Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CLARIVATE PLCCLVT · Entity 4778 | Chief Financial Officer | June 14, 2021 | June 15, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CLARIVATE PLC
Report date June 14, 2021 · Filed June 15, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 66,883 |
Ending reported balance
After 2021-06-14 transaction · row 7
7 source rows · reconciled sequenceRow 1 · 2021-06-14 · Exercise / conversion · Acquired 73,997 · Balance 140,880 Row 2 · 2021-06-14 · Exercise / conversion · Acquired 52,854 · Balance 193,734 Row 3 · 2021-06-14 · Exercise / conversion · Acquired 52,854 · Balance 246,588 Row 4 · 2021-06-14 · Exercise / conversion · Acquired 31,712 · Balance 278,300 Row 5 · 2021-06-14 · Exercise / conversion · Acquired 4,757 · Balance 283,057 Row 6 · 2021-06-14 · Tax withholding · Disposed 91,877 · Balance 191,180 F1: Represents shares withheld for payment of exercise price. Row 7 · 2021-06-14 · Sale · Disposed 124,297 · Balance 66,883 |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $6.61 · Expires 2027-03-02 | Direct | 73,997 |
Reported balance
After 2021-06-14 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2021-06-14 · Exercise / conversion · Disposed 73,997 · Balance 73,997 F2: Represents the remaining un-exercised portion of a March 3, 2017 grant of stock options; the reported stock options became exercisable on November 30, 2020. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $10.39 · Expires 2027-03-02 | Direct | 52,854 |
Reported balance
After 2021-06-14 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2021-06-14 · Exercise / conversion · Disposed 52,854 · Balance 52,854 F2: Represents the remaining un-exercised portion of a March 3, 2017 grant of stock options; the reported stock options became exercisable on November 30, 2020. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $14.18 · Expires 2027-03-02 | Direct | 52,854 |
Reported balance
After 2021-06-14 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2021-06-14 · Exercise / conversion · Disposed 52,854 · Balance 52,854 F2: Represents the remaining un-exercised portion of a March 3, 2017 grant of stock options; the reported stock options became exercisable on November 30, 2020. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $17.96 · Expires 2027-03-02 | Direct | 31,713 |
Reported balance
After 2021-06-14 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2021-06-14 · Exercise / conversion · Disposed 31,712 · Balance 31,713 F2: Represents the remaining un-exercised portion of a March 3, 2017 grant of stock options; the reported stock options became exercisable on November 30, 2020. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $6.61 · Expires 2027-05-22 | Direct | 4,756 |
Reported balance
After 2021-06-14 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2021-06-14 · Exercise / conversion · Disposed 4,757 · Balance 4,756 F3: Represents the remaining unexercised portion of a May 23, 2017 grant of stock options; 50% of the reported stock options became exercisable on each of October 3, 2020 and November 30, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld for payment of exercise price.
F2: Represents the remaining un-exercised portion of a March 3, 2017 grant of stock options; the reported stock options became exercisable on November 30, 2020.
F3: Represents the remaining unexercised portion of a May 23, 2017 grant of stock options; 50% of the reported stock options became exercisable on each of October 3, 2020 and November 30, 2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 14, 2021 Filed Jun 15, 2021 16:51 UTC | CLARIVATE PLC CLVT · Entity 4778 | Exercise / conversionStock Options · Derivative | 4,757 | $0.00 Strike: $6.61 | $0.00 |
DisclosureSEC source: 0001764046-21-000101 · wf-form4_162379026173829.xml · derivative · entry 12 Hanks Richard · CIK 0001802754 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,756 Underlying: Ordinary Shares · 4,757 shares Expires 2027-05-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Represents the remaining unexercised portion of a May 23, 2017 grant of stock options; 50% of the reported stock options became exercisable on each of October 3, 2020 and November 30, 2020. Read SEC document |
| June 14, 2021 Filed Jun 15, 2021 16:51 UTC | CLARIVATE PLC CLVT · Entity 4778 | Exercise / conversionStock Options · Derivative | 31,712 | $0.00 Strike: $17.96 | $0.00 |
DisclosureSEC source: 0001764046-21-000101 · wf-form4_162379026173829.xml · derivative · entry 11 Hanks Richard · CIK 0001802754 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,713 Underlying: Ordinary Shares · 31,712 shares Expires 2027-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Represents the remaining un-exercised portion of a March 3, 2017 grant of stock options; the reported stock options became exercisable on November 30, 2020. Read SEC document |
| June 14, 2021 Filed Jun 15, 2021 16:51 UTC | CLARIVATE PLC CLVT · Entity 4778 | Exercise / conversionStock Options · Derivative | 52,854 | $0.00 Strike: $14.18 | $0.00 |
DisclosureSEC source: 0001764046-21-000101 · wf-form4_162379026173829.xml · derivative · entry 10 Hanks Richard · CIK 0001802754 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,854 Underlying: Ordinary Shares · 52,854 shares Expires 2027-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Represents the remaining un-exercised portion of a March 3, 2017 grant of stock options; the reported stock options became exercisable on November 30, 2020. Read SEC document |
| June 14, 2021 Filed Jun 15, 2021 16:51 UTC | CLARIVATE PLC CLVT · Entity 4778 | Exercise / conversionStock Options · Derivative | 52,854 | $0.00 Strike: $10.39 | $0.00 |
DisclosureSEC source: 0001764046-21-000101 · wf-form4_162379026173829.xml · derivative · entry 9 Hanks Richard · CIK 0001802754 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,854 Underlying: Ordinary Shares · 52,854 shares Expires 2027-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Represents the remaining un-exercised portion of a March 3, 2017 grant of stock options; the reported stock options became exercisable on November 30, 2020. Read SEC document |
| June 14, 2021 Filed Jun 15, 2021 16:51 UTC | CLARIVATE PLC CLVT · Entity 4778 | Exercise / conversionStock Options · Derivative | 73,997 | $0.00 Strike: $6.61 | $0.00 |
DisclosureSEC source: 0001764046-21-000101 · wf-form4_162379026173829.xml · derivative · entry 8 Hanks Richard · CIK 0001802754 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,997 Underlying: Ordinary Shares · 73,997 shares Expires 2027-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Represents the remaining un-exercised portion of a March 3, 2017 grant of stock options; the reported stock options became exercisable on November 30, 2020. Read SEC document |
| June 14, 2021 Filed Jun 15, 2021 16:51 UTC | CLARIVATE PLC CLVT · Entity 4778 | SaleOrdinary Shares | 124,297 | $26.00 | $3,231,722.00 |
DisclosureSEC source: 0001764046-21-000101 · wf-form4_162379026173829.xml · nonDerivative · entry 7 Hanks Richard · CIK 0001802754 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,883 Read SEC document |
| June 14, 2021 Filed Jun 15, 2021 16:51 UTC | CLARIVATE PLC CLVT · Entity 4778 | Tax withholdingOrdinary Shares | 91,877 | $26.00 | $2,388,802.00 |
DisclosureSEC source: 0001764046-21-000101 · wf-form4_162379026173829.xml · nonDerivative · entry 6 Hanks Richard · CIK 0001802754 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,180 F1 · shares: Represents shares withheld for payment of exercise price. Read SEC document |
| June 14, 2021 Filed Jun 15, 2021 16:51 UTC | CLARIVATE PLC CLVT · Entity 4778 | Exercise / conversionOrdinary Shares | 4,757 | $6.61 | $31,443.77 |
DisclosureSEC source: 0001764046-21-000101 · wf-form4_162379026173829.xml · nonDerivative · entry 5 Hanks Richard · CIK 0001802754 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 283,057 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 14, 2021 Filed Jun 15, 2021 16:51 UTC | CLARIVATE PLC CLVT · Entity 4778 | Exercise / conversionOrdinary Shares | 31,712 | $17.96 | $569,547.52 |
DisclosureSEC source: 0001764046-21-000101 · wf-form4_162379026173829.xml · nonDerivative · entry 4 Hanks Richard · CIK 0001802754 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278,300 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 14, 2021 Filed Jun 15, 2021 16:51 UTC | CLARIVATE PLC CLVT · Entity 4778 | Exercise / conversionOrdinary Shares | 52,854 | $14.18 | $749,469.72 |
DisclosureSEC source: 0001764046-21-000101 · wf-form4_162379026173829.xml · nonDerivative · entry 3 Hanks Richard · CIK 0001802754 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,588 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 14, 2021 Filed Jun 15, 2021 16:51 UTC | CLARIVATE PLC CLVT · Entity 4778 | Exercise / conversionOrdinary Shares | 52,854 | $10.39 | $549,153.06 |
DisclosureSEC source: 0001764046-21-000101 · wf-form4_162379026173829.xml · nonDerivative · entry 2 Hanks Richard · CIK 0001802754 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,734 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 14, 2021 Filed Jun 15, 2021 16:51 UTC | CLARIVATE PLC CLVT · Entity 4778 | Exercise / conversionOrdinary Shares | 73,997 | $6.61 | $489,120.17 |
DisclosureSEC source: 0001764046-21-000101 · wf-form4_162379026173829.xml · nonDerivative · entry 1 Hanks Richard · CIK 0001802754 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,880 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 16:46 UTC | CLARIVATE PLC CLVT · Entity 4778 | Tax withholdingOrdinary Shares | 1,889 | $27.25 | $51,475.25 |
DisclosureSEC source: 0001764046-21-000052 · wf-form4_161765555249175.xml · nonDerivative · entry 1 Hanks Richard · CIK 0001802754 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,883 F1 · kind: Represents shares withheld for taxes due upon the vesting of restricted share units. Read SEC document |
| March 01, 2021 Filed Mar 2, 2021 19:17 UTC | CLARIVATE PLC CLVT · Entity 4778 | GrantOrdinary Shares | 53,123 | $0.00 | $0.00 |
DisclosureSEC source: 0001764046-21-000028 · wf-form4_161473064748207.xml · nonDerivative · entry 1 Hanks Richard · CIK 0001802754 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,772 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.