icahn Master of 15,786 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.25 per Share at the inception of the forward contract. Read SEC document |
| May 13, 2019 Filed May 13, 2019 22:01 UTC |
ICAHN CARL C10% owner
HIGH RIVER LIMITED PARTNERSHIP10% owner
ICAHN PARTNERS LP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
|
OtherShares | 400,000 | $10.00 | $4,000,000.00 |
DisclosureSEC source: 0001567619-19-010643 · doc1.xml · nonDerivative · entry 7 ICAHN CARL C · CIK 0000921669 · 10% owner HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · please see footnotes Disclosed balance after: 23,379,574 F12 · kind: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 80,000 Shares, (ii) Icahn Partners of 182,277 Shares, and (iii) Icahn Master of 132,723 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.14 per Share at the inception of the forward contract. F1 · ownership.nature: This Form 4 is being filed by, and on behalf of, Mr. Carl C. Icahn, High River Limited Partnership ("High River"), Icahn Partners LP ("Icahn Partners"), and Icahn Partners Master Fund LP ("Icahn Master," and, collectively with Mr. Icahn, High River, and Icahn Partners, the "Reporting Persons"). F2 · ownership.nature: Barberry Corp. ("Barberry") is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master. F3 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Mr. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners, and Icahn Master. Each of Hopper, Barberry, and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under Securities Exchange Act of 1934, as amended (the "Act")), the common stock, $0.01 par value shares (the "Shares") of Conduent Incorporated which High River owns. Each of Hopper, Barberry, and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein, if any. F4 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn may be deemed to indirectly beneficially own the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein, if any. F5 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn may be deemed to indirectly beneficially own the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein, if any. F12 · ownership.nature: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 80,000 Shares, (ii) Icahn Partners of 182,277 Shares, and (iii) Icahn Master of 132,723 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.14 per Share at the inception of the forward contract. Read SEC document |
| May 13, 2019 Filed May 13, 2019 22:01 UTC |
ICAHN CARL C10% owner
HIGH RIVER LIMITED PARTNERSHIP10% owner
ICAHN PARTNERS LP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
|
OtherShares | 220,572 | $10.00 | $2,205,720.00 |
DisclosureSEC source: 0001567619-19-010643 · doc1.xml · nonDerivative · entry 6 ICAHN CARL C · CIK 0000921669 · 10% owner HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · please see footnotes Disclosed balance after: 22,979,574 F11 · kind: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 44,114 Shares, (ii) Icahn Partners of 103,270 Shares, and (iii) Icahn Master of 73,188 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.25 per Share at the inception of the forward contract. F1 · ownership.nature: This Form 4 is being filed by, and on behalf of, Mr. Carl C. Icahn, High River Limited Partnership ("High River"), Icahn Partners LP ("Icahn Partners"), and Icahn Partners Master Fund LP ("Icahn Master," and, collectively with Mr. Icahn, High River, and Icahn Partners, the "Reporting Persons"). F2 · ownership.nature: Barberry Corp. ("Barberry") is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master. F3 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Mr. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners, and Icahn Master. Each of Hopper, Barberry, and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under Securities Exchange Act of 1934, as amended (the "Act")), the common stock, $0.01 par value shares (the "Shares") of Conduent Incorporated which High River owns. Each of Hopper, Barberry, and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein, if any. F4 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn may be deemed to indirectly beneficially own the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein, if any. F5 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn may be deemed to indirectly beneficially own the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein, if any. F11 · ownership.nature: On or about the Reporting Date, the Reporting Persons obtained direct ownership of Shares previously purchased pursuant to a forward contract. The forward contract provided for the purchase by (i) High River of 44,114 Shares, (ii) Icahn Partners of 103,270 Shares, and (iii) Icahn Master of 73,188 Shares, in each case at a forward price of $10.00 per Share, plus a financing charge. In addition, the Reporting Persons paid the counterparty to the forward contract $3.25 per Share at the inception of the forward contract. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.