Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Cingulate Inc.CING · Entity 6983 | Director | June 15, 2023 | June 20, 2023 |
| Ontrak, Inc.CATS · Entity 78207 | Chief Operating Officer | March 16, 2020 | March 24, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Cingulate Inc.
Report date June 15, 2023 · Filed June 20, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.98 · Expires 2033-06-15 | Direct | 15,000 |
Reported balance
After 2023-06-15 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2023-06-15 · Grant · Acquired 15,000 · Balance 15,000 F1: The option vests on the one-year anniversary of the date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: The option vests on the one-year anniversary of the date of grant.
Ontrak, Inc.
Report date March 16, 2020 · Filed March 24, 2020 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.0001SEC Table I · non-derivative | Direct | 43,986 |
Last balance in matching sequence
After 2020-03-16 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2020-03-16 · Purchase · Acquired 8,797 · Balance 34,521 Row 2 · 2020-03-16 · Purchase · Acquired 7,561 · Balance 42,082 Row 3 · 2020-03-16 · Purchase · Acquired 1,904 · Balance 43,986 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 15, 2023 Filed Jun 20, 2023 11:00 UTC | Cingulate Inc. CING · Entity 6983 | GrantStock Option (right to Buy) · Derivative | 15,000 | $0.00 Strike: $0.98 | $0.00 |
DisclosureSEC source: 0001493152-23-021769 · ownership.xml · derivative · entry 1 Medeiros Curtis · CIK 0001801084 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2033-06-15 F1 · derivative.exercise_date: The option vests on the one-year anniversary of the date of grant. Read SEC document |
| May 06, 2022 Filed Sep 23, 2022 22:00 UTC | Cingulate Inc. CING · Entity 6983 | SaleCommon Stock | 17,532 | $1.27 | $22,207.78 |
DisclosureSEC source: 0001493152-22-026717 · ownership.xml · nonDerivative · entry 1 Medeiros Curtis · CIK 0001801084 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: These shares were sold by the Reporting Person's broker without instruction from, or knowledge by, the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.26 to $1.35 per share. The Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein. Read SEC document |
| March 14, 2022 Filed Mar 17, 2022 00:00 UTC | Cingulate Inc. CING · Entity 6983 | PurchaseCommon Stock | 17,532 | $1.41 | $24,763.95 |
DisclosureSEC source: 0001493152-22-007043 · ownership.xml · nonDerivative · entry 1 Medeiros Curtis · CIK 0001801084 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,532 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.301 to $1.497 per share, inclusive. The Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein. Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 23:00 UTC | Cingulate Inc. CING · Entity 6983 | GrantStock Option (right to Buy) · Derivative | 9,000 | $0.00 Strike: $1.38 | $0.00 |
DisclosureSEC source: 0001493152-22-005775 · ownership.xml · derivative · entry 1 Medeiros Curtis · CIK 0001801084 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 Underlying: Common Stock · 9,000 shares Expires 2032-02-25 F1 · derivative.exercise_date: The option vests on the one-year anniversary of the date of grant. Read SEC document |
| December 07, 2021 Filed Dec 9, 2021 23:00 UTC | Cingulate Inc. CING · Entity 6983 | GrantStock Option (right to Buy) · Derivative | 8,983 | $0.00 Strike: $6.00 | $0.00 |
DisclosureSEC source: 0001493152-21-031004 · ownership.xml · derivative · entry 1 Medeiros Curtis · CIK 0001801084 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,983 Underlying: Common Stock · 8,983 shares Expires 2031-12-07 F1 · derivative.exercise_date: The option vests in four equal annual installments commencing on December 7, 2022. Read SEC document |
| March 23, 2020 Filed Mar 24, 2020 07:33 UTC | Ontrak, Inc. CATS · Entity 78207 | PurchaseCommon Stock, par value $0.0001 | 2,335 | $9.64 | $22,508.23 |
DisclosureSEC source: 0001437749-20-005964 · rdgdoc.xml · nonDerivative · entry 3 Medeiros Curtis · CIK 0001801084 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,821 Read SEC document |
| March 23, 2020 Filed Mar 24, 2020 07:33 UTC | Ontrak, Inc. CATS · Entity 78207 | PurchaseCommon Stock, par value $0.0001 | 9,500 | $9.31 | $88,452.60 |
DisclosureSEC source: 0001437749-20-005964 · rdgdoc.xml · nonDerivative · entry 2 Medeiros Curtis · CIK 0001801084 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,486 Read SEC document |
| March 23, 2020 Filed Mar 24, 2020 07:33 UTC | Ontrak, Inc. CATS · Entity 78207 | PurchaseCommon Stock, par value $0.0001 | 10,000 | $8.91 | $89,079.00 |
DisclosureSEC source: 0001437749-20-005964 · rdgdoc.xml · nonDerivative · entry 1 Medeiros Curtis · CIK 0001801084 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,986 Read SEC document |
| March 16, 2020 Filed Mar 17, 2020 07:30 UTC | Ontrak, Inc. CATS · Entity 78207 | PurchaseCommon Stock, par value $0.0001 | 1,904 | $10.50 | $19,992.00 |
DisclosureSEC source: 0001437749-20-005388 · rdgdoc.xml · nonDerivative · entry 3 Medeiros Curtis · CIK 0001801084 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,986 Read SEC document |
| March 16, 2020 Filed Mar 17, 2020 07:30 UTC | Ontrak, Inc. CATS · Entity 78207 | PurchaseCommon Stock, par value $0.0001 | 7,561 | $11.50 | $86,951.50 |
DisclosureSEC source: 0001437749-20-005388 · rdgdoc.xml · nonDerivative · entry 2 Medeiros Curtis · CIK 0001801084 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,082 Read SEC document |
| March 16, 2020 Filed Mar 17, 2020 07:30 UTC | Ontrak, Inc. CATS · Entity 78207 | PurchaseCommon Stock, par value $0.0001 | 8,797 | $10.58 | $93,043.23 |
DisclosureSEC source: 0001437749-20-005388 · rdgdoc.xml · nonDerivative · entry 1 Medeiros Curtis · CIK 0001801084 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,521 Read SEC document |
| March 16, 2020 Filed Mar 24, 2020 07:37 UTC Amendment | Ontrak, Inc. CATS · Entity 78207 | PurchaseCommon Stock, par value $0.0001 | 1,904 | $10.50 | $19,992.00 |
DisclosureSEC source: 0001437749-20-005966 · rdgdoc.xml · nonDerivative · entry 3 Medeiros Curtis · CIK 0001801084 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,986 Read SEC document |
| March 16, 2020 Filed Mar 24, 2020 07:37 UTC Amendment | Ontrak, Inc. CATS · Entity 78207 | PurchaseCommon Stock, par value $0.0001 | 7,561 | $11.50 | $86,951.50 |
DisclosureSEC source: 0001437749-20-005966 · rdgdoc.xml · nonDerivative · entry 2 Medeiros Curtis · CIK 0001801084 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,082 Read SEC document |
| March 16, 2020 Filed Mar 24, 2020 07:37 UTC Amendment | Ontrak, Inc. CATS · Entity 78207 | PurchaseCommon Stock, par value $0.0001 | 8,797 | $10.58 | $93,043.23 |
DisclosureSEC source: 0001437749-20-005966 · rdgdoc.xml · nonDerivative · entry 1 Medeiros Curtis · CIK 0001801084 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,521 Read SEC document |
| January 22, 2020 Filed Feb 14, 2020 16:06 UTC | Ontrak, Inc. CATS · Entity 78207 | GrantCommon Stock | 25,724 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-20-002754 · rdgdoc.xml · nonDerivative · entry 1 Medeiros Curtis · CIK 0001801084 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,724 F1 · shares: Common stock were granted to Mr. Medeiros as part of his services as the Chief Operating Officer of the Company. F2 · price: Mr. Medeiros received 25,724 shares of common stock of the Company valued at $400,000, using a per share price of $15.55, the closing price of common stock on December 2, 2019, the commencement date of Mr. Medeiros' employment. Read SEC document |
| December 02, 2019 Filed Feb 14, 2020 16:06 UTC | Ontrak, Inc. CATS · Entity 78207 | GrantStock Option to purchase Common Stock · Derivative | 300,000 | Not disclosed Strike: $15.55 | Not disclosed |
DisclosureSEC source: 0001437749-20-002754 · rdgdoc.xml · derivative · entry 2 Medeiros Curtis · CIK 0001801084 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 300,000 shares Expires 2029-12-02 F3 · kind: These options were granted to Mr. Medeiros for his services as the Chief Operating Officer of the Company. F3 · price: These options were granted to Mr. Medeiros for his services as the Chief Operating Officer of the Company. F4 · derivative.exercise_date: 100,000 shares shall vest one year from the date of grant and the remaining 200,000 options shall vest equally over the next 24 months. Read SEC document |
| December 02, 2019 Filed Mar 17, 2020 07:30 UTC | Ontrak, Inc. CATS · Entity 78207 | GrantStock Option to purchase Common Stock · Derivative | 300,000 | Not disclosed Strike: $15.55 | Not disclosed |
DisclosureSEC source: 0001437749-20-005388 · rdgdoc.xml · derivative · entry 4 Medeiros Curtis · CIK 0001801084 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 300,000 shares Expires 2029-12-02 F1 · kind: These options were granted to Mr. Medeiros for his services as the Chief Operating Officer of the Company. F1 · price: These options were granted to Mr. Medeiros for his services as the Chief Operating Officer of the Company. F2 · derivative.exercise_date: 100,000 shares shall vest one year from the date of grant and the remaining 200,000 options shall vest equally over the next 24 months. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.