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CMS

CMS ENERGY CORP

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Tapewire entity
3244
SEC CIK
0000811156
Parsed reports
526

Last 12 months

Inside the activity.

2 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202600
Feb 202612
Mar 202601
Apr 202600
May 202601
Jun 202600
Jul 202610
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 05, 2023 Filed May 8, 2023 20:51 UTC
Wright LauraDirector
GrantCommon Stock 2,582 $0.00 $0.00
Disclosure

SEC source: 0000811156-23-000054 · wf-form4_168357907373608.xml · nonDerivative · entry 1

Wright Laura · CIK 0001297907 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,097

F1 · shares: Grant of 2,582 shares of Restricted Stock pursuant to CMS Energy Corporation's Performance Incentive Stock Plan, and subject to vest at the next annual meeting date.

F2 · ownership.direct: The total holdings reflect an adjustment of 156 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan.

Read SEC document
May 05, 2023 Filed May 8, 2023 20:51 UTC GrantCommon Stock 2,582 $0.00 $0.00
Disclosure

SEC source: 0000811156-23-000053 · wf-form4_168357905584727.xml · nonDerivative · entry 1

DARROW KURT L · CIK 0001263270 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,451

F1 · shares: Grant of 2,582 shares of Restricted Stock Units pursuant to CMS Energy Corporation's Performance Incentive Stock Plan, and subject to vest at the next annual meeting date.

F2 · ownership.direct: The total holdings reflect an adjustment of 310 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 597 additional Restricted Stock Units purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock Units in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
May 05, 2023 Filed May 8, 2023 20:50 UTC GrantCommon Stock 2,582 $0.00 $0.00
Disclosure

SEC source: 0000811156-23-000052 · wf-form4_168357903966785.xml · nonDerivative · entry 1

Sznewajs John G · CIK 0001333724 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,002

F1 · shares: Grant of 2,582 shares of Restricted Stock Units pursuant to CMS Energy Corporation's Performance Incentive Stock Plan, and subject to vest at the next annual meeting date.

F2 · ownership.direct: The total holdings reflect an adjustment of 97 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 597 additional Restricted Stock Units purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock Units in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
May 05, 2023 Filed May 8, 2023 20:50 UTC GrantCommon Stock 2,582 $0.00 $0.00
Disclosure

SEC source: 0000811156-23-000051 · wf-form4_168357902485505.xml · nonDerivative · entry 1

RUSSELL JOHN G · CIK 0001180661 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 188,899

F1 · shares: Grant of 2,582 shares of Restricted Stock pursuant to CMS Energy Corporation's Performance Incentive Stock Plan, and subject to vest at the next annual meeting date.

F2 · ownership.direct: The total holdings reflect an adjustment of 18 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan.

Read SEC document
May 05, 2023 Filed May 8, 2023 20:50 UTC GrantCommon Stock 2,582 $0.00 $0.00
Disclosure

SEC source: 0000811156-23-000050 · wf-form4_168357900327816.xml · nonDerivative · entry 1

BARFIELD JON E · CIK 0001181676 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,284

F1 · shares: Grant of 2,582 shares of Restricted Stock pursuant to CMS Energy Corporation's Performance Incentive Stock Plan, and subject to vest at the next annual meeting date.

F2 · ownership.direct: The total holdings reflect an adjustment of 82 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan.

Read SEC document
May 05, 2023 Filed May 8, 2023 20:49 UTC GrantCommon Stock 2,582 $0.00 $0.00
Disclosure

SEC source: 0000811156-23-000049 · wf-form4_168357897929761.xml · nonDerivative · entry 1

Butler Deborah H · CIK 0001401687 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,096

F1 · shares: Grant of 2,582 shares of Restricted Stock Units pursuant to CMS Energy Corporation's Performance Incentive Stock Plan, and subject to vest at the next annual meeting date.

F2 · ownership.direct: The total holdings reflect an adjustment of 41 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 713 additional Restricted Stock Units purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock Units in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
March 23, 2023 Filed Mar 27, 2023 18:00 UTC
Berry Tonya LSenior Vice President
Tax withholdingCommon Stock 670 $57.96 $38,833.20
Disclosure

SEC source: 0000811156-23-000034 · wf-form4_167994002365164.xml · nonDerivative · entry 2

Berry Tonya L · CIK 0001910076 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,906

Read SEC document
March 23, 2023 Filed Mar 27, 2023 18:00 UTC
Berry Tonya LSenior Vice President
GrantCommon Stock 644 $0.00 $0.00
Disclosure

SEC source: 0000811156-23-000034 · wf-form4_167994002365164.xml · nonDerivative · entry 1

Berry Tonya L · CIK 0001910076 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,576

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") were acquired as a result of CMS exceeding certain performance criteria established under the 2020 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

F2 · ownership.direct: The total holdings reflect an adjustment of 112 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 134 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
March 23, 2023 Filed Mar 27, 2023 18:00 UTC
Johnson Shaun MSVP and General Counsel
Tax withholdingCommon Stock 2,114 $57.96 $122,527.44
Disclosure

SEC source: 0000811156-23-000033 · wf-form4_167994000852173.xml · nonDerivative · entry 2

Johnson Shaun M · CIK 0001777747 · SVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,599

Read SEC document
March 23, 2023 Filed Mar 27, 2023 18:00 UTC
Johnson Shaun MSVP and General Counsel
GrantCommon Stock 1,933 $0.00 $0.00
Disclosure

SEC source: 0000811156-23-000033 · wf-form4_167994000852173.xml · nonDerivative · entry 1

Johnson Shaun M · CIK 0001777747 · SVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,713

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") were acquired as a result of CMS exceeding certain performance criteria established under the 2020 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

F2 · ownership.direct: The total holdings reflect an adjustment of 205 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 271 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
March 23, 2023 Filed Mar 27, 2023 18:00 UTC
McIntosh Scott BVP, Controller, CAO
Tax withholdingCommon Stock 896 $57.96 $51,932.16
Disclosure

SEC source: 0000811156-23-000032 · wf-form4_167993999264952.xml · nonDerivative · entry 2

McIntosh Scott B · CIK 0001876797 · VP, Controller, CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,893

Read SEC document
March 23, 2023 Filed Mar 27, 2023 18:00 UTC
McIntosh Scott BVP, Controller, CAO
GrantCommon Stock 858 $0.00 $0.00
Disclosure

SEC source: 0000811156-23-000032 · wf-form4_167993999264952.xml · nonDerivative · entry 1

McIntosh Scott B · CIK 0001876797 · VP, Controller, CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,789

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") were acquired as a result of CMS exceeding certain performance criteria established under the 2020 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

F2 · ownership.direct: The total holdings reflect an adjustment of 59 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 90 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
March 23, 2023 Filed Mar 27, 2023 17:59 UTC Tax withholdingCommon Stock 6,647 $57.96 $385,260.12
Disclosure

SEC source: 0000811156-23-000031 · wf-form4_167993997761627.xml · nonDerivative · entry 2

Hayes Rejji P · CIK 0001611961 · EVP/CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 184,726

Read SEC document
March 23, 2023 Filed Mar 27, 2023 17:59 UTC GrantCommon Stock 6,079 $0.00 $0.00
Disclosure

SEC source: 0000811156-23-000031 · wf-form4_167993997761627.xml · nonDerivative · entry 1

Hayes Rejji P · CIK 0001611961 · EVP/CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 191,373

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") were acquired as a result of CMS exceeding certain performance criteria established under the 2020 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

F2 · ownership.direct: The total holdings reflect an adjustment of 831 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 675 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
March 23, 2023 Filed Mar 27, 2023 17:59 UTC
Wells LeeRoy JrSenior Vice President
Tax withholdingCommon Stock 625 $57.96 $36,225.00
Disclosure

SEC source: 0000811156-23-000030 · wf-form4_167993996060340.xml · nonDerivative · entry 2

Wells LeeRoy Jr · CIK 0001834917 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,414

Read SEC document
March 23, 2023 Filed Mar 27, 2023 17:59 UTC
Wells LeeRoy JrSenior Vice President
GrantCommon Stock 881 $0.00 $0.00
Disclosure

SEC source: 0000811156-23-000030 · wf-form4_167993996060340.xml · nonDerivative · entry 1

Wells LeeRoy Jr · CIK 0001834917 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,039

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") were acquired as a result of CMS exceeding certain performance criteria established under the 2020 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

F2 · ownership.direct: The total holdings reflect an adjustment of 170 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 231 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
March 23, 2023 Filed Mar 27, 2023 17:59 UTC
Rochow Garrick JDirector · President and CEO
Tax withholdingCommon Stock 4,814 $57.96 $279,019.44
Disclosure

SEC source: 0000811156-23-000029 · wf-form4_167993994361776.xml · nonDerivative · entry 2

Rochow Garrick J · CIK 0001635192 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 359,925

Read SEC document
March 23, 2023 Filed Mar 27, 2023 17:59 UTC
Rochow Garrick JDirector · President and CEO
GrantCommon Stock 4,403 $0.00 $0.00
Disclosure

SEC source: 0000811156-23-000029 · wf-form4_167993994361776.xml · nonDerivative · entry 1

Rochow Garrick J · CIK 0001635192 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 364,739

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") were acquired as a result of CMS exceeding certain performance criteria established under the 2020 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

F2 · ownership.direct: The total holdings reflect an adjustment of 597 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 1661 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
March 23, 2023 Filed Mar 27, 2023 17:58 UTC
Venkat Dhenuvakonda RaoSenior Vice President
Tax withholdingCommon Stock 1,128 $57.96 $65,378.88
Disclosure

SEC source: 0000811156-23-000028 · wf-form4_167993992755059.xml · nonDerivative · entry 2

Venkat Dhenuvakonda Rao · CIK 0001681922 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,018

Read SEC document
March 23, 2023 Filed Mar 27, 2023 17:58 UTC
Venkat Dhenuvakonda RaoSenior Vice President
GrantCommon Stock 1,031 $0.00 $0.00
Disclosure

SEC source: 0000811156-23-000028 · wf-form4_167993992755059.xml · nonDerivative · entry 1

Venkat Dhenuvakonda Rao · CIK 0001681922 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,146

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") were acquired as a result of CMS exceeding certain performance criteria established under the 2020 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

F2 · ownership.direct: The total holdings reflect an adjustment of 191 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 98 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
March 23, 2023 Filed Mar 27, 2023 17:58 UTC
Hendrian Catherine ASenior Vice President
Tax withholdingCommon Stock 2,969 $57.96 $172,083.24
Disclosure

SEC source: 0000811156-23-000027 · wf-form4_167993991027696.xml · nonDerivative · entry 2

Hendrian Catherine A · CIK 0001701746 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,467

Read SEC document
March 23, 2023 Filed Mar 27, 2023 17:58 UTC
Hendrian Catherine ASenior Vice President
GrantCommon Stock 2,715 $0.00 $0.00
Disclosure

SEC source: 0000811156-23-000027 · wf-form4_167993991027696.xml · nonDerivative · entry 1

Hendrian Catherine A · CIK 0001701746 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,436

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") were acquired as a result of CMS exceeding certain performance criteria established under the 2020 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

F2 · ownership.direct: The total holdings reflect an adjustment of 214 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 239 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
March 23, 2023 Filed Mar 27, 2023 17:58 UTC
Hofmeister Brandon J.Senior Vice President
Tax withholdingCommon Stock 2,536 $57.96 $146,986.56
Disclosure

SEC source: 0000811156-23-000026 · wf-form4_167993988521089.xml · nonDerivative · entry 2

Hofmeister Brandon J. · CIK 0001710651 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,664

Read SEC document
March 23, 2023 Filed Mar 27, 2023 17:58 UTC
Hofmeister Brandon J.Senior Vice President
GrantCommon Stock 2,319 $0.00 $0.00
Disclosure

SEC source: 0000811156-23-000026 · wf-form4_167993988521089.xml · nonDerivative · entry 1

Hofmeister Brandon J. · CIK 0001710651 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,200

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") were acquired as a result of CMS exceeding certain performance criteria established under the 2020 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
March 23, 2023 Filed Mar 27, 2023 17:58 UTC
Rich Brian FSenior Vice President
Tax withholdingCommon Stock 3,868 $57.96 $224,189.28
Disclosure

SEC source: 0000811156-23-000025 · wf-form4_167993986617786.xml · nonDerivative · entry 2

Rich Brian F · CIK 0001676145 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,603

Read SEC document
March 23, 2023 Filed Mar 27, 2023 17:58 UTC
Rich Brian FSenior Vice President
GrantCommon Stock 3,544 $0.00 $0.00
Disclosure

SEC source: 0000811156-23-000025 · wf-form4_167993986617786.xml · nonDerivative · entry 1

Rich Brian F · CIK 0001676145 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,471

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") were acquired as a result of CMS exceeding certain performance criteria established under the 2020 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
March 16, 2023 Filed Mar 17, 2023 13:53 UTC
Rich Brian FSenior Vice President
SaleCommon Stock 4,000 $61.72 $246,880.00
Disclosure

SEC source: 0001676145-23-000005 · wf-form4_167906117379735.xml · nonDerivative · entry 1

Rich Brian F · CIK 0001676145 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,927

F1 · ownership.direct: The total holdings reflect an adjustment of 475 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 307 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
March 13, 2023 Filed Mar 13, 2023 15:43 UTC
Hofmeister Brandon J.Senior Vice President
SaleCommon Stock 1,250 $60.00 $75,001.50
Disclosure

SEC source: 0001710651-23-000005 · wf-form4_167872218550312.xml · nonDerivative · entry 2

Hofmeister Brandon J. · CIK 0001710651 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,881

Read SEC document
March 09, 2023 Filed Mar 13, 2023 15:43 UTC
Hofmeister Brandon J.Senior Vice President
SaleCommon Stock 1,250 $60.00 $75,000.00
Disclosure

SEC source: 0001710651-23-000005 · wf-form4_167872218550312.xml · nonDerivative · entry 1

Hofmeister Brandon J. · CIK 0001710651 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,131

F1 · ownership.direct: The total holdings reflect an adjustment of 101 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 264 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

Read SEC document
February 13, 2023 Filed Feb 14, 2023 20:27 UTC
Johnson Shaun MSVP and General Counsel
SaleCommon Stock 814 $61.74 $50,253.27
Disclosure

SEC source: 0001777747-23-000005 · wf-form4_167640638886644.xml · nonDerivative · entry 1

Johnson Shaun M · CIK 0001777747 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,304

Read SEC document
January 26, 2023 Filed Jan 30, 2023 19:29 UTC
Rochow Garrick JDirector · President and CEO
GrantCommon Stock 93,571 $0.00 $0.00
Disclosure

SEC source: 0001635192-23-000003 · wf-form4_167510696638545.xml · nonDerivative · entry 1

Rochow Garrick J · CIK 0001635192 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358,078

F1 · shares: Restricted Stock granted by CMS Energy Corporation ("CMS") pursuant to CMS' Performance Incentive Stock Plan and subject to a three-year "cliff" vesting schedule.

Read SEC document
January 26, 2023 Filed Jan 30, 2023 19:29 UTC
Rich Brian FSenior Vice President
GrantCommon Stock 13,613 $0.00 $0.00
Disclosure

SEC source: 0001676145-23-000003 · wf-form4_167510693698919.xml · nonDerivative · entry 1

Rich Brian F · CIK 0001676145 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,145

F1 · shares: Restricted Stock granted by CMS Energy Corporation ("CMS") pursuant to CMS' Performance Incentive Stock Plan and subject to a three-year "cliff" vesting schedule.

Read SEC document
January 26, 2023 Filed Jan 30, 2023 19:28 UTC
Venkat Dhenuvakonda RaoSenior Vice President
GrantCommon Stock 4,645 $0.00 $0.00
Disclosure

SEC source: 0001681922-23-000003 · wf-form4_167510690755303.xml · nonDerivative · entry 1

Venkat Dhenuvakonda Rao · CIK 0001681922 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,826

F1 · shares: Restricted Stock granted by CMS Energy Corporation ("CMS") pursuant to CMS' Performance Incentive Stock Plan and subject to a three-year "cliff" vesting schedule.

Read SEC document
January 26, 2023 Filed Jan 30, 2023 19:28 UTC
McIntosh Scott BVP, Controller, CAO
GrantCommon Stock 4,885 $0.00 $0.00
Disclosure

SEC source: 0001876797-23-000003 · wf-form4_167510688035385.xml · nonDerivative · entry 1

McIntosh Scott B · CIK 0001876797 · VP, Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,782

F1 · shares: Restricted Stock granted by CMS Energy Corporation ("CMS") pursuant to CMS' Performance Incentive Stock Plan and subject to a three-year "cliff" vesting schedule.

Read SEC document
January 26, 2023 Filed Jan 30, 2023 19:27 UTC
Johnson Shaun MSVP and General Counsel
GrantCommon Stock 15,616 $0.00 $0.00
Disclosure

SEC source: 0001777747-23-000003 · wf-form4_167510683840029.xml · nonDerivative · entry 1

Johnson Shaun M · CIK 0001777747 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,118

F1 · shares: Restricted Stock granted by CMS Energy Corporation ("CMS") pursuant to CMS' Performance Incentive Stock Plan and subject to a three-year "cliff" vesting schedule.

Read SEC document
January 26, 2023 Filed Jan 30, 2023 19:27 UTC
Hendrian Catherine ASenior Vice President
GrantCommon Stock 11,051 $0.00 $0.00
Disclosure

SEC source: 0001701746-23-000003 · wf-form4_167510681317349.xml · nonDerivative · entry 1

Hendrian Catherine A · CIK 0001701746 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,268

F1 · shares: Restricted Stock granted by CMS Energy Corporation ("CMS") pursuant to CMS' Performance Incentive Stock Plan and subject to a three-year "cliff" vesting schedule.

Read SEC document
January 26, 2023 Filed Jan 30, 2023 19:25 UTC GrantCommon Stock 30,029 $0.00 $0.00
Disclosure

SEC source: 0001611961-23-000003 · wf-form4_167510670349605.xml · nonDerivative · entry 1

Hayes Rejji P · CIK 0001611961 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,788

F1 · shares: Restricted Stock granted by CMS Energy Corporation ("CMS") pursuant to CMS' Performance Incentive Stock Plan and subject to a three-year "cliff" vesting schedule.

Read SEC document
January 26, 2023 Filed Jan 30, 2023 19:26 UTC
Wells LeeRoy JrSenior Vice President
GrantCommon Stock 14,814 $0.00 $0.00
Disclosure

SEC source: 0001834917-23-000003 · wf-form4_167510678757621.xml · nonDerivative · entry 1

Wells LeeRoy Jr · CIK 0001834917 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,757

F1 · shares: Restricted Stock granted by CMS Energy Corporation ("CMS") pursuant to CMS' Performance Incentive Stock Plan and subject to a three-year "cliff" vesting schedule.

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January 26, 2023 Filed Jan 30, 2023 19:25 UTC
Hofmeister Brandon J.Senior Vice President
GrantCommon Stock 13,613 $0.00 $0.00
Disclosure

SEC source: 0001710651-23-000003 · wf-form4_167510673855939.xml · nonDerivative · entry 1

Hofmeister Brandon J. · CIK 0001710651 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,016

F1 · shares: Restricted Stock granted by CMS Energy Corporation ("CMS") pursuant to CMS' Performance Incentive Stock Plan and subject to a three-year "cliff" vesting schedule.

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January 26, 2023 Filed Jan 30, 2023 19:24 UTC
Berry Tonya LSenior Vice President
GrantCommon Stock 9,608 $0.00 $0.00
Disclosure

SEC source: 0001910076-23-000003 · wf-form4_167510667480067.xml · nonDerivative · entry 1

Berry Tonya L · CIK 0001910076 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,686

F1 · shares: Restricted Stock granted by CMS Energy Corporation ("CMS") pursuant to CMS' Performance Incentive Stock Plan and subject to a three-year "cliff" vesting schedule.

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January 15, 2023 Filed Jan 18, 2023 20:01 UTC Tax withholdingCommon Stock 6,109 $63.92 $390,487.28
Disclosure

SEC source: 0000811156-23-000010 · wf-form4_167407205119320.xml · nonDerivative · entry 2

Hayes Rejji P · CIK 0001611961 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,759

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January 15, 2023 Filed Jan 18, 2023 20:01 UTC Disposition to issuerCommon Stock 767 $0.00 $0.00
Disclosure

SEC source: 0000811156-23-000010 · wf-form4_167407205119320.xml · nonDerivative · entry 1

Hayes Rejji P · CIK 0001611961 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,868

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") were forfeited as a result of CMS failing to meet certain performance criteria established under the 2020 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

F2 · ownership.direct: The total holdings reflect an adjustment of 1889 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 1416 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

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January 15, 2023 Filed Jan 18, 2023 20:00 UTC
Wells LeeRoy JrSenior Vice President
Tax withholdingCommon Stock 670 $63.92 $42,826.40
Disclosure

SEC source: 0000811156-23-000009 · wf-form4_167407203227614.xml · nonDerivative · entry 2

Wells LeeRoy Jr · CIK 0001834917 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,943

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January 15, 2023 Filed Jan 18, 2023 20:00 UTC
Wells LeeRoy JrSenior Vice President
Disposition to issuerCommon Stock 111 $0.00 $0.00
Disclosure

SEC source: 0000811156-23-000009 · wf-form4_167407203227614.xml · nonDerivative · entry 1

Wells LeeRoy Jr · CIK 0001834917 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,613

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") were forfeited as a result of CMS failing to meet certain performance criteria established under the 2020 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

F2 · ownership.direct: The total holdings reflect an adjustment of 236 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 262 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

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January 15, 2023 Filed Jan 18, 2023 20:00 UTC
Rochow Garrick JDirector · President and CEO
Tax withholdingCommon Stock 4,439 $63.92 $283,740.88
Disclosure

SEC source: 0000811156-23-000008 · wf-form4_167407201427403.xml · nonDerivative · entry 2

Rochow Garrick J · CIK 0001635192 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,507

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January 15, 2023 Filed Jan 18, 2023 20:00 UTC
Rochow Garrick JDirector · President and CEO
Disposition to issuerCommon Stock 556 $0.00 $0.00
Disclosure

SEC source: 0000811156-23-000008 · wf-form4_167407201427403.xml · nonDerivative · entry 1

Rochow Garrick J · CIK 0001635192 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,946

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") were forfeited as a result of CMS failing to meet certain performance criteria established under the 2020 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

F2 · ownership.direct: The total holdings reflect an adjustment of 181 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 2860 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

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January 15, 2023 Filed Jan 18, 2023 20:00 UTC
Rich Brian FSenior Vice President
Tax withholdingCommon Stock 3,454 $63.92 $220,779.68
Disclosure

SEC source: 0000811156-23-000007 · wf-form4_167407199755712.xml · nonDerivative · entry 2

Rich Brian F · CIK 0001676145 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,532

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January 15, 2023 Filed Jan 18, 2023 20:00 UTC
Rich Brian FSenior Vice President
Disposition to issuerCommon Stock 447 $0.00 $0.00
Disclosure

SEC source: 0000811156-23-000007 · wf-form4_167407199755712.xml · nonDerivative · entry 1

Rich Brian F · CIK 0001676145 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,986

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") were forfeited as a result of CMS failing to meet certain performance criteria established under the 2020 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

F2 · ownership.direct: The total holdings reflect an adjustment of 1096 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 662 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

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January 15, 2023 Filed Jan 18, 2023 19:59 UTC
Venkat Dhenuvakonda RaoSenior Vice President
Tax withholdingCommon Stock 1,138 $63.92 $72,740.96
Disclosure

SEC source: 0000811156-23-000006 · wf-form4_167407197819207.xml · nonDerivative · entry 2

Venkat Dhenuvakonda Rao · CIK 0001681922 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,181

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January 15, 2023 Filed Jan 18, 2023 19:59 UTC
Venkat Dhenuvakonda RaoSenior Vice President
Disposition to issuerCommon Stock 130 $0.00 $0.00
Disclosure

SEC source: 0000811156-23-000006 · wf-form4_167407197819207.xml · nonDerivative · entry 1

Venkat Dhenuvakonda Rao · CIK 0001681922 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,319

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") were forfeited as a result of CMS failing to meet certain performance criteria established under the 2020 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

F2 · ownership.direct: The total holdings reflect an adjustment of 208 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.