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CMTG

Claros Mortgage Trust, Inc.

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6289
SEC CIK
0001666291
Parsed reports
160

Last 12 months

Inside the activity.

6 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202620
Mar 202610
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202610
Sep 202620
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 04, 2023 Filed Aug 8, 2023 23:20 UTC
Garg PriyankaSEE REMARKS
Tax withholdingCOMMON STOCK 24,885 $10.81 $269,006.85
Disclosure

SEC source: 0000899243-23-017849 · doc4.xml · nonDerivative · entry 1

Garg Priyanka · CIK 0001888497 · SEE REMARKS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 210,115

F1 · kind: Represents net settlement of vested Restricted Stock Units in order to satisfy tax withholding obligations.

Read SEC document
August 04, 2023 Filed Aug 8, 2023 23:17 UTC
Siegel Jeffrey DSEE REMARKS
Tax withholdingCOMMON STOCK 13,008 $10.81 $140,616.48
Disclosure

SEC source: 0000899243-23-017847 · doc4.xml · nonDerivative · entry 1

Siegel Jeffrey D · CIK 0001890651 · SEE REMARKS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,771.774

F1 · kind: Represents net settlement of vested Restricted Stock Units in order to satisfy tax withholding obligations.

Read SEC document
August 04, 2023 Filed Aug 8, 2023 23:16 UTC
Agarwal JaiCHIEF FINANCIAL OFFICER
Tax withholdingCOMMON STOCK 6,807 $10.81 $73,583.67
Disclosure

SEC source: 0000899243-23-017846 · doc4.xml · nonDerivative · entry 1

Agarwal Jai · CIK 0001619416 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,193

F1 · kind: Represents net settlement of vested Restricted Stock Units in order to satisfy tax withholding obligations.

Read SEC document
July 27, 2023 Filed Aug 1, 2023 00:36 UTC Amendment
Mack RichardDirector · CEO AND CHAIRMAN
GrantRESTRICTED STOCK UNITS · Derivative 254,821 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-036107 · ownership.xml · derivative · entry 3

Mack Richard · CIK 0001424106 · Director · CEO AND CHAIRMAN

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 254,821

Underlying: COMMON STOCK · 254,821 shares

Expires not disclosed

F2 · security: This Amendment is being filed to report that the 254,821 restricted stock units ("RSUs") previously granted on June 14, 2022 that were previously reported on June 16, 2022 in Table I as shares of common stock are now being reported as derivative securities in Table II due to the fact that, on July 27, 2023, the Issuer's Compensation Committee approved an amendment to the RSUs that authorizes partial cash settlement of the first vesting tranche of the RSUs to satisfy tax obligations associated with such vesting. This filing does not reflect a new grant of awards.

F1 · derivative.exercise_price: Represents RSUs granted on June 14, 2022, which vest with respect to 1/3rd of the RSUs subject thereto on each of the 1st through 3rd anniversaries of July 1, 2022, subject to continued employment or service as provided in the award agreement.

F2 · kind: This Amendment is being filed to report that the 254,821 restricted stock units ("RSUs") previously granted on June 14, 2022 that were previously reported on June 16, 2022 in Table I as shares of common stock are now being reported as derivative securities in Table II due to the fact that, on July 27, 2023, the Issuer's Compensation Committee approved an amendment to the RSUs that authorizes partial cash settlement of the first vesting tranche of the RSUs to satisfy tax obligations associated with such vesting. This filing does not reflect a new grant of awards.

F1 · derivative.exercise_date: Represents RSUs granted on June 14, 2022, which vest with respect to 1/3rd of the RSUs subject thereto on each of the 1st through 3rd anniversaries of July 1, 2022, subject to continued employment or service as provided in the award agreement.

F1 · derivative.expiration_date: Represents RSUs granted on June 14, 2022, which vest with respect to 1/3rd of the RSUs subject thereto on each of the 1st through 3rd anniversaries of July 1, 2022, subject to continued employment or service as provided in the award agreement.

Read SEC document
July 27, 2023 Filed Aug 1, 2023 00:36 UTC Amendment
Mack RichardDirector · CEO AND CHAIRMAN
GrantCOMMON STOCK 509,642 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-036107 · ownership.xml · nonDerivative · entry 1

Mack Richard · CIK 0001424106 · Director · CEO AND CHAIRMAN

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,926,652

F1 · security: Represents RSUs granted on June 14, 2022, which vest with respect to 1/3rd of the RSUs subject thereto on each of the 1st through 3rd anniversaries of July 1, 2022, subject to continued employment or service as provided in the award agreement.

F2 · kind: This Amendment is being filed to report that the 254,821 restricted stock units ("RSUs") previously granted on June 14, 2022 that were previously reported on June 16, 2022 in Table I as shares of common stock are now being reported as derivative securities in Table II due to the fact that, on July 27, 2023, the Issuer's Compensation Committee approved an amendment to the RSUs that authorizes partial cash settlement of the first vesting tranche of the RSUs to satisfy tax obligations associated with such vesting. This filing does not reflect a new grant of awards.

F1 · price: Represents RSUs granted on June 14, 2022, which vest with respect to 1/3rd of the RSUs subject thereto on each of the 1st through 3rd anniversaries of July 1, 2022, subject to continued employment or service as provided in the award agreement.

F2 · balance_after: This Amendment is being filed to report that the 254,821 restricted stock units ("RSUs") previously granted on June 14, 2022 that were previously reported on June 16, 2022 in Table I as shares of common stock are now being reported as derivative securities in Table II due to the fact that, on July 27, 2023, the Issuer's Compensation Committee approved an amendment to the RSUs that authorizes partial cash settlement of the first vesting tranche of the RSUs to satisfy tax obligations associated with such vesting. This filing does not reflect a new grant of awards.

Read SEC document
July 03, 2023 Filed Jul 6, 2023 21:42 UTC
TESE VINCENTDirector
GrantDEFERRED STOCK UNITS · Derivative 2,437 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-032077 · ownership.xml · derivative · entry 1

TESE VINCENT · CIK 0001042445 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,336

Underlying: COMMON STOCK · 2,437 shares

Expires not disclosed

F1 · security: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.exercise_price: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.exercise_date: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.expiration_date: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

Read SEC document
July 03, 2023 Filed Jul 6, 2023 21:36 UTC GrantDEFERRED STOCK UNITS · Derivative 1,773 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-032074 · ownership.xml · derivative · entry 1

Richman Steven Leonard · CIK 0001889783 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,611

Underlying: COMMON STOCK · 1,773 shares

Expires not disclosed

F1 · security: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.exercise_price: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.exercise_date: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.expiration_date: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 21:57 UTC
TESE VINCENTDirector
GrantDEFERRED STOCK UNITS · Derivative 9,756 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-014504 · doc4.xml · derivative · entry 1

TESE VINCENT · CIK 0001042445 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,756

Underlying: COMMON STOCK · 9,756 shares

Expires not disclosed

F1 · security: Represents annual director grant of restricted stock units, which have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date. The Vested DSUs convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.exercise_price: Represents annual director grant of restricted stock units, which have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date. The Vested DSUs convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.exercise_date: Represents annual director grant of restricted stock units, which have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date. The Vested DSUs convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.expiration_date: Represents annual director grant of restricted stock units, which have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date. The Vested DSUs convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 21:56 UTC GrantDEFERRED STOCK UNITS · Derivative 9,756 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-014503 · doc4.xml · derivative · entry 1

Richman Steven Leonard · CIK 0001889783 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,756

Underlying: COMMON STOCK · 9,756 shares

Expires not disclosed

F1 · security: Represents annual director grant of restricted stock units, which have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date. The Vested DSUs convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.exercise_price: Represents annual director grant of restricted stock units, which have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date. The Vested DSUs convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.exercise_date: Represents annual director grant of restricted stock units, which have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date. The Vested DSUs convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.expiration_date: Represents annual director grant of restricted stock units, which have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date. The Vested DSUs convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 21:58 UTC GrantDEFERRED STOCK UNITS · Derivative 9,756 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-014505 · doc4.xml · derivative · entry 1

WALTER W EDWARD · CIK 0001194638 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,756

Underlying: COMMON STOCK · 9,756 shares

Expires not disclosed

F1 · security: Represents annual director grant of restricted stock units, which have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date. The Vested DSUs convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.exercise_price: Represents annual director grant of restricted stock units, which have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date. The Vested DSUs convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.exercise_date: Represents annual director grant of restricted stock units, which have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date. The Vested DSUs convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.expiration_date: Represents annual director grant of restricted stock units, which have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date. The Vested DSUs convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 21:53 UTC GrantCOMMON STOCK 9,756 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-014500 · doc4.xml · nonDerivative · entry 1

Liebman Pamela · CIK 0001888494 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,636

F1 · security: Represents annual director grant of restricted stock units ("RSUs"), which vest into shares of Common Stock on a one-for-one basis. The RSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date.

F1 · price: Represents annual director grant of restricted stock units ("RSUs"), which vest into shares of Common Stock on a one-for-one basis. The RSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 21:50 UTC GrantCOMMON STOCK 9,756 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-014498 · doc4.xml · nonDerivative · entry 1

Haggerty Mary · CIK 0001849353 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,836

F1 · security: Represents annual director grant of restricted stock units ("RSUs"), which vest into shares of Common Stock on a one-for-one basis. The RSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date.

F1 · price: Represents annual director grant of restricted stock units ("RSUs"), which vest into shares of Common Stock on a one-for-one basis. The RSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 21:47 UTC GrantDEFERRED STOCK UNITS · Derivative 9,756 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-014495 · doc4.xml · derivative · entry 1

CEPHAS DERRICK D · CIK 0001831157 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,756

Underlying: COMMON STOCK · 9,756 shares

Expires not disclosed

F1 · security: Represents annual director grant of restricted stock units, which have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date. The Vested DSUs convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.exercise_price: Represents annual director grant of restricted stock units, which have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date. The Vested DSUs convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.exercise_date: Represents annual director grant of restricted stock units, which have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date. The Vested DSUs convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.expiration_date: Represents annual director grant of restricted stock units, which have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date. The Vested DSUs convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

Read SEC document
April 03, 2023 Filed Apr 4, 2023 21:37 UTC
TESE VINCENTDirector
GrantDEFERRED STOCK UNITS · Derivative 2,320 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-010460 · doc4.xml · derivative · entry 1

TESE VINCENT · CIK 0001042445 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,899

Underlying: COMMON STOCK · 2,320 shares

Expires not disclosed

F1 · security: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.exercise_price: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.exercise_date: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.expiration_date: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

Read SEC document
April 03, 2023 Filed Apr 4, 2023 21:41 UTC GrantDEFERRED STOCK UNITS · Derivative 1,687 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-010463 · doc4.xml · derivative · entry 1

Richman Steven Leonard · CIK 0001889783 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,838

Underlying: COMMON STOCK · 1,687 shares

Expires not disclosed

F1 · security: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.exercise_price: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.exercise_date: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.expiration_date: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

Read SEC document
March 30, 2023 Filed Apr 3, 2023 21:05 UTC
Cullinan KevinSEE REMARKS
GrantCOMMON STOCK 100,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-010247 · doc4.xml · nonDerivative · entry 1

Cullinan Kevin · CIK 0001888967 · SEE REMARKS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 272,500

F1 · security: Represents grant of restricted stock units ("RSUs"), which vest into shares of Common Stock on a one-for-one basis. The RSUs vest in three equal installments commencing on April 1, 2024 and continuing for each of the next two anniversaries thereafter, subject to continued employment or service as provided in the award agreement.

F1 · price: Represents grant of restricted stock units ("RSUs"), which vest into shares of Common Stock on a one-for-one basis. The RSUs vest in three equal installments commencing on April 1, 2024 and continuing for each of the next two anniversaries thereafter, subject to continued employment or service as provided in the award agreement.

Read SEC document
March 30, 2023 Filed Apr 3, 2023 21:04 UTC
Garg PriyankaSEE REMARKS
GrantCOMMON STOCK 100,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-010245 · doc4.xml · nonDerivative · entry 1

Garg Priyanka · CIK 0001888497 · SEE REMARKS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 235,000

F1 · security: Represents grant of restricted stock units ("RSUs"), which vest into shares of Common Stock on a one-for-one basis. The RSUs vest in three equal installments commencing on April 1, 2024 and continuing for each of the next two anniversaries thereafter, subject to continued employment or service as provided in the award agreement.

F1 · price: Represents grant of restricted stock units ("RSUs"), which vest into shares of Common Stock on a one-for-one basis. The RSUs vest in three equal installments commencing on April 1, 2024 and continuing for each of the next two anniversaries thereafter, subject to continued employment or service as provided in the award agreement.

Read SEC document
March 30, 2023 Filed Apr 3, 2023 21:02 UTC
McGillis MikeDirector · PRESIDENT
GrantCOMMON STOCK 79,970 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-010243 · doc4.xml · nonDerivative · entry 1

McGillis Mike · CIK 0001371023 · Director · PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 404,810

F1 · security: Represents grant of restricted stock units ("RSUs"), which vest into shares of Common Stock on a one-for-one basis. The RSUs vest in three equal installments commencing on April 1, 2024 and continuing for each of the next two anniversaries thereafter, subject to continued employment or service as provided in the award agreement.

F1 · price: Represents grant of restricted stock units ("RSUs"), which vest into shares of Common Stock on a one-for-one basis. The RSUs vest in three equal installments commencing on April 1, 2024 and continuing for each of the next two anniversaries thereafter, subject to continued employment or service as provided in the award agreement.

Read SEC document
March 30, 2023 Filed Apr 3, 2023 21:02 UTC
Siegel Jeffrey DSEE REMARKS
GrantCOMMON STOCK 30,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-010242 · doc4.xml · nonDerivative · entry 1

Siegel Jeffrey D · CIK 0001890651 · SEE REMARKS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,779.774

F1 · security: Represents grant of restricted stock units ("RSUs"), which vest into shares of Common Stock on a one-for-one basis. The RSUs vest in three equal installments commencing on April 1, 2024 and continuing for each of the next two anniversaries thereafter, subject to continued employment or service as provided in the award agreement.

F1 · price: Represents grant of restricted stock units ("RSUs"), which vest into shares of Common Stock on a one-for-one basis. The RSUs vest in three equal installments commencing on April 1, 2024 and continuing for each of the next two anniversaries thereafter, subject to continued employment or service as provided in the award agreement.

Read SEC document
March 30, 2023 Filed Apr 3, 2023 21:02 UTC
Mack RichardDirector · CEO AND CHAIRMAN
GrantCOMMON STOCK 296,817 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-010241 · doc4.xml · nonDerivative · entry 1

Mack Richard · CIK 0001424106 · Director · CEO AND CHAIRMAN

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,181,473

F1 · security: Represents grant of restricted stock units ("RSUs"), which vest into shares of Common Stock on a one-for-one basis. The RSUs vest in three equal installments commencing on April 1, 2024 and continuing for each of the next two anniversaries thereafter, subject to continued employment or service as provided in the award agreement.

F1 · price: Represents grant of restricted stock units ("RSUs"), which vest into shares of Common Stock on a one-for-one basis. The RSUs vest in three equal installments commencing on April 1, 2024 and continuing for each of the next two anniversaries thereafter, subject to continued employment or service as provided in the award agreement.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 21:26 UTC
TESE VINCENTDirector
GrantDEFERRED STOCK UNITS · Derivative 1,539 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-000994 · doc4.xml · derivative · entry 1

TESE VINCENT · CIK 0001042445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,579

Underlying: COMMON STOCK · 1,539 shares

Expires not disclosed

F1 · security: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.exercise_price: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.exercise_date: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.expiration_date: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 21:29 UTC GrantDEFERRED STOCK UNITS · Derivative 1,341 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-000996 · doc4.xml · derivative · entry 1

Richman Steven Leonard · CIK 0001889783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,151

Underlying: COMMON STOCK · 1,341 shares

Expires not disclosed

F1 · security: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.exercise_price: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.exercise_date: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.expiration_date: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

Read SEC document
October 03, 2022 Filed Oct 5, 2022 20:05 UTC
TESE VINCENTDirector
GrantDEFERRED STOCK UNITS · Derivative 2,333 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-032968 · doc4.xml · derivative · entry 1

TESE VINCENT · CIK 0001042445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,040

Underlying: COMMON STOCK · 2,333 shares

Expires not disclosed

F1 · security: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.exercise_price: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.exercise_date: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.expiration_date: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

Read SEC document
October 03, 2022 Filed Oct 5, 2022 20:05 UTC GrantDEFERRED STOCK UNITS · Derivative 1,623 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-032972 · doc4.xml · derivative · entry 1

Richman Steven Leonard · CIK 0001889783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,810

Underlying: COMMON STOCK · 1,623 shares

Expires not disclosed

F1 · security: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.exercise_price: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.exercise_date: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.expiration_date: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

Read SEC document
September 21, 2022 Filed Sep 26, 2022 20:05 UTC PurchaseCommon Stock 1,000 $14.73 $14,730.00
Disclosure

SEC source: 0000899243-22-032025 · doc4.xml · nonDerivative · entry 1

Richman Steven Leonard · CIK 0001889783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,500

Read SEC document
August 17, 2022 Filed Aug 18, 2022 22:30 UTC PurchaseCOMMON STOCK 6,760 $18.55 $125,398.00
Disclosure

SEC source: 0000899243-22-029201 · doc4.xml · nonDerivative · entry 2

WALTER W EDWARD · CIK 0001194638 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 6,760

F2 · ownership.direct: Represents shares of common stock held by WillJen LLC ("WillJen"). Mr. Walter is the managing member of WillJen and thus is deemed to beneficially own the shares held by WillJen. Mr. Walter disclaims beneficial ownership of these shares, except to the extent of any pecuniary interest therein.

Read SEC document
August 17, 2022 Filed Aug 18, 2022 22:30 UTC PurchaseCOMMON STOCK 20,215 $18.54 $374,808.34
Disclosure

SEC source: 0000899243-22-029201 · doc4.xml · nonDerivative · entry 1

WALTER W EDWARD · CIK 0001194638 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,715

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $18.52 to $18.55, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
July 15, 2022 Filed Oct 18, 2022 22:50 UTC
Siegel Jeffrey DSee Remarks
PurchaseCOMMON STOCK 214.774 $17.23 $3,700.56
Disclosure

SEC source: 0000899243-22-033770 · doc4.xml · nonDerivative · entry 1

Siegel Jeffrey D · CIK 0001890651 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,779.774

F1 · kind: Represents shares inadvertently acquired through a broker-sponsored dividend reinvestment plan.

Read SEC document
July 05, 2022 Filed Jul 7, 2022 20:05 UTC
TESE VINCENTDirector
GrantDEFERRED STOCK UNITS · Derivative 1,707 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-025683 · doc4.xml · derivative · entry 1

TESE VINCENT · CIK 0001042445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,707

Underlying: COMMON STOCK · 1,707 shares

Expires not disclosed

F1 · security: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.exercise_price: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.exercise_date: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.expiration_date: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

Read SEC document
July 05, 2022 Filed Jul 7, 2022 20:05 UTC GrantDEFERRED STOCK UNITS · Derivative 1,187 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-025684 · doc4.xml · derivative · entry 1

Richman Steven Leonard · CIK 0001889783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,187

Underlying: COMMON STOCK · 1,187 shares

Expires not disclosed

F1 · security: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.exercise_price: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.exercise_date: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.expiration_date: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

Read SEC document
June 14, 2022 Filed Jun 17, 2022 00:17 UTC GrantDEFERRED STOCK UNITS · Derivative 4,880 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-022956 · doc4.xml · derivative · entry 1

Richman Steven Leonard · CIK 0001889783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,880

Underlying: COMMON STOCK · 4,880 shares

Expires not disclosed

F1 · security: Represents annual director grant of restricted stock units, which have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs vest on the earlier to occur of (i) the first anniversary of June 1, 2022 and (ii) the date of the next annual meeting following June 1, 2022, subject to continued service as provided in the award agreement. The Vested DSUs convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.exercise_price: Represents annual director grant of restricted stock units, which have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs vest on the earlier to occur of (i) the first anniversary of June 1, 2022 and (ii) the date of the next annual meeting following June 1, 2022, subject to continued service as provided in the award agreement. The Vested DSUs convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.exercise_date: Represents annual director grant of restricted stock units, which have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs vest on the earlier to occur of (i) the first anniversary of June 1, 2022 and (ii) the date of the next annual meeting following June 1, 2022, subject to continued service as provided in the award agreement. The Vested DSUs convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.expiration_date: Represents annual director grant of restricted stock units, which have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs vest on the earlier to occur of (i) the first anniversary of June 1, 2022 and (ii) the date of the next annual meeting following June 1, 2022, subject to continued service as provided in the award agreement. The Vested DSUs convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

Read SEC document
June 14, 2022 Filed Jun 16, 2022 23:51 UTC
Agarwal JaiCHIEF FINANCIAL OFFICER
GrantCOMMON STOCK 40,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-022947 · doc4.xml · nonDerivative · entry 1

Agarwal Jai · CIK 0001619416 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

F1 · security: Represents grant of restricted stock units ("RSUs"), which vest into shares of Common Stock on a one-for-one basis. The RSUs vest with respect to 1/3rd of the RSUs subject thereto on each of the 1st through 3rd anniversaries of July 1, 2022, subject to continued employment or service as provided in the award agreement.

F1 · price: Represents grant of restricted stock units ("RSUs"), which vest into shares of Common Stock on a one-for-one basis. The RSUs vest with respect to 1/3rd of the RSUs subject thereto on each of the 1st through 3rd anniversaries of July 1, 2022, subject to continued employment or service as provided in the award agreement.

Read SEC document
June 14, 2022 Filed Jun 16, 2022 23:54 UTC
Garg PriyankaSEE REMARKS
GrantCOMMON STOCK 135,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-022951 · doc4.xml · nonDerivative · entry 1

Garg Priyanka · CIK 0001888497 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,000

F1 · security: Represents grant of restricted stock units ("RSUs"), which vest into shares of Common Stock on a one-for-one basis. The RSUs vest with respect to 1/3rd of the RSUs subject thereto on each of the 1st through 3rd anniversaries of July 1, 2022, subject to continued employment or service as provided in the award agreement.

F1 · price: Represents grant of restricted stock units ("RSUs"), which vest into shares of Common Stock on a one-for-one basis. The RSUs vest with respect to 1/3rd of the RSUs subject thereto on each of the 1st through 3rd anniversaries of July 1, 2022, subject to continued employment or service as provided in the award agreement.

Read SEC document
June 14, 2022 Filed Jun 16, 2022 23:54 UTC
Siegel Jeffrey DSEE REMARKS
GrantCOMMON STOCK 70,565 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-022950 · doc4.xml · nonDerivative · entry 1

Siegel Jeffrey D · CIK 0001890651 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,565

F1 · security: Represents grant of restricted stock units ("RSUs"), which vest into shares of Common Stock on a one-for-one basis. The RSUs vest with respect to 1/3rd of the RSUs subject thereto on each of the 1st through 3rd anniversaries of July 1, 2022, subject to continued employment or service as provided in the award agreement.

F1 · price: Represents grant of restricted stock units ("RSUs"), which vest into shares of Common Stock on a one-for-one basis. The RSUs vest with respect to 1/3rd of the RSUs subject thereto on each of the 1st through 3rd anniversaries of July 1, 2022, subject to continued employment or service as provided in the award agreement.

Read SEC document
June 14, 2022 Filed Jun 16, 2022 23:49 UTC
McGillis MikeDirector · President
GrantCOMMON STOCK 179,840 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-022946 · doc4.xml · nonDerivative · entry 1

McGillis Mike · CIK 0001371023 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324,840

F1 · security: Represents grant of restricted stock units ("RSUs"), which vest into shares of Common Stock on a one-for-one basis. The RSUs vest with respect to 1/3rd of the RSUs subject thereto on each of the 1st through 3rd anniversaries of July 1, 2022, subject to continued employment or service as provided in the award agreement.

F1 · price: Represents grant of restricted stock units ("RSUs"), which vest into shares of Common Stock on a one-for-one basis. The RSUs vest with respect to 1/3rd of the RSUs subject thereto on each of the 1st through 3rd anniversaries of July 1, 2022, subject to continued employment or service as provided in the award agreement.

Read SEC document
June 14, 2022 Filed Jun 16, 2022 23:48 UTC
Cullinan KevinSEE REMARKS
GrantCOMMON STOCK 110,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-022944 · doc4.xml · nonDerivative · entry 1

Cullinan Kevin · CIK 0001888967 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,500

F1 · security: Represents grant of restricted stock units ("RSUs"), which vest into shares of Common Stock on a one-for-one basis. The RSUs vest with respect to 1/3rd of the RSUs subject thereto on each of the 1st through 3rd anniversaries of July 1, 2022, subject to continued employment or service as provided in the award agreement.

F1 · price: Represents grant of restricted stock units ("RSUs"), which vest into shares of Common Stock on a one-for-one basis. The RSUs vest with respect to 1/3rd of the RSUs subject thereto on each of the 1st through 3rd anniversaries of July 1, 2022, subject to continued employment or service as provided in the award agreement.

Read SEC document
June 14, 2022 Filed Jun 16, 2022 23:45 UTC
Mack RichardDirector · CEO and Chairman
GrantCOMMON STOCK 764,463 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-022936 · doc4.xml · nonDerivative · entry 1

Mack Richard · CIK 0001424106 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,884,656

F1 · security: Represents grant of restricted stock units ("RSUs"), which vest into shares of Common Stock on a one-for-one basis. The RSUs vest with respect to 1/3rd of the RSUs subject thereto on each of the 1st through 3rd anniversaries of July 1, 2022, subject to continued employment or service as provided in the award agreement.

F1 · price: Represents grant of restricted stock units ("RSUs"), which vest into shares of Common Stock on a one-for-one basis. The RSUs vest with respect to 1/3rd of the RSUs subject thereto on each of the 1st through 3rd anniversaries of July 1, 2022, subject to continued employment or service as provided in the award agreement.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 22:04 UTC
TESE VINCENTDirector
GrantDEFERRED STOCK UNITS · Derivative 4,880 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-021059 · doc4.xml · derivative · entry 1

TESE VINCENT · CIK 0001042445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,880

Underlying: COMMON STOCK · 4,880 shares

Expires not disclosed

F1 · security: Represents annual director grant of restricted stock units, which have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date. The Vested DSUs convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.exercise_price: Represents annual director grant of restricted stock units, which have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date. The Vested DSUs convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.exercise_date: Represents annual director grant of restricted stock units, which have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date. The Vested DSUs convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.expiration_date: Represents annual director grant of restricted stock units, which have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date. The Vested DSUs convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

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June 01, 2022 Filed Jun 3, 2022 22:05 UTC GrantDEFERRED STOCK UNITS · Derivative 4,880 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-021062 · doc4.xml · derivative · entry 1

CEPHAS DERRICK D · CIK 0001831157 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,880

Underlying: COMMON STOCK · 4,880 shares

Expires not disclosed

F1 · security: Represents annual director grant of restricted stock units, which have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date. The Vested DSUs convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.exercise_price: Represents annual director grant of restricted stock units, which have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date. The Vested DSUs convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.exercise_date: Represents annual director grant of restricted stock units, which have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date. The Vested DSUs convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.expiration_date: Represents annual director grant of restricted stock units, which have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date. The Vested DSUs convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

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June 01, 2022 Filed Jun 3, 2022 22:02 UTC GrantCOMMON STOCK 4,880 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-021055 · doc4.xml · nonDerivative · entry 1

Haggerty Mary · CIK 0001849353 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,080

F1 · security: Represents annual director grant of restricted stock units ("RSUs"), which vest into shares of Common Stock on a one-for-one basis. The RSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date.

F1 · price: Represents annual director grant of restricted stock units ("RSUs"), which vest into shares of Common Stock on a one-for-one basis. The RSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date.

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June 01, 2022 Filed Jun 3, 2022 22:04 UTC GrantDEFERRED STOCK UNITS · Derivative 4,880 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-021058 · doc4.xml · derivative · entry 1

WALTER W EDWARD · CIK 0001194638 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,880

Underlying: COMMON STOCK · 4,880 shares

Expires not disclosed

F1 · security: Represents annual director grant of restricted stock units, which have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date. The Vested DSUs convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.exercise_price: Represents annual director grant of restricted stock units, which have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date. The Vested DSUs convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.exercise_date: Represents annual director grant of restricted stock units, which have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date. The Vested DSUs convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.expiration_date: Represents annual director grant of restricted stock units, which have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date. The Vested DSUs convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

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June 01, 2022 Filed Jun 3, 2022 22:02 UTC GrantCOMMON STOCK 4,880 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-021053 · doc4.xml · nonDerivative · entry 1

Liebman Pamela · CIK 0001888494 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,880

F1 · security: Represents annual director grant of restricted stock units ("RSUs"), which vest into shares of Common Stock on a one-for-one basis. The RSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date.

F1 · price: Represents annual director grant of restricted stock units ("RSUs"), which vest into shares of Common Stock on a one-for-one basis. The RSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date.

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December 17, 2021 Filed Dec 21, 2021 00:47 UTC
Mack RichardDirector · CEO and Chairman
PurchaseCOMMON STOCK 63,000 $16.95 $1,067,661.00
Disclosure

SEC source: 0000899243-21-049022 · doc4.xml · nonDerivative · entry 2

Mack Richard · CIK 0001424106 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,120,193

F2 · price: The price reported in Column 4 is a weighted average price. The shares purchased in multiple transactions at prices ranging from approximately $16.56 to approximately $17.45, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this Form 4.

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December 16, 2021 Filed Dec 21, 2021 00:47 UTC
Mack RichardDirector · CEO and Chairman
PurchaseCOMMON STOCK 51,904 $16.12 $836,946.81
Disclosure

SEC source: 0000899243-21-049022 · doc4.xml · nonDerivative · entry 1

Mack Richard · CIK 0001424106 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,057,193

F1 · price: The price reported in Column 4 is a weighted average price. The shares purchased in multiple transactions at prices ranging from approximately $15.84 to approximately $16.28, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this Form 4.

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November 05, 2021 Filed Nov 9, 2021 20:30 UTC PurchaseCOMMON STOCK 12,500 $18.65 $233,125.00
Disclosure

SEC source: 0000899243-21-043633 · doc4.xml · nonDerivative · entry 1

Richman Steven Leonard · CIK 0001889783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

F1 · price: Represents a purchase from the underwriters in the Issuer's initial public offering.

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November 05, 2021 Filed Nov 9, 2021 20:30 UTC PurchaseCOMMON STOCK 5,000 $18.65 $93,250.00
Disclosure

SEC source: 0000899243-21-043635 · doc4.xml · nonDerivative · entry 1

Liebman Pamela · CIK 0001888494 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

F1 · price: Represents a purchase from the underwriters in the Issuer's initial public offering.

Read SEC document
November 05, 2021 Filed Nov 9, 2021 20:30 UTC PurchaseCOMMON STOCK 1,200 $18.65 $22,380.00
Disclosure

SEC source: 0000899243-21-043634 · doc4.xml · nonDerivative · entry 1

Haggerty Mary · CIK 0001849353 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,200

F1 · price: Represents a purchase from the underwriters in the Issuer's initial public offering.

Read SEC document
November 05, 2021 Filed Nov 9, 2021 20:30 UTC PurchaseCOMMON STOCK 12,500 $18.65 $233,125.00
Disclosure

SEC source: 0000899243-21-043632 · doc4.xml · nonDerivative · entry 1

WALTER W EDWARD · CIK 0001194638 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

F1 · price: Represents a purchase from the underwriters in the Issuer's initial public offering.

Read SEC document
November 05, 2021 Filed Nov 9, 2021 20:30 UTC
Mack RichardDirector · CEO and Chairman
PurchaseCOMMON STOCK 268,097 $18.65 $5,000,009.05
Disclosure

SEC source: 0000899243-21-043630 · doc4.xml · nonDerivative · entry 1

Mack Richard · CIK 0001424106 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,005,289

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November 05, 2021 Filed Nov 9, 2021 20:30 UTC
McGillis MikeDirector · President and CFO
PurchaseCOMMON STOCK 20,000 $18.65 $373,000.00
Disclosure

SEC source: 0000899243-21-043631 · doc4.xml · nonDerivative · entry 1

McGillis Mike · CIK 0001371023 · Director · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,000

F1 · price: Represents a purchase from the underwriters in the Issuer's initial public offering.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.