Last 12 months
Inside the activity.
4 purchase rows · 4 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 2 | 0 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 2 | 3 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 15, 2021 Filed Mar 17, 2021 16:48 UTC |
Ahmed MukhtarPresident, Science Group
|
Tax withholdingOrdinary Shares | 55,189 | $26.54 | $1,464,716.06 |
DisclosureSEC source: 0001764046-21-000040 · wf-form4_161601408452823.xml · nonDerivative · entry 2 Ahmed Mukhtar · CIK 0001802889 · President, Science Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,623 F1 · shares: Represents shares withheld for payment of exercise price. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 16:48 UTC |
Ahmed MukhtarPresident, Science Group
|
Exercise / conversionOrdinary Shares | 99,102 | $14.78 | $1,464,727.56 |
DisclosureSEC source: 0001764046-21-000040 · wf-form4_161601408452823.xml · nonDerivative · entry 1 Ahmed Mukhtar · CIK 0001802889 · President, Science Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,812 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 12, 2021 Filed Mar 15, 2021 17:30 UTC |
Ahmed MukhtarPresident, Science Group
|
Exercise / conversionStock Options · Derivative | 78,155 | $0.00 Strike: $10.85 | $0.00 |
DisclosureSEC source: 0001764046-21-000037 · wf-form4_161584382177727.xml · derivative · entry 12 Ahmed Mukhtar · CIK 0001802889 · President, Science Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 78,155 shares Expires 2028-03-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Represents the remaining portion of a March 8, 2018 grant of stock options. The reported stock options became exercisable on November 30, 2020. Read SEC document |
| March 12, 2021 Filed Mar 15, 2021 17:30 UTC |
Ahmed MukhtarPresident, Science Group
|
SaleOrdinary Shares | 41,573 | $23.28 | $967,819.44 |
DisclosureSEC source: 0001764046-21-000037 · wf-form4_161584382177727.xml · nonDerivative · entry 9 Ahmed Mukhtar · CIK 0001802889 · President, Science Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,710 F3 · price: The price is a weighted average price. The prices actually received ranged from $23.045 to $23.66. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range Read SEC document |
| March 12, 2021 Filed Mar 15, 2021 17:30 UTC |
Ahmed MukhtarPresident, Science Group
|
Tax withholdingOrdinary Shares | 36,582 | $23.18 | $847,970.76 |
DisclosureSEC source: 0001764046-21-000037 · wf-form4_161584382177727.xml · nonDerivative · entry 8 Ahmed Mukhtar · CIK 0001802889 · President, Science Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,283 F1 · shares: Represents shares withheld for payment of exercise price. Read SEC document |
| March 12, 2021 Filed Mar 15, 2021 17:30 UTC |
Ahmed MukhtarPresident, Science Group
|
Exercise / conversionOrdinary Shares | 78,155 | $10.85 | $847,981.75 |
DisclosureSEC source: 0001764046-21-000037 · wf-form4_161584382177727.xml · nonDerivative · entry 7 Ahmed Mukhtar · CIK 0001802889 · President, Science Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,865 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 11, 2021 Filed Mar 15, 2021 17:31 UTC |
Roy JeffPresident, IP Group
|
Exercise / conversionStock Options · Derivative | 122,887 | $0.00 Strike: $6.76 | $0.00 |
DisclosureSEC source: 0001764046-21-000038 · wf-form4_161584390007535.xml · derivative · entry 4 Roy Jeff · CIK 0001803022 · President, IP Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 122,887 shares Expires 2027-09-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Represents the remaining portion of a September 5, 2017 grant of stock options; 33.3% of the reported stock options vested on July 1, 2020 and 66.7% of the reported stock options vested on November 30, 2020. Read SEC document |
| March 11, 2021 Filed Mar 15, 2021 17:31 UTC |
Roy JeffPresident, IP Group
|
SaleOrdinary Shares | 86,050 | $22.70 | $1,953,335.00 |
DisclosureSEC source: 0001764046-21-000038 · wf-form4_161584390007535.xml · nonDerivative · entry 3 Roy Jeff · CIK 0001803022 · President, IP Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,710 F2 · price: The price is a weighted average price. The prices actually received ranged from $22.50 to $23.05. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| March 11, 2021 Filed Mar 15, 2021 17:31 UTC |
Roy JeffPresident, IP Group
|
Tax withholdingOrdinary Shares | 36,837 | $22.55 | $830,674.35 |
DisclosureSEC source: 0001764046-21-000038 · wf-form4_161584390007535.xml · nonDerivative · entry 2 Roy Jeff · CIK 0001803022 · President, IP Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,760 F1 · shares: Represents shares withheld for payment of exercise price. Read SEC document |
| March 11, 2021 Filed Mar 15, 2021 17:31 UTC |
Roy JeffPresident, IP Group
|
Exercise / conversionOrdinary Shares | 122,887 | $6.76 | $830,716.12 |
DisclosureSEC source: 0001764046-21-000038 · wf-form4_161584390007535.xml · nonDerivative · entry 1 Roy Jeff · CIK 0001803022 · President, IP Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,597 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 11, 2021 Filed Mar 15, 2021 17:30 UTC |
Ahmed MukhtarPresident, Science Group
|
Exercise / conversionStock Options · Derivative | 20,947 | $0.00 Strike: $10.85 | $0.00 |
DisclosureSEC source: 0001764046-21-000037 · wf-form4_161584382177727.xml · derivative · entry 11 Ahmed Mukhtar · CIK 0001802889 · President, Science Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,155 Underlying: Ordinary Shares · 20,947 shares Expires 2028-03-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Represents the remaining portion of a March 8, 2018 grant of stock options. The reported stock options became exercisable on November 30, 2020. Read SEC document |
| March 11, 2021 Filed Mar 15, 2021 17:30 UTC |
Ahmed MukhtarPresident, Science Group
|
Exercise / conversionStock Options · Derivative | 138,743 | $0.00 Strike: $6.91 | $0.00 |
DisclosureSEC source: 0001764046-21-000037 · wf-form4_161584382177727.xml · derivative · entry 10 Ahmed Mukhtar · CIK 0001802889 · President, Science Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 138,743 shares Expires 2028-03-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Represents the remaining portion of a March 8, 2018 grant of stock options. The reported stock options became exercisable on November 30, 2020. Read SEC document |
| March 11, 2021 Filed Mar 15, 2021 17:30 UTC |
Ahmed MukhtarPresident, Science Group
|
SaleOrdinary Shares | 107,616 | $22.88 | $2,462,254.08 |
DisclosureSEC source: 0001764046-21-000037 · wf-form4_161584382177727.xml · nonDerivative · entry 6 Ahmed Mukhtar · CIK 0001802889 · President, Science Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,710 F2 · price: The price is a weighted average price. The prices actually received ranged from $22.52 to $23.22. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| March 11, 2021 Filed Mar 15, 2021 17:30 UTC |
Ahmed MukhtarPresident, Science Group
|
Tax withholdingOrdinary Shares | 40,918 | $22.77 | $931,702.86 |
DisclosureSEC source: 0001764046-21-000037 · wf-form4_161584382177727.xml · nonDerivative · entry 5 Ahmed Mukhtar · CIK 0001802889 · President, Science Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,326 F1 · shares: Represents shares withheld for payment of exercise price. Read SEC document |
| March 11, 2021 Filed Mar 15, 2021 17:30 UTC |
Ahmed MukhtarPresident, Science Group
|
Tax withholdingOrdinary Shares | 1,622 | $23.00 | $37,306.00 |
DisclosureSEC source: 0001764046-21-000037 · wf-form4_161584382177727.xml · nonDerivative · entry 4 Ahmed Mukhtar · CIK 0001802889 · President, Science Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,244 F1 · shares: Represents shares withheld for payment of exercise price. Read SEC document |
| March 11, 2021 Filed Mar 15, 2021 17:30 UTC |
Ahmed MukhtarPresident, Science Group
|
Tax withholdingOrdinary Shares | 9,534 | $22.76 | $216,993.84 |
DisclosureSEC source: 0001764046-21-000037 · wf-form4_161584382177727.xml · nonDerivative · entry 3 Ahmed Mukhtar · CIK 0001802889 · President, Science Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,866 F1 · shares: Represents shares withheld for payment of exercise price. Read SEC document |
| March 11, 2021 Filed Mar 15, 2021 17:30 UTC |
Ahmed MukhtarPresident, Science Group
|
Exercise / conversionOrdinary Shares | 20,947 | $10.85 | $227,274.95 |
DisclosureSEC source: 0001764046-21-000037 · wf-form4_161584382177727.xml · nonDerivative · entry 2 Ahmed Mukhtar · CIK 0001802889 · President, Science Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,400 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 11, 2021 Filed Mar 15, 2021 17:30 UTC |
Ahmed MukhtarPresident, Science Group
|
Exercise / conversionOrdinary Shares | 138,743 | $6.91 | $958,714.13 |
DisclosureSEC source: 0001764046-21-000037 · wf-form4_161584382177727.xml · nonDerivative · entry 1 Ahmed Mukhtar · CIK 0001802889 · President, Science Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,453 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2021 Filed Mar 2, 2021 19:21 UTC |
Hartman StephenGeneral Counsel
|
GrantOrdinary Shares | 17,849 | $0.00 | $0.00 |
DisclosureSEC source: 0001764046-21-000030 · wf-form4_161473086256022.xml · nonDerivative · entry 1 Hartman Stephen · CIK 0001802580 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,116 Read SEC document |
| March 01, 2021 Filed Mar 2, 2021 19:27 UTC |
STEAD JERRE LDirector · Executive Chairman and CEO
|
GrantOrdinary Shares | 90,310 | $0.00 | $0.00 |
DisclosureSEC source: 0001764046-21-000034 · wf-form4_161473123959376.xml · nonDerivative · entry 1 STEAD JERRE L · CIK 0001024219 · Director · Executive Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,358,074 Read SEC document |
| March 01, 2021 Filed Mar 2, 2021 19:24 UTC |
Roy JeffPresident, IP Group
|
GrantOrdinary Shares | 35,061 | $0.00 | $0.00 |
DisclosureSEC source: 0001764046-21-000032 · wf-form4_161473105971181.xml · nonDerivative · entry 1 Roy Jeff · CIK 0001803022 · President, IP Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,710 Read SEC document |
| March 01, 2021 Filed Mar 2, 2021 19:14 UTC |
Ahmed MukhtarPresident, Science Group
|
GrantOrdinary Shares | 35,061 | $0.00 | $0.00 |
DisclosureSEC source: 0001764046-21-000026 · wf-form4_161473047575447.xml · nonDerivative · entry 1 Ahmed Mukhtar · CIK 0001802889 · President, Science Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,710 Read SEC document |
| March 01, 2021 Filed Mar 2, 2021 19:17 UTC |
Hanks RichardChief Financial Officer
|
GrantOrdinary Shares | 53,123 | $0.00 | $0.00 |
DisclosureSEC source: 0001764046-21-000028 · wf-form4_161473064748207.xml · nonDerivative · entry 1 Hanks Richard · CIK 0001802754 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,772 Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 00:13 UTC |
Archbold Christine E.Chief Accounting Officer
|
GrantOrdinary Shares | 15,062 | $0.00 | $0.00 |
DisclosureSEC source: 0001764046-21-000025 · wf-form4_161473037358905.xml · nonDerivative · entry 1 Archbold Christine E. · CIK 0001802571 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,864 Read SEC document |
| January 21, 2021 Filed Jan 25, 2021 17:52 UTC |
Green Equity Investors VII, L.P.Director · 10% owner
Green Equity Investors Side VII, L.P.Director · 10% owner
Capri Coinvest LPDirector · 10% owner
Capri Acquisitions Topco LtdDirector · 10% owner
GEI VII Capri Holdings, LLCDirector · 10% owner
LGP Associates VII-A LLCDirector · 10% owner
LGP Associates VII-B LLCDirector · 10% owner
GEI VII Capri AIV, L.P.Director · 10% owner
GEI Capri VII, LLCDirector · 10% owner
GEI Capital VII, LLCDirector · 10% owner
|
GrantOrdinary Shares | 8,169 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-005169 · doc4.xml · nonDerivative · entry 6 Green Equity Investors VII, L.P. · CIK 0001663281 · Director · 10% owner Green Equity Investors Side VII, L.P. · CIK 0001663275 · Director · 10% owner Capri Coinvest LP · CIK 0001718326 · Director · 10% owner Capri Acquisitions Topco Ltd · CIK 0001837424 · Director · 10% owner GEI VII Capri Holdings, LLC · CIK 0001837321 · Director · 10% owner LGP Associates VII-A LLC · CIK 0001707739 · Director · 10% owner LGP Associates VII-B LLC · CIK 0001707741 · Director · 10% owner GEI VII Capri AIV, L.P. · CIK 0001722133 · Director · 10% owner GEI Capri VII, LLC · CIK 0001837181 · Director · 10% owner GEI Capital VII, LLC · CIK 0001818056 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 1,188,261 F1 · shares: The Ordinary Shares of Clarivate Plc (the "Issuer") reported herein were acquired as consideration in a stock transaction pursuant to a post-closing obligation under that certain Purchase Agreement, dated as of July 29, 2020, by and among Redtop Holdings Limited, Camelot UK Bidco Limited, Clarivate IP (US) Holdings Corporation and Clarivate Plc, relating to the purchase and sale of 100% of the equity securities of CPA Global Limited and CPA Global Group Holdings Limited. F15 · shares: Represents Ordinary Shares acquired by Topco, to be held on behalf of Associates VII-B through Holdings, of which Associates VII-B is a member. F1 · price: The Ordinary Shares of Clarivate Plc (the "Issuer") reported herein were acquired as consideration in a stock transaction pursuant to a post-closing obligation under that certain Purchase Agreement, dated as of July 29, 2020, by and among Redtop Holdings Limited, Camelot UK Bidco Limited, Clarivate IP (US) Holdings Corporation and Clarivate Plc, relating to the purchase and sale of 100% of the equity securities of CPA Global Limited and CPA Global Group Holdings Limited. F16 · balance_after: Represents Ordinary Shares held by Topco on behalf of Associates VII-B through Holdings, of which Associates VII-B is a member. F4 · ownership.nature: GEI Capital VII, LLC ("Capital") is the general partner of GEI VII, Green Equity Investors Side VII, L.P. ("GEI Side VII"), and GEI VII Capri AIV, L.P. ("AIV"). Leonard Green & Partners, L.P. ("LGP") is the management company of GEI VII and GEI Side VII, and an affiliate of Capital. LGP Management, Inc. ("LGPM") is the general partner of LGP. LGPM is the manager of GEI Capri VII, LLC ("Capri VII"), which is a member of Holdings. Peridot Coinvest Manager LLC ("Peridot") is the manager of Holdings, the management company of each of LGP Associates VII-A LLC ("Associates VII-A") and LGP Associates VII-B LLC ("Associates VII-B"), and the general partner of Capri Coinvest LP ("Coinvest"). F5 · ownership.nature: Each of GEI VII, GEI Side VII, AIV, Coinvest, Associates VII-A, Associates VII-B, Topco, Holdings, Capital, Capri VII, LGP, LGPM, and Peridot, directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the Ordinary Shares held by Topco on behalf of GEI VII, GEI Side VII, AIV, Coinvest, Associates VII-A, and Associates VII-B (together, the "Investors") and, therefore, a "ten percent holder" hereunder. F6 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the Ordinary Shares reported herein and not held for record by such Reporting Person, except to the extent of its pecuniary interest therein. This report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities not held of record by the respective Reporting Person, for purposes of Section 16 or for any other purpose. F16 · ownership.nature: Represents Ordinary Shares held by Topco on behalf of Associates VII-B through Holdings, of which Associates VII-B is a member. Read SEC document |
| January 21, 2021 Filed Jan 25, 2021 17:52 UTC |
Green Equity Investors VII, L.P.Director · 10% owner
Green Equity Investors Side VII, L.P.Director · 10% owner
Capri Coinvest LPDirector · 10% owner
Capri Acquisitions Topco LtdDirector · 10% owner
GEI VII Capri Holdings, LLCDirector · 10% owner
LGP Associates VII-A LLCDirector · 10% owner
LGP Associates VII-B LLCDirector · 10% owner
GEI VII Capri AIV, L.P.Director · 10% owner
GEI Capri VII, LLCDirector · 10% owner
GEI Capital VII, LLCDirector · 10% owner
|
GrantOrdinary Shares | 833 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-005169 · doc4.xml · nonDerivative · entry 5 Green Equity Investors VII, L.P. · CIK 0001663281 · Director · 10% owner Green Equity Investors Side VII, L.P. · CIK 0001663275 · Director · 10% owner Capri Coinvest LP · CIK 0001718326 · Director · 10% owner Capri Acquisitions Topco Ltd · CIK 0001837424 · Director · 10% owner GEI VII Capri Holdings, LLC · CIK 0001837321 · Director · 10% owner LGP Associates VII-A LLC · CIK 0001707739 · Director · 10% owner LGP Associates VII-B LLC · CIK 0001707741 · Director · 10% owner GEI VII Capri AIV, L.P. · CIK 0001722133 · Director · 10% owner GEI Capri VII, LLC · CIK 0001837181 · Director · 10% owner GEI Capital VII, LLC · CIK 0001818056 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 121,171 F1 · shares: The Ordinary Shares of Clarivate Plc (the "Issuer") reported herein were acquired as consideration in a stock transaction pursuant to a post-closing obligation under that certain Purchase Agreement, dated as of July 29, 2020, by and among Redtop Holdings Limited, Camelot UK Bidco Limited, Clarivate IP (US) Holdings Corporation and Clarivate Plc, relating to the purchase and sale of 100% of the equity securities of CPA Global Limited and CPA Global Group Holdings Limited. F13 · shares: Represents Ordinary Shares acquired by Topco, to be held on behalf of Associates VII-A through Holdings, of which Associates VII-A is a member. F1 · price: The Ordinary Shares of Clarivate Plc (the "Issuer") reported herein were acquired as consideration in a stock transaction pursuant to a post-closing obligation under that certain Purchase Agreement, dated as of July 29, 2020, by and among Redtop Holdings Limited, Camelot UK Bidco Limited, Clarivate IP (US) Holdings Corporation and Clarivate Plc, relating to the purchase and sale of 100% of the equity securities of CPA Global Limited and CPA Global Group Holdings Limited. F14 · balance_after: Represents Ordinary Shares held by Topco on behalf of Associates VII-A through Holdings, of which Associates VII-A is a member. F4 · ownership.nature: GEI Capital VII, LLC ("Capital") is the general partner of GEI VII, Green Equity Investors Side VII, L.P. ("GEI Side VII"), and GEI VII Capri AIV, L.P. ("AIV"). Leonard Green & Partners, L.P. ("LGP") is the management company of GEI VII and GEI Side VII, and an affiliate of Capital. LGP Management, Inc. ("LGPM") is the general partner of LGP. LGPM is the manager of GEI Capri VII, LLC ("Capri VII"), which is a member of Holdings. Peridot Coinvest Manager LLC ("Peridot") is the manager of Holdings, the management company of each of LGP Associates VII-A LLC ("Associates VII-A") and LGP Associates VII-B LLC ("Associates VII-B"), and the general partner of Capri Coinvest LP ("Coinvest"). F5 · ownership.nature: Each of GEI VII, GEI Side VII, AIV, Coinvest, Associates VII-A, Associates VII-B, Topco, Holdings, Capital, Capri VII, LGP, LGPM, and Peridot, directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the Ordinary Shares held by Topco on behalf of GEI VII, GEI Side VII, AIV, Coinvest, Associates VII-A, and Associates VII-B (together, the "Investors") and, therefore, a "ten percent holder" hereunder. F6 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the Ordinary Shares reported herein and not held for record by such Reporting Person, except to the extent of its pecuniary interest therein. This report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities not held of record by the respective Reporting Person, for purposes of Section 16 or for any other purpose. F14 · ownership.nature: Represents Ordinary Shares held by Topco on behalf of Associates VII-A through Holdings, of which Associates VII-A is a member. Read SEC document |
| January 21, 2021 Filed Jan 25, 2021 17:52 UTC |
Green Equity Investors VII, L.P.Director · 10% owner
Green Equity Investors Side VII, L.P.Director · 10% owner
Capri Coinvest LPDirector · 10% owner
Capri Acquisitions Topco LtdDirector · 10% owner
GEI VII Capri Holdings, LLCDirector · 10% owner
LGP Associates VII-A LLCDirector · 10% owner
LGP Associates VII-B LLCDirector · 10% owner
GEI VII Capri AIV, L.P.Director · 10% owner
GEI Capri VII, LLCDirector · 10% owner
GEI Capital VII, LLCDirector · 10% owner
|
GrantOrdinary Shares | 193,146 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-005169 · doc4.xml · nonDerivative · entry 4 Green Equity Investors VII, L.P. · CIK 0001663281 · Director · 10% owner Green Equity Investors Side VII, L.P. · CIK 0001663275 · Director · 10% owner Capri Coinvest LP · CIK 0001718326 · Director · 10% owner Capri Acquisitions Topco Ltd · CIK 0001837424 · Director · 10% owner GEI VII Capri Holdings, LLC · CIK 0001837321 · Director · 10% owner LGP Associates VII-A LLC · CIK 0001707739 · Director · 10% owner LGP Associates VII-B LLC · CIK 0001707741 · Director · 10% owner GEI VII Capri AIV, L.P. · CIK 0001722133 · Director · 10% owner GEI Capri VII, LLC · CIK 0001837181 · Director · 10% owner GEI Capital VII, LLC · CIK 0001818056 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 28,094,163 F1 · shares: The Ordinary Shares of Clarivate Plc (the "Issuer") reported herein were acquired as consideration in a stock transaction pursuant to a post-closing obligation under that certain Purchase Agreement, dated as of July 29, 2020, by and among Redtop Holdings Limited, Camelot UK Bidco Limited, Clarivate IP (US) Holdings Corporation and Clarivate Plc, relating to the purchase and sale of 100% of the equity securities of CPA Global Limited and CPA Global Group Holdings Limited. F11 · shares: Represents Ordinary Shares acquired by Topco, to be held on behalf of Coinvest through Holdings, of which Coinvest is a member. F1 · price: The Ordinary Shares of Clarivate Plc (the "Issuer") reported herein were acquired as consideration in a stock transaction pursuant to a post-closing obligation under that certain Purchase Agreement, dated as of July 29, 2020, by and among Redtop Holdings Limited, Camelot UK Bidco Limited, Clarivate IP (US) Holdings Corporation and Clarivate Plc, relating to the purchase and sale of 100% of the equity securities of CPA Global Limited and CPA Global Group Holdings Limited. F12 · balance_after: Represents Ordinary Shares held by Topco on behalf of Coinvest through Holdings, of which Coinvest is a member. F4 · ownership.nature: GEI Capital VII, LLC ("Capital") is the general partner of GEI VII, Green Equity Investors Side VII, L.P. ("GEI Side VII"), and GEI VII Capri AIV, L.P. ("AIV"). Leonard Green & Partners, L.P. ("LGP") is the management company of GEI VII and GEI Side VII, and an affiliate of Capital. LGP Management, Inc. ("LGPM") is the general partner of LGP. LGPM is the manager of GEI Capri VII, LLC ("Capri VII"), which is a member of Holdings. Peridot Coinvest Manager LLC ("Peridot") is the manager of Holdings, the management company of each of LGP Associates VII-A LLC ("Associates VII-A") and LGP Associates VII-B LLC ("Associates VII-B"), and the general partner of Capri Coinvest LP ("Coinvest"). F5 · ownership.nature: Each of GEI VII, GEI Side VII, AIV, Coinvest, Associates VII-A, Associates VII-B, Topco, Holdings, Capital, Capri VII, LGP, LGPM, and Peridot, directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the Ordinary Shares held by Topco on behalf of GEI VII, GEI Side VII, AIV, Coinvest, Associates VII-A, and Associates VII-B (together, the "Investors") and, therefore, a "ten percent holder" hereunder. F6 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the Ordinary Shares reported herein and not held for record by such Reporting Person, except to the extent of its pecuniary interest therein. This report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities not held of record by the respective Reporting Person, for purposes of Section 16 or for any other purpose. F12 · ownership.nature: Represents Ordinary Shares held by Topco on behalf of Coinvest through Holdings, of which Coinvest is a member. Read SEC document |
| January 21, 2021 Filed Jan 25, 2021 17:52 UTC |
Green Equity Investors VII, L.P.Director · 10% owner
Green Equity Investors Side VII, L.P.Director · 10% owner
Capri Coinvest LPDirector · 10% owner
Capri Acquisitions Topco LtdDirector · 10% owner
GEI VII Capri Holdings, LLCDirector · 10% owner
LGP Associates VII-A LLCDirector · 10% owner
LGP Associates VII-B LLCDirector · 10% owner
GEI VII Capri AIV, L.P.Director · 10% owner
GEI Capri VII, LLCDirector · 10% owner
GEI Capital VII, LLCDirector · 10% owner
|
GrantOrdinary Shares | 42,864 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-005169 · doc4.xml · nonDerivative · entry 3 Green Equity Investors VII, L.P. · CIK 0001663281 · Director · 10% owner Green Equity Investors Side VII, L.P. · CIK 0001663275 · Director · 10% owner Capri Coinvest LP · CIK 0001718326 · Director · 10% owner Capri Acquisitions Topco Ltd · CIK 0001837424 · Director · 10% owner GEI VII Capri Holdings, LLC · CIK 0001837321 · Director · 10% owner LGP Associates VII-A LLC · CIK 0001707739 · Director · 10% owner LGP Associates VII-B LLC · CIK 0001707741 · Director · 10% owner GEI VII Capri AIV, L.P. · CIK 0001722133 · Director · 10% owner GEI Capri VII, LLC · CIK 0001837181 · Director · 10% owner GEI Capital VII, LLC · CIK 0001818056 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 6,234,835 F1 · shares: The Ordinary Shares of Clarivate Plc (the "Issuer") reported herein were acquired as consideration in a stock transaction pursuant to a post-closing obligation under that certain Purchase Agreement, dated as of July 29, 2020, by and among Redtop Holdings Limited, Camelot UK Bidco Limited, Clarivate IP (US) Holdings Corporation and Clarivate Plc, relating to the purchase and sale of 100% of the equity securities of CPA Global Limited and CPA Global Group Holdings Limited. F9 · shares: Represents Ordinary Shares acquired by Topco, to be held on behalf of AIV through Holdings, of which AIV is a member. F1 · price: The Ordinary Shares of Clarivate Plc (the "Issuer") reported herein were acquired as consideration in a stock transaction pursuant to a post-closing obligation under that certain Purchase Agreement, dated as of July 29, 2020, by and among Redtop Holdings Limited, Camelot UK Bidco Limited, Clarivate IP (US) Holdings Corporation and Clarivate Plc, relating to the purchase and sale of 100% of the equity securities of CPA Global Limited and CPA Global Group Holdings Limited. F10 · balance_after: Represents Ordinary Shares held by Topco on behalf of AIV through Holdings, of which AIV is a member. F4 · ownership.nature: GEI Capital VII, LLC ("Capital") is the general partner of GEI VII, Green Equity Investors Side VII, L.P. ("GEI Side VII"), and GEI VII Capri AIV, L.P. ("AIV"). Leonard Green & Partners, L.P. ("LGP") is the management company of GEI VII and GEI Side VII, and an affiliate of Capital. LGP Management, Inc. ("LGPM") is the general partner of LGP. LGPM is the manager of GEI Capri VII, LLC ("Capri VII"), which is a member of Holdings. Peridot Coinvest Manager LLC ("Peridot") is the manager of Holdings, the management company of each of LGP Associates VII-A LLC ("Associates VII-A") and LGP Associates VII-B LLC ("Associates VII-B"), and the general partner of Capri Coinvest LP ("Coinvest"). F5 · ownership.nature: Each of GEI VII, GEI Side VII, AIV, Coinvest, Associates VII-A, Associates VII-B, Topco, Holdings, Capital, Capri VII, LGP, LGPM, and Peridot, directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the Ordinary Shares held by Topco on behalf of GEI VII, GEI Side VII, AIV, Coinvest, Associates VII-A, and Associates VII-B (together, the "Investors") and, therefore, a "ten percent holder" hereunder. F6 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the Ordinary Shares reported herein and not held for record by such Reporting Person, except to the extent of its pecuniary interest therein. This report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities not held of record by the respective Reporting Person, for purposes of Section 16 or for any other purpose. F10 · ownership.nature: Represents Ordinary Shares held by Topco on behalf of AIV through Holdings, of which AIV is a member. Read SEC document |
| January 21, 2021 Filed Jan 25, 2021 17:52 UTC |
Green Equity Investors VII, L.P.Director · 10% owner
Green Equity Investors Side VII, L.P.Director · 10% owner
Capri Coinvest LPDirector · 10% owner
Capri Acquisitions Topco LtdDirector · 10% owner
GEI VII Capri Holdings, LLCDirector · 10% owner
LGP Associates VII-A LLCDirector · 10% owner
LGP Associates VII-B LLCDirector · 10% owner
GEI VII Capri AIV, L.P.Director · 10% owner
GEI Capri VII, LLCDirector · 10% owner
GEI Capital VII, LLCDirector · 10% owner
|
GrantOrdinary Shares | 324,938 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-005169 · doc4.xml · nonDerivative · entry 2 Green Equity Investors VII, L.P. · CIK 0001663281 · Director · 10% owner Green Equity Investors Side VII, L.P. · CIK 0001663275 · Director · 10% owner Capri Coinvest LP · CIK 0001718326 · Director · 10% owner Capri Acquisitions Topco Ltd · CIK 0001837424 · Director · 10% owner GEI VII Capri Holdings, LLC · CIK 0001837321 · Director · 10% owner LGP Associates VII-A LLC · CIK 0001707739 · Director · 10% owner LGP Associates VII-B LLC · CIK 0001707741 · Director · 10% owner GEI VII Capri AIV, L.P. · CIK 0001722133 · Director · 10% owner GEI Capri VII, LLC · CIK 0001837181 · Director · 10% owner GEI Capital VII, LLC · CIK 0001818056 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 47,264,079 F1 · shares: The Ordinary Shares of Clarivate Plc (the "Issuer") reported herein were acquired as consideration in a stock transaction pursuant to a post-closing obligation under that certain Purchase Agreement, dated as of July 29, 2020, by and among Redtop Holdings Limited, Camelot UK Bidco Limited, Clarivate IP (US) Holdings Corporation and Clarivate Plc, relating to the purchase and sale of 100% of the equity securities of CPA Global Limited and CPA Global Group Holdings Limited. F7 · shares: Represents Ordinary Shares acquired by Topco, to be held on behalf of GEI Side VII through Holdings, of which GEI Side VII is a member. F1 · price: The Ordinary Shares of Clarivate Plc (the "Issuer") reported herein were acquired as consideration in a stock transaction pursuant to a post-closing obligation under that certain Purchase Agreement, dated as of July 29, 2020, by and among Redtop Holdings Limited, Camelot UK Bidco Limited, Clarivate IP (US) Holdings Corporation and Clarivate Plc, relating to the purchase and sale of 100% of the equity securities of CPA Global Limited and CPA Global Group Holdings Limited. F8 · balance_after: Represents Ordinary Shares held by Topco on behalf of GEI Side VII through Holdings, of which GEI Side VII is a member. F4 · ownership.nature: GEI Capital VII, LLC ("Capital") is the general partner of GEI VII, Green Equity Investors Side VII, L.P. ("GEI Side VII"), and GEI VII Capri AIV, L.P. ("AIV"). Leonard Green & Partners, L.P. ("LGP") is the management company of GEI VII and GEI Side VII, and an affiliate of Capital. LGP Management, Inc. ("LGPM") is the general partner of LGP. LGPM is the manager of GEI Capri VII, LLC ("Capri VII"), which is a member of Holdings. Peridot Coinvest Manager LLC ("Peridot") is the manager of Holdings, the management company of each of LGP Associates VII-A LLC ("Associates VII-A") and LGP Associates VII-B LLC ("Associates VII-B"), and the general partner of Capri Coinvest LP ("Coinvest"). F5 · ownership.nature: Each of GEI VII, GEI Side VII, AIV, Coinvest, Associates VII-A, Associates VII-B, Topco, Holdings, Capital, Capri VII, LGP, LGPM, and Peridot, directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the Ordinary Shares held by Topco on behalf of GEI VII, GEI Side VII, AIV, Coinvest, Associates VII-A, and Associates VII-B (together, the "Investors") and, therefore, a "ten percent holder" hereunder. F6 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the Ordinary Shares reported herein and not held for record by such Reporting Person, except to the extent of its pecuniary interest therein. This report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities not held of record by the respective Reporting Person, for purposes of Section 16 or for any other purpose. F8 · ownership.nature: Represents Ordinary Shares held by Topco on behalf of GEI Side VII through Holdings, of which GEI Side VII is a member. Read SEC document |
| January 21, 2021 Filed Jan 25, 2021 17:52 UTC |
Green Equity Investors VII, L.P.Director · 10% owner
Green Equity Investors Side VII, L.P.Director · 10% owner
Capri Coinvest LPDirector · 10% owner
Capri Acquisitions Topco LtdDirector · 10% owner
GEI VII Capri Holdings, LLCDirector · 10% owner
LGP Associates VII-A LLCDirector · 10% owner
LGP Associates VII-B LLCDirector · 10% owner
GEI VII Capri AIV, L.P.Director · 10% owner
GEI Capri VII, LLCDirector · 10% owner
GEI Capital VII, LLCDirector · 10% owner
|
GrantOrdinary Shares | 232,125 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-005169 · doc4.xml · nonDerivative · entry 1 Green Equity Investors VII, L.P. · CIK 0001663281 · Director · 10% owner Green Equity Investors Side VII, L.P. · CIK 0001663275 · Director · 10% owner Capri Coinvest LP · CIK 0001718326 · Director · 10% owner Capri Acquisitions Topco Ltd · CIK 0001837424 · Director · 10% owner GEI VII Capri Holdings, LLC · CIK 0001837321 · Director · 10% owner LGP Associates VII-A LLC · CIK 0001707739 · Director · 10% owner LGP Associates VII-B LLC · CIK 0001707741 · Director · 10% owner GEI VII Capri AIV, L.P. · CIK 0001722133 · Director · 10% owner GEI Capri VII, LLC · CIK 0001837181 · Director · 10% owner GEI Capital VII, LLC · CIK 0001818056 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 33,763,998 F1 · shares: The Ordinary Shares of Clarivate Plc (the "Issuer") reported herein were acquired as consideration in a stock transaction pursuant to a post-closing obligation under that certain Purchase Agreement, dated as of July 29, 2020, by and among Redtop Holdings Limited, Camelot UK Bidco Limited, Clarivate IP (US) Holdings Corporation and Clarivate Plc, relating to the purchase and sale of 100% of the equity securities of CPA Global Limited and CPA Global Group Holdings Limited. F2 · shares: Represents Ordinary Shares acquired by Capri Acquisitions Topco Limited ("Topco"), to be held on behalf of Green Equity Investors VII, L.P. ("GEI VII") through GEI VII Capri Holdings, LLC ("Holdings"), of which GEI VII is a member. F1 · price: The Ordinary Shares of Clarivate Plc (the "Issuer") reported herein were acquired as consideration in a stock transaction pursuant to a post-closing obligation under that certain Purchase Agreement, dated as of July 29, 2020, by and among Redtop Holdings Limited, Camelot UK Bidco Limited, Clarivate IP (US) Holdings Corporation and Clarivate Plc, relating to the purchase and sale of 100% of the equity securities of CPA Global Limited and CPA Global Group Holdings Limited. F3 · balance_after: Represents Ordinary Shares held by Topco on behalf of GEI VII through Holdings, of which GEI VII is a member. F3 · ownership.nature: Represents Ordinary Shares held by Topco on behalf of GEI VII through Holdings, of which GEI VII is a member. F4 · ownership.nature: GEI Capital VII, LLC ("Capital") is the general partner of GEI VII, Green Equity Investors Side VII, L.P. ("GEI Side VII"), and GEI VII Capri AIV, L.P. ("AIV"). Leonard Green & Partners, L.P. ("LGP") is the management company of GEI VII and GEI Side VII, and an affiliate of Capital. LGP Management, Inc. ("LGPM") is the general partner of LGP. LGPM is the manager of GEI Capri VII, LLC ("Capri VII"), which is a member of Holdings. Peridot Coinvest Manager LLC ("Peridot") is the manager of Holdings, the management company of each of LGP Associates VII-A LLC ("Associates VII-A") and LGP Associates VII-B LLC ("Associates VII-B"), and the general partner of Capri Coinvest LP ("Coinvest"). F5 · ownership.nature: Each of GEI VII, GEI Side VII, AIV, Coinvest, Associates VII-A, Associates VII-B, Topco, Holdings, Capital, Capri VII, LGP, LGPM, and Peridot, directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the Ordinary Shares held by Topco on behalf of GEI VII, GEI Side VII, AIV, Coinvest, Associates VII-A, and Associates VII-B (together, the "Investors") and, therefore, a "ten percent holder" hereunder. F6 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the Ordinary Shares reported herein and not held for record by such Reporting Person, except to the extent of its pecuniary interest therein. This report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities not held of record by the respective Reporting Person, for purposes of Section 16 or for any other purpose. Read SEC document |
| January 21, 2021 Filed Jan 25, 2021 22:57 UTC |
Green Equity Investors VII, L.P.Director · 10% owner
Leonard Green & Partners, L.P.Director · 10% owner
LGP MANAGEMENT INCDirector · 10% owner
PERIDOT COINVEST MANAGER LLCDirector · 10% owner
|
GrantOrdinary Shares | 8,169 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-005173 · doc4.xml · nonDerivative · entry 6 Green Equity Investors VII, L.P. · CIK 0001663281 · Director · 10% owner Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 1,188,261 F1 · shares: The Ordinary Shares of Clarivate Plc (the "Issuer") reported herein were acquired as consideration in a stock transaction pursuant to a post-closing obligation under that certain Purchase Agreement, dated as of July 29, 2020, by and among Redtop Holdings Limited, Camelot UK Bidco Limited, Clarivate IP (US) Holdings Corporation and Clarivate Plc, relating to the purchase and sale of 100% of the equity securities of CPA Global Limited and CPA Global Group Holdings Limited. F15 · shares: Represents Ordinary Shares acquired by Topco, to be held on behalf of Associates VII-B through Holdings, of which Associates VII-B is a member. F1 · price: The Ordinary Shares of Clarivate Plc (the "Issuer") reported herein were acquired as consideration in a stock transaction pursuant to a post-closing obligation under that certain Purchase Agreement, dated as of July 29, 2020, by and among Redtop Holdings Limited, Camelot UK Bidco Limited, Clarivate IP (US) Holdings Corporation and Clarivate Plc, relating to the purchase and sale of 100% of the equity securities of CPA Global Limited and CPA Global Group Holdings Limited. F16 · balance_after: Represents Ordinary Shares held by Topco on behalf of Associates VII-B through Holdings, of which Associates VII-B is a member. F4 · ownership.nature: GEI Capital VII, LLC ("Capital") is the general partner of GEI VII, Green Equity Investors Side VII, L.P. ("GEI Side VII"), and GEI VII Capri AIV, L.P. ("AIV"). Leonard Green & Partners, L.P. ("LGP") is the management company of GEI VII and GEI Side VII, and an affiliate of Capital. LGP Management, Inc. ("LGPM") is the general partner of LGP. LGPM is the manager of GEI Capri VII, LLC ("Capri VII"), which is a member of Holdings. Peridot Coinvest Manager LLC ("Peridot") is the manager of Holdings, the management company of each of LGP Associates VII-A LLC ("Associates VII-A") and LGP Associates VII-B LLC ("Associates VII-B"), and the general partner of Capri Coinvest LP ("Coinvest"). F5 · ownership.nature: Each of GEI VII, GEI Side VII, AIV, Coinvest, Associates VII-A, Associates VII-B, Topco, Holdings, Capital, Capri VII, LGP, LGPM, and Peridot, directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the Ordinary Shares held by Topco on behalf of GEI VII, GEI Side VII, AIV, Coinvest, Associates VII-A, and Associates VII-B (together, the "Investors") and, therefore, a "ten percent holder" hereunder. F6 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the Ordinary Shares reported herein and not held for record by such Reporting Person, except to the extent of its pecuniary interest therein. This report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities not held of record by the respective Reporting Person, for purposes of Section 16 or for any other purpose. F16 · ownership.nature: Represents Ordinary Shares held by Topco on behalf of Associates VII-B through Holdings, of which Associates VII-B is a member. Read SEC document |
| January 21, 2021 Filed Jan 25, 2021 22:57 UTC |
Green Equity Investors VII, L.P.Director · 10% owner
Leonard Green & Partners, L.P.Director · 10% owner
LGP MANAGEMENT INCDirector · 10% owner
PERIDOT COINVEST MANAGER LLCDirector · 10% owner
|
GrantOrdinary Shares | 833 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-005173 · doc4.xml · nonDerivative · entry 5 Green Equity Investors VII, L.P. · CIK 0001663281 · Director · 10% owner Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 121,171 F1 · shares: The Ordinary Shares of Clarivate Plc (the "Issuer") reported herein were acquired as consideration in a stock transaction pursuant to a post-closing obligation under that certain Purchase Agreement, dated as of July 29, 2020, by and among Redtop Holdings Limited, Camelot UK Bidco Limited, Clarivate IP (US) Holdings Corporation and Clarivate Plc, relating to the purchase and sale of 100% of the equity securities of CPA Global Limited and CPA Global Group Holdings Limited. F13 · shares: Represents Ordinary Shares acquired by Topco, to be held on behalf of Associates VII-A through Holdings, of which Associates VII-A is a member. F1 · price: The Ordinary Shares of Clarivate Plc (the "Issuer") reported herein were acquired as consideration in a stock transaction pursuant to a post-closing obligation under that certain Purchase Agreement, dated as of July 29, 2020, by and among Redtop Holdings Limited, Camelot UK Bidco Limited, Clarivate IP (US) Holdings Corporation and Clarivate Plc, relating to the purchase and sale of 100% of the equity securities of CPA Global Limited and CPA Global Group Holdings Limited. F14 · balance_after: Represents Ordinary Shares held by Topco on behalf of Associates VII-A through Holdings, of which Associates VII-A is a member. F4 · ownership.nature: GEI Capital VII, LLC ("Capital") is the general partner of GEI VII, Green Equity Investors Side VII, L.P. ("GEI Side VII"), and GEI VII Capri AIV, L.P. ("AIV"). Leonard Green & Partners, L.P. ("LGP") is the management company of GEI VII and GEI Side VII, and an affiliate of Capital. LGP Management, Inc. ("LGPM") is the general partner of LGP. LGPM is the manager of GEI Capri VII, LLC ("Capri VII"), which is a member of Holdings. Peridot Coinvest Manager LLC ("Peridot") is the manager of Holdings, the management company of each of LGP Associates VII-A LLC ("Associates VII-A") and LGP Associates VII-B LLC ("Associates VII-B"), and the general partner of Capri Coinvest LP ("Coinvest"). F5 · ownership.nature: Each of GEI VII, GEI Side VII, AIV, Coinvest, Associates VII-A, Associates VII-B, Topco, Holdings, Capital, Capri VII, LGP, LGPM, and Peridot, directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the Ordinary Shares held by Topco on behalf of GEI VII, GEI Side VII, AIV, Coinvest, Associates VII-A, and Associates VII-B (together, the "Investors") and, therefore, a "ten percent holder" hereunder. F6 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the Ordinary Shares reported herein and not held for record by such Reporting Person, except to the extent of its pecuniary interest therein. This report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities not held of record by the respective Reporting Person, for purposes of Section 16 or for any other purpose. F14 · ownership.nature: Represents Ordinary Shares held by Topco on behalf of Associates VII-A through Holdings, of which Associates VII-A is a member. Read SEC document |
| January 21, 2021 Filed Jan 25, 2021 22:57 UTC |
Green Equity Investors VII, L.P.Director · 10% owner
Leonard Green & Partners, L.P.Director · 10% owner
LGP MANAGEMENT INCDirector · 10% owner
PERIDOT COINVEST MANAGER LLCDirector · 10% owner
|
GrantOrdinary Shares | 193,146 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-005173 · doc4.xml · nonDerivative · entry 4 Green Equity Investors VII, L.P. · CIK 0001663281 · Director · 10% owner Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 28,094,163 F1 · shares: The Ordinary Shares of Clarivate Plc (the "Issuer") reported herein were acquired as consideration in a stock transaction pursuant to a post-closing obligation under that certain Purchase Agreement, dated as of July 29, 2020, by and among Redtop Holdings Limited, Camelot UK Bidco Limited, Clarivate IP (US) Holdings Corporation and Clarivate Plc, relating to the purchase and sale of 100% of the equity securities of CPA Global Limited and CPA Global Group Holdings Limited. F11 · shares: Represents Ordinary Shares acquired by Topco, to be held on behalf of Coinvest through Holdings, of which Coinvest is a member. F1 · price: The Ordinary Shares of Clarivate Plc (the "Issuer") reported herein were acquired as consideration in a stock transaction pursuant to a post-closing obligation under that certain Purchase Agreement, dated as of July 29, 2020, by and among Redtop Holdings Limited, Camelot UK Bidco Limited, Clarivate IP (US) Holdings Corporation and Clarivate Plc, relating to the purchase and sale of 100% of the equity securities of CPA Global Limited and CPA Global Group Holdings Limited. F12 · balance_after: Represents Ordinary Shares held by Topco on behalf of Coinvest through Holdings, of which Coinvest is a member. F4 · ownership.nature: GEI Capital VII, LLC ("Capital") is the general partner of GEI VII, Green Equity Investors Side VII, L.P. ("GEI Side VII"), and GEI VII Capri AIV, L.P. ("AIV"). Leonard Green & Partners, L.P. ("LGP") is the management company of GEI VII and GEI Side VII, and an affiliate of Capital. LGP Management, Inc. ("LGPM") is the general partner of LGP. LGPM is the manager of GEI Capri VII, LLC ("Capri VII"), which is a member of Holdings. Peridot Coinvest Manager LLC ("Peridot") is the manager of Holdings, the management company of each of LGP Associates VII-A LLC ("Associates VII-A") and LGP Associates VII-B LLC ("Associates VII-B"), and the general partner of Capri Coinvest LP ("Coinvest"). F5 · ownership.nature: Each of GEI VII, GEI Side VII, AIV, Coinvest, Associates VII-A, Associates VII-B, Topco, Holdings, Capital, Capri VII, LGP, LGPM, and Peridot, directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the Ordinary Shares held by Topco on behalf of GEI VII, GEI Side VII, AIV, Coinvest, Associates VII-A, and Associates VII-B (together, the "Investors") and, therefore, a "ten percent holder" hereunder. F6 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the Ordinary Shares reported herein and not held for record by such Reporting Person, except to the extent of its pecuniary interest therein. This report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities not held of record by the respective Reporting Person, for purposes of Section 16 or for any other purpose. F12 · ownership.nature: Represents Ordinary Shares held by Topco on behalf of Coinvest through Holdings, of which Coinvest is a member. Read SEC document |
| January 21, 2021 Filed Jan 25, 2021 22:57 UTC |
Green Equity Investors VII, L.P.Director · 10% owner
Leonard Green & Partners, L.P.Director · 10% owner
LGP MANAGEMENT INCDirector · 10% owner
PERIDOT COINVEST MANAGER LLCDirector · 10% owner
|
GrantOrdinary Shares | 42,864 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-005173 · doc4.xml · nonDerivative · entry 3 Green Equity Investors VII, L.P. · CIK 0001663281 · Director · 10% owner Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 6,234,835 F1 · shares: The Ordinary Shares of Clarivate Plc (the "Issuer") reported herein were acquired as consideration in a stock transaction pursuant to a post-closing obligation under that certain Purchase Agreement, dated as of July 29, 2020, by and among Redtop Holdings Limited, Camelot UK Bidco Limited, Clarivate IP (US) Holdings Corporation and Clarivate Plc, relating to the purchase and sale of 100% of the equity securities of CPA Global Limited and CPA Global Group Holdings Limited. F9 · shares: Represents Ordinary Shares acquired by Topco, to be held on behalf of AIV through Holdings, of which AIV is a member. F1 · price: The Ordinary Shares of Clarivate Plc (the "Issuer") reported herein were acquired as consideration in a stock transaction pursuant to a post-closing obligation under that certain Purchase Agreement, dated as of July 29, 2020, by and among Redtop Holdings Limited, Camelot UK Bidco Limited, Clarivate IP (US) Holdings Corporation and Clarivate Plc, relating to the purchase and sale of 100% of the equity securities of CPA Global Limited and CPA Global Group Holdings Limited. F10 · balance_after: Represents Ordinary Shares held by Topco on behalf of AIV through Holdings, of which AIV is a member. F4 · ownership.nature: GEI Capital VII, LLC ("Capital") is the general partner of GEI VII, Green Equity Investors Side VII, L.P. ("GEI Side VII"), and GEI VII Capri AIV, L.P. ("AIV"). Leonard Green & Partners, L.P. ("LGP") is the management company of GEI VII and GEI Side VII, and an affiliate of Capital. LGP Management, Inc. ("LGPM") is the general partner of LGP. LGPM is the manager of GEI Capri VII, LLC ("Capri VII"), which is a member of Holdings. Peridot Coinvest Manager LLC ("Peridot") is the manager of Holdings, the management company of each of LGP Associates VII-A LLC ("Associates VII-A") and LGP Associates VII-B LLC ("Associates VII-B"), and the general partner of Capri Coinvest LP ("Coinvest"). F5 · ownership.nature: Each of GEI VII, GEI Side VII, AIV, Coinvest, Associates VII-A, Associates VII-B, Topco, Holdings, Capital, Capri VII, LGP, LGPM, and Peridot, directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the Ordinary Shares held by Topco on behalf of GEI VII, GEI Side VII, AIV, Coinvest, Associates VII-A, and Associates VII-B (together, the "Investors") and, therefore, a "ten percent holder" hereunder. F6 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the Ordinary Shares reported herein and not held for record by such Reporting Person, except to the extent of its pecuniary interest therein. This report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities not held of record by the respective Reporting Person, for purposes of Section 16 or for any other purpose. F10 · ownership.nature: Represents Ordinary Shares held by Topco on behalf of AIV through Holdings, of which AIV is a member. Read SEC document |
| January 21, 2021 Filed Jan 25, 2021 22:57 UTC |
Green Equity Investors VII, L.P.Director · 10% owner
Leonard Green & Partners, L.P.Director · 10% owner
LGP MANAGEMENT INCDirector · 10% owner
PERIDOT COINVEST MANAGER LLCDirector · 10% owner
|
GrantOrdinary Shares | 324,938 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-005173 · doc4.xml · nonDerivative · entry 2 Green Equity Investors VII, L.P. · CIK 0001663281 · Director · 10% owner Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 47,264,079 F1 · shares: The Ordinary Shares of Clarivate Plc (the "Issuer") reported herein were acquired as consideration in a stock transaction pursuant to a post-closing obligation under that certain Purchase Agreement, dated as of July 29, 2020, by and among Redtop Holdings Limited, Camelot UK Bidco Limited, Clarivate IP (US) Holdings Corporation and Clarivate Plc, relating to the purchase and sale of 100% of the equity securities of CPA Global Limited and CPA Global Group Holdings Limited. F7 · shares: Represents Ordinary Shares acquired by Topco, to be held on behalf of GEI Side VII through Holdings, of which GEI Side VII is a member. F1 · price: The Ordinary Shares of Clarivate Plc (the "Issuer") reported herein were acquired as consideration in a stock transaction pursuant to a post-closing obligation under that certain Purchase Agreement, dated as of July 29, 2020, by and among Redtop Holdings Limited, Camelot UK Bidco Limited, Clarivate IP (US) Holdings Corporation and Clarivate Plc, relating to the purchase and sale of 100% of the equity securities of CPA Global Limited and CPA Global Group Holdings Limited. F8 · balance_after: Represents Ordinary Shares held by Topco on behalf of GEI Side VII through Holdings, of which GEI Side VII is a member. F4 · ownership.nature: GEI Capital VII, LLC ("Capital") is the general partner of GEI VII, Green Equity Investors Side VII, L.P. ("GEI Side VII"), and GEI VII Capri AIV, L.P. ("AIV"). Leonard Green & Partners, L.P. ("LGP") is the management company of GEI VII and GEI Side VII, and an affiliate of Capital. LGP Management, Inc. ("LGPM") is the general partner of LGP. LGPM is the manager of GEI Capri VII, LLC ("Capri VII"), which is a member of Holdings. Peridot Coinvest Manager LLC ("Peridot") is the manager of Holdings, the management company of each of LGP Associates VII-A LLC ("Associates VII-A") and LGP Associates VII-B LLC ("Associates VII-B"), and the general partner of Capri Coinvest LP ("Coinvest"). F5 · ownership.nature: Each of GEI VII, GEI Side VII, AIV, Coinvest, Associates VII-A, Associates VII-B, Topco, Holdings, Capital, Capri VII, LGP, LGPM, and Peridot, directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the Ordinary Shares held by Topco on behalf of GEI VII, GEI Side VII, AIV, Coinvest, Associates VII-A, and Associates VII-B (together, the "Investors") and, therefore, a "ten percent holder" hereunder. F6 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the Ordinary Shares reported herein and not held for record by such Reporting Person, except to the extent of its pecuniary interest therein. This report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities not held of record by the respective Reporting Person, for purposes of Section 16 or for any other purpose. F8 · ownership.nature: Represents Ordinary Shares held by Topco on behalf of GEI Side VII through Holdings, of which GEI Side VII is a member. Read SEC document |
| January 21, 2021 Filed Jan 25, 2021 22:57 UTC |
Green Equity Investors VII, L.P.Director · 10% owner
Leonard Green & Partners, L.P.Director · 10% owner
LGP MANAGEMENT INCDirector · 10% owner
PERIDOT COINVEST MANAGER LLCDirector · 10% owner
|
GrantOrdinary Shares | 232,125 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-005173 · doc4.xml · nonDerivative · entry 1 Green Equity Investors VII, L.P. · CIK 0001663281 · Director · 10% owner Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 33,763,998 F1 · shares: The Ordinary Shares of Clarivate Plc (the "Issuer") reported herein were acquired as consideration in a stock transaction pursuant to a post-closing obligation under that certain Purchase Agreement, dated as of July 29, 2020, by and among Redtop Holdings Limited, Camelot UK Bidco Limited, Clarivate IP (US) Holdings Corporation and Clarivate Plc, relating to the purchase and sale of 100% of the equity securities of CPA Global Limited and CPA Global Group Holdings Limited. F2 · shares: Represents Ordinary Shares acquired by Capri Acquisitions Topco Limited ("Topco"), to be held on behalf of Green Equity Investors VII, L.P. ("GEI VII") through GEI VII Capri Holdings, LLC ("Holdings"), of which GEI VII is a member. F1 · price: The Ordinary Shares of Clarivate Plc (the "Issuer") reported herein were acquired as consideration in a stock transaction pursuant to a post-closing obligation under that certain Purchase Agreement, dated as of July 29, 2020, by and among Redtop Holdings Limited, Camelot UK Bidco Limited, Clarivate IP (US) Holdings Corporation and Clarivate Plc, relating to the purchase and sale of 100% of the equity securities of CPA Global Limited and CPA Global Group Holdings Limited. F3 · balance_after: Represents Ordinary Shares held by Topco on behalf of GEI VII through Holdings, of which GEI VII is a member. F3 · ownership.nature: Represents Ordinary Shares held by Topco on behalf of GEI VII through Holdings, of which GEI VII is a member. F4 · ownership.nature: GEI Capital VII, LLC ("Capital") is the general partner of GEI VII, Green Equity Investors Side VII, L.P. ("GEI Side VII"), and GEI VII Capri AIV, L.P. ("AIV"). Leonard Green & Partners, L.P. ("LGP") is the management company of GEI VII and GEI Side VII, and an affiliate of Capital. LGP Management, Inc. ("LGPM") is the general partner of LGP. LGPM is the manager of GEI Capri VII, LLC ("Capri VII"), which is a member of Holdings. Peridot Coinvest Manager LLC ("Peridot") is the manager of Holdings, the management company of each of LGP Associates VII-A LLC ("Associates VII-A") and LGP Associates VII-B LLC ("Associates VII-B"), and the general partner of Capri Coinvest LP ("Coinvest"). F5 · ownership.nature: Each of GEI VII, GEI Side VII, AIV, Coinvest, Associates VII-A, Associates VII-B, Topco, Holdings, Capital, Capri VII, LGP, LGPM, and Peridot, directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the Ordinary Shares held by Topco on behalf of GEI VII, GEI Side VII, AIV, Coinvest, Associates VII-A, and Associates VII-B (together, the "Investors") and, therefore, a "ten percent holder" hereunder. F6 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the Ordinary Shares reported herein and not held for record by such Reporting Person, except to the extent of its pecuniary interest therein. This report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities not held of record by the respective Reporting Person, for purposes of Section 16 or for any other purpose. Read SEC document |
| January 21, 2021 Filed Jan 25, 2021 22:49 UTC |
Cortas UsamaDirector · 10% owner
|
GrantOrdinary Shares | 802,075 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-005167 · doc4.xml · nonDerivative · entry 1 Cortas Usama · CIK 0001837232 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 116,666,507 F1 · shares: The Ordinary Shares of Clarivate Plc (the "Issuer") reported herein were acquired as consideration in a stock transaction pursuant to a post-closing obligation under that certain Purchase Agreement, dated as of July 29, 2020, by and among Redtop Holdings Limited, Camelot UK Bidco Limited, Clarivate IP (US) Holdings Corporation and Clarivate Plc, relating to the purchase and sale of 100% of the equity securities of CPA Global Limited and CPA Global Group Holdings Limited. F2 · shares: Capri Acquisitions Topco Limited ("Topco") is the direct holder of record of the Ordinary Shares of the Issuer reported herein, and holds such Ordinary Shares on behalf of Green Equity Investors VII, L.P. ("GEI VII"), Green Equity Investors Side VII, L.P. ("GEI Side VII"), GEI VII Capri AIV, L.P. ("AIV"), Capri Coinvest LP ("Coinvest"), LGP Associates VII-A LLC ("Associates VII-A"), and LGP Associates VII-B LLC ("Associates VII-B" and together with GEI VII, GEI Side VII, AIV, Coinvest, and Associates VII-A, the "Investors"), through GEI VII Capri Holdings, LLC ("Holdings"). Of the 802,075 Ordinary Shares acquired by Topco on behalf of the Investors through Holdings, (i) GEI VII is the indirect acquiror of 232,125 Ordinary Shares, (ii) GEI Side VII is the indirect acquiror of 324,938 Ordinary Shares, (iii) AIV is the indirect acquiror of 42,864 Ordinary Shares, (iv) Coinvest is the indirect acquiror of 193,146, (continued in footnote 3) F3 · shares: (continued from footnote 2) (v) Associates VII-A is the indirect acquiror of 833 Ordinary Shares, and (vi) Associates VII-B is the indirect acquiror of 8,169 Ordinary Shares. F1 · price: The Ordinary Shares of Clarivate Plc (the "Issuer") reported herein were acquired as consideration in a stock transaction pursuant to a post-closing obligation under that certain Purchase Agreement, dated as of July 29, 2020, by and among Redtop Holdings Limited, Camelot UK Bidco Limited, Clarivate IP (US) Holdings Corporation and Clarivate Plc, relating to the purchase and sale of 100% of the equity securities of CPA Global Limited and CPA Global Group Holdings Limited. F4 · balance_after: Topco is the direct holder of record of the Ordinary Shares of the Issuer reported herein, and holds such Ordinary Shares on behalf of the Investors through Holdings. Of the 116,666,507 Ordinary Shares held by Topco on behalf of the Investors through Holdings, (i) GEI VII is the indirect owner of 33,763,998 Ordinary Shares, (ii) GEI Side VII is the indirect owner of 47,264,079 Ordinary Shares, (iii) AIV is the indirect owner of 6,234,835 Ordinary Shares, (iv) Coinvest is the indirect owner of 28,094,163, (v) Associates VII-A is the indirect owner of 121,171 Ordinary Shares, and (vi) Associates VII-B is the indirect owner of 1,188,261 Ordinary Shares. F4 · ownership.nature: Topco is the direct holder of record of the Ordinary Shares of the Issuer reported herein, and holds such Ordinary Shares on behalf of the Investors through Holdings. Of the 116,666,507 Ordinary Shares held by Topco on behalf of the Investors through Holdings, (i) GEI VII is the indirect owner of 33,763,998 Ordinary Shares, (ii) GEI Side VII is the indirect owner of 47,264,079 Ordinary Shares, (iii) AIV is the indirect owner of 6,234,835 Ordinary Shares, (iv) Coinvest is the indirect owner of 28,094,163, (v) Associates VII-A is the indirect owner of 121,171 Ordinary Shares, and (vi) Associates VII-B is the indirect owner of 1,188,261 Ordinary Shares. F5 · ownership.nature: Mr. Cortas directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the Ordinary Shares owned by the Investors through Topco and Holdings. Mr. Cortas disclaims beneficial ownership of the Ordinary Shares reported herein except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 21:17 UTC |
ROEDEL RICHARDDirector
|
Tax withholdingOrdinary Shares | 33 | $29.71 | $980.43 |
DisclosureSEC source: 0001764046-21-000004 · wf-form4_160988144611451.xml · nonDerivative · entry 2 ROEDEL RICHARD · CIK 0001205976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 682 F2 · shares: Represents shares withheld for taxes due upon the issuance of shares elected by the reporting person in lieu of the quarterly cash retainer for services as a member of the Board of Directors. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 21:17 UTC |
ROEDEL RICHARDDirector
|
GrantOrdinary Shares | 715 | $0.00 | $0.00 |
DisclosureSEC source: 0001764046-21-000004 · wf-form4_160988144611451.xml · nonDerivative · entry 1 ROEDEL RICHARD · CIK 0001205976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 715 F1 · shares: Quarterly award of shares elected in lieu of cash retainer for services as a member of the Board of Directors and granted pursuant to the Clarivate Plc 2019 Incentive Award Plan. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 21:22 UTC |
von Blucher Sheryl G.Director
|
Tax withholdingOrdinary Shares | 267 | $29.71 | $7,932.57 |
DisclosureSEC source: 0001764046-21-000006 · wf-form4_160988175290760.xml · nonDerivative · entry 2 von Blucher Sheryl G. · CIK 0001683396 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,291,442 F2 · shares: Represents shares withheld for taxes due upon the issuance of shares elected by the reporting person in lieu of the quarterly cash retainer for services as a member of the Board of Directors. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 21:22 UTC |
von Blucher Sheryl G.Director
|
GrantOrdinary Shares | 883 | $0.00 | $0.00 |
DisclosureSEC source: 0001764046-21-000006 · wf-form4_160988175290760.xml · nonDerivative · entry 1 von Blucher Sheryl G. · CIK 0001683396 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,291,709 F1 · shares: Quarterly award of shares elected in lieu of cash retainer for services as a member of the Board of Directors and granted pursuant to the Clarivate Plc 2019 Incentive Award Plan. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 21:11 UTC |
Bomba Jane L OkunDirector
|
Tax withholdingOrdinary Shares | 378 | $29.71 | $11,230.38 |
DisclosureSEC source: 0001764046-21-000002 · wf-form4_160988106776770.xml · nonDerivative · entry 2 Bomba Jane L Okun · CIK 0001324628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,395 F2 · shares: Represents shares withheld for taxes due upon the issuance of shares elected by the reporting person in lieu of the quarterly cash retainer for services as a member of the Board of Directors. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 21:11 UTC |
Bomba Jane L OkunDirector
|
GrantOrdinary Shares | 967 | $0.00 | $0.00 |
DisclosureSEC source: 0001764046-21-000002 · wf-form4_160988106776770.xml · nonDerivative · entry 1 Bomba Jane L Okun · CIK 0001324628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,773 F1 · shares: Quarterly award of shares elected in lieu of cash retainer for services as a member of the Board of Directors and granted pursuant to the Clarivate Plc 2019 Incentive Award Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.