Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CLARIVATE PLCCLVT · Entity 4778 | President, IP Group | June 14, 2021 | June 15, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CLARIVATE PLC
Report date June 14, 2021 · Filed June 15, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 48,396 |
Ending reported balance
After 2021-06-14 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2021-06-14 · Exercise / conversion · Acquired 79,282 · Balance 127,678 Row 2 · 2021-06-14 · Exercise / conversion · Acquired 92,495 · Balance 220,173 Row 3 · 2021-06-14 · Tax withholding · Disposed 82,129 · Balance 138,044 F1: Represents shares withheld for payment of exercise price. Row 4 · 2021-06-14 · Sale · Disposed 89,648 · Balance 48,396 |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $10.39 · Expires 2027-09-05 | Direct | 0 |
Reported balance
After 2021-06-14 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2021-06-14 · Exercise / conversion · Disposed 79,282 · Balance 0 F2: Represents the remaining portion of a September 5, 2017 grant of stock options; 33.3% of the reported stock options vested on July 1, 2020 and 66.7% of the reported stock options vested on November 30, 2020. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $14.18 · Expires 2027-09-05 | Direct | 39,641 |
Reported balance
After 2021-06-14 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2021-06-14 · Exercise / conversion · Disposed 92,495 · Balance 39,641 F3: Represents a September 5, 2017 grant of stock options; 20% became exercisable on each of July 1, 2018, July 1, 2019, and July 1, 2020 and 40% of the stock options became exercisable on November 30, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld for payment of exercise price.
F2: Represents the remaining portion of a September 5, 2017 grant of stock options; 33.3% of the reported stock options vested on July 1, 2020 and 66.7% of the reported stock options vested on November 30, 2020.
F3: Represents a September 5, 2017 grant of stock options; 20% became exercisable on each of July 1, 2018, July 1, 2019, and July 1, 2020 and 40% of the stock options became exercisable on November 30, 2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 14, 2021 Filed Jun 15, 2021 16:55 UTC | CLARIVATE PLC CLVT · Entity 4778 | Exercise / conversionStock Options · Derivative | 92,495 | $0.00 Strike: $14.18 | $0.00 |
DisclosureSEC source: 0001764046-21-000103 · wf-form4_162379052239566.xml · derivative · entry 6 Roy Jeff · CIK 0001803022 · President, IP Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,641 Underlying: Ordinary Shares · 92,495 shares Expires 2027-09-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Represents a September 5, 2017 grant of stock options; 20% became exercisable on each of July 1, 2018, July 1, 2019, and July 1, 2020 and 40% of the stock options became exercisable on November 30, 2020. Read SEC document |
| June 14, 2021 Filed Jun 15, 2021 16:55 UTC | CLARIVATE PLC CLVT · Entity 4778 | Exercise / conversionStock Options · Derivative | 79,282 | $0.00 Strike: $10.39 | $0.00 |
DisclosureSEC source: 0001764046-21-000103 · wf-form4_162379052239566.xml · derivative · entry 5 Roy Jeff · CIK 0001803022 · President, IP Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 79,282 shares Expires 2027-09-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Represents the remaining portion of a September 5, 2017 grant of stock options; 33.3% of the reported stock options vested on July 1, 2020 and 66.7% of the reported stock options vested on November 30, 2020. Read SEC document |
| June 14, 2021 Filed Jun 15, 2021 16:55 UTC | CLARIVATE PLC CLVT · Entity 4778 | SaleOrdinary Shares | 89,648 | $26.00 | $2,330,848.00 |
DisclosureSEC source: 0001764046-21-000103 · wf-form4_162379052239566.xml · nonDerivative · entry 4 Roy Jeff · CIK 0001803022 · President, IP Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,396 Read SEC document |
| June 14, 2021 Filed Jun 15, 2021 16:55 UTC | CLARIVATE PLC CLVT · Entity 4778 | Tax withholdingOrdinary Shares | 82,129 | $26.00 | $2,135,354.00 |
DisclosureSEC source: 0001764046-21-000103 · wf-form4_162379052239566.xml · nonDerivative · entry 3 Roy Jeff · CIK 0001803022 · President, IP Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,044 F1 · shares: Represents shares withheld for payment of exercise price. Read SEC document |
| June 14, 2021 Filed Jun 15, 2021 16:55 UTC | CLARIVATE PLC CLVT · Entity 4778 | Exercise / conversionOrdinary Shares | 92,495 | $14.18 | $1,311,579.10 |
DisclosureSEC source: 0001764046-21-000103 · wf-form4_162379052239566.xml · nonDerivative · entry 2 Roy Jeff · CIK 0001803022 · President, IP Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,173 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 14, 2021 Filed Jun 15, 2021 16:55 UTC | CLARIVATE PLC CLVT · Entity 4778 | Exercise / conversionOrdinary Shares | 79,282 | $10.39 | $823,739.98 |
DisclosureSEC source: 0001764046-21-000103 · wf-form4_162379052239566.xml · nonDerivative · entry 1 Roy Jeff · CIK 0001803022 · President, IP Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,678 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 16:56 UTC | CLARIVATE PLC CLVT · Entity 4778 | Tax withholdingOrdinary Shares | 2,314 | $27.25 | $63,056.50 |
DisclosureSEC source: 0001764046-21-000056 · wf-form4_161765611297246.xml · nonDerivative · entry 1 Roy Jeff · CIK 0001803022 · President, IP Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,396 F1 · kind: Represents shares withheld for taxes due upon the vesting of restricted share units. Read SEC document |
| March 11, 2021 Filed Mar 15, 2021 17:31 UTC | CLARIVATE PLC CLVT · Entity 4778 | Exercise / conversionStock Options · Derivative | 122,887 | $0.00 Strike: $6.76 | $0.00 |
DisclosureSEC source: 0001764046-21-000038 · wf-form4_161584390007535.xml · derivative · entry 4 Roy Jeff · CIK 0001803022 · President, IP Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 122,887 shares Expires 2027-09-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Represents the remaining portion of a September 5, 2017 grant of stock options; 33.3% of the reported stock options vested on July 1, 2020 and 66.7% of the reported stock options vested on November 30, 2020. Read SEC document |
| March 11, 2021 Filed Mar 15, 2021 17:31 UTC | CLARIVATE PLC CLVT · Entity 4778 | SaleOrdinary Shares | 86,050 | $22.70 | $1,953,335.00 |
DisclosureSEC source: 0001764046-21-000038 · wf-form4_161584390007535.xml · nonDerivative · entry 3 Roy Jeff · CIK 0001803022 · President, IP Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,710 F2 · price: The price is a weighted average price. The prices actually received ranged from $22.50 to $23.05. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| March 11, 2021 Filed Mar 15, 2021 17:31 UTC | CLARIVATE PLC CLVT · Entity 4778 | Tax withholdingOrdinary Shares | 36,837 | $22.55 | $830,674.35 |
DisclosureSEC source: 0001764046-21-000038 · wf-form4_161584390007535.xml · nonDerivative · entry 2 Roy Jeff · CIK 0001803022 · President, IP Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,760 F1 · shares: Represents shares withheld for payment of exercise price. Read SEC document |
| March 11, 2021 Filed Mar 15, 2021 17:31 UTC | CLARIVATE PLC CLVT · Entity 4778 | Exercise / conversionOrdinary Shares | 122,887 | $6.76 | $830,716.12 |
DisclosureSEC source: 0001764046-21-000038 · wf-form4_161584390007535.xml · nonDerivative · entry 1 Roy Jeff · CIK 0001803022 · President, IP Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,597 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2021 Filed Mar 2, 2021 19:24 UTC | CLARIVATE PLC CLVT · Entity 4778 | GrantOrdinary Shares | 35,061 | $0.00 | $0.00 |
DisclosureSEC source: 0001764046-21-000032 · wf-form4_161473105971181.xml · nonDerivative · entry 1 Roy Jeff · CIK 0001803022 · President, IP Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,710 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.