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Nasdaq · USD

CING

Cingulate Inc.

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6983
SEC CIK
0001862150
Parsed reports
175

Last 12 months

Inside the activity.

5 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202650
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 16, 2022 Filed Mar 18, 2022 21:25 UTC
Callahan Jennifer L.Corporate Controller
PurchaseCommon Stock 1,900 $1.39 $2,641.00
Disclosure

SEC source: 0001493152-22-007284 · ownership.xml · nonDerivative · entry 1

Callahan Jennifer L. · CIK 0001883523 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,443

Read SEC document
March 15, 2022 Filed Mar 17, 2022 00:00 UTC
Schaffer Shane J.Director · Chief Executive Officer
PurchaseWarrant to Purchase Common Stock · Derivative 50,000 $0.31 Strike: $6.00 $15,500.00
Disclosure

SEC source: 0001493152-22-007044 · ownership.xml · derivative · entry 1

Schaffer Shane J. · CIK 0001883254 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,500

Underlying: Common Stock · 50,000 shares

Expires 2026-12-10

Read SEC document
March 15, 2022 Filed Mar 17, 2022 00:00 UTC PurchaseCommon Stock 4,000 $1.38 $5,520.00
Disclosure

SEC source: 0001493152-22-007048 · ownership.xml · nonDerivative · entry 8

GIVENS GREGG WM · CIK 0001189317 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Son

Disclosed balance after: 10,000

F8 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.36 to $1.39 per share, inclusive. The Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.

F9 · ownership.nature: Reporting Person disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

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March 15, 2022 Filed Mar 17, 2022 00:00 UTC PurchaseCommon Stock 4,000 $1.37 $5,480.00
Disclosure

SEC source: 0001493152-22-007048 · ownership.xml · nonDerivative · entry 7

GIVENS GREGG WM · CIK 0001189317 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Son

Disclosed balance after: 10,000

F6 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.34 to $1.39 per share, inclusive. The Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.

F9 · ownership.nature: Reporting Person disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 00:00 UTC PurchaseCommon Stock 4,000 $1.37 $5,493.20
Disclosure

SEC source: 0001493152-22-007048 · ownership.xml · nonDerivative · entry 6

GIVENS GREGG WM · CIK 0001189317 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Daughter

Disclosed balance after: 10,000

F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.36 to $1.39 per share, inclusive. The Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.

F9 · ownership.nature: Reporting Person disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 00:00 UTC PurchaseCommon Stock 27,000 $1.38 $37,338.30
Disclosure

SEC source: 0001493152-22-007048 · ownership.xml · nonDerivative · entry 5

GIVENS GREGG WM · CIK 0001189317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,318

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.36 to $1.45 per share, inclusive. The Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.

Read SEC document
March 15, 2022 Filed Mar 22, 2024 22:00 UTC PurchaseWarrant to Purchase Common Stock · Derivative 1,500 $0.30 Strike: $120.00 $451.05
Disclosure

SEC source: 0001493152-24-011034 · ownership.xml · derivative · entry 2

Callahan Jennifer L. · CIK 0001883523 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,030

Underlying: Common Stock · 75 shares

Expires 2026-12-10

F1 · derivative.exercise_price: The number of shares and price reflect the 1-for-20 reverse stock split of the Issuer's issued and outstanding shares of common stock, which became effective on November 30, 2023.

F3 · price: The price reported in Column 8 is a weighted average price. These warrants were purchased in multiple transactions at prices ranging from $0.2999 to $0.3094 per warrant, inclusive. The Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants purchased at each separate price within the ranges set forth herein.

F1 · derivative.underlying_shares: The number of shares and price reflect the 1-for-20 reverse stock split of the Issuer's issued and outstanding shares of common stock, which became effective on November 30, 2023.

F2 · balance_after: Total number of securities includes purchases reflected on Forms 4 filed subsequent to the purchases this Form 4 covers.

Read SEC document
March 15, 2022 Filed Mar 22, 2024 22:00 UTC PurchaseCommon Stock 55 $27.10 $1,490.50
Disclosure

SEC source: 0001493152-24-011034 · ownership.xml · nonDerivative · entry 1

Callahan Jennifer L. · CIK 0001883523 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,333

F1 · shares: The number of shares and price reflect the 1-for-20 reverse stock split of the Issuer's issued and outstanding shares of common stock, which became effective on November 30, 2023.

F1 · price: The number of shares and price reflect the 1-for-20 reverse stock split of the Issuer's issued and outstanding shares of common stock, which became effective on November 30, 2023.

F1 · balance_after: The number of shares and price reflect the 1-for-20 reverse stock split of the Issuer's issued and outstanding shares of common stock, which became effective on November 30, 2023.

F2 · balance_after: Total number of securities includes purchases reflected on Forms 4 filed subsequent to the purchases this Form 4 covers.

Read SEC document
March 14, 2022 Filed Mar 16, 2022 20:00 UTC
Gilgallon Craig S.EVP & General Counsel
PurchaseWarrant to Purchase Common Stock · Derivative 5,016 $0.33 Strike: $6.00 $1,655.28
Disclosure

SEC source: 0001493152-22-007047 · ownership.xml · derivative · entry 3

Gilgallon Craig S. · CIK 0001883241 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,016

Underlying: Common Stock · 5,016 shares

Expires 2026-12-10

F3 · price: The price reported in Column 4 is a weighted average price. These warrants were purchased in multiple transactions at prices ranging from $0.2858 to $0.33 per warrant, inclusive. The Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants purchased at each separate price within the ranges set forth herein.

Read SEC document
March 14, 2022 Filed Mar 16, 2022 20:00 UTC
Gilgallon Craig S.EVP & General Counsel
PurchaseCommon Stock 5,975 $1.38 $8,226.98
Disclosure

SEC source: 0001493152-22-007047 · ownership.xml · nonDerivative · entry 1

Gilgallon Craig S. · CIK 0001883241 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,975

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.3099 to $1.39 per share, inclusive. The Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.

Read SEC document
March 14, 2022 Filed Mar 17, 2022 00:00 UTC
VAN HORN LOUIS GEVP and CFO
PurchaseCommon Stock 15,000 $1.34 $20,044.50
Disclosure

SEC source: 0001493152-22-007045 · ownership.xml · nonDerivative · entry 1

VAN HORN LOUIS G · CIK 0001224126 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.30 to $1.39 per share, inclusive. The Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.

Read SEC document
March 14, 2022 Filed Mar 17, 2022 00:00 UTC
Callahan Jennifer L.Corporate Controller
PurchaseWarrant to Purchase Common Stock · Derivative 1,621 $0.40 Strike: $6.00 $652.29
Disclosure

SEC source: 0001493152-22-007046 · ownership.xml · derivative · entry 2

Callahan Jennifer L. · CIK 0001883523 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,621

Underlying: Common Stock · 1,621 shares

Expires 2026-12-10

F2 · price: The price reported in Column 4 is a weighted average price. These warrants were purchased in multiple transactions at prices ranging from $0.3099 to $0.4612 per warrant, inclusive. The Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants purchased at each separate price within the ranges set forth herein.

Read SEC document
March 14, 2022 Filed Mar 17, 2022 00:00 UTC
Callahan Jennifer L.Corporate Controller
PurchaseCommon Stock 12,000 $1.46 $17,493.60
Disclosure

SEC source: 0001493152-22-007046 · ownership.xml · nonDerivative · entry 1

Callahan Jennifer L. · CIK 0001883523 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,543

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.44 to $1.48 per share, inclusive. The Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.

Read SEC document
March 14, 2022 Filed Mar 17, 2022 00:00 UTC PurchaseCommon Stock 17,532 $1.41 $24,763.95
Disclosure

SEC source: 0001493152-22-007043 · ownership.xml · nonDerivative · entry 1

Medeiros Curtis · CIK 0001801084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,532

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.301 to $1.497 per share, inclusive. The Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.

Read SEC document
March 14, 2022 Filed Mar 17, 2022 00:00 UTC PurchaseCommon Stock 6,000 $1.29 $7,719.00
Disclosure

SEC source: 0001493152-22-007048 · ownership.xml · nonDerivative · entry 4

GIVENS GREGG WM · CIK 0001189317 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Son

Disclosed balance after: 6,000

F7 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.25 to $1.33 per share, inclusive. The Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.

F9 · ownership.nature: Reporting Person disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
March 14, 2022 Filed Mar 17, 2022 00:00 UTC PurchaseCommon Stock 6,000 $1.30 $7,789.80
Disclosure

SEC source: 0001493152-22-007048 · ownership.xml · nonDerivative · entry 3

GIVENS GREGG WM · CIK 0001189317 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Son

Disclosed balance after: 6,000

F5 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.26 to $1.32 per share, inclusive. The Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.

F9 · ownership.nature: Reporting Person disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
March 14, 2022 Filed Mar 17, 2022 00:00 UTC PurchaseCommon Stock 6,000 $1.30 $7,779.00
Disclosure

SEC source: 0001493152-22-007048 · ownership.xml · nonDerivative · entry 2

GIVENS GREGG WM · CIK 0001189317 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Daughter

Disclosed balance after: 6,000

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.25 to $1.32 per share, inclusive. The Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.

F9 · ownership.nature: Reporting Person disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
March 14, 2022 Filed Mar 17, 2022 00:00 UTC PurchaseCommon Stock 9,000 $1.32 $11,865.60
Disclosure

SEC source: 0001493152-22-007048 · ownership.xml · nonDerivative · entry 1

GIVENS GREGG WM · CIK 0001189317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,318

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.27 to $1.37 per share, inclusive. The Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 18:00 UTC
Gilgallon Craig S.EVP and General Counsel
GrantStock Option (right to Buy) · Derivative 30,000 $0.00 Strike: $1.38 $0.00
Disclosure

SEC source: 0001493152-22-005768 · ownership.xml · derivative · entry 1

Gilgallon Craig S. · CIK 0001883241 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2032-02-25

F1 · derivative.exercise_date: The option vests as follows: 25% on the one-year anniversary of the date of grant and the remaining shares in substantially equal monthly installments over the 36-month period following the initial vesting date.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 23:00 UTC
Schaffer Shane J.Director · Chief Executive Officer
GrantStock Option (right to Buy) · Derivative 67,500 $0.00 Strike: $1.38 $0.00
Disclosure

SEC source: 0001493152-22-005779 · ownership.xml · derivative · entry 1

Schaffer Shane J. · CIK 0001883254 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,500

Underlying: Common Stock · 67,500 shares

Expires 2032-02-25

F1 · derivative.exercise_date: The option vests as follows: 25% on the one-year anniversary of the date of grant and the remaining shares in substantially equal monthly installments over the 36-month period following the initial vesting date.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 23:01 UTC GrantStock Option (right to Buy) · Derivative 9,000 $0.00 Strike: $1.38 $0.00
Disclosure

SEC source: 0001493152-22-005778 · ownership.xml · derivative · entry 1

Werth Peter J. · CIK 0001883257 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 9,000 shares

Expires 2032-02-25

F1 · derivative.exercise_date: The option vests on the one-year anniversary of the date of grant.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 23:03 UTC
Silva Raul R.EVP and Chief Science Officer
GrantStock Option (right to Buy) · Derivative 6,000 $0.00 Strike: $1.38 $0.00
Disclosure

SEC source: 0001493152-22-005771 · ownership.xml · derivative · entry 1

Silva Raul R. · CIK 0001883270 · EVP and Chief Science Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 6,000 shares

Expires 2032-02-25

F1 · derivative.exercise_date: The option vests as follows: 25% on the one-year anniversary of the date of grant and the remaining shares in substantially equal monthly installments over the 36-month period following the initial vesting date.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 23:01 UTC GrantStock Option (right to Buy) · Derivative 9,000 $0.00 Strike: $1.38 $0.00
Disclosure

SEC source: 0001493152-22-005777 · ownership.xml · derivative · entry 1

Hargroves Thomas Jeffrey · CIK 0001883231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 9,000 shares

Expires 2032-02-25

F1 · derivative.exercise_date: The option vests on the one-year anniversary of the date of grant.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 23:01 UTC
VAN HORN LOUIS GEVP and CFO
GrantStock Option (right to Buy) · Derivative 30,000 $0.00 Strike: $1.38 $0.00
Disclosure

SEC source: 0001493152-22-005770 · ownership.xml · derivative · entry 1

VAN HORN LOUIS G · CIK 0001224126 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2032-02-25

F1 · derivative.exercise_date: The option vests as follows: 25% on the one-year anniversary of the date of grant and the remaining shares in substantially equal monthly installments over the 36-month period following the initial vesting date.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 23:01 UTC GrantStock Option (right to Buy) · Derivative 9,000 $0.00 Strike: $1.38 $0.00
Disclosure

SEC source: 0001493152-22-005776 · ownership.xml · derivative · entry 1

Conroy Jeffrey X · CIK 0001794086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 9,000 shares

Expires 2032-02-25

F1 · derivative.exercise_date: The option vests on the one-year anniversary of the date of grant.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 23:01 UTC GrantStock Option (right to Buy) · Derivative 9,000 $0.00 Strike: $1.38 $0.00
Disclosure

SEC source: 0001493152-22-005772 · ownership.xml · derivative · entry 1

Gallagher Patrick Joseph · CIK 0001648003 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 9,000 shares

Expires 2032-02-25

F1 · derivative.exercise_date: The option vests on the one-year anniversary of the date of grant.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 23:01 UTC
Callahan Jennifer L.Corporate Controller
GrantStock Option (right to Buy) · Derivative 10,000 $0.00 Strike: $1.38 $0.00
Disclosure

SEC source: 0001493152-22-005774 · ownership.xml · derivative · entry 1

Callahan Jennifer L. · CIK 0001883523 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2032-02-25

F1 · derivative.exercise_date: The option vests as follows: 25% on the one-year anniversary of the date of grant and the remaining shares in substantially equal monthly installments over the 36-month period following the initial vesting date.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 23:01 UTC
Myers LaurieEVP and COO
GrantStock Option (right to Buy) · Derivative 30,000 $0.00 Strike: $1.38 $0.00
Disclosure

SEC source: 0001493152-22-005773 · ownership.xml · derivative · entry 1

Myers Laurie · CIK 0001883920 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2032-02-25

F1 · derivative.exercise_date: The option vests as follows: 25% on the one-year anniversary of the date of grant and the remaining shares in substantially equal monthly installments over the 36-month period following the initial vesting date.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 23:00 UTC GrantStock Option (right to Buy) · Derivative 9,000 $0.00 Strike: $1.38 $0.00
Disclosure

SEC source: 0001493152-22-005775 · ownership.xml · derivative · entry 1

Medeiros Curtis · CIK 0001801084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 9,000 shares

Expires 2032-02-25

F1 · derivative.exercise_date: The option vests on the one-year anniversary of the date of grant.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 23:00 UTC GrantStock Option (right to Buy) · Derivative 9,000 $0.00 Strike: $1.38 $0.00
Disclosure

SEC source: 0001493152-22-005769 · ownership.xml · derivative · entry 1

GIVENS GREGG WM · CIK 0001189317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 9,000 shares

Expires 2032-02-25

F1 · derivative.exercise_date: The option vests on the one-year anniversary of the date of grant.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 23:00 UTC
Brams MatthewEVP and Chief Medical Officer
GrantStock Option (right to Buy) · Derivative 12,500 $0.00 Strike: $1.38 $0.00
Disclosure

SEC source: 0001493152-22-005780 · ownership.xml · derivative · entry 1

Brams Matthew · CIK 0001884361 · EVP and Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 12,500 shares

Expires 2032-02-25

F1 · derivative.exercise_date: The option vests as follows: 25% on the one-year anniversary of the date of grant and the remaining shares in substantially equal monthly installments over the 36-month period following the initial vesting date.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 23:00 UTC
Schaffer Shane J.Director · Chief Executive Officer
GrantWarrant to Purchase Common Stock · Derivative 16,500 Not disclosed Strike: $6.00 Not disclosed
Disclosure

SEC source: 0001493152-21-031460 · ownership.xml · derivative · entry 3

Schaffer Shane J. · CIK 0001883254 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,500

Underlying: Common Stock · 16,500 shares

Expires 2026-12-10

F1 · price: Reporting Person purchased 16,500 Units in the Issuer's initial public offering at $6.00 per Unit. Each Unit consists of one share of Common Stock and one warrant to purchase one share of Common Stock.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 23:00 UTC
Schaffer Shane J.Director · Chief Executive Officer
PurchaseCommon Stock 16,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-21-031460 · ownership.xml · nonDerivative · entry 1

Schaffer Shane J. · CIK 0001883254 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,500

F1 · price: Reporting Person purchased 16,500 Units in the Issuer's initial public offering at $6.00 per Unit. Each Unit consists of one share of Common Stock and one warrant to purchase one share of Common Stock.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 23:00 UTC GrantWarrant to Purchase Common Stock · Derivative 8,300 Not disclosed Strike: $6.00 Not disclosed
Disclosure

SEC source: 0001493152-21-031458 · ownership.xml · derivative · entry 3

Werth Peter J. · CIK 0001883257 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Werth Family Investment Associates LLC

Disclosed balance after: 8,300

Underlying: Common Stock · 8,300 shares

Expires 2026-12-10

F1 · price: Werth Family Investment Associates LLC purchased 8,300 Units in the Issuer's initial public offering at $6.00 per Unit. Each Unit consists of one share of Common Stock and one warrant to purchase one share of Common Stock.

F2 · ownership.nature: Reporting person disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 23:00 UTC PurchaseCommon Stock 8,300 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-21-031458 · ownership.xml · nonDerivative · entry 1

Werth Peter J. · CIK 0001883257 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Werth Family Investment Associates LLC

Disclosed balance after: 844,731

F1 · price: Werth Family Investment Associates LLC purchased 8,300 Units in the Issuer's initial public offering at $6.00 per Unit. Each Unit consists of one share of Common Stock and one warrant to purchase one share of Common Stock.

F2 · ownership.nature: Reporting person disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

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December 10, 2021 Filed Dec 14, 2021 23:00 UTC GrantWarrant to Purchase Common Stock · Derivative 8,300 Not disclosed Strike: $6.00 Not disclosed
Disclosure

SEC source: 0001493152-21-031461 · ownership.xml · derivative · entry 3

Hargroves Thomas Jeffrey · CIK 0001883231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,300

Underlying: Common Stock · 8,300 shares

Expires 2026-12-10

F1 · price: Reporting Person purchased 8,300 Units in the Issuer's initial public offering at $6.00 per Unit. Each Unit consists of one share of Common Stock and one warrant to purchase one share of Common Stock.

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December 10, 2021 Filed Dec 14, 2021 23:00 UTC PurchaseCommon Stock 8,300 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-21-031461 · ownership.xml · nonDerivative · entry 1

Hargroves Thomas Jeffrey · CIK 0001883231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,300

F1 · price: Reporting Person purchased 8,300 Units in the Issuer's initial public offering at $6.00 per Unit. Each Unit consists of one share of Common Stock and one warrant to purchase one share of Common Stock.

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December 10, 2021 Filed Dec 14, 2021 23:00 UTC GrantWarrant to Purchase Common Stock · Derivative 16,500 Not disclosed Strike: $6.00 Not disclosed
Disclosure

SEC source: 0001493152-21-031459 · ownership.xml · derivative · entry 2

GIVENS GREGG WM · CIK 0001189317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,500

Underlying: Common Stock · 16,500 shares

Expires 2026-12-10

F1 · price: Reporting Person purchased 16,500 Units in the Issuer's initial public offering at $6.00 per Unit. Each Unit consists of one share of Common Stock and one warrant to purchase one share of Common Stock.

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December 10, 2021 Filed Dec 14, 2021 23:00 UTC PurchaseCommon Stock 16,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-21-031459 · ownership.xml · nonDerivative · entry 1

GIVENS GREGG WM · CIK 0001189317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,318

F1 · price: Reporting Person purchased 16,500 Units in the Issuer's initial public offering at $6.00 per Unit. Each Unit consists of one share of Common Stock and one warrant to purchase one share of Common Stock.

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December 07, 2021 Filed Dec 9, 2021 18:00 UTC
Gilgallon Craig S.EVP and General Counsel
GrantStock Option (right to Buy) · Derivative 67,376 $0.00 Strike: $6.00 $0.00
Disclosure

SEC source: 0001493152-21-031000 · ownership.xml · derivative · entry 1

Gilgallon Craig S. · CIK 0001883241 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,376

Underlying: Common Stock · 67,376 shares

Expires 2031-12-07

F1 · derivative.exercise_date: The option vests in four equal annual installments commencing on December 7, 2022.

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December 07, 2021 Filed Dec 9, 2021 23:00 UTC
Schaffer Shane J.Director · Chief Executive Officer
GrantStock Option (right to Buy) · Derivative 179,668 $0.00 Strike: $6.00 $0.00
Disclosure

SEC source: 0001493152-21-030998 · ownership.xml · derivative · entry 1

Schaffer Shane J. · CIK 0001883254 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,668

Underlying: Common Stock · 179,668 shares

Expires 2031-12-07

F1 · derivative.exercise_date: The option vests in four equal annual installments commencing on December 7, 2022.

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December 07, 2021 Filed Dec 9, 2021 23:00 UTC GrantStock Option (right to Buy) · Derivative 8,983 $0.00 Strike: $6.00 $0.00
Disclosure

SEC source: 0001493152-21-030995 · ownership.xml · derivative · entry 1

Werth Peter J. · CIK 0001883257 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,983

Underlying: Common Stock · 8,983 shares

Expires 2031-12-07

F1 · derivative.exercise_date: The option vests in four equal annual installments commencing on December 7, 2022.

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December 07, 2021 Filed Dec 9, 2021 23:00 UTC
Silva Raul R.EVP and Chief Science Officer
GrantStock Option (right to Buy) · Derivative 4,492 $0.00 Strike: $6.00 $0.00
Disclosure

SEC source: 0001493152-21-030996 · ownership.xml · derivative · entry 1

Silva Raul R. · CIK 0001883270 · EVP and Chief Science Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,492

Underlying: Common Stock · 4,492 shares

Expires 2031-12-07

F1 · derivative.exercise_date: The option vests in four equal annual installments commencing on December 7, 2022.

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December 07, 2021 Filed Dec 9, 2021 23:00 UTC GrantStock Option (right · Derivative 8,983 $0.00 Strike: $6.00 $0.00
Disclosure

SEC source: 0001493152-21-031002 · ownership.xml · derivative · entry 1

Hargroves Thomas Jeffrey · CIK 0001883231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,983

Underlying: Common Stock · 8,983 shares

Expires 2031-12-07

F1 · derivative.exercise_date: The option vests in four equal annual installments commencing on December 7, 2022.

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December 07, 2021 Filed Dec 9, 2021 23:00 UTC
Brams MatthewEVP and Chief Medical Officer
GrantStock Option (right to Buy) · Derivative 4,492 $0.00 Strike: $6.00 $0.00
Disclosure

SEC source: 0001493152-21-031006 · ownership.xml · derivative · entry 1

Brams Matthew · CIK 0001884361 · EVP and Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,492

Underlying: Common Stock · 4,492 shares

Expires 2031-12-07

F1 · derivative.exercise_date: The option vests in four equal annual installments commencing on December 7, 2022.

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December 07, 2021 Filed Dec 9, 2021 23:00 UTC
Callahan Jennifer L.Corporate Controller
GrantStock Option (right to Buy) · Derivative 22,459 $0.00 Strike: $6.00 $0.00
Disclosure

SEC source: 0001493152-21-031005 · ownership.xml · derivative · entry 1

Callahan Jennifer L. · CIK 0001883523 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,459

Underlying: Common Stock · 22,459 shares

Expires 2031-12-07

F1 · derivative.exercise_date: The option vests in four equal annual installments commencing on December 7, 2022.

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December 07, 2021 Filed Dec 9, 2021 23:00 UTC GrantStock Option (right to Buy) · Derivative 8,983 $0.00 Strike: $6.00 $0.00
Disclosure

SEC source: 0001493152-21-030997 · ownership.xml · derivative · entry 1

GIVENS GREGG WM · CIK 0001189317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,983

Underlying: Common Stock · 8,983 shares

Expires 2031-12-07

F1 · derivative.exercise_date: The option vests in four equal annual installments commencing on December 7, 2022.

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December 07, 2021 Filed Dec 9, 2021 23:00 UTC GrantStock Option (right to Buy) · Derivative 8,983 $0.00 Strike: $6.00 $0.00
Disclosure

SEC source: 0001493152-21-030999 · ownership.xml · derivative · entry 1

Gallagher Patrick Joseph · CIK 0001648003 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,983

Underlying: Common Stock · 8,983 shares

Expires 2031-12-07

F1 · derivative.exercise_date: The option vests in four equal annual installments commencing on December 7, 2022.

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December 07, 2021 Filed Dec 9, 2021 23:00 UTC GrantStock Option (right to Buy) · Derivative 8,983 $0.00 Strike: $6.00 $0.00
Disclosure

SEC source: 0001493152-21-031004 · ownership.xml · derivative · entry 1

Medeiros Curtis · CIK 0001801084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,983

Underlying: Common Stock · 8,983 shares

Expires 2031-12-07

F1 · derivative.exercise_date: The option vests in four equal annual installments commencing on December 7, 2022.

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December 07, 2021 Filed Dec 9, 2021 23:00 UTC GrantStock Option (right to Buy) · Derivative 8,983 $0.00 Strike: $6.00 $0.00
Disclosure

SEC source: 0001493152-21-031003 · ownership.xml · derivative · entry 1

Conroy Jeffrey X · CIK 0001794086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,983

Underlying: Common Stock · 8,983 shares

Expires 2031-12-07

F1 · derivative.exercise_date: The option vests in four equal annual installments commencing on December 7, 2022.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.