Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CIM GROUP, INC.NONE · Entity 4955 | Director | October 01, 2026 | October 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CIM GROUP, INC.
Report date October 01, 2026 · Filed October 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 99,420.054 |
Reported balance
After 2026-10-01 transaction · row 1
1 source rowRow 1 · 2026-10-01 · Grant · Acquired 19,455.253 · Balance 99,420.054 F1: On October 1, 2026, as part of the annual retainers paid to the Issuer's independent directors and pursuant to the Issuer's Second Amended and Restated CIM Group, Inc. 2026 Equity Incentive Plan, Mr. Duncan was granted 19,455.253 shares of the Issuer's restricted common stock. The shares of restricted common stock will vest on October 1, 2027. |
Filing footnotes · ownership attribution and instrument terms
F1: On October 1, 2026, as part of the annual retainers paid to the Issuer's independent directors and pursuant to the Issuer's Second Amended and Restated CIM Group, Inc. 2026 Equity Incentive Plan, Mr. Duncan was granted 19,455.253 shares of the Issuer's restricted common stock. The shares of restricted common stock will vest on October 1, 2027.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 01, 2026 Filed Oct 5, 2026 22:33 UTC | CIM GROUP, INC. NONE · Entity 4955 | GrantCommon Stock | 19,455.253 | $0.00 | $0.00 |
DisclosureSEC source: 0001498547-26-000065 · wk-form4_1791239596.xml · nonDerivative · entry 1 Duncan Thomas Patrick · CIK 0001606303 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 99,420.054 F1 · shares: On October 1, 2026, as part of the annual retainers paid to the Issuer's independent directors and pursuant to the Issuer's Second Amended and Restated CIM Group, Inc. 2026 Equity Incentive Plan, Mr. Duncan was granted 19,455.253 shares of the Issuer's restricted common stock. The shares of restricted common stock will vest on October 1, 2027. Read SEC document |
| October 01, 2025 Filed Oct 3, 2025 18:05 UTC | CIM GROUP, INC. NONE · Entity 4955 | GrantCommon Stock | 19,157.088 | $0.00 | $0.00 |
DisclosureSEC source: 0001498547-25-000075 · wk-form4_1759514728.xml · nonDerivative · entry 1 Duncan Thomas Patrick · CIK 0001606303 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 79,964.801 F1 · shares: On October 1, 2025, as part of the annual retainers paid to the Issuer's independent directors and pursuant to the Issuer's 2022 Equity Incentive Plan, Mr. Duncan was granted 19,157.088 shares of the Issuer's restricted common stock. The shares of restricted common stock will vest on October 1, 2026. Read SEC document |
| January 24, 2025 Filed Jan 27, 2025 23:53 UTC | CIM GROUP, INC. NONE · Entity 4955 | GrantCommon Stock | 3,284.072 | $0.00 | $0.00 |
DisclosureSEC source: 0001498547-25-000004 · wk-form4_1738021977.xml · nonDerivative · entry 1 Duncan Thomas Patrick · CIK 0001606303 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,807.713 F1 · shares: On January 24, 2025, following the approval by the Issuer's board of directors of the revised annual retainers paid to the Issuer's independent directors and pursuant to the Issuer's 2022 Equity Incentive Plan, Mr. Duncan was granted 3,284.072 shares of the Issuer's restricted common stock, representing the difference in value between such director's October 1, 2024 equity award and $100,000, calculated based on the Issuer's most recently determined net asset value per share. The shares of restricted common stock will vest on October 1, 2025. Read SEC document |
| October 01, 2024 Filed Oct 1, 2024 22:22 UTC | CIM GROUP, INC. NONE · Entity 4955 | GrantCommon Stock | 13,136.289 | $0.00 | $0.00 |
DisclosureSEC source: 0001498547-24-000070 · wk-form4_1727821345.xml · nonDerivative · entry 1 Duncan Thomas Patrick · CIK 0001606303 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,523.641 F1 · shares: On October 1, 2024, as part of the annual retainers paid to the Issuer's independent directors and pursuant to the Issuer's 2022 Equity Incentive Plan, Mr. Duncan was granted 13,136.289 shares of the Issuer's restricted common stock. The shares of restricted common stock will vest on October 1, 2025. Read SEC document |
| October 01, 2023 Filed Oct 3, 2023 20:14 UTC | CIM GROUP, INC. NONE · Entity 4955 | GrantCommon Stock | 12,176.56 | $0.00 | $0.00 |
DisclosureSEC source: 0001498547-23-000061 · wk-form4_1696364045.xml · nonDerivative · entry 1 Duncan Thomas Patrick · CIK 0001606303 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,387.352 F1 · shares: On October 1, 2023, as part of the annual retainers paid to the Issuer's independent directors and pursuant to the Issuer's 2022 Equity Incentive Plan, Mr. Duncan was granted 12,176.56 shares of the Issuer's restricted common stock. The shares of restricted common stock will vest on October 1, 2024. Read SEC document |
| October 01, 2022 Filed Oct 4, 2022 21:52 UTC | CIM GROUP, INC. NONE · Entity 4955 | GrantCommon Stock | 11,111.111 | $0.00 | $0.00 |
DisclosureSEC source: 0001498547-22-000096 · wf-form4_166492031637218.xml · nonDerivative · entry 2 Duncan Thomas Patrick · CIK 0001606303 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,210.792 F2 · shares: On October 1, 2022, as part of the annual retainers paid to the Issuer's independent directors and pursuant to the Issuer's 2022 Equity Incentive Plan, Mr. Duncan was granted 11,111.111 shares of the Issuer's restricted common stock. The shares of restricted common stock will vest on October 1, 2023. Read SEC document |
| April 01, 2022 Filed Oct 4, 2022 21:52 UTC | CIM GROUP, INC. NONE · Entity 4955 | GrantCommon Stock | 3,046.518 | $0.00 | $0.00 |
DisclosureSEC source: 0001498547-22-000096 · wf-form4_166492031637218.xml · nonDerivative · entry 1 Duncan Thomas Patrick · CIK 0001606303 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,099.681 F1 · shares: The valuation, compensation and affiliate transactions committee and the board of directors, following the approval of the revised compensation program for independent directors, approved the issuance to each independent member of the board of directors of an additional equity award under the Equity Plan on April 1, 2022 that vested on October 1, 2022, representing the difference in value between such director's October 1, 2021 equity award and $80,000, calculated based on the NAV per share on April 1, 2022, and prorated for the remaining days between April 1, 2022 and September 30, 2022. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 21:49 UTC | CIM GROUP, INC. NONE · Entity 4955 | GrantCommon Stock | 5,034.722 | $0.00 | $0.00 |
DisclosureSEC source: 0001498547-21-000098 · wf-form4_163347051117292.xml · nonDerivative · entry 1 Duncan Thomas Patrick · CIK 0001606303 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,053.163 F1 · shares: On October 1, 2021, as part of the annual retainers paid to the Issuer's independent directors and pursuant to the Issuer's 2018 Equity Incentive Plan, Mr. Duncan was granted 5,034.722 shares of the Issuer's restricted common stock. The shares of restricted common stock will vest on October 1, 2022. Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 18:30 UTC | CIM GROUP, INC. NONE · Entity 4955 | GrantCommon Stock | 4,958.96 | $0.00 | $0.00 |
DisclosureSEC source: 0001498547-20-000075 · wf-form4_160166343401874.xml · nonDerivative · entry 1 Duncan Thomas Patrick · CIK 0001606303 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,018.441 F1 · shares: On October 1, 2020, as part of the annual retainers paid to the Issuer's independent directors and pursuant to the Issuer's 2018 Equity Incentive Plan, Mr. Duncan was granted 4,958.96 shares of the Issuer's restricted common stock. The shares of restricted common stock vest on the one year anniversary of the date of the grant. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 19:48 UTC | CIM GROUP, INC. NONE · Entity 4955 | GrantCommon Stock | 4,190.751 | $0.00 | $0.00 |
DisclosureSEC source: 0001498547-19-000053 · wf-form4_157013210943762.xml · nonDerivative · entry 1 Duncan Thomas Patrick · CIK 0001606303 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,059.481 F1 · shares: On October 1, 2019, as part of the annual retainers paid to the Issuer's independent directors and pursuant to the Issuer's 2018 Equity Incentive Plan, Mr. Duncan was granted 4,190.751 shares of the Issuer's restricted common stock. The shares of restricted common stock vest on the one year anniversary of the date of the grant. Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 21:51 UTC | CIM GROUP, INC. NONE · Entity 4955 | GrantCommon Stock | 3,868.73 | $0.00 | $0.00 |
DisclosureSEC source: 0001498547-18-000047 · wf-form4_153851709647640.xml · nonDerivative · entry 1 Duncan Thomas Patrick · CIK 0001606303 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,868.73 F1 · shares: On October 1, 2018, as part of the annual retainers paid to the Issuer's independent directors and pursuant to the Issuer's 2018 Equity Incentive Plan, Mr. Duncan was granted 3868.73 shares of the Issuer's restricted common stock. The shares of restricted common stock vest on the one year anniversary of the date of the grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.