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CMI

CUMMINS INC

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Tapewire entity
2961
SEC CIK
0000026172
Parsed reports
654

Last 12 months

Inside the activity.

0 purchase rows · 56 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202509
Dec 202500
Jan 202600
Feb 2026019
Mar 202606
Apr 202600
May 2026021
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2023 Filed Mar 3, 2023 19:33 UTC
Bush Jennifer MaryVP & Pres. - Power Systems
Tax withholdingCommon 195 $249.21 $48,595.95
Disclosure

SEC source: 0001225208-23-003242 · doc4.xml · nonDerivative · entry 2

Bush Jennifer Mary · CIK 0001897517 · VP & Pres. - Power Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,980.167

F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 19:33 UTC
Bush Jennifer MaryVP & Pres. - Power Systems
GrantCommon 612 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-003242 · doc4.xml · nonDerivative · entry 1

Bush Jennifer Mary · CIK 0001897517 · VP & Pres. - Power Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,175.167

Read SEC document
March 01, 2023 Filed Mar 3, 2023 19:33 UTC
Chandler Mary TVP - Comm. Rel. & Corp. Resp.
Tax withholdingCommon 143 $249.21 $35,637.03
Disclosure

SEC source: 0001225208-23-003241 · doc4.xml · nonDerivative · entry 2

Chandler Mary T · CIK 0001848844 · VP - Comm. Rel. & Corp. Resp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,746.769

F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 19:33 UTC
Chandler Mary TVP - Comm. Rel. & Corp. Resp.
GrantCommon 409 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-003241 · doc4.xml · nonDerivative · entry 1

Chandler Mary T · CIK 0001848844 · VP - Comm. Rel. & Corp. Resp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,889.769

Read SEC document
March 01, 2023 Filed Mar 3, 2023 19:33 UTC
Embree Tracy APresident - Distribution
Tax withholdingCommon 757 $249.21 $188,651.97
Disclosure

SEC source: 0001225208-23-003240 · doc4.xml · nonDerivative · entry 2

Embree Tracy A · CIK 0001629977 · President - Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,235

F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 19:33 UTC
Embree Tracy APresident - Distribution
GrantCommon 2,556 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-003240 · doc4.xml · nonDerivative · entry 1

Embree Tracy A · CIK 0001629977 · President - Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,992

Read SEC document
March 01, 2023 Filed Mar 3, 2023 19:29 UTC
Fetch Bonnie JVP - Supply Chain
Tax withholdingCommon 91 $249.21 $22,678.11
Disclosure

SEC source: 0001225208-23-003239 · doc4.xml · nonDerivative · entry 2

Fetch Bonnie J · CIK 0001908640 · VP - Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 766

F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 19:29 UTC
Fetch Bonnie JVP - Supply Chain
GrantCommon 306 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-003239 · doc4.xml · nonDerivative · entry 1

Fetch Bonnie J · CIK 0001908640 · VP - Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 857

Read SEC document
March 01, 2023 Filed Mar 3, 2023 19:27 UTC
Fier Walter JVP - Chief Technical Officer
Tax withholdingCommon 332 $249.21 $82,737.72
Disclosure

SEC source: 0001225208-23-003238 · doc4.xml · nonDerivative · entry 2

Fier Walter J · CIK 0001791728 · VP - Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,783.642

F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 19:27 UTC
Fier Walter JVP - Chief Technical Officer
GrantCommon 1,026 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-003238 · doc4.xml · nonDerivative · entry 1

Fier Walter J · CIK 0001791728 · VP - Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,115.642

Read SEC document
March 01, 2023 Filed Mar 3, 2023 19:26 UTC
JACKSON DONALD GVP - Treasury & Tax
Tax withholdingCommon 183 $249.21 $45,605.43
Disclosure

SEC source: 0001225208-23-003237 · doc4.xml · nonDerivative · entry 4

JACKSON DONALD G · CIK 0001640059 · VP - Treasury & Tax

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,174.9379

F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 19:26 UTC
JACKSON DONALD GVP - Treasury & Tax
Tax withholdingCommon 16 $249.21 $3,987.36
Disclosure

SEC source: 0001225208-23-003237 · doc4.xml · nonDerivative · entry 3

JACKSON DONALD G · CIK 0001640059 · VP - Treasury & Tax

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,357.9379

F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 19:26 UTC
JACKSON DONALD GVP - Treasury & Tax
GrantCommon 54 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-003237 · doc4.xml · nonDerivative · entry 2

JACKSON DONALD G · CIK 0001640059 · VP - Treasury & Tax

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,373.9379

Read SEC document
March 01, 2023 Filed Mar 3, 2023 19:26 UTC
JACKSON DONALD GVP - Treasury & Tax
GrantCommon 562 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-003237 · doc4.xml · nonDerivative · entry 1

JACKSON DONALD G · CIK 0001640059 · VP - Treasury & Tax

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,319.9379

Read SEC document
March 01, 2023 Filed Mar 3, 2023 19:25 UTC
Narang MaheshVP & President - Components
Tax withholdingCommon 159 $249.21 $39,624.39
Disclosure

SEC source: 0001225208-23-003236 · doc4.xml · nonDerivative · entry 2

Narang Mahesh · CIK 0001848873 · VP & President - Components

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,241.905

F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 19:25 UTC
Narang MaheshVP & President - Components
GrantCommon 513 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-003236 · doc4.xml · nonDerivative · entry 1

Narang Mahesh · CIK 0001848873 · VP & President - Components

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,400.905

Read SEC document
March 01, 2023 Filed Mar 3, 2023 19:17 UTC
RUMSEY JENNIFERDirector · President & CEO
Tax withholdingCommon 748 $249.21 $186,409.08
Disclosure

SEC source: 0001225208-23-003234 · doc4.xml · nonDerivative · entry 2

RUMSEY JENNIFER · CIK 0001651631 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,367

F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 19:17 UTC
RUMSEY JENNIFERDirector · President & CEO
GrantCommon 2,556 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-003234 · doc4.xml · nonDerivative · entry 1

RUMSEY JENNIFER · CIK 0001651631 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,115

Read SEC document
March 01, 2023 Filed Mar 3, 2023 19:16 UTC
Satterthwaite TonySenior Vice President
Tax withholdingCommon 1,963 $249.21 $489,199.23
Disclosure

SEC source: 0001225208-23-003233 · doc4.xml · nonDerivative · entry 4

Satterthwaite Tony · CIK 0001438353 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,333

Read SEC document
March 01, 2023 Filed Mar 3, 2023 19:16 UTC
Satterthwaite TonySenior Vice President
Tax withholdingCommon 1,496 $249.21 $372,818.16
Disclosure

SEC source: 0001225208-23-003233 · doc4.xml · nonDerivative · entry 3

Satterthwaite Tony · CIK 0001438353 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,296

F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 19:16 UTC
Satterthwaite TonySenior Vice President
GrantCommon 4,409 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-003233 · doc4.xml · nonDerivative · entry 2

Satterthwaite Tony · CIK 0001438353 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,792

Read SEC document
March 01, 2023 Filed Mar 3, 2023 19:16 UTC
Satterthwaite TonySenior Vice President
GrantCommon 4,698 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-003233 · doc4.xml · nonDerivative · entry 1

Satterthwaite Tony · CIK 0001438353 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,383

Read SEC document
March 01, 2023 Filed Mar 3, 2023 19:16 UTC
Smith Mark AndrewVP - Chief Financial Officer
Tax withholdingCommon 1,185 $249.21 $295,313.85
Disclosure

SEC source: 0001225208-23-003232 · doc4.xml · nonDerivative · entry 2

Smith Mark Andrew · CIK 0001676537 · VP - Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,123

F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 19:16 UTC
Smith Mark AndrewVP - Chief Financial Officer
GrantCommon 4,086 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-003232 · doc4.xml · nonDerivative · entry 1

Smith Mark Andrew · CIK 0001676537 · VP - Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,308

Read SEC document
March 01, 2023 Filed Mar 3, 2023 19:15 UTC
Stoner Nathan RVP - China Area Business Org
Tax withholdingCommon 139 $249.21 $34,640.19
Disclosure

SEC source: 0001225208-23-003231 · doc4.xml · nonDerivative · entry 2

Stoner Nathan R · CIK 0001808072 · VP - China Area Business Org

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 453.389

F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

F2 · balance_after: Includes 1.389 shares acquired under the Cummins Inc. Dividend Reinvestment Plan since the most recently filed Form 4.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 19:15 UTC
Stoner Nathan RVP - China Area Business Org
GrantCommon 306 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-003231 · doc4.xml · nonDerivative · entry 1

Stoner Nathan R · CIK 0001808072 · VP - China Area Business Org

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 592.389

Read SEC document
March 01, 2023 Filed Mar 3, 2023 19:14 UTC
Wiltrout Jeffrey TVP - Corporate Strategy
Tax withholdingCommon 35 $249.21 $8,722.35
Disclosure

SEC source: 0001225208-23-003230 · doc4.xml · nonDerivative · entry 2

Wiltrout Jeffrey T · CIK 0001908008 · VP - Corporate Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111

F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 19:14 UTC
Wiltrout Jeffrey TVP - Corporate Strategy
GrantCommon 99 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-003230 · doc4.xml · nonDerivative · entry 1

Wiltrout Jeffrey T · CIK 0001908008 · VP - Corporate Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146

Read SEC document
March 01, 2023 Filed Mar 3, 2023 19:11 UTC
Wood Jonathan DavidVice President & CTO
Tax withholdingCommon 242 $249.21 $60,308.82
Disclosure

SEC source: 0001225208-23-003228 · doc4.xml · nonDerivative · entry 2

Wood Jonathan David · CIK 0001967347 · Vice President & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,303

F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 19:11 UTC
Wood Jonathan DavidVice President & CTO
GrantCommon 513 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-003228 · doc4.xml · nonDerivative · entry 1

Wood Jonathan David · CIK 0001967347 · Vice President & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,545

Read SEC document
February 22, 2023 Filed Feb 23, 2023 20:29 UTC
RUMSEY JENNIFERDirector · President & CEO
Exercise / conversionStock Option (Right-to-Buy) · Derivative 1,430 $0.00 Strike: $111.84 $0.00
Disclosure

SEC source: 0001225208-23-002647 · doc4.xml · derivative · entry 5

RUMSEY JENNIFER · CIK 0001651631 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 1,430 shares

Expires 2023-04-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2023 Filed Feb 23, 2023 20:29 UTC
RUMSEY JENNIFERDirector · President & CEO
Tax withholdingCommon 871 $250.04 $217,784.84
Disclosure

SEC source: 0001225208-23-002647 · doc4.xml · nonDerivative · entry 2

RUMSEY JENNIFER · CIK 0001651631 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 559

F1 · kind: The stock options exercised and reported on this Form 4 were exercised in "sell-to-cover" transactions with respect to stock options that were set to expire in the near term. Any shares sold in such transactions were sold solely to cover the exercise price, fees and taxes associated with the stock option exercises.

Read SEC document
February 22, 2023 Filed Feb 23, 2023 20:29 UTC
RUMSEY JENNIFERDirector · President & CEO
Exercise / conversionCommon 1,430 $111.84 $159,931.20
Disclosure

SEC source: 0001225208-23-002647 · doc4.xml · nonDerivative · entry 1

RUMSEY JENNIFER · CIK 0001651631 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,430

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2023 Filed Feb 23, 2023 20:28 UTC
Fier Walter JVP - Chief Technical Officer
Exercise / conversionStock Option (Right-to-Buy) · Derivative 1,235 $0.00 Strike: $166.18 $0.00
Disclosure

SEC source: 0001225208-23-002646 · doc4.xml · derivative · entry 7

Fier Walter J · CIK 0001791728 · VP - Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 1,235 shares

Expires 2029-10-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2023 Filed Feb 23, 2023 20:28 UTC
Fier Walter JVP - Chief Technical Officer
Exercise / conversionStock Option (Right-to-Buy) · Derivative 3,085 $0.00 Strike: $163.43 $0.00
Disclosure

SEC source: 0001225208-23-002646 · doc4.xml · derivative · entry 6

Fier Walter J · CIK 0001791728 · VP - Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 3,085 shares

Expires 2029-04-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2023 Filed Feb 23, 2023 20:28 UTC
Fier Walter JVP - Chief Technical Officer
SaleCommon 2,352 $252.77 $594,511.98
Disclosure

SEC source: 0001225208-23-002646 · doc4.xml · nonDerivative · entry 4

Fier Walter J · CIK 0001791728 · VP - Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,089.642

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $252.5600 - $253.1350. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.

Read SEC document
February 22, 2023 Filed Feb 23, 2023 20:28 UTC
Fier Walter JVP - Chief Technical Officer
SaleCommon 955 $253.55 $242,140.25
Disclosure

SEC source: 0001225208-23-002646 · doc4.xml · nonDerivative · entry 3

Fier Walter J · CIK 0001791728 · VP - Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,441.642

Read SEC document
February 22, 2023 Filed Feb 23, 2023 20:28 UTC
Fier Walter JVP - Chief Technical Officer
Exercise / conversionCommon 1,235 $166.18 $205,232.30
Disclosure

SEC source: 0001225208-23-002646 · doc4.xml · nonDerivative · entry 2

Fier Walter J · CIK 0001791728 · VP - Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,396.642

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2023 Filed Feb 23, 2023 20:28 UTC
Fier Walter JVP - Chief Technical Officer
Exercise / conversionCommon 3,085 $163.43 $504,181.55
Disclosure

SEC source: 0001225208-23-002646 · doc4.xml · nonDerivative · entry 1

Fier Walter J · CIK 0001791728 · VP - Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,161.642

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2023 Filed Feb 23, 2023 20:27 UTC
Aaholm Sherry AVP - Chief Digital Officer
Exercise / conversionStock Option (Right-to-Buy) · Derivative 3,340 $0.00 Strike: $105.94 $0.00
Disclosure

SEC source: 0001225208-23-002645 · doc4.xml · derivative · entry 3

Aaholm Sherry A · CIK 0001613364 · VP - Chief Digital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 3,340 shares

Expires 2023-06-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2023 Filed Feb 23, 2023 20:27 UTC
Aaholm Sherry AVP - Chief Digital Officer
Tax withholdingCommon 1,989 $250.04 $497,329.56
Disclosure

SEC source: 0001225208-23-002645 · doc4.xml · nonDerivative · entry 2

Aaholm Sherry A · CIK 0001613364 · VP - Chief Digital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,103

F1 · kind: The stock options exercised and reported on this Form 4 were exercised in "sell-to-cover" transactions with respect to stock options that were set to expire in the near term. Any shares sold in such transactions were sold solely to cover the exercise price, fees and taxes associated with the stock option exercises.

Read SEC document
February 22, 2023 Filed Feb 23, 2023 20:27 UTC
Aaholm Sherry AVP - Chief Digital Officer
Exercise / conversionCommon 3,340 $105.94 $353,839.60
Disclosure

SEC source: 0001225208-23-002645 · doc4.xml · nonDerivative · entry 1

Aaholm Sherry A · CIK 0001613364 · VP - Chief Digital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,092

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 17, 2023 Filed Feb 21, 2023 18:24 UTC
Barner Sharon RVP - Chief Administrative Off.
Exercise / conversionStock Option (Right-to-Buy) · Derivative 5,929 $0.00 Strike: $149.72 $0.00
Disclosure

SEC source: 0001225208-23-002318 · doc4.xml · derivative · entry 3

Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 5,929 shares

Expires 2027-04-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 17, 2023 Filed Feb 21, 2023 18:24 UTC
Barner Sharon RVP - Chief Administrative Off.
SaleCommon 5,929 $257.13 $1,524,552.82
Disclosure

SEC source: 0001225208-23-002318 · doc4.xml · nonDerivative · entry 2

Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,144

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $257.000 - $257.6700. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.

Read SEC document
February 17, 2023 Filed Feb 21, 2023 18:24 UTC
Barner Sharon RVP - Chief Administrative Off.
Exercise / conversionCommon 5,929 $149.72 $887,689.88
Disclosure

SEC source: 0001225208-23-002318 · doc4.xml · nonDerivative · entry 1

Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,073

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2023 Filed Feb 15, 2023 20:33 UTC SaleCommon 1,933 $251.64 $486,420.12
Disclosure

SEC source: 0001225208-23-001964 · doc4.xml · nonDerivative · entry 1

NELSON GEORGIA R · CIK 0001141392 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,741.5435

F1 · balance_after: Includes 441.31386 dividend equivalent shares credited under the Cummins Inc. Deferred Compensation Plan for Non-Employee Directors since the most recently filed Form 4.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 21:40 UTC
Barner Sharon RVP - Chief Administrative Off.
Exercise / conversionStock Option (Right-to-Buy) · Derivative 5,540 $0.00 Strike: $109.09 $0.00
Disclosure

SEC source: 0001225208-23-002079 · doc4.xml · derivative · entry 4

Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 5,540 shares

Expires 2026-04-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 21:40 UTC
Barner Sharon RVP - Chief Administrative Off.
SaleCommon 3,000 $253.26 $759,786.60
Disclosure

SEC source: 0001225208-23-002079 · doc4.xml · nonDerivative · entry 3

Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,144

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $253.0000 - $253.5750. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 21:40 UTC
Barner Sharon RVP - Chief Administrative Off.
SaleCommon 2,540 $251.26 $638,189.48
Disclosure

SEC source: 0001225208-23-002079 · doc4.xml · nonDerivative · entry 2

Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,144

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $251.0000 - $251.7450. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.

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February 15, 2023 Filed Feb 16, 2023 21:40 UTC
Barner Sharon RVP - Chief Administrative Off.
Exercise / conversionCommon 5,540 $109.09 $604,358.60
Disclosure

SEC source: 0001225208-23-002079 · doc4.xml · nonDerivative · entry 1

Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,684

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.