Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Cornerstone Strategic Investment Fund, Inc.CLM · Entity 4490 | Director | October 15, 2019 | November 05, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Cornerstone Strategic Investment Fund, Inc.
Report date October 15, 2019 · Filed November 05, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 0 |
Last balance in matching sequence
After 2019-10-15 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2019-10-15 · Sale · Disposed 10 · Balance 7,490 F1: The Reporting Person disclaims beneficial ownership of the securities owned by his spouse and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Row 2 · 2019-10-15 · Sale · Disposed 5,900 · Balance 1,590 F1: The Reporting Person disclaims beneficial ownership of the securities owned by his spouse and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Row 3 · 2019-10-15 · Sale · Disposed 1,590 · Balance 0 F1: The Reporting Person disclaims beneficial ownership of the securities owned by his spouse and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person disclaims beneficial ownership of the securities owned by his spouse and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 15, 2019 Filed Nov 5, 2019 21:23 UTC | Cornerstone Strategic Investment Fund, Inc. CLM · Entity 4490 | SaleCommon Stock | 1,590 | $11.16 | $17,744.56 |
DisclosureSEC source: 0001104659-19-060066 · tv531773_form4.xml · nonDerivative · entry 3 ROGERS SCOTT B · CIK 0001221672 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 0 F1 · balance_after: The Reporting Person disclaims beneficial ownership of the securities owned by his spouse and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| October 15, 2019 Filed Nov 5, 2019 21:23 UTC | Cornerstone Strategic Investment Fund, Inc. CLM · Entity 4490 | SaleCommon Stock | 5,900 | $11.16 | $65,850.49 |
DisclosureSEC source: 0001104659-19-060066 · tv531773_form4.xml · nonDerivative · entry 2 ROGERS SCOTT B · CIK 0001221672 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 1,590 F1 · balance_after: The Reporting Person disclaims beneficial ownership of the securities owned by his spouse and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| October 15, 2019 Filed Nov 5, 2019 21:23 UTC | Cornerstone Strategic Investment Fund, Inc. CLM · Entity 4490 | SaleCommon Stock | 10 | $11.17 | $111.70 |
DisclosureSEC source: 0001104659-19-060066 · tv531773_form4.xml · nonDerivative · entry 1 ROGERS SCOTT B · CIK 0001221672 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 7,490 F1 · balance_after: The Reporting Person disclaims beneficial ownership of the securities owned by his spouse and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| November 01, 2018 Filed Nov 5, 2018 23:00 UTC | Cornerstone Strategic Investment Fund, Inc. CLM · Entity 4490 | PurchaseCommon Stock | 7,500 | $12.43 | $93,225.00 |
DisclosureSEC source: 0001144204-18-057366 · tv506221_form4.xml · nonDerivative · entry 1 ROGERS SCOTT B · CIK 0001221672 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 7,500 F1 · balance_after: The Reporting Person disclaims beneficial ownership of the securities owned by his spouse and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.