Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CIM GROUP, INC.NONE · Entity 4955 | Director | October 01, 2023 | October 03, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CIM GROUP, INC.
Report date October 01, 2023 · Filed October 03, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 63,210.8 |
Reported balance
After 2023-10-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-10-01 · Grant · Acquired 12,176.56 · Balance 63,210.8 F1: On October 1, 2023, as part of the annual retainers paid to the Issuer's independent directors and pursuant to the Issuer's 2022 Equity Incentive Plan, Mr. Snell was granted 12,176.56 shares of the Issuer's restricted common stock. The shares of restricted common stock will vest on October 1, 2024. F2: Includes 2,829.821 shares of common stock Mr. Snell acquired through the Issuer's distribution reinvestment plan. |
Filing footnotes · ownership attribution and instrument terms
F1: On October 1, 2023, as part of the annual retainers paid to the Issuer's independent directors and pursuant to the Issuer's 2022 Equity Incentive Plan, Mr. Snell was granted 12,176.56 shares of the Issuer's restricted common stock. The shares of restricted common stock will vest on October 1, 2024.
F2: Includes 2,829.821 shares of common stock Mr. Snell acquired through the Issuer's distribution reinvestment plan.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CIM INCOME NAV, INC.
Report date December 16, 2021 · Filed December 16, 2021
Section 16 reporting ended · disclosed 2021-12-16. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock (Class D)SEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-12-16 transaction · row 1
1 source rowRow 1 · 2021-12-16 · Disposition to issuer · Disposed 11,885.61 · Balance 0 F1: Disposed of pursuant to merger agreement between the issuer, CIM Real Estate Finance Trust, Inc. ("CMFT") and Cypress Merger Sub, LLC in exchange for 30,593.560 shares of Common Stock of CMFT having a net asset value of $7.20 per share on the effective date of the merger. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to merger agreement between the issuer, CIM Real Estate Finance Trust, Inc. ("CMFT") and Cypress Merger Sub, LLC in exchange for 30,593.560 shares of Common Stock of CMFT having a net asset value of $7.20 per share on the effective date of the merger.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 01, 2023 Filed Oct 3, 2023 20:16 UTC | CIM GROUP, INC. NONE · Entity 4955 | GrantCommon Stock | 12,176.56 | $0.00 | $0.00 |
DisclosureSEC source: 0001498547-23-000062 · wk-form4_1696364188.xml · nonDerivative · entry 1 SNELL ROGER · CIK 0001605664 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,210.8 F1 · shares: On October 1, 2023, as part of the annual retainers paid to the Issuer's independent directors and pursuant to the Issuer's 2022 Equity Incentive Plan, Mr. Snell was granted 12,176.56 shares of the Issuer's restricted common stock. The shares of restricted common stock will vest on October 1, 2024. F2 · balance_after: Includes 2,829.821 shares of common stock Mr. Snell acquired through the Issuer's distribution reinvestment plan. Read SEC document |
| October 01, 2022 Filed Oct 4, 2022 21:51 UTC | CIM GROUP, INC. NONE · Entity 4955 | GrantCommon Stock | 11,111.111 | $0.00 | $0.00 |
DisclosureSEC source: 0001498547-22-000094 · wf-form4_166492025032959.xml · nonDerivative · entry 2 SNELL ROGER · CIK 0001605664 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,204.419 F2 · shares: On October 1, 2022, as part of the annual retainers paid to the Issuer's independent directors and pursuant to the Issuer's 2022 Equity Incentive Plan, Mr. Snell was granted 11,111.111 shares of the Issuer's restricted common stock. The shares of restricted common stock will vest on October 1, 2023. F3 · balance_after: Includes 928.972 shares of common stock Mr. Snell acquired through the Issuer's distribution reinvestment plan. Read SEC document |
| April 01, 2022 Filed Oct 4, 2022 21:51 UTC | CIM GROUP, INC. NONE · Entity 4955 | GrantCommon Stock | 5,570.776 | $0.00 | $0.00 |
DisclosureSEC source: 0001498547-22-000094 · wf-form4_166492025032959.xml · nonDerivative · entry 1 SNELL ROGER · CIK 0001605664 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,164.336 F1 · shares: The valuation, compensation and affiliate transactions committee and the board of directors, following the approval of the revised compensation program for independent directors, approved the issuance to each independent member of the board of directors of an additional equity award under the Equity Plan on April 1, 2022 that vested on October 1, 2022, representing the difference in value between such director's October 1, 2021 equity award and $80,000, calculated based on the NAV per share on April 1, 2022, and prorated for the remaining days between April 1, 2022 and September 30, 2022. Read SEC document |
| December 16, 2021 Filed Dec 16, 2021 18:21 UTC | CIM GROUP, INC. NONE · Entity 4955 | GrantCommon Stock | 30,593.56 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001498547-21-000152 · wf-form4_163967886426519.xml · nonDerivative · entry 1 SNELL ROGER · CIK 0001605664 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,593.56 F1 · price: The reporting person acquired 30,593.560 shares of the issuer's common stock pursuant to a merger between the issuer, CIM Income NAV, Inc. and Cypress Merger Sub, LLC. On the effective date of the merger, December 15, 2021, the net asset value of the issuer's common stock was $7.20 per share. Read SEC document |
| December 16, 2021 Filed Dec 16, 2021 13:05 UTC | CIM INCOME NAV, INC. NONE · Entity 132294 | Disposition to issuerCommon Stock (Class D) | 11,885.61 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001498542-21-000174 · wf-form4_163967792888394.xml · nonDerivative · entry 1 SNELL ROGER · CIK 0001605664 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Disposed of pursuant to merger agreement between the issuer, CIM Real Estate Finance Trust, Inc. ("CMFT") and Cypress Merger Sub, LLC in exchange for 30,593.560 shares of Common Stock of CMFT having a net asset value of $7.20 per share on the effective date of the merger. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 17:41 UTC | CIM INCOME NAV, INC. NONE · Entity 132294 | GrantCommon Stock (Class D) | 2,667.911 | $0.00 | $0.00 |
DisclosureSEC source: 0001498542-21-000117 · wf-form4_163347005689856.xml · nonDerivative · entry 1 SNELL ROGER · CIK 0001605664 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,885.61 F1 · shares: On October 1, 2021, as part of the annual retainers paid to the Issuer's independent directors and pursuant to the Issuer's 2018 Equity Incentive Plan, Mr. Snell was granted 1,940.299 restricted shares of the Issuer's Class D common stock. The restricted shares of Class D common stock vest on the one year anniversary of the date of the grant. In addition, on October 1, 2021, as payment for fifty percent of Mr. Snell's board service fees for the fiscal quarter ended September 30, 2021 and as approved by the board of directors of the Issuer on August 11, 2021, 727.612 shares of Class D common stock were issued to Mr. Snell pursuant to the Issuer's 2018 Equity Incentive Plan. F2 · balance_after: Includes 126.016 shares of Class D common stock Mr. Snell acquired through the Issuer's distribution reinvestment plan. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 13:33 UTC | CIM INCOME NAV, INC. NONE · Entity 132294 | GrantCommon Stock (Class D) | 743.594 | $16.39 | $12,187.51 |
DisclosureSEC source: 0001498542-21-000075 · wf-form4_162559278861984.xml · nonDerivative · entry 1 SNELL ROGER · CIK 0001605664 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,091.683 F1 · shares: On July 1, 2021, as payment for fifty percent of Mr. Snell 's board service fees for the fiscal quarter ended June 30, 2021 and as approved by the board of directors of the Issuer on March 25, 2021, 743.594 shares of Class D common stock were issued to Mr. Snell pursuant to the Issuer's 2018 Equity Incentive Plan. F2 · balance_after: Includes 605.813 shares of Class D common stock Mr. Snell acquired through the Issuer's distribution reinvestment plan. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 12:12 UTC | CIM INCOME NAV, INC. NONE · Entity 132294 | GrantCommon Stock (Class D) | 747.241 | $16.31 | $12,187.50 |
DisclosureSEC source: 0001498542-21-000039 · wf-form4_161763907362804.xml · nonDerivative · entry 1 SNELL ROGER · CIK 0001605664 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,232.272 F1 · shares: On April 1, 2021, as payment for fifty percent of Mr. Snell 's board service fees for the fiscal quarter ended March 31, 2021 and as approved by the board of directors of the Issuer on March 25, 2021, 747.241 shares of Class D common stock were issued to Mr. Snell pursuant to the Issuer's 2018 Equity Incentive Plan. F2 · balance_after: Includes 489.996 shares of Class D common stock Mr. Snell acquired through the Issuer's distribution reinvestment plan. Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 14:29 UTC | CIM INCOME NAV, INC. NONE · Entity 132294 | GrantCommon Stock (Class D) | 723.723 | $16.84 | $12,187.50 |
DisclosureSEC source: 0001498542-21-000007 · wf-form4_160987496136267.xml · nonDerivative · entry 1 SNELL ROGER · CIK 0001605664 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,351.282 F1 · shares: On January 4, 2021, as payment for fifty percent of Mr. Snell 's board service fees for the fiscal quarter ended December 31, 2020 and as approved by the board of directors of the Issuer on July 23, 2020, 723.723 shares of Class D common stock were issued to Mr. Snell pursuant to the Issuer's 2018 Equity Incentive Plan. F2 · balance_after: Includes 356.247 shares of Class D common stock Mr. Snell acquired through the Issuer's distribution reinvestment plan. Read SEC document |
| October 01, 2020 Filed Oct 1, 2020 13:00 UTC | CIM INCOME NAV, INC. NONE · Entity 132294 | GrantCommon Stock (Class D) | 2,647.364 | $0.00 | $0.00 |
DisclosureSEC source: 0001498542-20-000097 · wf-form4_160157159003649.xml · nonDerivative · entry 1 SNELL ROGER · CIK 0001605664 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,548.02 F1 · shares: On October 1, 2020, as part of the annual retainers paid to the Issuer's independent directors and pursuant to the Issuer's 2018 Equity Incentive Plan, Mr. Snell was granted 1,925.355 restricted shares of the Issuer's Class D common stock (formerly Wrap Class common stock). The restricted shares of Class D common stock vest on the one year anniversary of the date of the grant. In addition, on October 1, 2020, as payment for fifty percent of Mr. Snell's board service fees for the fiscal quarter ended September 30, 2020 and as approved by the board of directors of the Issuer on July 23, 2020, 722.008 shares of Class D common stock were issued to Mr. Snell pursuant to the Issuer's 2018 Equity Incentive Plan. F2 · balance_after: Includes 176.173 shares of Class D common stock Mr. Snell acquired through the Issuer's distribution reinvestment plan. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 16:12 UTC | CIM INCOME NAV, INC. NONE · Entity 132294 | GrantCommon Stock (Class D) | 1,838.235 | $0.00 | $0.00 |
DisclosureSEC source: 0001498542-19-000076 · wf-form4_157013352100153.xml · nonDerivative · entry 1 SNELL ROGER · CIK 0001605664 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,724.483 F1 · shares: On October 1, 2019, as part of the annual retainers paid to the Issuer's independent directors and pursuant to the Issuer's 2018 Equity Incentive Plan, Mr. Snell was granted 1,838.235 shares of the Issuer's restricted Class D common stock (formerly Wrap Class common stock). The shares of restricted Class D common stock vest on the one year anniversary of the date of the grant. F2 · balance_after: Includes 100.534 shares of Class D common stock Mr. Snell acquired through the Issuer's distribution reinvestment plan. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 17:26 UTC | CIM INCOME NAV, INC. NONE · Entity 132294 | GrantCommon Stock (Wrap Class Shares) | 1,785.714 | $0.00 | $0.00 |
DisclosureSEC source: 0001498542-18-000088 · wf-form4_153860195838677.xml · nonDerivative · entry 1 SNELL ROGER · CIK 0001605664 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,785.714 F1 · shares: On October 1, 2018, as part of the annual retainers paid to the Issuer's independent directors and pursuant to the Issuer's 2018 Equity Incentive Plan, Mr. Snell was granted 1,785.714 shares of the Issuer's restricted Wrap Class common stock. The shares of restricted Wrap Class common stock vest on the one year anniversary of the date of the grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.