Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CONDUENT IncCNDT · Entity 1191 | Chief Accounting Officer | April 01, 2020 | April 03, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CONDUENT Inc
Report date April 01, 2020 · Filed April 03, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 153,727 |
Ending reported balance
After 2020-04-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-04-01 · Grant · Acquired 48,543 · Balance 76,480 F1: Award of restricted stock units (RSU) granted on April 1, 2020 that vest in equal amounts on December 31, 2020, December 31, 2021 and December 31, 2022. Each RSU converts to one share of Conduent Incorporated common stock upon vesting. Row 2 · 2020-04-01 · Grant · Acquired 77,247 · Balance 153,727 F2: Award of performance restricted stock units (PRSUs) that can only be settled in Conduent Incorporated (Company) common stock (Common Stock). PRSUs have two vesting conditions - a share price condition and a service condition. The award vests in three equal tranches. Vested shares are paid out within 60 days following each vesting date. The vesting date for each of the three tranches is the first day upon which both the price condition and service condition for each tranche is satisfied. The first vesting tranche pricing condition is the Common Stock trading during a consecutive 20-trading day period (Average Closing Price) above $2.06 (Share Base Price) by 50% and the service condition is employment with the Company at December 31, 2020. The second vesting tranche pricing condition is the Average Closing Price exceeding the Share Base Price by 100% and the service condition is employment with the Company at December 31, 2021. The third vesting tranche Pricing Conditions is the Average Closing Price exceeding the Share Base Price by 150% and the service condition is employment with the Company at December 31, 2022. If both conditions are not met for any individual vesting tranche by December 31, 2022, the portion of the award related to such tranche is forfeited. Each PRSU converts to one share of Conduent Incorporated common stock upon vesting. |
Filing footnotes · ownership attribution and instrument terms
F1: Award of restricted stock units (RSU) granted on April 1, 2020 that vest in equal amounts on December 31, 2020, December 31, 2021 and December 31, 2022. Each RSU converts to one share of Conduent Incorporated common stock upon vesting.
F2: Award of performance restricted stock units (PRSUs) that can only be settled in Conduent Incorporated (Company) common stock (Common Stock). PRSUs have two vesting conditions - a share price condition and a service condition. The award vests in three equal tranches. Vested shares are paid out within 60 days following each vesting date. The vesting date for each of the three tranches is the first day upon which both the price condition and service condition for each tranche is satisfied. The first vesting tranche pricing condition is the Common Stock trading during a consecutive 20-trading day period (Average Closing Price) above $2.06 (Share Base Price) by 50% and the service condition is employment with the Company at December 31, 2020. The second vesting tranche pricing condition is the Average Closing Price exceeding the Share Base Price by 100% and the service condition is employment with the Company at December 31, 2021. The third vesting tranche Pricing Conditions is the Average Closing Price exceeding the Share Base Price by 150% and the service condition is employment with the Company at December 31, 2022. If both conditions are not met for any individual vesting tranche by December 31, 2022, the portion of the award related to such tranche is forfeited. Each PRSU converts to one share of Conduent Incorporated common stock upon vesting.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 01, 2020 Filed Apr 3, 2020 19:47 UTC | CONDUENT Inc CNDT · Entity 1191 | GrantCommon Stock | 77,247 | $2.06 | $159,128.82 |
DisclosureSEC source: 0001127602-20-013284 · form4.xml · nonDerivative · entry 2 Pompeo Mario · CIK 0001780010 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,727 F2 · shares: Award of performance restricted stock units (PRSUs) that can only be settled in Conduent Incorporated (Company) common stock (Common Stock). PRSUs have two vesting conditions - a share price condition and a service condition. The award vests in three equal tranches. Vested shares are paid out within 60 days following each vesting date. The vesting date for each of the three tranches is the first day upon which both the price condition and service condition for each tranche is satisfied. The first vesting tranche pricing condition is the Common Stock trading during a consecutive 20-trading day period (Average Closing Price) above $2.06 (Share Base Price) by 50% and the service condition is employment with the Company at December 31, 2020. The second vesting tranche pricing condition is the Average Closing Price exceeding the Share Base Price by 100% and the service condition is employment with the Company at December 31, 2021. The third vesting tranche Pricing Conditions is the Average Closing Price exceeding the Share Base Price by 150% and the service condition is employment with the Company at December 31, 2022. If both conditions are not met for any individual vesting tranche by December 31, 2022, the portion of the award related to such tranche is forfeited. Each PRSU converts to one share of Conduent Incorporated common stock upon vesting. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 19:47 UTC | CONDUENT Inc CNDT · Entity 1191 | GrantCommon Stock | 48,543 | $2.06 | $99,998.58 |
DisclosureSEC source: 0001127602-20-013284 · form4.xml · nonDerivative · entry 1 Pompeo Mario · CIK 0001780010 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,480 F1 · shares: Award of restricted stock units (RSU) granted on April 1, 2020 that vest in equal amounts on December 31, 2020, December 31, 2021 and December 31, 2022. Each RSU converts to one share of Conduent Incorporated common stock upon vesting. Read SEC document |
| February 24, 2020 Filed Mar 5, 2020 16:04 UTC | CONDUENT Inc CNDT · Entity 1191 | Tax withholdingCommon Stock | 1,587 | $3.67 | $5,816.36 |
DisclosureSEC source: 0001127602-20-009607 · form4.xml · nonDerivative · entry 2 Pompeo Mario · CIK 0001780010 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,937 F2 · shares: Shares withheld to pay for taxes on Performance Shares that have vested. Read SEC document |
| February 24, 2020 Filed Mar 5, 2020 16:04 UTC | CONDUENT Inc CNDT · Entity 1191 | GrantCommon Stock | 3,828 | $3.67 | $14,029.62 |
DisclosureSEC source: 0001127602-20-009607 · form4.xml · nonDerivative · entry 1 Pompeo Mario · CIK 0001780010 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,524 F1 · shares: Performance based restricted stock awarded on September 29, 2017 that was earned on February 24, 2020 based on the certification of the achievement of certain performance criteria. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 16:01 UTC | CONDUENT Inc CNDT · Entity 1191 | Tax withholdingCommon Stock | 1,052 | $6.20 | $6,522.40 |
DisclosureSEC source: 0001127602-20-000600 · form4.xml · nonDerivative · entry 2 Pompeo Mario · CIK 0001780010 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,696 F3 · shares: Shares withheld to pay for taxes on Restricted Stock Units that have vested. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 16:01 UTC | CONDUENT Inc CNDT · Entity 1191 | GrantCommon Stock | 16,129 | $6.20 | $99,999.80 |
DisclosureSEC source: 0001127602-20-000600 · form4.xml · nonDerivative · entry 1 Pompeo Mario · CIK 0001780010 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,748 F1 · shares: Award of Restricted Stock Units (RSU) that vest 12/31/2020. F2 · balance_after: Incudes 8,663 Restricted Stock Units previously reported in Table 1 as "Restricted E-LTIP (RSU)." For ease of reporting, these shares will be reported going forward in Table 1 as "Common Stock." These shares are subject to three year cliff vesting from their report date. Read SEC document |
| September 30, 2019 Filed Oct 1, 2019 18:23 UTC | CONDUENT Inc CNDT · Entity 1191 | Tax withholdingCommon Stock | 385 | $6.34 | $2,440.90 |
DisclosureSEC source: 0001127602-19-029506 · form4.xml · nonDerivative · entry 3 Pompeo Mario · CIK 0001780010 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,956 F2 · shares: Shares withheld to pay for taxes on Restricted Stock Units that have vested. Read SEC document |
| September 30, 2019 Filed Oct 1, 2019 18:23 UTC | CONDUENT Inc CNDT · Entity 1191 | Exercise / conversionCommon Stock | 1,063 | $6.34 | $6,739.42 |
DisclosureSEC source: 0001127602-19-029506 · form4.xml · nonDerivative · entry 2 Pompeo Mario · CIK 0001780010 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,341 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Restricted Stock Units vested and converted to shares of Conduent Incorporated common stock. Read SEC document |
| September 30, 2019 Filed Oct 1, 2019 18:23 UTC | CONDUENT Inc CNDT · Entity 1191 | Exercise / conversionRestricted E-LTIP (RSU) | 1,063 | $6.34 | $6,739.42 |
DisclosureSEC source: 0001127602-19-029506 · form4.xml · nonDerivative · entry 1 Pompeo Mario · CIK 0001780010 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,663 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Restricted Stock Units vested and converted to shares of Conduent Incorporated common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.