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CMRF

CIM GROUP, INC.

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4955
SEC CIK
0001498547
Parsed reports
117

Last 12 months

Inside the activity.

1 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202611
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 24, 2025 Filed Jan 27, 2025 23:53 UTC GrantCommon Stock 3,284.072 $0.00 $0.00
Disclosure

SEC source: 0001498547-25-000006 · wk-form4_1738021998.xml · nonDerivative · entry 1

KRETZMER W BRIAN · CIK 0001280284 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,145.442

F1 · shares: On January 24, 2025, following the approval by the Issuer's board of directors of the revised annual retainers paid to the Issuer's independent directors and pursuant to the Issuer's 2022 Equity Incentive Plan, Mr. Kretzmer was granted 3,284.072 shares of the Issuer's restricted common stock, representing the difference in value between such director's October 1, 2024 equity award and $100,000, calculated based on the Issuer's most recently determined net asset value per share. The shares of restricted common stock will vest on October 1, 2025.

F2 · balance_after: Includes 1,421.465 shares of common stock Mr. Kretzmer acquired through the Issuer's distribution reinvestment plan.

Read SEC document
December 15, 2024 Filed Dec 17, 2024 22:52 UTC
RESSLER RICHARD SDirector · CEO & President
Exercise / conversionRestricted Stock Units · Derivative 740,623.349 $0.00 $0.00
Disclosure

SEC source: 0001498547-24-000083 · wk-form4_1734475959.xml · derivative · entry 4

RESSLER RICHARD S · CIK 0000904290 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Indirect · By CIM Real Estate Finance Management, LLC

Disclosed balance after: 2,545,647.859

Underlying: Common Stock · 740,623.349 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock, payable 50% in the Issuer's common stock and 50% in the cash value thereof.

F1 · shares: On December 15, 2024, CIM Real Estate Finance Management, LLC (the "Manager") acquired 370,311.675 shares of the Issuer's common stock in connection with the vesting of 740,623.349 of the restricted stock units originally granted to the Manager on January 9, 2024 as an award under the Issuer's 2024 Manager Equity Incentive Plan. Each vested restricted stock unit settled 50% in the Issuer's common stock and 50% in the cash value thereof. The remaining 1,481,246.699 restricted stock units granted to the Manager on January 9, 2024 will vest in equal annual installments on December 15, 2025 and December 15, 2026, in each case subject to the Manager's continued service as the Issuer's external manager. As such restricted stock units vest, the awards will be settled 50% in the Issuer's common stock and 50% in the cash value thereof.

F1 · derivative.exercise_date: On December 15, 2024, CIM Real Estate Finance Management, LLC (the "Manager") acquired 370,311.675 shares of the Issuer's common stock in connection with the vesting of 740,623.349 of the restricted stock units originally granted to the Manager on January 9, 2024 as an award under the Issuer's 2024 Manager Equity Incentive Plan. Each vested restricted stock unit settled 50% in the Issuer's common stock and 50% in the cash value thereof. The remaining 1,481,246.699 restricted stock units granted to the Manager on January 9, 2024 will vest in equal annual installments on December 15, 2025 and December 15, 2026, in each case subject to the Manager's continued service as the Issuer's external manager. As such restricted stock units vest, the awards will be settled 50% in the Issuer's common stock and 50% in the cash value thereof.

F1 · derivative.expiration_date: On December 15, 2024, CIM Real Estate Finance Management, LLC (the "Manager") acquired 370,311.675 shares of the Issuer's common stock in connection with the vesting of 740,623.349 of the restricted stock units originally granted to the Manager on January 9, 2024 as an award under the Issuer's 2024 Manager Equity Incentive Plan. Each vested restricted stock unit settled 50% in the Issuer's common stock and 50% in the cash value thereof. The remaining 1,481,246.699 restricted stock units granted to the Manager on January 9, 2024 will vest in equal annual installments on December 15, 2025 and December 15, 2026, in each case subject to the Manager's continued service as the Issuer's external manager. As such restricted stock units vest, the awards will be settled 50% in the Issuer's common stock and 50% in the cash value thereof.

F6 · balance_after: Represents the remaining 1,481,246.699 restricted stock units originally granted to the Manager on January 9, 2024, which will vest in equal annual installments on December 15, 2025 and December 15, 2026, and the 1,064,401.16 restricted stock units originally granted to the Manager on July 29, 2024 as an award under the Issuer's 2024 Manager Equity Incentive Plan, which will vest in three equal annual installments beginning on June 30, 2025.

F2 · ownership.nature: The reported shares are owned directly by the Manager. The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own the shares owned by the Manager because of their positions with CIM Group, LLC, which is the sole common equity member of CCO Group, LLC, which owns and controls the Manager. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
December 15, 2024 Filed Dec 17, 2024 22:52 UTC
RESSLER RICHARD SDirector · CEO & President
OtherCommon Stock 370,311.675 $0.00 $0.00
Disclosure

SEC source: 0001498547-24-000083 · wk-form4_1734475959.xml · nonDerivative · entry 2

RESSLER RICHARD S · CIK 0000904290 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Indirect · By CIM Real Estate Finance Management, LLC

Disclosed balance after: 20,000

F3 · shares: Represents shares of the Issuer's common stock distributed by the Manager to certain employees and/or other persons having an affiliation with the Manager.

F2 · ownership.nature: The reported shares are owned directly by the Manager. The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own the shares owned by the Manager because of their positions with CIM Group, LLC, which is the sole common equity member of CCO Group, LLC, which owns and controls the Manager. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
December 15, 2024 Filed Dec 17, 2024 22:52 UTC
RESSLER RICHARD SDirector · CEO & President
Exercise / conversionCommon Stock 370,311.675 Not disclosed Not disclosed
Disclosure

SEC source: 0001498547-24-000083 · wk-form4_1734475959.xml · nonDerivative · entry 1

RESSLER RICHARD S · CIK 0000904290 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Indirect · By CIM Real Estate Finance Management, LLC

Disclosed balance after: 390,311.675

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On December 15, 2024, CIM Real Estate Finance Management, LLC (the "Manager") acquired 370,311.675 shares of the Issuer's common stock in connection with the vesting of 740,623.349 of the restricted stock units originally granted to the Manager on January 9, 2024 as an award under the Issuer's 2024 Manager Equity Incentive Plan. Each vested restricted stock unit settled 50% in the Issuer's common stock and 50% in the cash value thereof. The remaining 1,481,246.699 restricted stock units granted to the Manager on January 9, 2024 will vest in equal annual installments on December 15, 2025 and December 15, 2026, in each case subject to the Manager's continued service as the Issuer's external manager. As such restricted stock units vest, the awards will be settled 50% in the Issuer's common stock and 50% in the cash value thereof.

F2 · ownership.nature: The reported shares are owned directly by the Manager. The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own the shares owned by the Manager because of their positions with CIM Group, LLC, which is the sole common equity member of CCO Group, LLC, which owns and controls the Manager. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
December 15, 2024 Filed Dec 17, 2024 22:53 UTC Exercise / conversionRestricted Stock Units · Derivative 42,833.462 $0.00 $0.00
Disclosure

SEC source: 0001498547-24-000085 · wk-form4_1734475979.xml · derivative · entry 2

Schreiber Jason K · CIK 0001923525 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,666.925

Underlying: Common Stock · 42,833.462 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock, payable 50% in the Issuer's common stock and 50% in the cash value thereof.

F1 · shares: On December 15, 2024, the reporting person acquired (i) 2,641.310 shares of the Issuer's common stock in connection with the vesting of 5,282.620 of the restricted stock units ("RSUs") originally granted to CIM Real Estate Finance Management, LLC (the "Manager") and assigned to the reporting person on a contingent basis on January 10, 2024, (ii) 10,565.240 shares of the Issuer's common stock in connection with the vesting of 21,130.481 of the RSUs originally granted to the Manager and assigned to the reporting person on a contingent basis on June 25, 2024, and (iii) 8,210.181 shares of the Issuer's common stock in connection with the vesting of 16,420.361 of the RSUs originally granted to the Manager and assigned to the reporting person on a contingent basis on December 9, 2024. Each vested RSU settled 50% in the Issuer's common stock and 50% in the cash value thereof.

F1 · derivative.exercise_date: On December 15, 2024, the reporting person acquired (i) 2,641.310 shares of the Issuer's common stock in connection with the vesting of 5,282.620 of the restricted stock units ("RSUs") originally granted to CIM Real Estate Finance Management, LLC (the "Manager") and assigned to the reporting person on a contingent basis on January 10, 2024, (ii) 10,565.240 shares of the Issuer's common stock in connection with the vesting of 21,130.481 of the RSUs originally granted to the Manager and assigned to the reporting person on a contingent basis on June 25, 2024, and (iii) 8,210.181 shares of the Issuer's common stock in connection with the vesting of 16,420.361 of the RSUs originally granted to the Manager and assigned to the reporting person on a contingent basis on December 9, 2024. Each vested RSU settled 50% in the Issuer's common stock and 50% in the cash value thereof.

F1 · derivative.expiration_date: On December 15, 2024, the reporting person acquired (i) 2,641.310 shares of the Issuer's common stock in connection with the vesting of 5,282.620 of the restricted stock units ("RSUs") originally granted to CIM Real Estate Finance Management, LLC (the "Manager") and assigned to the reporting person on a contingent basis on January 10, 2024, (ii) 10,565.240 shares of the Issuer's common stock in connection with the vesting of 21,130.481 of the RSUs originally granted to the Manager and assigned to the reporting person on a contingent basis on June 25, 2024, and (iii) 8,210.181 shares of the Issuer's common stock in connection with the vesting of 16,420.361 of the RSUs originally granted to the Manager and assigned to the reporting person on a contingent basis on December 9, 2024. Each vested RSU settled 50% in the Issuer's common stock and 50% in the cash value thereof.

F3 · balance_after: Represents (i) the remaining 10,565.241 restricted stock units originally granted to CIM Real Estate Finance Management, LLC and assigned to the reporting person on a contingent basis on January 10, 2024, which will vest in equal annual installments on December 15, 2025 and December 15, 2026, (ii) the remaining 42,260.961 restricted stock units originally granted to CIM Real Estate Finance Management, LLC and assigned to the reporting person on a contingent basis on June 25, 2024, which will vest in equal annual installments on December 15, 2025 and December 15, 2026, and (iii) the remaining 32,840.723 restricted stock units originally granted to CIM Real Estate Finance Management, LLC and assigned to the reporting person on a contingent basis on December 9, 2024, which will vest in equal annual installments on December 15, 2025 and December 15, 2026.

Read SEC document
December 15, 2024 Filed Dec 17, 2024 22:53 UTC Exercise / conversionCommon Stock 21,416.731 Not disclosed Not disclosed
Disclosure

SEC source: 0001498547-24-000085 · wk-form4_1734475979.xml · nonDerivative · entry 1

Schreiber Jason K · CIK 0001923525 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,416.731

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On December 15, 2024, the reporting person acquired (i) 2,641.310 shares of the Issuer's common stock in connection with the vesting of 5,282.620 of the restricted stock units ("RSUs") originally granted to CIM Real Estate Finance Management, LLC (the "Manager") and assigned to the reporting person on a contingent basis on January 10, 2024, (ii) 10,565.240 shares of the Issuer's common stock in connection with the vesting of 21,130.481 of the RSUs originally granted to the Manager and assigned to the reporting person on a contingent basis on June 25, 2024, and (iii) 8,210.181 shares of the Issuer's common stock in connection with the vesting of 16,420.361 of the RSUs originally granted to the Manager and assigned to the reporting person on a contingent basis on December 9, 2024. Each vested RSU settled 50% in the Issuer's common stock and 50% in the cash value thereof.

F1 · price: On December 15, 2024, the reporting person acquired (i) 2,641.310 shares of the Issuer's common stock in connection with the vesting of 5,282.620 of the restricted stock units ("RSUs") originally granted to CIM Real Estate Finance Management, LLC (the "Manager") and assigned to the reporting person on a contingent basis on January 10, 2024, (ii) 10,565.240 shares of the Issuer's common stock in connection with the vesting of 21,130.481 of the RSUs originally granted to the Manager and assigned to the reporting person on a contingent basis on June 25, 2024, and (iii) 8,210.181 shares of the Issuer's common stock in connection with the vesting of 16,420.361 of the RSUs originally granted to the Manager and assigned to the reporting person on a contingent basis on December 9, 2024. Each vested RSU settled 50% in the Issuer's common stock and 50% in the cash value thereof.

Read SEC document
December 15, 2024 Filed Dec 17, 2024 22:52 UTC Exercise / conversionRestricted Stock Units · Derivative 18,489.171 $0.00 $0.00
Disclosure

SEC source: 0001498547-24-000084 · wk-form4_1734475969.xml · derivative · entry 2

DeBacker Nathan David · CIK 0001682611 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,713.971

Underlying: Common Stock · 18,489.171 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock, payable 50% in the Issuer's common stock and 50% in the cash value thereof.

F1 · shares: On December 15, 2024, the reporting person acquired 9,244.585 shares of the Issuer's common stock in connection with the vesting of 18,489.171 of the restricted stock units originally granted to the reporting person on January 9, 2024 as an award under the Issuer's 2024 Manager Equity Incentive Plan. Each vested restricted stock unit settled 50% in the Issuer's common stock and 50% in the cash value thereof. The remaining 36,978.341 restricted stock units granted to the reporting person on January 9, 2024 will vest in equal annual installments on December 15, 2025 and December 15, 2026. As such restricted stock units vest, the awards will be settled 50% in the Issuer's common stock and 50% in the cash value thereof.

F1 · derivative.exercise_date: On December 15, 2024, the reporting person acquired 9,244.585 shares of the Issuer's common stock in connection with the vesting of 18,489.171 of the restricted stock units originally granted to the reporting person on January 9, 2024 as an award under the Issuer's 2024 Manager Equity Incentive Plan. Each vested restricted stock unit settled 50% in the Issuer's common stock and 50% in the cash value thereof. The remaining 36,978.341 restricted stock units granted to the reporting person on January 9, 2024 will vest in equal annual installments on December 15, 2025 and December 15, 2026. As such restricted stock units vest, the awards will be settled 50% in the Issuer's common stock and 50% in the cash value thereof.

F1 · derivative.expiration_date: On December 15, 2024, the reporting person acquired 9,244.585 shares of the Issuer's common stock in connection with the vesting of 18,489.171 of the restricted stock units originally granted to the reporting person on January 9, 2024 as an award under the Issuer's 2024 Manager Equity Incentive Plan. Each vested restricted stock unit settled 50% in the Issuer's common stock and 50% in the cash value thereof. The remaining 36,978.341 restricted stock units granted to the reporting person on January 9, 2024 will vest in equal annual installments on December 15, 2025 and December 15, 2026. As such restricted stock units vest, the awards will be settled 50% in the Issuer's common stock and 50% in the cash value thereof.

F3 · balance_after: Represents the remaining 36,978.341 restricted stock units originally granted to the reporting person on January 9, 2024, which will vest in equal annual installments on December 15, 2025 and December 15, 2026, and the 28,735.63 restricted stock units originally granted to the reporting person on November 12, 2024 as an award under the Issuer's 2024 Manager Equity Incentive Plan, which will vest in three equal annual installments beginning on June 30, 2025.

Read SEC document
December 15, 2024 Filed Dec 17, 2024 22:52 UTC Exercise / conversionCommon Stock 9,244.585 Not disclosed Not disclosed
Disclosure

SEC source: 0001498547-24-000084 · wk-form4_1734475969.xml · nonDerivative · entry 1

DeBacker Nathan David · CIK 0001682611 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,244.585

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On December 15, 2024, the reporting person acquired 9,244.585 shares of the Issuer's common stock in connection with the vesting of 18,489.171 of the restricted stock units originally granted to the reporting person on January 9, 2024 as an award under the Issuer's 2024 Manager Equity Incentive Plan. Each vested restricted stock unit settled 50% in the Issuer's common stock and 50% in the cash value thereof. The remaining 36,978.341 restricted stock units granted to the reporting person on January 9, 2024 will vest in equal annual installments on December 15, 2025 and December 15, 2026. As such restricted stock units vest, the awards will be settled 50% in the Issuer's common stock and 50% in the cash value thereof.

Read SEC document
December 10, 2024 Filed Dec 11, 2024 22:03 UTC GrantRestricted Stock Units · Derivative 49,261.084 $0.00 $0.00
Disclosure

SEC source: 0001498547-24-000079 · wk-form4_1733954618.xml · derivative · entry 1

Schreiber Jason K · CIK 0001923525 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,500.387

Underlying: Common Stock · 49,261.084 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units are granted to CIM Real Estate Finance Management, LLC and are assigned to the reporting person on a contingent basis upon vesting. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock, payable 50% in the Issuer's common stock and 50% in the cash value thereof.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on December 15, 2024.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on December 15, 2024.

Read SEC document
November 12, 2024 Filed Nov 14, 2024 21:19 UTC GrantRestricted Stock Units · Derivative 28,735.63 $0.00 $0.00
Disclosure

SEC source: 0001498547-24-000076 · wk-form4_1731619176.xml · derivative · entry 1

DeBacker Nathan David · CIK 0001682611 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,203.142

Underlying: Common Stock · 28,735.63 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock, payable 50% in the Issuer's common stock and 50% in the cash value thereof.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on June 30, 2025.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on June 30, 2025.

Read SEC document
October 01, 2024 Filed Oct 1, 2024 18:22 UTC GrantCommon Stock 13,136.289 $0.00 $0.00
Disclosure

SEC source: 0001498547-24-000071 · wk-form4_1727821354.xml · nonDerivative · entry 1

SILVER HOWARD A · CIK 0001181607 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,791.957

F1 · shares: On October 1, 2024, as part of the annual retainers paid to the Issuer's independent directors and pursuant to the Issuer's 2022 Equity Incentive Plan, Mr. Silver was granted 13,136.289 shares of the Issuer's restricted common stock. The shares of restricted common stock will vest on October 1, 2025.

Read SEC document
October 01, 2024 Filed Oct 1, 2024 22:22 UTC GrantCommon Stock 13,136.289 $0.00 $0.00
Disclosure

SEC source: 0001498547-24-000072 · wk-form4_1727821363.xml · nonDerivative · entry 1

KRETZMER W BRIAN · CIK 0001280284 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,439.905

F1 · shares: On October 1, 2024, as part of the annual retainers paid to the Issuer's independent directors and pursuant to the Issuer's 2022 Equity Incentive Plan, Mr. Kretzmer was granted 13,136.289 shares of the Issuer's restricted common stock. The shares of restricted common stock will vest on October 1, 2025.

F2 · balance_after: Includes 6,501.028 shares of common stock Mr. Kretzmer acquired through the Issuer's distribution reinvestment plan.

Read SEC document
October 01, 2024 Filed Oct 1, 2024 22:22 UTC GrantCommon Stock 13,136.289 $0.00 $0.00
Disclosure

SEC source: 0001498547-24-000070 · wk-form4_1727821345.xml · nonDerivative · entry 1

Duncan Thomas Patrick · CIK 0001606303 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,523.641

F1 · shares: On October 1, 2024, as part of the annual retainers paid to the Issuer's independent directors and pursuant to the Issuer's 2022 Equity Incentive Plan, Mr. Duncan was granted 13,136.289 shares of the Issuer's restricted common stock. The shares of restricted common stock will vest on October 1, 2025.

Read SEC document
July 29, 2024 Filed Jul 30, 2024 18:46 UTC
RESSLER RICHARD SDirector · CEO & President
GrantRestricted Stock Units · Derivative 1,064,401.16 $0.00 $0.00
Disclosure

SEC source: 0001498547-24-000054 · wk-form4_1722365188.xml · derivative · entry 1

RESSLER RICHARD S · CIK 0000904290 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Indirect · By CIM Real Estate Finance Management, LLC

Disclosed balance after: 3,286,271.208

Underlying: Common Stock · 1,064,401.16 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock, payable 50% in the Issuer's common stock and 50% in the cash value thereof.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on June 30, 2025.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on June 30, 2025.

F3 · ownership.nature: The reported shares are owned directly by CIM Real Estate Finance Management, LLC. The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own the shares owned by CIM Real Estate Finance Management, LLC because of their positions with CIM Group, LLC, which is the sole common equity member of CCO Group, LLC, which owns and controls CIM Real Estate Finance Management, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
June 25, 2024 Filed Jun 26, 2024 20:51 UTC GrantRestricted Stock Units · Derivative 63,391.442 $0.00 $0.00
Disclosure

SEC source: 0001498547-24-000046 · wk-form4_1719435074.xml · derivative · entry 1

Schreiber Jason K · CIK 0001923525 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,239.303

Underlying: Common Stock · 63,391.442 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units are granted to CIM Real Estate Finance Management, LLC and are assigned to the reporting person on a contingent basis upon vesting. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock, payable 50% in the Issuer's common stock and 50% in the cash value thereof.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on December 15, 2024.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on December 15, 2024.

Read SEC document
January 10, 2024 Filed Jan 11, 2024 23:10 UTC GrantRestricted Stock Units · Derivative 79,239.303 $0.00 $0.00
Disclosure

SEC source: 0001498547-24-000014 · wk-form4_1705014640.xml · derivative · entry 1

Vande Krol Emily · CIK 0001923556 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,239.303

Underlying: Common Stock · 79,239.303 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units are granted to CIM Real Estate Finance Management, LLC and are assigned to the reporting person on a contingent basis upon vesting. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock, payable 50% in the Issuer's common stock and 50% in the cash value thereof.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on December 15, 2024.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on December 15, 2024.

Read SEC document
January 10, 2024 Filed Jan 11, 2024 23:10 UTC GrantRestricted Stock Units · Derivative 15,847.861 $0.00 $0.00
Disclosure

SEC source: 0001498547-24-000013 · wk-form4_1705014629.xml · derivative · entry 1

Schreiber Jason K · CIK 0001923525 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,847.861

Underlying: Common Stock · 15,847.861 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units are granted to CIM Real Estate Finance Management, LLC and are assigned to the reporting person on a contingent basis upon vesting. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock, payable 50% in the Issuer's common stock and 50% in the cash value thereof.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on December 15, 2024.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on December 15, 2024.

Read SEC document
January 09, 2024 Filed Jan 11, 2024 23:10 UTC
RESSLER RICHARD SDirector · CEO & President
GrantRestricted Stock Units · Derivative 2,221,870.048 $0.00 $0.00
Disclosure

SEC source: 0001498547-24-000015 · wk-form4_1705014650.xml · derivative · entry 1

RESSLER RICHARD S · CIK 0000904290 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Indirect · By CIM Real Estate Finance Management, LLC

Disclosed balance after: 2,221,870.048

Underlying: Common Stock · 2,221,870.048 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock, payable 50% in the Issuer's common stock and 50% in the cash value thereof.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on December 15, 2024.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on December 15, 2024.

F3 · ownership.nature: The reported shares are owned directly by CIM Real Estate Finance Management, LLC. The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own the shares owned by CIM Real Estate Finance Management, LLC because of their positions with CIM Group, LLC, which is the sole common equity member of CCO Group, LLC, which owns and controls CIM Real Estate Finance Management, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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January 09, 2024 Filed Jan 11, 2024 23:11 UTC GrantRestricted Stock Units · Derivative 2,221,870.048 $0.00 $0.00
Disclosure

SEC source: 0001498547-24-000017 · wk-form4_1705014673.xml · derivative · entry 1

Shemesh Avraham · CIK 0001601805 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By CIM Real Estate Finance Management, LLC

Disclosed balance after: 2,221,870.048

Underlying: Common Stock · 2,221,870.048 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock, payable 50% in the Issuer's common stock and 50% in the cash value thereof.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on December 15, 2024.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on December 15, 2024.

F3 · ownership.nature: The reported shares are owned directly by CIM Real Estate Finance Management, LLC. The reporting person, Richard Ressler and Shaul Kuba may be deemed to beneficially own the shares owned by CIM Real Estate Finance Management, LLC because of their positions with CIM Group, LLC, which is the sole common equity member of CCO Group, LLC, which owns and controls CIM Real Estate Finance Management, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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January 09, 2024 Filed Jan 11, 2024 23:11 UTC GrantRestricted Stock Units · Derivative 55,467.512 $0.00 $0.00
Disclosure

SEC source: 0001498547-24-000016 · wk-form4_1705014660.xml · derivative · entry 1

DeBacker Nathan David · CIK 0001682611 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,467.512

Underlying: Common Stock · 55,467.512 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock, payable 50% in the Issuer's common stock and 50% in the cash value thereof.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on December 15, 2024.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on December 15, 2024.

Read SEC document
October 01, 2023 Filed Oct 3, 2023 16:03 UTC GrantCommon Stock 12,176.56 $0.00 $0.00
Disclosure

SEC source: 0001498547-23-000058 · wk-form4_1696363401.xml · nonDerivative · entry 1

Hollis Calvin E · CIK 0001730450 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,878.739

F1 · shares: On October 1, 2023, as part of the annual retainers paid to the Issuer's independent directors and pursuant to the Issuer's 2022 Equity Incentive Plan, Mr. Hollis was granted 12,176.56 shares of the Issuer's restricted common stock. The shares of restricted common stock will vest on October 1, 2024.

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October 01, 2023 Filed Oct 3, 2023 16:06 UTC GrantCommon Stock 12,176.56 $0.00 $0.00
Disclosure

SEC source: 0001498547-23-000059 · wk-form4_1696363553.xml · nonDerivative · entry 1

SILVER HOWARD A · CIK 0001181607 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,655.668

F1 · shares: On October 1, 2023, as part of the annual retainers paid to the Issuer's independent directors and pursuant to the Issuer's 2022 Equity Incentive Plan, Mr. Silver was granted 12,176.56 shares of the Issuer's restricted common stock. The shares of restricted common stock will vest on October 1, 2024.

F2 · balance_after: Includes 180.323 shares of common stock Mr. Silver acquired through the Issuer's distribution reinvestment plan.

Read SEC document
October 01, 2023 Filed Oct 3, 2023 20:16 UTC
SNELL ROGERDirector
GrantCommon Stock 12,176.56 $0.00 $0.00
Disclosure

SEC source: 0001498547-23-000062 · wk-form4_1696364188.xml · nonDerivative · entry 1

SNELL ROGER · CIK 0001605664 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,210.8

F1 · shares: On October 1, 2023, as part of the annual retainers paid to the Issuer's independent directors and pursuant to the Issuer's 2022 Equity Incentive Plan, Mr. Snell was granted 12,176.56 shares of the Issuer's restricted common stock. The shares of restricted common stock will vest on October 1, 2024.

F2 · balance_after: Includes 2,829.821 shares of common stock Mr. Snell acquired through the Issuer's distribution reinvestment plan.

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October 01, 2023 Filed Oct 3, 2023 20:14 UTC GrantCommon Stock 12,176.56 $0.00 $0.00
Disclosure

SEC source: 0001498547-23-000061 · wk-form4_1696364045.xml · nonDerivative · entry 1

Duncan Thomas Patrick · CIK 0001606303 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,387.352

F1 · shares: On October 1, 2023, as part of the annual retainers paid to the Issuer's independent directors and pursuant to the Issuer's 2022 Equity Incentive Plan, Mr. Duncan was granted 12,176.56 shares of the Issuer's restricted common stock. The shares of restricted common stock will vest on October 1, 2024.

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October 01, 2023 Filed Oct 3, 2023 20:12 UTC GrantCommon Stock 12,176.56 $0.00 $0.00
Disclosure

SEC source: 0001498547-23-000060 · wk-form4_1696363905.xml · nonDerivative · entry 1

Harrison Alicia Kuhn · CIK 0001677948 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,579.969

F1 · shares: On October 1, 2023, as part of the annual retainers paid to the Issuer's independent directors and pursuant to the Issuer's 2022 Equity Incentive Plan, Ms. Harrison was granted 12,176.56 shares of the Issuer's restricted common stock. The shares of restricted common stock will vest on October 1, 2024.

F2 · balance_after: Includes 1,907.652 shares of common stock Ms. Harrison acquired through the Issuer's distribution reinvestment plan.

Read SEC document
October 01, 2023 Filed Oct 3, 2023 20:00 UTC GrantCommon Stock 12,176.56 $0.00 $0.00
Disclosure

SEC source: 0001498547-23-000057 · wk-form4_1696363221.xml · nonDerivative · entry 1

KRETZMER W BRIAN · CIK 0001280284 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,802.588

F1 · shares: On October 1, 2023, as part of the annual retainers paid to the Issuer's independent directors and pursuant to the Issuer's 2022 Equity Incentive Plan, Mr. Kretzmer was granted 12,176.56 shares of the Issuer's restricted common stock. The shares of restricted common stock will vest on October 1, 2024.

F2 · balance_after: Includes 4,248.863 shares of common stock Mr. Kretzmer acquired through the Issuer's distribution reinvestment plan.

Read SEC document
October 01, 2022 Filed Oct 4, 2022 17:51 UTC GrantCommon Stock 11,111.111 $0.00 $0.00
Disclosure

SEC source: 0001498547-22-000095 · wf-form4_166492027541319.xml · nonDerivative · entry 2

Hollis Calvin E · CIK 0001730450 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,702.179

F2 · shares: On October 1, 2022, as part of the annual retainers paid to the Issuer's independent directors and pursuant to the Issuer's 2022 Equity Incentive Plan, Mr. Hollis was granted 11,111.111 shares of the Issuer's restricted common stock. The shares of restricted common stock will vest on October 1, 2023.

Read SEC document
October 01, 2022 Filed Oct 4, 2022 17:50 UTC GrantCommon Stock 11,111.111 $0.00 $0.00
Disclosure

SEC source: 0001498547-22-000093 · wf-form4_166492021300956.xml · nonDerivative · entry 2

SILVER HOWARD A · CIK 0001181607 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,298.785

F2 · shares: On October 1, 2022, as part of the annual retainers paid to the Issuer's independent directors and pursuant to the Issuer's 2022 Equity Incentive Plan, Mr. Silver was granted 11,111.111 shares of the Issuer's restricted common stock. The shares of restricted common stock will vest on October 1, 2023.

F3 · balance_after: Includes 1,255.672 shares of common stock Mr. Silver acquired through the Issuer's distribution reinvestment plan.

Read SEC document
October 01, 2022 Filed Oct 4, 2022 21:53 UTC GrantCommon Stock 11,111.111 $0.00 $0.00
Disclosure

SEC source: 0001498547-22-000098 · wf-form4_166492036478884.xml · nonDerivative · entry 2

Harrison Alicia Kuhn · CIK 0001677948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,495.757

F2 · shares: On October 1, 2022, as part of the annual retainers paid to the Issuer's independent directors and pursuant to the Issuer's 2022 Equity Incentive Plan, Ms. Harrison was granted 11,111.111 shares of the Issuer's restricted common stock. The shares of restricted common stock will vest on October 1, 2023.

F3 · balance_after: Includes 973.445 shares of common stock Ms. Harrison acquired through the Issuer's distribution reinvestment plan.

Read SEC document
October 01, 2022 Filed Oct 4, 2022 21:52 UTC GrantCommon Stock 11,111.111 $0.00 $0.00
Disclosure

SEC source: 0001498547-22-000097 · wf-form4_166492034523574.xml · nonDerivative · entry 2

KRETZMER W BRIAN · CIK 0001280284 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,477.165

F2 · shares: On October 1, 2022, as part of the annual retainers paid to the Issuer's independent directors and pursuant to the Issuer's 2022 Equity Incentive Plan, Mr. Kretzmer was granted 11,111.111 shares of the Issuer's restricted common stock. The shares of restricted common stock will vest on October 1, 2023.

F3 · balance_after: Includes 2,575.943 shares of common stock Mr. Kretzmer acquired through the Issuer's distribution reinvestment plan.

Read SEC document
October 01, 2022 Filed Oct 4, 2022 21:52 UTC GrantCommon Stock 11,111.111 $0.00 $0.00
Disclosure

SEC source: 0001498547-22-000096 · wf-form4_166492031637218.xml · nonDerivative · entry 2

Duncan Thomas Patrick · CIK 0001606303 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,210.792

F2 · shares: On October 1, 2022, as part of the annual retainers paid to the Issuer's independent directors and pursuant to the Issuer's 2022 Equity Incentive Plan, Mr. Duncan was granted 11,111.111 shares of the Issuer's restricted common stock. The shares of restricted common stock will vest on October 1, 2023.

Read SEC document
October 01, 2022 Filed Oct 4, 2022 21:51 UTC
SNELL ROGERDirector
GrantCommon Stock 11,111.111 $0.00 $0.00
Disclosure

SEC source: 0001498547-22-000094 · wf-form4_166492025032959.xml · nonDerivative · entry 2

SNELL ROGER · CIK 0001605664 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,204.419

F2 · shares: On October 1, 2022, as part of the annual retainers paid to the Issuer's independent directors and pursuant to the Issuer's 2022 Equity Incentive Plan, Mr. Snell was granted 11,111.111 shares of the Issuer's restricted common stock. The shares of restricted common stock will vest on October 1, 2023.

F3 · balance_after: Includes 928.972 shares of common stock Mr. Snell acquired through the Issuer's distribution reinvestment plan.

Read SEC document
October 01, 2022 Filed Oct 11, 2022 16:19 UTC Amendment GrantCommon Stock 11,111.111 $0.00 $0.00
Disclosure

SEC source: 0001498547-22-000100 · wf-form4a_166550516856892.xml · nonDerivative · entry 2

KRETZMER W BRIAN · CIK 0001280284 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,377.165

F2 · shares: On October 1, 2022, as part of the annual retainers paid to the Issuer's independent directors and pursuant to the Issuer's 2022 Equity Incentive Plan, Mr. Kretzmer was granted 11,111.111 shares of the Issuer's restricted common stock. The shares of restricted common stock will vest on October 1, 2023.

F3 · balance_after: Includes 2,475.943 shares of common stock Mr. Kretzmer acquired through the Issuer's distribution reinvestment plan.

Read SEC document
April 01, 2022 Filed Oct 4, 2022 17:51 UTC GrantCommon Stock 4,003.996 $0.00 $0.00
Disclosure

SEC source: 0001498547-22-000095 · wf-form4_166492027541319.xml · nonDerivative · entry 1

Hollis Calvin E · CIK 0001730450 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,591.068

F1 · shares: The valuation, compensation and affiliate transactions committee and the board of directors, following the approval of the revised compensation program for independent directors, approved the issuance to each independent member of the board of directors of an additional equity award under the Equity Plan on April 1, 2022 that vested on October 1, 2022, representing the difference in value between such director's October 1, 2021 equity award and $80,000, calculated based on the NAV per share on April 1, 2022, and prorated for the remaining days between April 1, 2022 and September 30, 2022.

Read SEC document
April 01, 2022 Filed Oct 4, 2022 17:50 UTC GrantCommon Stock 3,481.735 $0.00 $0.00
Disclosure

SEC source: 0001498547-22-000093 · wf-form4_166492021300956.xml · nonDerivative · entry 1

SILVER HOWARD A · CIK 0001181607 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,932.002

F1 · shares: The valuation, compensation and affiliate transactions committee and the board of directors, following the approval of the revised compensation program for independent directors, approved the issuance to each independent member of the board of directors of an additional equity award under the Equity Plan on April 1, 2022 that vested on October 1, 2022, representing the difference in value between such director's October 1, 2021 equity award and $80,000, calculated based on the NAV per share on April 1, 2022, and prorated for the remaining days between April 1, 2022 and September 30, 2022.

Read SEC document
April 01, 2022 Filed Oct 4, 2022 21:53 UTC GrantCommon Stock 3,307.648 $0.00 $0.00
Disclosure

SEC source: 0001498547-22-000098 · wf-form4_166492036478884.xml · nonDerivative · entry 1

Harrison Alicia Kuhn · CIK 0001677948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,411.201

F1 · shares: The valuation, compensation and affiliate transactions committee and the board of directors, following the approval of the revised compensation program for independent directors, approved the issuance to each independent member of the board of directors of an additional equity award under the Equity Plan on April 1, 2022 that vested on October 1, 2022, representing the difference in value between such director's October 1, 2021 equity award and $80,000, calculated based on the NAV per share on April 1, 2022, and prorated for the remaining days between April 1, 2022 and September 30, 2022.

Read SEC document
April 01, 2022 Filed Oct 4, 2022 21:52 UTC GrantCommon Stock 3,481.735 $0.00 $0.00
Disclosure

SEC source: 0001498547-22-000097 · wf-form4_166492034523574.xml · nonDerivative · entry 1

KRETZMER W BRIAN · CIK 0001280284 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,790.111

F1 · shares: The valuation, compensation and affiliate transactions committee and the board of directors, following the approval of the revised compensation program for independent directors, approved the issuance to each independent member of the board of directors of an additional equity award under the Equity Plan on April 1, 2022 that vested on October 1, 2022, representing the difference in value between such director's October 1, 2021 equity award and $80,000, calculated based on the NAV per share on April 1, 2022, and prorated for the remaining days between April 1, 2022 and September 30, 2022.

Read SEC document
April 01, 2022 Filed Oct 4, 2022 21:52 UTC GrantCommon Stock 3,046.518 $0.00 $0.00
Disclosure

SEC source: 0001498547-22-000096 · wf-form4_166492031637218.xml · nonDerivative · entry 1

Duncan Thomas Patrick · CIK 0001606303 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,099.681

F1 · shares: The valuation, compensation and affiliate transactions committee and the board of directors, following the approval of the revised compensation program for independent directors, approved the issuance to each independent member of the board of directors of an additional equity award under the Equity Plan on April 1, 2022 that vested on October 1, 2022, representing the difference in value between such director's October 1, 2021 equity award and $80,000, calculated based on the NAV per share on April 1, 2022, and prorated for the remaining days between April 1, 2022 and September 30, 2022.

Read SEC document
April 01, 2022 Filed Oct 4, 2022 21:51 UTC
SNELL ROGERDirector
GrantCommon Stock 5,570.776 $0.00 $0.00
Disclosure

SEC source: 0001498547-22-000094 · wf-form4_166492025032959.xml · nonDerivative · entry 1

SNELL ROGER · CIK 0001605664 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,164.336

F1 · shares: The valuation, compensation and affiliate transactions committee and the board of directors, following the approval of the revised compensation program for independent directors, approved the issuance to each independent member of the board of directors of an additional equity award under the Equity Plan on April 1, 2022 that vested on October 1, 2022, representing the difference in value between such director's October 1, 2021 equity award and $80,000, calculated based on the NAV per share on April 1, 2022, and prorated for the remaining days between April 1, 2022 and September 30, 2022.

Read SEC document
April 01, 2022 Filed Oct 11, 2022 16:19 UTC Amendment GrantCommon Stock 3,481.735 $0.00 $0.00
Disclosure

SEC source: 0001498547-22-000100 · wf-form4a_166550516856892.xml · nonDerivative · entry 1

KRETZMER W BRIAN · CIK 0001280284 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,790.111

F1 · shares: The valuation, compensation and affiliate transactions committee and the board of directors, following the approval of the revised compensation program for independent directors, approved the issuance to each independent member of the board of directors of an additional equity award under the Equity Plan on April 1, 2022 that vested on October 1, 2022, representing the difference in value between such director's October 1, 2021 equity award and $80,000, calculated based on the NAV per share on April 1, 2022, and prorated for the remaining days between April 1, 2022 and September 30, 2022.

Read SEC document
December 16, 2021 Filed Dec 16, 2021 18:21 UTC
RESSLER RICHARD SDirector · CEO & President
GrantCommon Stock 548,924.83 Not disclosed Not disclosed
Disclosure

SEC source: 0001498547-21-000151 · wf-form4_163967884737939.xml · nonDerivative · entry 1

RESSLER RICHARD S · CIK 0000904290 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Indirect · By CIM Income NAV Management, LLC

Disclosed balance after: 548,924.83

F1 · price: CIM Income NAV Management, LLC acquired 548,924.83 shares of the issuer's common stock pursuant to a merger between the issuer, CIM Income NAV, Inc. and Cypress Merger Sub, LLC. On the effective date of the merger, December 16, 2021, the net asset value of the issuer's common stock was $7.20 per share.

F2 · ownership.nature: The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own the shares owned by CIM Income NAV Management, LLC because of their positions with CIM Group, LLC, which is the sole common equity member of CCO Group, LLC, which owns and controls CIM Income NAV Management, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
December 16, 2021 Filed Dec 16, 2021 18:21 UTC GrantCommon Stock 28,240.219 Not disclosed Not disclosed
Disclosure

SEC source: 0001498547-21-000153 · wf-form4_163967888071635.xml · nonDerivative · entry 1

KRETZMER W BRIAN · CIK 0001280284 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,308.376

F1 · price: The reporting person acquired 28,240.219 shares of the issuer's common stock pursuant to a merger between the issuer, CIM Income NAV, Inc. Cypress Merger Sub, LLC. On the effective date of the merger, December 16, 2021, the net asset value of the issuer's common stock was $7.20 per share.

F2 · balance_after: Includes 226.39 shares of the issuer's common stock Mr. Kretzmer acquired through the Issuer's distribution reinvestment plan.

Read SEC document
December 16, 2021 Filed Dec 16, 2021 18:20 UTC GrantCommon Stock 548,924.83 Not disclosed Not disclosed
Disclosure

SEC source: 0001498547-21-000150 · wf-form4_163967882907595.xml · nonDerivative · entry 1

Shemesh Avraham · CIK 0001601805 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By CIM Income NAV Management, LLC

Disclosed balance after: 548,924.83

F1 · price: CIM Income NAV Management, LLC acquired 548,924.83 shares of the issuer's common stock pursuant to a merger between the issuer, CIM Income NAV, Inc. and Cypress Merger Sub, LLC. On the effective date of the merger, December 16, 2021, the net asset value of the issuer's common stock was $7.20 per share.

F2 · ownership.nature: The reporting person, Richard Ressler and Shaul Kuba may be deemed to beneficially own the shares owned by CIM Income NAV Management, LLC because of their positions with CIM Group, LLC, which is the sole common equity member of CCO Group, LLC, which owns and controls CIM Income NAV Management, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
December 16, 2021 Filed Dec 16, 2021 18:21 UTC
SNELL ROGERDirector
GrantCommon Stock 30,593.56 Not disclosed Not disclosed
Disclosure

SEC source: 0001498547-21-000152 · wf-form4_163967886426519.xml · nonDerivative · entry 1

SNELL ROGER · CIK 0001605664 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,593.56

F1 · price: The reporting person acquired 30,593.560 shares of the issuer's common stock pursuant to a merger between the issuer, CIM Income NAV, Inc. and Cypress Merger Sub, LLC. On the effective date of the merger, December 15, 2021, the net asset value of the issuer's common stock was $7.20 per share.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 17:48 UTC GrantCommon Stock 3,125 $0.00 $0.00
Disclosure

SEC source: 0001498547-21-000097 · wf-form4_163347048965193.xml · nonDerivative · entry 1

EVANS STEPHEN O · CIK 0001045459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,090.38

F1 · shares: On October 1, 2021, as part of the annual retainers paid to the Issuer's independent directors and pursuant to the Issuer's 2018 Equity Incentive Plan, Mr. Evans was granted 3,125 shares of the Issuer's restricted common stock. The shares of restricted common stock will vest on October 1, 2022.

F2 · balance_after: Includes 106.636 shares of common stock Mr. Evans acquired through the Issuer's distribution reinvestment plan.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 17:48 UTC GrantCommon Stock 3,125 $0.00 $0.00
Disclosure

SEC source: 0001498547-21-000096 · wf-form4_163347047240039.xml · nonDerivative · entry 1

BROMLEY MARCUS E · CIK 0001181202 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,713.094

F1 · shares: On October 1, 2021, as part of the annual retainers paid to the Issuer's independent directors and pursuant to the Issuer's 2018 Equity Incentive Plan, Mr. Bromley was granted 3,125 shares of the Issuer's restricted common stock. The shares of restricted common stock will vest on October 1, 2022.

F2 · balance_after: Includes 180.944 shares of common stock Mr. Bromley acquired through the Issuer's distribution reinvestment plan.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 17:49 UTC GrantCommon Stock 3,125 $0.00 $0.00
Disclosure

SEC source: 0001498547-21-000099 · wf-form4_163347054405397.xml · nonDerivative · entry 1

Hollis Calvin E · CIK 0001730450 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,587.072

F1 · shares: On October 1, 2021, as part of the annual retainers paid to the Issuer's independent directors and pursuant to the Issuer's 2018 Equity Incentive Plan, Mr. Hollis was granted 3,125 shares of the Issuer's restricted common stock. The shares of restricted common stock will vest on October 1, 2022.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 17:47 UTC GrantCommon Stock 4,166.667 $0.00 $0.00
Disclosure

SEC source: 0001498547-21-000093 · wf-form4_163347034681849.xml · nonDerivative · entry 1

SILVER HOWARD A · CIK 0001181607 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,450.267

F1 · shares: On October 1, 2021, as part of the annual retainers paid to the Issuer's independent directors and pursuant to the Issuer's 2018 Equity Incentive Plan, Mr. Silver was granted 4,166.667 shares of the Issuer's restricted common stock. The shares of restricted common stock will vest on October 1, 2022.

F2 · balance_after: Includes 453.811 shares of common stock Mr. Silver acquired through the Issuer's distribution reinvestment plan.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 21:50 UTC GrantCommon Stock 4,513.889 $0.00 $0.00
Disclosure

SEC source: 0001498547-21-000101 · wf-form4_163347060003377.xml · nonDerivative · entry 1

Harrison Alicia Kuhn · CIK 0001677948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,103.553

F1 · shares: On October 1, 2021, as part of the annual retainers paid to the Issuer's independent directors and pursuant to the Issuer's 2018 Equity Incentive Plan, Ms. Harrison was granted 4,513.889 shares of the Issuer's restricted common stock. The shares of restricted common stock will vest on October 1, 2022.

F2 · balance_after: Includes 312.486 shares of common stock Ms. Harrison acquired through the Issuer's distribution reinvestment plan.

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October 01, 2021 Filed Oct 5, 2021 21:49 UTC GrantCommon Stock 4,166.667 $0.00 $0.00
Disclosure

SEC source: 0001498547-21-000100 · wf-form4_163347058201488.xml · nonDerivative · entry 1

KRETZMER W BRIAN · CIK 0001280284 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,841.765

F1 · shares: On October 1, 2021, as part of the annual retainers paid to the Issuer's independent directors and pursuant to the Issuer's 2018 Equity Incentive Plan, Mr. Kretzmer was granted 4,166.667 shares of the Issuer's restricted common stock. The shares of restricted common stock will vest on October 1, 2022.

F2 · balance_after: Includes 562.810 shares of common stock Mr. Kretzmer acquired through the Issuer's distribution reinvestment plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.