Mack Richard

SEC source: 0001193125-26-385306 · ownership.xml · nonDerivative · entry 2

Mack Richard · CIK 0001424106 · Director · CEO AND CHAIRMAN

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,110,911

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.575 to $1.6 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

SEC source: 0001193125-26-385306 · ownership.xml · nonDerivative · entry 1

Mack Richard · CIK 0001424106 · Director · CEO AND CHAIRMAN

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,090,308

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.5598 to $1.6 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

SEC source: 0001193125-26-239662 · ownership.xml · nonDerivative · entry 1

Mack Richard · CIK 0001424106 · Director · CEO AND CHAIRMAN

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,890,308

F1 · kind: Represents net settlement of vested Restricted Stock Units in order to satisfy tax withholding obligations.

SEC source: 0001193125-26-122301 · ownership.xml · nonDerivative · entry 1

Mack Richard · CIK 0001424106 · Director · CEO AND CHAIRMAN

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,052,326

F1 · price: Represents grant of restricted stock units ("RSUs"), which vest into shares of Common Stock on a one-for-one basis. The RSUs vest in three equal installments commencing on April 1, 2027 and continuing for each of the next two anniversaries thereafter, subject to continued employment or service as provided in the award agreement.

SEC source: 0001193125-26-089350 · ownership.xml · nonDerivative · entry 1

Mack Richard · CIK 0001424106 · Director · CEO AND CHAIRMAN

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,717,330

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.385 to $2.425 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

SEC source: 0001193125-25-189889 · ownership.xml · nonDerivative · entry 1

Mack Richard · CIK 0001424106 · Director · CEO AND CHAIRMAN

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,667,330

F1 · kind: Represents net settlement of vested Restricted Stock Units in order to satisfy tax withholding obligations.

SEC source: 0000950170-25-077156 · ownership.xml · nonDerivative · entry 1

Mack Richard · CIK 0001424106 · Director · CEO AND CHAIRMAN

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,806,694

F1 · kind: Represents net settlement of vested Restricted Stock Units in order to satisfy tax withholding obligations.

SEC source: 0000950170-25-060397 · ownership.xml · nonDerivative · entry 1

Mack Richard · CIK 0001424106 · Director · CEO AND CHAIRMAN

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,911,606

F1 · price: Represents grant of restricted stock units ("RSUs"), which vest into shares of Common Stock on a one-for-one basis. The RSUs vest in three equal installments commencing on April 1, 2026 and continuing for each of the next two anniversaries thereafter, subject to continued employment or service as provided in the award agreement.

SEC source: 0000950170-25-039634 · ownership.xml · nonDerivative · entry 2

Mack Richard · CIK 0001424106 · Director · CEO AND CHAIRMAN

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,599,981

SEC source: 0000950170-25-039634 · ownership.xml · nonDerivative · entry 1

Mack Richard · CIK 0001424106 · Director · CEO AND CHAIRMAN

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,589,981

SEC source: 0000950170-25-038194 · ownership.xml · nonDerivative · entry 1

Mack Richard · CIK 0001424106 · Director · CEO AND CHAIRMAN

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,564,981

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.1482 to $3.2163, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote

SEC source: 0000950170-24-097279 · ownership.xml · nonDerivative · entry 1

Mack Richard · CIK 0001424106 · Director · CEO AND CHAIRMAN

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,449,981

F1 · kind: Represents cash settlement of RSUs in order to satisfy tax obligations.

SEC source: 0000950170-24-067487 · ownership.xml · nonDerivative · entry 1

Mack Richard · CIK 0001424106 · Director · CEO & CHAIRMAN

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,591,853

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.81 to $7.10, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

SEC source: 0000950170-24-066195 · ownership.xml · nonDerivative · entry 2

Mack Richard · CIK 0001424106 · Director · CEO & CHAIRMAN

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,551,853

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.03 to $7.38, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

SEC source: 0000950170-24-066195 · ownership.xml · nonDerivative · entry 1

Mack Richard · CIK 0001424106 · Director · CEO & CHAIRMAN

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,435,853

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.2298 to $7.2699, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

SEC source: 0000950170-24-059842 · ownership.xml · nonDerivative · entry 1

Mack Richard · CIK 0001424106 · Director · CEO AND CHAIRMAN

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,391,853

F1 · kind: Represents cash settlement of Restricted Stock Units in order to satisfy tax obligations.

SEC source: 0000950170-24-037288 · ownership.xml · nonDerivative · entry 1

Mack Richard · CIK 0001424106 · Director · CEO AND CHAIRMAN

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,446,567

F1 · price: Represents grant of restricted stock units ("RSUs"), which vest into shares of Common Stock on a one-for-one basis. The RSUs vest in three equal installments commencing on April 1, 2025 and continuing for each of the next two anniversaries thereafter, subject to continued employment or service as provided in the award agreement.

SEC source: 0000899243-23-017856 · doc4.xml · derivative · entry 3

Mack Richard · CIK 0001424106 · Director · CEO AND CHAIRMAN

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 0 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents first vesting tranche of restricted stock units ("RSUs") granted on June 14, 2022, which vest with respect to 1/3rd of the RSUs subject thereto on each of the 1st through 3rd anniversaries of July 1, 2022, subject to continued employment or service as provided in the award agreement. The RSUs have no expiration date.

F1 · derivative.exercise_price: Represents first vesting tranche of restricted stock units ("RSUs") granted on June 14, 2022, which vest with respect to 1/3rd of the RSUs subject thereto on each of the 1st through 3rd anniversaries of July 1, 2022, subject to continued employment or service as provided in the award agreement. The RSUs have no expiration date.

F1 · price: Represents first vesting tranche of restricted stock units ("RSUs") granted on June 14, 2022, which vest with respect to 1/3rd of the RSUs subject thereto on each of the 1st through 3rd anniversaries of July 1, 2022, subject to continued employment or service as provided in the award agreement. The RSUs have no expiration date.

F1 · derivative.exercise_date: Represents first vesting tranche of restricted stock units ("RSUs") granted on June 14, 2022, which vest with respect to 1/3rd of the RSUs subject thereto on each of the 1st through 3rd anniversaries of July 1, 2022, subject to continued employment or service as provided in the award agreement. The RSUs have no expiration date.

F1 · derivative.expiration_date: Represents first vesting tranche of restricted stock units ("RSUs") granted on June 14, 2022, which vest with respect to 1/3rd of the RSUs subject thereto on each of the 1st through 3rd anniversaries of July 1, 2022, subject to continued employment or service as provided in the award agreement. The RSUs have no expiration date.

SEC source: 0000899243-23-017856 · doc4.xml · nonDerivative · entry 2

Mack Richard · CIK 0001424106 · Director · CEO AND CHAIRMAN

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,181,327

F3 · kind: Represents cash settlement of RSUs in order to satisfy tax obligations.

SEC source: 0000899243-23-017856 · doc4.xml · nonDerivative · entry 1

Mack Richard · CIK 0001424106 · Director · CEO AND CHAIRMAN

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,322,244

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents first vesting tranche of restricted stock units ("RSUs") granted on June 14, 2022, which vest with respect to 1/3rd of the RSUs subject thereto on each of the 1st through 3rd anniversaries of July 1, 2022, subject to continued employment or service as provided in the award agreement. The RSUs have no expiration date.

F1 · price: Represents first vesting tranche of restricted stock units ("RSUs") granted on June 14, 2022, which vest with respect to 1/3rd of the RSUs subject thereto on each of the 1st through 3rd anniversaries of July 1, 2022, subject to continued employment or service as provided in the award agreement. The RSUs have no expiration date.

F2 · balance_after: Reflects change in beneficial ownership from indirect to direct holdings pursuant to a distribution of 140,771 common stock shares by Mack CMTG Holdings Member, LLC to Reporting Person.

SEC source: 0000950170-23-036107 · ownership.xml · derivative · entry 3

Mack Richard · CIK 0001424106 · Director · CEO AND CHAIRMAN

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 254,821

Underlying: COMMON STOCK · 254,821 shares

Expires not disclosed

F2 · security: This Amendment is being filed to report that the 254,821 restricted stock units ("RSUs") previously granted on June 14, 2022 that were previously reported on June 16, 2022 in Table I as shares of common stock are now being reported as derivative securities in Table II due to the fact that, on July 27, 2023, the Issuer's Compensation Committee approved an amendment to the RSUs that authorizes partial cash settlement of the first vesting tranche of the RSUs to satisfy tax obligations associated with such vesting. This filing does not reflect a new grant of awards.

F1 · derivative.exercise_price: Represents RSUs granted on June 14, 2022, which vest with respect to 1/3rd of the RSUs subject thereto on each of the 1st through 3rd anniversaries of July 1, 2022, subject to continued employment or service as provided in the award agreement.

F2 · kind: This Amendment is being filed to report that the 254,821 restricted stock units ("RSUs") previously granted on June 14, 2022 that were previously reported on June 16, 2022 in Table I as shares of common stock are now being reported as derivative securities in Table II due to the fact that, on July 27, 2023, the Issuer's Compensation Committee approved an amendment to the RSUs that authorizes partial cash settlement of the first vesting tranche of the RSUs to satisfy tax obligations associated with such vesting. This filing does not reflect a new grant of awards.

F1 · derivative.exercise_date: Represents RSUs granted on June 14, 2022, which vest with respect to 1/3rd of the RSUs subject thereto on each of the 1st through 3rd anniversaries of July 1, 2022, subject to continued employment or service as provided in the award agreement.

F1 · derivative.expiration_date: Represents RSUs granted on June 14, 2022, which vest with respect to 1/3rd of the RSUs subject thereto on each of the 1st through 3rd anniversaries of July 1, 2022, subject to continued employment or service as provided in the award agreement.

SEC source: 0000950170-23-036107 · ownership.xml · nonDerivative · entry 1

Mack Richard · CIK 0001424106 · Director · CEO AND CHAIRMAN

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,926,652

F1 · security: Represents RSUs granted on June 14, 2022, which vest with respect to 1/3rd of the RSUs subject thereto on each of the 1st through 3rd anniversaries of July 1, 2022, subject to continued employment or service as provided in the award agreement.

F2 · kind: This Amendment is being filed to report that the 254,821 restricted stock units ("RSUs") previously granted on June 14, 2022 that were previously reported on June 16, 2022 in Table I as shares of common stock are now being reported as derivative securities in Table II due to the fact that, on July 27, 2023, the Issuer's Compensation Committee approved an amendment to the RSUs that authorizes partial cash settlement of the first vesting tranche of the RSUs to satisfy tax obligations associated with such vesting. This filing does not reflect a new grant of awards.

F1 · price: Represents RSUs granted on June 14, 2022, which vest with respect to 1/3rd of the RSUs subject thereto on each of the 1st through 3rd anniversaries of July 1, 2022, subject to continued employment or service as provided in the award agreement.

F2 · balance_after: This Amendment is being filed to report that the 254,821 restricted stock units ("RSUs") previously granted on June 14, 2022 that were previously reported on June 16, 2022 in Table I as shares of common stock are now being reported as derivative securities in Table II due to the fact that, on July 27, 2023, the Issuer's Compensation Committee approved an amendment to the RSUs that authorizes partial cash settlement of the first vesting tranche of the RSUs to satisfy tax obligations associated with such vesting. This filing does not reflect a new grant of awards.

SEC source: 0000899243-23-010241 · doc4.xml · nonDerivative · entry 1

Mack Richard · CIK 0001424106 · Director · CEO AND CHAIRMAN

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,181,473

F1 · security: Represents grant of restricted stock units ("RSUs"), which vest into shares of Common Stock on a one-for-one basis. The RSUs vest in three equal installments commencing on April 1, 2024 and continuing for each of the next two anniversaries thereafter, subject to continued employment or service as provided in the award agreement.

F1 · price: Represents grant of restricted stock units ("RSUs"), which vest into shares of Common Stock on a one-for-one basis. The RSUs vest in three equal installments commencing on April 1, 2024 and continuing for each of the next two anniversaries thereafter, subject to continued employment or service as provided in the award agreement.

SEC source: 0000899243-22-022936 · doc4.xml · nonDerivative · entry 1

Mack Richard · CIK 0001424106 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,884,656

F1 · security: Represents grant of restricted stock units ("RSUs"), which vest into shares of Common Stock on a one-for-one basis. The RSUs vest with respect to 1/3rd of the RSUs subject thereto on each of the 1st through 3rd anniversaries of July 1, 2022, subject to continued employment or service as provided in the award agreement.

F1 · price: Represents grant of restricted stock units ("RSUs"), which vest into shares of Common Stock on a one-for-one basis. The RSUs vest with respect to 1/3rd of the RSUs subject thereto on each of the 1st through 3rd anniversaries of July 1, 2022, subject to continued employment or service as provided in the award agreement.

SEC source: 0000899243-21-049022 · doc4.xml · nonDerivative · entry 2

Mack Richard · CIK 0001424106 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,120,193

F2 · price: The price reported in Column 4 is a weighted average price. The shares purchased in multiple transactions at prices ranging from approximately $16.56 to approximately $17.45, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this Form 4.

SEC source: 0000899243-21-049022 · doc4.xml · nonDerivative · entry 1

Mack Richard · CIK 0001424106 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,057,193

F1 · price: The price reported in Column 4 is a weighted average price. The shares purchased in multiple transactions at prices ranging from approximately $15.84 to approximately $16.28, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this Form 4.

SEC source: 0000899243-21-043630 · doc4.xml · nonDerivative · entry 1

Mack Richard · CIK 0001424106 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,005,289