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CMTG

Claros Mortgage Trust, Inc.

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6289
SEC CIK
0001666291
Parsed reports
160

Last 12 months

Inside the activity.

6 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202620
Mar 202610
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202610
Sep 202620
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 04, 2026 Filed Sep 8, 2026 20:44 UTC
Mack RichardDirector · CEO AND CHAIRMAN
PurchaseCommon Stock 20,603 $1.59 $32,760.83
Disclosure

SEC source: 0001193125-26-385306 · ownership.xml · nonDerivative · entry 2

Mack Richard · CIK 0001424106 · Director · CEO AND CHAIRMAN

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,110,911

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.575 to $1.6 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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September 03, 2026 Filed Sep 8, 2026 20:44 UTC
Mack RichardDirector · CEO AND CHAIRMAN
PurchaseCommon Stock 200,000 $1.59 $318,480.00
Disclosure

SEC source: 0001193125-26-385306 · ownership.xml · nonDerivative · entry 1

Mack Richard · CIK 0001424106 · Director · CEO AND CHAIRMAN

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,090,308

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.5598 to $1.6 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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August 06, 2026 Filed Aug 10, 2026 21:22 UTC
McGillis MikeDirector · PRESIDENT AND CFO
PurchaseCommon Stock 25,000 $1.71 $42,730.00
Disclosure

SEC source: 0001193125-26-342708 · ownership.xml · nonDerivative · entry 1

McGillis Mike · CIK 0001371023 · Director · PRESIDENT AND CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 749,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.705 to $1.71 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
July 01, 2026 Filed Oct 5, 2026 22:59 UTC GrantDEFERRED STOCK UNITS · Derivative 17,561 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-414615 · ownership.xml · derivative · entry 1

Richman Steven Leonard · CIK 0001889783 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,469

Underlying: COMMON STOCK · 17,561 shares

Expires not disclosed

F1 · security: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of common stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.exercise_price: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of common stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.exercise_date: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of common stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.expiration_date: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of common stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

Read SEC document
July 01, 2026 Filed Jul 6, 2026 21:17 UTC GrantDEFERRED STOCK UNITS · Derivative 8,744 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-296413 · ownership.xml · derivative · entry 1

Richman Steven Leonard · CIK 0001889783 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,908

Underlying: COMMON STOCK · 8,744 shares

Expires not disclosed

F1 · security: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of common stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.exercise_price: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of common stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.exercise_date: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of common stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.expiration_date: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of common stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

Read SEC document
June 03, 2026 Filed Jun 5, 2026 23:29 UTC
TESE VINCENTDirector
GrantDEFERRED STOCK UNITS · Derivative 9,580 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-260181 · ownership.xml · derivative · entry 1

TESE VINCENT · CIK 0001042445 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,214

Underlying: COMMON STOCK · 9,580 shares

Expires not disclosed

F1 · security: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of common stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.exercise_price: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of common stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.exercise_date: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of common stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.expiration_date: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of common stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

Read SEC document
June 03, 2026 Filed Jun 5, 2026 23:39 UTC GrantDEFERRED STOCK UNITS · Derivative 53,418 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-260208 · ownership.xml · derivative · entry 1

Richman Steven Leonard · CIK 0001889783 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,418

Underlying: COMMON STOCK · 53,418 shares

Expires not disclosed

F1 · security: Represents annual director grant of restricted stock units, which have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date. The Vested DSUs convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.exercise_price: Represents annual director grant of restricted stock units, which have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date. The Vested DSUs convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.exercise_date: Represents annual director grant of restricted stock units, which have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date. The Vested DSUs convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.expiration_date: Represents annual director grant of restricted stock units, which have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date. The Vested DSUs convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

Read SEC document
June 03, 2026 Filed Jun 5, 2026 23:42 UTC GrantDEFERRED STOCK UNITS · Derivative 53,418 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-260215 · ownership.xml · derivative · entry 1

CEPHAS DERRICK D · CIK 0001831157 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,418

Underlying: COMMON STOCK · 53,418 shares

Expires not disclosed

F1 · security: Represents annual director grant of restricted stock units, which have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date. The Vested DSUs convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.exercise_price: Represents annual director grant of restricted stock units, which have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date. The Vested DSUs convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.exercise_date: Represents annual director grant of restricted stock units, which have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date. The Vested DSUs convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.expiration_date: Represents annual director grant of restricted stock units, which have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date. The Vested DSUs convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

Read SEC document
June 03, 2026 Filed Jun 5, 2026 23:44 UTC GrantCOMMON STOCK 53,418 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-260219 · ownership.xml · nonDerivative · entry 1

Liebman Pamela · CIK 0001888494 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 134,048

F1 · security: Represents annual director grant of restricted stock units ("RSUs"), which vest into shares of Common Stock on a one-for-one basis. The RSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date.

F1 · price: Represents annual director grant of restricted stock units ("RSUs"), which vest into shares of Common Stock on a one-for-one basis. The RSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date.

Read SEC document
June 03, 2026 Filed Jun 5, 2026 23:37 UTC GrantDEFERRED STOCK UNITS · Derivative 53,418 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-260199 · ownership.xml · derivative · entry 1

WALTER W EDWARD · CIK 0001194638 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,418

Underlying: COMMON STOCK · 53,418 shares

Expires not disclosed

F1 · security: Represents annual director grant of restricted stock units, which have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date. The Vested DSUs convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.exercise_price: Represents annual director grant of restricted stock units, which have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date. The Vested DSUs convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.exercise_date: Represents annual director grant of restricted stock units, which have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date. The Vested DSUs convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.expiration_date: Represents annual director grant of restricted stock units, which have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date. The Vested DSUs convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

Read SEC document
June 03, 2026 Filed Jun 5, 2026 23:34 UTC
Olsen DeniseDirector
GrantDEFERRED STOCK UNITS · Derivative 53,418 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-260195 · ownership.xml · derivative · entry 1

Olsen Denise · CIK 0001722774 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,418

Underlying: COMMON STOCK · 53,418 shares

Expires not disclosed

F1 · security: Represents annual director grant of restricted stock units, which have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date. The Vested DSUs convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.exercise_price: Represents annual director grant of restricted stock units, which have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date. The Vested DSUs convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.exercise_date: Represents annual director grant of restricted stock units, which have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date. The Vested DSUs convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.expiration_date: Represents annual director grant of restricted stock units, which have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date. The Vested DSUs convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

Read SEC document
June 03, 2026 Filed Jun 5, 2026 23:31 UTC GrantCOMMON STOCK 53,418 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-260189 · ownership.xml · nonDerivative · entry 1

Haggerty Mary · CIK 0001849353 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,248

F1 · security: Represents annual director grant of restricted stock units ("RSUs"), which vest into shares of Common Stock on a one-for-one basis. The RSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date.

F1 · price: Represents annual director grant of restricted stock units ("RSUs"), which vest into shares of Common Stock on a one-for-one basis. The RSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date.

Read SEC document
May 21, 2026 Filed May 26, 2026 21:22 UTC
Mack RichardDirector · CEO AND CHAIRMAN
Tax withholdingCommon Stock 162,018 $2.25 $364,540.50
Disclosure

SEC source: 0001193125-26-239662 · ownership.xml · nonDerivative · entry 1

Mack Richard · CIK 0001424106 · Director · CEO AND CHAIRMAN

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,890,308

F1 · kind: Represents net settlement of vested Restricted Stock Units in order to satisfy tax withholding obligations.

Read SEC document
May 21, 2026 Filed May 26, 2026 21:16 UTC
McGillis MikeDirector · PRESIDENT AND CFO
Tax withholdingCommon Stock 46,170 $2.25 $103,882.50
Disclosure

SEC source: 0001193125-26-239639 · ownership.xml · nonDerivative · entry 1

McGillis Mike · CIK 0001371023 · Director · PRESIDENT AND CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 724,000

F1 · kind: Represents net settlement of vested Restricted Stock Units in order to satisfy tax withholding obligations.

Read SEC document
May 21, 2026 Filed May 26, 2026 21:16 UTC
Siegel Jeffrey DSEE REMARKS
Tax withholdingCommon Stock 33,093 $2.25 $74,459.25
Disclosure

SEC source: 0001193125-26-239641 · ownership.xml · nonDerivative · entry 1

Siegel Jeffrey D · CIK 0001890651 · SEE REMARKS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 311,381.774

F1 · kind: Represents net settlement of vested Restricted Stock Units in order to satisfy tax withholding obligations.

Read SEC document
May 21, 2026 Filed May 26, 2026 21:16 UTC
Garg PriyankaSEE REMARKS
Tax withholdingCommon Stock 76,548 $2.25 $172,233.00
Disclosure

SEC source: 0001193125-26-239637 · ownership.xml · nonDerivative · entry 1

Garg Priyanka · CIK 0001888497 · SEE REMARKS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 562,718

F1 · kind: Represents net settlement of vested Restricted Stock Units in order to satisfy tax withholding obligations.

Read SEC document
April 01, 2026 Filed Apr 3, 2026 22:02 UTC
TESE VINCENTDirector
GrantDEFERRED STOCK UNITS · Derivative 13,739 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-142429 · ownership.xml · derivative · entry 1

TESE VINCENT · CIK 0001042445 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,634

Underlying: COMMON STOCK · 13,739 shares

Expires not disclosed

F1 · security: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of common stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.exercise_price: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of common stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.exercise_date: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of common stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.expiration_date: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of common stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

Read SEC document
April 01, 2026 Filed Apr 3, 2026 21:56 UTC GrantDEFERRED STOCK UNITS · Derivative 9,159 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-142421 · ownership.xml · derivative · entry 1

Richman Steven Leonard · CIK 0001889783 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,164

Underlying: COMMON STOCK · 9,159 shares

Expires not disclosed

F1 · security: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of common stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.exercise_price: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of common stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.exercise_date: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of common stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.expiration_date: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of common stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 22:01 UTC
Garg PriyankaSEE REMARKS
GrantCommon Stock 217,279 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-122313 · ownership.xml · nonDerivative · entry 1

Garg Priyanka · CIK 0001888497 · SEE REMARKS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 639,266

F1 · price: Represents grant of restricted stock units ("RSUs"), which vest into shares of Common Stock on a one-for-one basis. The RSUs vest in three equal installments commencing on April 1, 2027 and continuing for each of the next two anniversaries thereafter, subject to continued employment or service as provided in the award agreement.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 21:53 UTC
Mack RichardDirector · CEO AND CHAIRMAN
GrantCommon Stock 334,996 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-122301 · ownership.xml · nonDerivative · entry 1

Mack Richard · CIK 0001424106 · Director · CEO AND CHAIRMAN

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,052,326

F1 · price: Represents grant of restricted stock units ("RSUs"), which vest into shares of Common Stock on a one-for-one basis. The RSUs vest in three equal installments commencing on April 1, 2027 and continuing for each of the next two anniversaries thereafter, subject to continued employment or service as provided in the award agreement.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 21:58 UTC
Siegel Jeffrey DSEE REMARKS
GrantCommon Stock 111,800 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-122304 · ownership.xml · nonDerivative · entry 1

Siegel Jeffrey D · CIK 0001890651 · SEE REMARKS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 344,474.774

F1 · price: Represents grant of restricted stock units ("RSUs"), which vest into shares of Common Stock on a one-for-one basis. The RSUs vest in three equal installments commencing on April 1, 2027 and continuing for each of the next two anniversaries thereafter, subject to continued employment or service as provided in the award agreement.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 21:52 UTC
McGillis MikeDirector · PRESIDENT AND CFO
GrantCommon Stock 167,163 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-122300 · ownership.xml · nonDerivative · entry 1

McGillis Mike · CIK 0001371023 · Director · PRESIDENT AND CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 770,170

F1 · price: Represents grant of restricted stock units ("RSUs"), which vest into shares of Common Stock on a one-for-one basis. The RSUs vest in three equal installments commencing on April 1, 2027 and continuing for each of the next two anniversaries thereafter, subject to continued employment or service as provided in the award agreement.

Read SEC document
March 02, 2026 Filed Mar 4, 2026 00:23 UTC
McGillis MikeDirector · PRESIDENT AND CFO
PurchaseCommon Stock 20,000 $2.34 $46,792.00
Disclosure

SEC source: 0001193125-26-089339 · ownership.xml · nonDerivative · entry 1

McGillis Mike · CIK 0001371023 · Director · PRESIDENT AND CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 603,007

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.25 to $2.365 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
February 27, 2026 Filed Mar 4, 2026 00:26 UTC
Mack RichardDirector · CEO AND CHAIRMAN
PurchaseCommon Stock 50,000 $2.41 $120,355.00
Disclosure

SEC source: 0001193125-26-089350 · ownership.xml · nonDerivative · entry 1

Mack Richard · CIK 0001424106 · Director · CEO AND CHAIRMAN

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,717,330

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.385 to $2.425 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
February 24, 2026 Filed Feb 27, 2026 02:11 UTC PurchaseCOMMON STOCK 25,000 $2.28 $56,895.00
Disclosure

SEC source: 0001193125-26-078481 · ownership.xml · nonDerivative · entry 1

WALTER W EDWARD · CIK 0001194638 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By LLC 2

Disclosed balance after: 32,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.255 to $2.28 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F2 · ownership.direct: Represents shares of common stock held by WillJen2 LLC ("WillJen2"). Mr. Walter is the managing member of WillJen2 and thus is deemed to beneficially own the shares held by WillJen2. Mr. Walter disclaims beneficial ownership of these shares, except to the extent of any pecuniary interest therein.

F3 · ownership.nature: Due to a scrivener's error on the Reporting Person's Form 4 filed on May 29, 2024, 7,000 shares of common stock was inadvertently reported as acquired by WillJen LLC ("WillJen") rather than by WillJen2. The corrected number of shares beneficially owned by each of WillJen and WillJen2 are correctly reflected in this Form 4.

Read SEC document
January 02, 2026 Filed Jan 6, 2026 23:36 UTC
TESE VINCENTDirector
GrantDEFERRED STOCK UNITS · Derivative 10,315 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-004929 · ownership.xml · derivative · entry 1

TESE VINCENT · CIK 0001042445 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,895

Underlying: COMMON STOCK · 10,315 shares

Expires not disclosed

F1 · security: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of common stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.exercise_price: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of common stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.exercise_date: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of common stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.expiration_date: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of common stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

Read SEC document
January 02, 2026 Filed Jan 6, 2026 23:34 UTC GrantDEFERRED STOCK UNITS · Derivative 6,877 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-004928 · ownership.xml · derivative · entry 1

Richman Steven Leonard · CIK 0001889783 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,005

Underlying: COMMON STOCK · 6,877 shares

Expires not disclosed

F1 · security: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of common stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.exercise_price: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of common stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.exercise_date: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of common stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.expiration_date: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of common stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

Read SEC document
October 01, 2025 Filed Oct 3, 2025 22:16 UTC
TESE VINCENTDirector
GrantDEFERRED STOCK UNITS · Derivative 9,347 $0.00 $0.00
Disclosure

SEC source: 0001193125-25-230587 · ownership.xml · derivative · entry 1

TESE VINCENT · CIK 0001042445 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,580

Underlying: COMMON STOCK · 9,347 shares

Expires not disclosed

F1 · security: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.exercise_price: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.exercise_date: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.expiration_date: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

Read SEC document
October 01, 2025 Filed Oct 3, 2025 22:18 UTC GrantDEFERRED STOCK UNITS · Derivative 6,231 $0.00 $0.00
Disclosure

SEC source: 0001193125-25-230589 · ownership.xml · derivative · entry 1

Richman Steven Leonard · CIK 0001889783 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,128

Underlying: COMMON STOCK · 6,231 shares

Expires not disclosed

F1 · security: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.exercise_price: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.exercise_date: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.expiration_date: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

Read SEC document
August 25, 2025 Filed Aug 27, 2025 21:53 UTC
Siegel Jeffrey DSEE REMARKS
Tax withholdingCommon Stock 11,991 $3.46 $41,488.86
Disclosure

SEC source: 0001193125-25-189909 · ownership.xml · nonDerivative · entry 1

Siegel Jeffrey D · CIK 0001890651 · SEE REMARKS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 232,674.774

F1 · kind: Represents net settlement of vested Restricted Stock Units in order to satisfy tax withholding obligations.

Read SEC document
August 25, 2025 Filed Aug 27, 2025 21:51 UTC
McGillis MikeDirector · PRESIDENT AND CFO
Tax withholdingCommon Stock 25,150 $3.46 $87,019.00
Disclosure

SEC source: 0001193125-25-189907 · ownership.xml · nonDerivative · entry 1

McGillis Mike · CIK 0001371023 · Director · PRESIDENT AND CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 583,007

F1 · kind: Represents net settlement of vested Restricted Stock Units in order to satisfy tax withholding obligations.

Read SEC document
August 25, 2025 Filed Aug 27, 2025 21:41 UTC
Mack RichardDirector · CEO AND CHAIRMAN
Tax withholdingCommon Stock 139,364 $3.46 $482,199.44
Disclosure

SEC source: 0001193125-25-189889 · ownership.xml · nonDerivative · entry 1

Mack Richard · CIK 0001424106 · Director · CEO AND CHAIRMAN

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,667,330

F1 · kind: Represents net settlement of vested Restricted Stock Units in order to satisfy tax withholding obligations.

Read SEC document
August 25, 2025 Filed Aug 27, 2025 21:45 UTC
Garg PriyankaSEE REMARKS
Tax withholdingCommon Stock 24,302 $3.46 $84,084.92
Disclosure

SEC source: 0001193125-25-189896 · ownership.xml · nonDerivative · entry 1

Garg Priyanka · CIK 0001888497 · SEE REMARKS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 421,987

F1 · kind: Represents net settlement of vested Restricted Stock Units in order to satisfy tax withholding obligations.

Read SEC document
July 01, 2025 Filed Jul 3, 2025 20:44 UTC
TESE VINCENTDirector
GrantDEFERRED STOCK UNITS · Derivative 10,805 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-093950 · ownership.xml · derivative · entry 1

TESE VINCENT · CIK 0001042445 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,233

Underlying: COMMON STOCK · 10,805 shares

Expires not disclosed

F1 · security: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.exercise_price: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.exercise_date: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.expiration_date: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

Read SEC document
July 01, 2025 Filed Jul 3, 2025 20:48 UTC GrantDEFERRED STOCK UNITS · Derivative 7,203 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-093962 · ownership.xml · derivative · entry 1

Richman Steven Leonard · CIK 0001889783 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,897

Underlying: COMMON STOCK · 7,203 shares

Expires not disclosed

F1 · security: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.exercise_price: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.exercise_date: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.expiration_date: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

Read SEC document
June 04, 2025 Filed Jun 6, 2025 21:31 UTC
TESE VINCENTDirector
GrantDEFERRED STOCK UNITS · Derivative 46,125 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-083278 · ownership.xml · derivative · entry 1

TESE VINCENT · CIK 0001042445 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,125

Underlying: COMMON STOCK · 46,125 shares

Expires not disclosed

F1 · security: Represents annual director grant of restricted stock units, which have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date. The Vested DSUs convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.exercise_price: Represents annual director grant of restricted stock units, which have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date. The Vested DSUs convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.exercise_date: Represents annual director grant of restricted stock units, which have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date. The Vested DSUs convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.expiration_date: Represents annual director grant of restricted stock units, which have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date. The Vested DSUs convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

Read SEC document
June 04, 2025 Filed Jun 6, 2025 21:30 UTC GrantDEFERRED STOCK UNITS · Derivative 46,125 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-083277 · ownership.xml · derivative · entry 1

Richman Steven Leonard · CIK 0001889783 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,125

Underlying: COMMON STOCK · 46,125 shares

Expires not disclosed

F1 · security: Represents annual director grant of restricted stock units, which have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date. The Vested DSUs convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.exercise_price: Represents annual director grant of restricted stock units, which have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date. The Vested DSUs convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.exercise_date: Represents annual director grant of restricted stock units, which have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date. The Vested DSUs convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.expiration_date: Represents annual director grant of restricted stock units, which have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date. The Vested DSUs convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

Read SEC document
June 04, 2025 Filed Jun 6, 2025 21:36 UTC GrantDEFERRED STOCK UNITS · Derivative 46,125 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-083286 · ownership.xml · derivative · entry 1

CEPHAS DERRICK D · CIK 0001831157 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,125

Underlying: COMMON STOCK · 46,125 shares

Expires not disclosed

F1 · security: Represents annual director grant of restricted stock units, which have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date. The Vested DSUs convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.exercise_price: Represents annual director grant of restricted stock units, which have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date. The Vested DSUs convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.exercise_date: Represents annual director grant of restricted stock units, which have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date. The Vested DSUs convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.expiration_date: Represents annual director grant of restricted stock units, which have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date. The Vested DSUs convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

Read SEC document
June 04, 2025 Filed Jun 6, 2025 21:35 UTC GrantCOMMON STOCK 46,125 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-083285 · ownership.xml · nonDerivative · entry 1

Liebman Pamela · CIK 0001888494 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,630

F1 · security: Represents annual director grant of restricted stock units ("RSUs"), which vest into shares of Common Stock on a one-for-one basis. The RSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date.

F1 · price: Represents annual director grant of restricted stock units ("RSUs"), which vest into shares of Common Stock on a one-for-one basis. The RSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date.

Read SEC document
June 04, 2025 Filed Jun 6, 2025 21:34 UTC GrantCOMMON STOCK 46,125 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-083281 · ownership.xml · nonDerivative · entry 1

Haggerty Mary · CIK 0001849353 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,830

F1 · security: Represents annual director grant of restricted stock units ("RSUs"), which vest into shares of Common Stock on a one-for-one basis. The RSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date.

F1 · price: Represents annual director grant of restricted stock units ("RSUs"), which vest into shares of Common Stock on a one-for-one basis. The RSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date.

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June 04, 2025 Filed Jun 6, 2025 21:28 UTC GrantDEFERRED STOCK UNITS · Derivative 46,125 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-083264 · ownership.xml · derivative · entry 1

WALTER W EDWARD · CIK 0001194638 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,125

Underlying: COMMON STOCK · 46,125 shares

Expires not disclosed

F1 · security: Represents annual director grant of restricted stock units, which have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date. The Vested DSUs convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.exercise_price: Represents annual director grant of restricted stock units, which have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date. The Vested DSUs convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.exercise_date: Represents annual director grant of restricted stock units, which have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date. The Vested DSUs convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.expiration_date: Represents annual director grant of restricted stock units, which have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date. The Vested DSUs convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

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May 21, 2025 Filed May 23, 2025 21:45 UTC
Mack RichardDirector · CEO AND CHAIRMAN
Tax withholdingCommon Stock 104,912 $2.29 $240,248.48
Disclosure

SEC source: 0000950170-25-077156 · ownership.xml · nonDerivative · entry 1

Mack Richard · CIK 0001424106 · Director · CEO AND CHAIRMAN

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,806,694

F1 · kind: Represents net settlement of vested Restricted Stock Units in order to satisfy tax withholding obligations.

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May 21, 2025 Filed May 23, 2025 21:40 UTC
McGillis MikeDirector · PRESIDENT AND CFO
Tax withholdingCommon Stock 23,288 $2.29 $53,329.52
Disclosure

SEC source: 0000950170-25-077151 · ownership.xml · nonDerivative · entry 1

McGillis Mike · CIK 0001371023 · Director · PRESIDENT AND CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 608,157

F1 · kind: Represents net settlement of vested Restricted Stock Units in order to satisfy tax withholding obligations.

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May 21, 2025 Filed May 23, 2025 21:39 UTC
Garg PriyankaSEE REMARKS
Tax withholdingCommon Stock 40,506 $2.29 $92,758.74
Disclosure

SEC source: 0000950170-25-077150 · ownership.xml · nonDerivative · entry 1

Garg Priyanka · CIK 0001888497 · SEE REMARKS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 446,289

F1 · kind: Represents net settlement of vested Restricted Stock Units in order to satisfy tax withholding obligations.

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May 21, 2025 Filed May 23, 2025 21:37 UTC
Siegel Jeffrey DSEE REMARKS
Tax withholdingCommon Stock 13,568 $2.29 $31,070.72
Disclosure

SEC source: 0000950170-25-077145 · ownership.xml · nonDerivative · entry 1

Siegel Jeffrey D · CIK 0001890651 · SEE REMARKS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 244,665.774

F1 · kind: Represents net settlement of vested Restricted Stock Units in order to satisfy tax withholding obligations.

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April 27, 2025 Filed Apr 29, 2025 21:43 UTC
Garg PriyankaSEE REMARKS
GrantCommon Stock 195,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-060401 · ownership.xml · nonDerivative · entry 1

Garg Priyanka · CIK 0001888497 · SEE REMARKS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 486,795

F1 · price: Represents grant of restricted stock units ("RSUs"), which vest into shares of Common Stock on a one-for-one basis. The RSUs vest in three equal installments commencing on April 1, 2026 and continuing for each of the next two anniversaries thereafter, subject to continued employment or service as provided in the award agreement.

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April 27, 2025 Filed Apr 29, 2025 21:42 UTC
Mack RichardDirector · CEO AND CHAIRMAN
GrantCommon Stock 311,625 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-060397 · ownership.xml · nonDerivative · entry 1

Mack Richard · CIK 0001424106 · Director · CEO AND CHAIRMAN

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,911,606

F1 · price: Represents grant of restricted stock units ("RSUs"), which vest into shares of Common Stock on a one-for-one basis. The RSUs vest in three equal installments commencing on April 1, 2026 and continuing for each of the next two anniversaries thereafter, subject to continued employment or service as provided in the award agreement.

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April 27, 2025 Filed Apr 29, 2025 21:38 UTC
McGillis MikeDirector · PRESIDENT AND CFO
GrantCommon Stock 155,500 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-060383 · ownership.xml · nonDerivative · entry 1

McGillis Mike · CIK 0001371023 · Director · PRESIDENT AND CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 631,445

F1 · price: Represents grant of restricted stock units ("RSUs"), which vest into shares of Common Stock on a one-for-one basis. The RSUs vest in three equal installments commencing on April 1, 2026 and continuing for each of the next two anniversaries thereafter, subject to continued employment or service as provided in the award agreement.

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April 27, 2025 Filed Apr 29, 2025 21:37 UTC
Siegel Jeffrey DSEE REMARKS
GrantCommon Stock 104,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-060380 · ownership.xml · nonDerivative · entry 1

Siegel Jeffrey D · CIK 0001890651 · SEE REMARKS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 258,233.774

F1 · price: Represents grant of restricted stock units ("RSUs"), which vest into shares of Common Stock on a one-for-one basis. The RSUs vest in three equal installments commencing on April 1, 2026 and continuing for each of the next two anniversaries thereafter, subject to continued employment or service as provided in the award agreement.

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April 01, 2025 Filed Apr 3, 2025 21:28 UTC
TESE VINCENTDirector
GrantDEFERRED STOCK UNITS · Derivative 8,709 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-050612 · ownership.xml · derivative · entry 1

TESE VINCENT · CIK 0001042445 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,428

Underlying: COMMON STOCK · 8,709 shares

Expires not disclosed

F1 · security: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.exercise_price: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.exercise_date: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

F1 · derivative.expiration_date: Represents director cash fees that have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs are fully vested and convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.