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CMS

CMS ENERGY CORP

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3244
SEC CIK
0000811156
Parsed reports
526

Last 12 months

Inside the activity.

2 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202600
Feb 202612
Mar 202601
Apr 202600
May 202601
Jun 202600
Jul 202610
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 22, 2017 Filed Jan 24, 2017 19:21 UTC
Butler John MSenior Vice President
Tax withholdingCommon Stock 7,227 $42.33 $305,918.91
Disclosure

SEC source: 0001246360-17-000267 · form.xml · nonDerivative · entry 2

Butler John M · CIK 0001368572 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,519

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January 22, 2017 Filed Jan 24, 2017 19:21 UTC
Butler John MSenior Vice President
GrantCommon Stock 7,262 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-000267 · form.xml · nonDerivative · entry 1

Butler John M · CIK 0001368572 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,746

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2014 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

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January 22, 2017 Filed Jan 24, 2017 19:14 UTC
BARBA GLENN PVP, Controller, CAO
Tax withholdingCommon Stock 3,904 $42.33 $165,256.32
Disclosure

SEC source: 0001246360-17-000266 · form.xml · nonDerivative · entry 2

BARBA GLENN P · CIK 0001186618 · VP, Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,876

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January 22, 2017 Filed Jan 24, 2017 19:14 UTC
BARBA GLENN PVP, Controller, CAO
GrantCommon Stock 3,874 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-000266 · form.xml · nonDerivative · entry 1

BARBA GLENN P · CIK 0001186618 · VP, Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,780

F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2014 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

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January 18, 2017 Filed Jan 20, 2017 19:28 UTC
Reynolds Catherine MSVP and General Counsel
GrantCommon Stock 23,702 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-000236 · form.xml · nonDerivative · entry 1

Reynolds Catherine M · CIK 0001588185 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,138

F1 · shares: Restricted Stock granted by CMS Energy Corporation ("CMS") pursuant to CMS' Performance Incentive Stock Plan and subject to a three-year "cliff" vesting schedule.

F2 · ownership.direct: The total holdings reflect an adjustment of 636 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

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January 18, 2017 Filed Jan 20, 2017 19:14 UTC
BARBA GLENN PVP, Controller, CAO
GrantCommon Stock 8,533 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-000230 · form.xml · nonDerivative · entry 1

BARBA GLENN P · CIK 0001186618 · VP, Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,906

F1 · shares: Restricted Stock granted by CMS Energy Corporation ("CMS") pursuant to CMS' Performance Incentive Stock Plan and subject to a three-year "cliff" vesting schedule.

F2 · ownership.direct: The total holdings reflect an adjustment of 534 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

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January 18, 2017 Filed Jan 20, 2017 19:28 UTC
Rochow Garrick JSenior Vice President
GrantCommon Stock 14,695 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-000239 · form.xml · nonDerivative · entry 1

Rochow Garrick J · CIK 0001635192 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,368

F1 · shares: Restricted Stock granted by CMS Energy Corporation ("CMS") pursuant to CMS' Performance Incentive Stock Plan and subject to a three-year "cliff" vesting schedule.

F2 · ownership.direct: The total holdings reflect an adjustment of 49 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 646 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

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January 18, 2017 Filed Jan 20, 2017 19:28 UTC
WEBB THOMAS JExec Vice Pres/CFO
GrantCommon Stock 32,520 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-000238 · form.xml · nonDerivative · entry 1

WEBB THOMAS J · CIK 0001179875 · Exec Vice Pres/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290,645

F1 · shares: Restricted Stock granted by CMS Energy Corporation ("CMS") pursuant to CMS' Performance Incentive Stock Plan and subject to a three-year "cliff" vesting schedule.

F2 · ownership.direct: The total holdings reflect an adjustment of 168 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 1,794 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

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January 18, 2017 Filed Jan 20, 2017 19:28 UTC
Venkat Dhenuvakonda RaoSenior Vice President
GrantCommon Stock 4,740 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-000237 · form.xml · nonDerivative · entry 1

Venkat Dhenuvakonda Rao · CIK 0001681922 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,189

F1 · shares: Restricted Stock granted by CMS Energy Corporation ("CMS") pursuant to CMS' Performance Incentive Stock Plan and subject to a three-year "cliff" vesting schedule.

F2 · ownership.direct: The total holdings reflect an adjustment of 88 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

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January 18, 2017 Filed Jan 20, 2017 19:28 UTC
Rich Brian FSVP and CIO
GrantCommon Stock 11,377 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-000235 · form.xml · nonDerivative · entry 1

Rich Brian F · CIK 0001676145 · SVP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,451

F1 · shares: Restricted Stock granted by CMS Energy Corporation ("CMS") pursuant to CMS' Performance Incentive Stock Plan and subject to a three-year "cliff" vesting schedule.

F2 · ownership.direct: The total holdings reflect an adjustment of 524 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 220 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

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January 18, 2017 Filed Jan 20, 2017 19:21 UTC
Poppe Patricia KPresident and CEO
GrantCommon Stock 99,550 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-000234 · form.xml · nonDerivative · entry 1

Poppe Patricia K · CIK 0001592298 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,855

F1 · shares: Restricted Stock granted by CMS Energy Corporation ("CMS") pursuant to CMS' Performance Incentive Stock Plan and subject to a three-year "cliff" vesting schedule.

F2 · ownership.direct: The total holdings reflect an adjustment of 1,718 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

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January 18, 2017 Filed Jan 20, 2017 19:21 UTC
Butler John MSenior Vice President
GrantCommon Stock 18,962 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-000233 · form.xml · nonDerivative · entry 1

Butler John M · CIK 0001368572 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,484

F1 · shares: Restricted Stock granted by CMS Energy Corporation ("CMS") pursuant to CMS' Performance Incentive Stock Plan and subject to a three-year "cliff" vesting schedule.

F2 · ownership.direct: The total holdings reflect an adjustment of 384 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

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January 18, 2017 Filed Jan 20, 2017 19:21 UTC
Malone Daniel JSenior Vice President
GrantCommon Stock 19,957 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-000232 · form.xml · nonDerivative · entry 1

Malone Daniel J · CIK 0001492921 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,278

F1 · shares: Restricted Stock granted by CMS Energy Corporation ("CMS") pursuant to CMS' Performance Incentive Stock Plan and subject to a three-year "cliff" vesting schedule.

F2 · ownership.direct: The total holdings reflect an adjustment of 2,048 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 1,192 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. The total holdings also reflect an adjustment previously transferred in a non-reportable transaction.

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January 18, 2017 Filed Jan 20, 2017 19:21 UTC
MENGEBIER DAVID GSenior Vice President
GrantCommon Stock 11,614 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-000231 · form.xml · nonDerivative · entry 1

MENGEBIER DAVID G · CIK 0001180043 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,150

F1 · shares: Restricted Stock granted by CMS Energy Corporation ("CMS") pursuant to CMS' Performance Incentive Stock Plan and subject to a three-year "cliff" vesting schedule.

F2 · ownership.direct: The total holdings reflect an adjustment of 152 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 686 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

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November 21, 2016 Filed Nov 28, 2016 18:28 UTC GiftCommon Stock 50,500 $0.00 $0.00
Disclosure

SEC source: 0001246360-16-007236 · form.xml · nonDerivative · entry 1

RUSSELL JOHN G · CIK 0001180661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 386,708

F1 · ownership.direct: The total holdings reflect an adjustment of 1,198 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

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November 21, 2016 Filed Dec 1, 2016 16:56 UTC
Butler John MSenior Vice President
GiftCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001246360-16-007250 · form.xml · nonDerivative · entry 1

Butler John M · CIK 0001368572 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,138

F1 · ownership.direct: The total holdings reflect an adjustment of 24 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 1124 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

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November 21, 2016 Filed Dec 12, 2016 19:49 UTC Amendment GiftCommon Stock 50,050 $0.00 $0.00
Disclosure

SEC source: 0001246360-16-007407 · form.xml · nonDerivative · entry 1

RUSSELL JOHN G · CIK 0001180661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 387,158

F1 · shares: This report on Form 4/A amends the reporting person's report on Form 4 dated and filed on November 28, 2016 which, due to a clerical error, incorrectly reported the number of shares gifted on November 21, 2016. This amendment is filed solely to correct the number of shares gifted and consequently, the number of shares beneficially owned. The line item does not reflect a new transaction.

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November 09, 2016 Filed Nov 9, 2016 21:00 UTC PurchaseCommon Stock 3,000 $40.59 $121,775.70
Disclosure

SEC source: 0001246360-16-007103 · form.xml · nonDerivative · entry 1

HARVEY WILLIAM D · CIK 0001209101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,680

F1 · ownership.direct: The total holdings reflect an adjustment of 246 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.